Rethinking Contemporary Musicology: Panel at the Royal Musical Association 2019 – Part 1. Papers of Larson Powell and Eva Moreda Rodriguez

At this year’s Royal Musical Association annual conference, at the University of Manchester/Royal Northern College of Music, I was very pleased to convene a panel on ‘Rethinking Contemporary Musicologies: Disciplinary Shifts and the Risks of Deskilling’ (12 September 2019). These featured the following speakers and papers:

Larson Powell (University of Missouri, Kansas City, USA): ‘Film-Music Studies between Disciplines’.

Eva Moreda Rodriguez (University of Glasgow): ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’.

Darla M. Crispin (Norwegian Academy of Music, Oslo, Norway): ‘Artistic Research in Music: Brave New World – or Harbinger of Decline?’

Peter Tregear (University of Melbourne, Australia): ‘Telling Tales in (and out of) Music Schools’.

Below, I reproduce my Introduction to the panel in full, then give a detailed account of the first two papers (as some of these are drafts for chapters in the book, I prefer not to reproduce them verbatim). In the second part of this, I will do the same with the other two papers and also give some wider reflections of my own on the very well-attended and constructive event.

 

Ian Pace, Introduction

Twenty years ago, in 1999, Nicholas Cook and Mark Everist published the co-edited volume Rethinking Music. This followed in the wake of a series of publications now associated with the ‘New Musicology’ from the early 1990s, but the scale of this publication and its appearance from such a major publisher as Oxford University Press indicated how various tendencies had entered the musicological mainstream. Twenty years later, Peter Tregear and I are in the process of co-editing a new volume, Rethinking Contemporary Musicology: Perspectives on Interdisciplinarity, Skills and Deskilling, which will appear from Routledge in 2020. This brings together a range of leading scholars who all offer critical perspectives on both developments in English-speaking academia which were relatively new when Cook/Everist was published and the state of play in more long-established realms of research and teaching. Four of the contributors are here and will be giving papers, most of which relate to their chapters in the book.

I would emphasise that this book deals specifically with English-speaking academia. This is not because of any type of provinciality, let alone any assertion of centrality of Anglophone contributions to the disciplines. Rather, the editors simply feel that the issues at stake in the Anglosphere, while far from homogeneous, are somewhat distinct from those elsewhere, and as such warrant separate consideration.

Amongst the other chapters in the book – this is not an exhaustive list – are Paul Harper-Scott on musicology, the middlebrow and questions of demographics amongst academics, Christopher Wiley on popular music education and the question of specifically musical engagement, Mu-Xuan Lin on body politics and gendered orthodoxies relating to contemporary composition and the ‘New Discipline’, myself on the application of ethnomusicological approaches to the study of Western art music, then Michael Spitzer on the state of musical analysis, Alan Davison on that for music history, Nicole Grimes on neo-liberalism and the study of Western art music, and case studies relating to issues provoked by the work of Richard Taruskin, Nicholas Cook and Georgina Born, written by Frank Cox, me and Joan Arnau Pamiès respectively.

In general, the contributors can be said to share varying degrees of scepticism towards some aspects of such Anglophone musicology which can be said either to have become orthodoxies, or are sufficiently widespread as to be worthy of critical interrogation. In short, it is time to cast a critical eye on what the discipline has become. Key questions which recur in many essays have to do with the demands of interdisciplinarity, especially whether some allegedly interdisciplinary work entails more than a superficial injection of a handful of concepts or buzzwords from other disciplines (as has been argued by Giles Hooper, another contributor to the book) rather than more rigorous engagement, and the complementary issue of ‘deskilling’ of musicology.

The term ‘deskilling’ was coined by Marxist theorist Harry Braverman in his Labor and Monopoly Capital (New York: Monthly Review, 1974) to characterise the lowering of skill levels as part of a process of progressive estrangement and alienation of workers, relating to the division of labour, in the process increasing their dispensability. As musicology has supposedly become more diverse, many of us argue that various core skills and knowledge, not least relating to basic musicianship, notation, familiarity with history and repertoire, and especially theory and analysis, can no longer be assumed on the part of students, graduates, and indeed many academics themselves. This reduces the possibility of broader interactions between those working in different sub-disciplinary areas, and limits the ability of many to contribute to certain types of core curriculum.

What remains, at worst, is an atomised profession permeated by disputes and struggles for territory and power, in place of genuine quests for knowledge, however utopian such ideals might be. Such a situation is exacerbated and in some ways fuelled by neo-liberal reforms to higher education, pitting students as ‘consumers’, creating increased precarity for academics, and importing aspects of market culture as well as ever-growing strata of top-down management. Whilst many of the new musicological tendencies are advocated by those laying claim to ‘progressive’ political causes, at the same time they have often proved most amenable to the strictures of the commercialised university, not least through the post-modernist eschewal of conceptions of truth and knowledge with a degree of autonomy from their social function, in a capitalist society.*

Contributors to the book consider how his situation has come about, what are some of the ideological assumptions which underlie such a predicament, how this has been manifested in certain types of work, and what might be positive alternatives.

*This point may deserve more explanation than I gave in the introduction. My argument here is essentially that concepts of truth and scholarly autonomy and integrity serve as a brake on attempts to enlist academia in the service of the production of good capitalist functionaries. As such, post-modernists who jettison such things, or the likes of William Cheng and his acolytes (see the arguments of Peter Tregear below), facilitate such a process. It is no coincidence that many of these are strong advocates for heavily commercialised forms of music-making.

 

Larson Powell, ‘Film-Music Studies between Disciplines’.

Professor Powell began by identifying a growth in the field of film music studies in English since the publication of Claudia Gorbman’s Unheard Melodies (Bloomington: Indiana University Press, 1987), but noted the difficulty in defining the field. He cited David Neumeyer, in the introduction to The Oxford Handbook of Film Music Studies, edited Neumeyer (Oxford and New York: Oxford University Press, 2014), on how film music studies are ‘a node between disciplines’ and how scholars ‘have begun to bypass the modes requiring highly specialized musical knowledge and jargon by moving toward sound studies’. Whilst accepting the need for broadening of established musicological methodologies in light of this specific technological context, Powell argued that when links to musicology are loosened, the result is often ‘imprecision and methodological inconsistency’. He cited James Buhler’s discernment (in ‘Ontological, Formal, and Critical Theories of Music and Sound’, in the Oxford Handbook) of three phases in film music theory: (i) the ontological, prior to World War Two; (ii) the methodological, linked to institutionalisation of the discipline, and incorporating structuralism, semiotics and psychoanalysis; and (iii) the ‘field theory’, a looser conglomerate of approaches. Buhler notes that when the term ‘critical theory’ is employed in film music studies, it no longer refers to the hybrid of Marxism and psychoanalysis which characterised the work of the Frankfurt School, but also areas such as poststructuralism, gender and sexuality studies, postcolonialism and race studies, narrative and cultural studies, and so on, without recognising the incompatibility of some of these. Furthermore, the forms of interpretation employed are usually limited to ‘semantic content or associations’, which are notoriously ambiguous.

Powell gave quite a severe critique of Anahid Kassabian’s book Hearing Film: Tracking Identifications in Contemporary Hollywood Film Music (New York and London: Routledge, 2000) (for another critique of a different piece of writing by Kassabian, see my contribution here), not least on account of her (mis-)characterisations of the work of Adorno, which he called ‘schoolbook examples of cultural studies misconceptions’. Kassabian claims that Adorno, Stravinsky and Irwin Bazelon ‘all seem to suggest that music is outside of social relations, pure in some fundamental, ontological way’, which Powell found absurd in light of Adorno’s work such as his Introduction to the Sociology of Music (New York: Seabury Press, 1976; translated by E.B. Ashton from Einleitung in der Musiksoziologie (Frankfurt: Suhrkamp, 1962)). Furthermore, he noted that Kassabian’s ideas of ‘meaning’ were unconstrained by any technical musical engagement, nor by any sociological theory, and amounted to little more than speculation, held up in opposition to a straw-man notion of ‘absolute music’.

Kassabian claims that the relationship between musics and social orders is something that Western society has attempted to repress since the Enlightenment, and in a similar manner, ‘film music constitutes society while being constituted by it’. Powell characterised this as typical of ‘the amateur sociology of cultural studies’ which ‘sees society as an undifferentiated totality’, and uses the simple concept of ‘repression’ to encompass all of the various ‘subsystems of art, economics, morality, politics and law, a central component of theories of modernity’ (I would add that in Marxist terms these constitute key elements of the superstructure). She assumes that her readers share her own prejudices and assumptions, such as that high culture is repressive by its nature, while popular music is an emancipatory force; Powell then demonstrated how some of her claims of ‘our’ identifications with certain music amount to little more than brand recognition, and so ‘scholarship’ becomes little more than registering one’s favourite top 40 tune.

Powell then looked at Emilio Audissino’s Film/Music Analysis: A Film Studies Approach (Basingstoke: Palgrave Macmillan, 2017), which he finds considerably more edifying than the work of Kassabian, but not without methodological problems. Audissino takes more of a neo-formalist approach (this is a school of film studies heavily indebted to the work of Noël Burch, David Bordwell and Kristin Thompson from the early 1980s onwards), and is sceptical towards ‘culturalist analysis’ without ‘some basic grasp and knowledge of the musical art’, though is vague on what the latter might amount to. Audissino rejects a ‘separatist’ view of the visual and aural aspects of a film, presenting as an alternative a view of a film as ‘as an integrated system of elements (say, a soup)’, whereby an analysis should ‘break down the single substance to its single ingredients (tomatoes, salt, oil, etc.)’ Powell was quite amazed by the idea that an integrated system of music and image (like a Wagnerian Gesamtkunstwerk) might be seen as a ‘soup’, and in contrast presented the view from Ludwig von Bertalanaffy’s General System Theory (New York: Braziller, 1968):

A system can be defined as a set of elements standing in interrelations.  Interrelation means that elements, p, stand in relations, R, so that the behavior of an element p in R is different from its behavior in another relation, R’.

In a film, a piece of music ‘behaves’ differently to how it would in another film, or a concert hall, argued Powell, but the concept of the system means that its identity is not wholly dissolved in the process, as the metaphor of the soup might imply.

Audissino cites an analysis by Frank Lehman of John Williams’ score to Raiders of the Lost Ark in which a cadence is coordinated with the discovery of the Ark, and is ‘exactly in synch with the sun rays’. But Powell subtly probed the use of the concept of ‘function’ for music in such a context, whereby it implies a teleological view by which a coupling of music and image is required to be ‘effective’ or ‘work’. In contrast to this, Powell suggested that function ought to be a comparison rather than a teleology, and pertinently observed that ‘If one only grasps film music in relation to the image, one cannot imagine what other kinds of music could have been used’. Williams’ music is able to be visually functional by ‘straining the boundaries of tonal functionality’, which Powell compared to the Rückung or harmonic shift identified by Adorno in Schubert or late Beethoven (as discussed in Michael Spitzer, Music as Philosophy: Beethoven’s Late Style (Bloomington and Indianapolis, IN: Indiana University Press, 2006)).

To Powell, Audissino employs a concept of ‘effectiveness’ which is wholly in the ear of the listener, and as such renders a particular acculturated response as something absolute, as does Kassabian when talking about responses to pop music heard on a car radio (which she thinks more ‘natural’ than those experienced in a concert hall). But Powell alluded to a standard practice in film studies of listening to a sequence with the sound turned off and then on, which demonstrates its distinctive role and codes. He maintained that perceived effect (or German Wirkung), while certainly an important consideration, should not be the only one, and called for greater understanding of the craft of writing film scores.

For an alternative approach to the audio-visual relation, Powell looked to semiotics, claiming that this had had relatively little impact upon cultural studies, and differentiating the ‘encoding/decoding’ model bequeathed by Stuart Hall, which Powell felt had more to do with communications theory (I am personally a little unsure about this claim about cultural studies and semiotics in light of the influence of Roland Barthes’ Mythologies (Paris, Editions du Seuil, 1957; translated Annette Lavers as Mythologies (London, Paladin, 1972)) on the former field, though this could be considered some of Barthes’ loosest and most journalistic work, in comparison to his almost exaggeratedly analytical approach to semiotics elsewhere). Drawing upon Christian Metz’s observation (in The Imaginary Signifier, trans. Celia Britton et al. (Bloomington: Indiana University Press, 1982)) that film language ‘possesses a grammar, up to a point, but no vocabulary’, Powell noted how neither Kassabian nor Audissino ‘clearly define the relation of sound to image‘, instead simply ‘leaping straight from music to larger narrative or cultural signification’. He related this problem back to Gorbman and her argument that ‘musical codes’ are always overridden by ‘cultural’ or ‘cinematic’ codes.

Musical semiotics, however, is a rich and pluralist tradition, often at best combined with rhetoric, hermeneutics or pragmatics, as detailed in Michael Spitzer’s Metaphor and Musical Thought (Chicago and London: University of Chicago Press, 2004) and Nicholas Cook’s A Guide to Musical Analysis (London: Dent, 1987). Powell drew various theses from this:

(i) it is very hard to pin down a ‘natural’ or unitary correlation between musical signifier and signified, as ‘Music does not simply ‘transmit’ a signal from sender to receiver’. To assume otherwise reflects the biases of communications studies, in departments of which film scholars are often employed.
(ii) this situation comes about because musical signification cannot exist without associated competencies, as argued by music semiotician Eero Tarasti in Signs of Music (Berlin: De Gruyter, 2002), and also by Kofi Agawu in the related field of topic theory (Playing with Signs: A Semiotic Interpretation of Classical Music (Princeton, NJ and Oxford: Princeton University Press, 1991).
(iii) musical signs cannot be analysed in isolation, as the minimal units of meanings are not simply sounds heard in isolation, but utterances. Scott Murphy (in ‘Transformational Theory and the Analysis of Film Music’, in the Oxford Handbook) has shown this for popular film music scores, using neo-Riemannian theory.
(iv) access to what Jean-Jacques Nattiez (in Music and Discourse: Toward a Semiology of Music, translated Carolyn Abbate (Princeton, NJ and London: Princeton University Press, 1990)) calls the ‘musical object’ is not provided by a naïve approach to listening, where the listener hears only what they want to hear. Kassabian and Audissino, in a similar fashion, hear only their own cultural and academic conventions.

Powell advocated recent dissertations by Juan Chattah (‘Semiotics, Pragmatics, and Metaphor in Film Music Analysis’ (Florida State University, 2006)) and Alex Newton (‘Semiotic of Music, Semiotics of Sound, and Film: Toward a Theory of Acousticons’ (University of Texas, 2015)). Newton’s ‘acousticon’ is a new semiotic audiovisual unit, investigated through a combination of musical and visual analysis, while he makes a link to the topic theories of Leonard Ratner, Agawu, and especially Robert Hatten and suggests that film music theory could learn from art-historical iconography and iconology. Powell argued that one might also draw further on Spitzer’s work on musical metaphor and associated scepticism about certain uses of semiotics (when they become ‘a kind of glorified motive-spotting’, like a similar criticism from Nicholas Cook), so as ‘not merely to produce another castle-in-the-sky of system-building that could risk its own problems’.

 

Eva Moreda Rodriguez, ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’

Dr Moreda Rodriguez began by noting how for over 200 years many have been fascinated by the idea of a global history of music, and how in contemporary times this coincided with moves towards internationalisation in many Anglo-Saxon universities who wish to recruit more international students and also, ‘more recently, to develop broader, more diverse, “decolonized” curriculums’. In this context, she proceeded with a critical examination of three attempts at writing such a history: Mark Hijleh, Towards a Global Music History: Intercultural Convergence, Fusion, and Transformation in the Human Musical History (New York: Routledge, 2019); Philip V. Bohlman (ed.), The Cambridge History of World Music (Cambridge: Cambridge University Press, 2013); and the project ‘Towards a Global Music History’ led by Reinhard Strohm (Oxford University) under the auspices of the Balzan Prize for Musicology.

Moreda Rodriguez also alluded to her own experiences as an ‘international’ academic working at a British university, whose work focuses on her own country of origin, Spain, which is considered somewhat marginal within Western art music. This, she said, had shaped her perceptions of the ‘global’, not least when having to put together grant applications justifying the relevance of her research beyond the community of musicologists working on music in the same time and place. As such, she felt it necessary at least implicitly to engage with the questions underlying these ‘global music history’ projects. Moreda Rodriguez’s principal projects to date have related to music under the Franco regime, which led her towards history and political science, and the national and international nature of fascism; and on the early history of recording technologies, about which she noted that there are many localised non-Anglophone studies, but the more ‘global’ narrative is dominated by US or other English-language sources and issues without acknowledging this.

Hijleh’s book justifies the sole-author narrative by framing itself as a textbook as would be used in a US context, where students take a greater range of foundational, comprehensive courses than in British universities. He also claims that it should be viewed as a gateway for the development of musicianship, in light of which Moreda Rodriguez argued that it should be viewed as a companion to Hijleh’s earlier Towards a Global Music Theory: Practical Concepts and Methods for the Analysis of Music across Human Cultures (London: Routledge, 2016). She also noted the extent of Hijelh’s interest in music theory, manifested in investigations of the relative role of melody and harmony in different times and places, or issues of tuning and temperament, as well as the development of ‘global regions’ of influence and prominence at various periods in history. While these two axes suggested very promising results, Moreda Rodriguez felt the book to be let down by omissions and overgeneralizations. For example, he treats the Americas as a whole in the period from 1500 to 1920, but after then ‘the Americas’ becomes exclusively the United States. Also, he neglects the crucial years in the formation of a European canon (also the period which saw increased colonisation) with no mention of Bach, Handel, Mozart, Schumann or Schubert, while Hijleh does bring up Jordi Savall and a range of Spanish Renaissance composers, on the grounds of the musical exchanges between Spain and its American colonies in the early modern era. Moreda Rodriguez argued that an equally plausible case could be made for the global reach of Bach, Mozart or Italian opera.

She also hesitantly evoked the concept of ‘music history minus Beethoven’ as recently imagined by Leah Broad, in order to argue for the difficult place where this book is situated, neither wholly a textbook nor a research monograph. It would be unlikely to be of service to first year undergraduates who have only a partial knowledge of some of the musical traditions (though it was not entirely clear why Moreda Rodriguez thought so, though she acknowledge a sensitive tutor could use it productively). Instead, she thought it might have a more polemical aim: specifically to test, in front of other academics, ‘the viability of a single-authored, predominantly narrative music history’. In this, she thought he succeeded to a significant degree.

In contrast with Hijleh, who acknowledges that power in music and power in the real world do not simply mirror one another, Moreda Rodriguez noted how ‘power dynamics and otherness’ are central to the essays in Bohlman’s edited volume, many of which studiously disregard aesthetic and qualitative matters and avoid any engagement with musical detail. As such, the whole history of Western opera (itself undoubtedly something which has had global ramifications, as Moreda Rodriguez pointed out) is simply reduced to a perfunctory mention of its colonial aspects. While the introduction disavows narrative, the chronological ordering of the book – from non-European music during the Antiquity and Medieval Times, through ‘The Enlightenment and world music’s historical turn’, to ‘Music histories of the folk and nation’ – does imply something of the type. Despite various attempts to define ‘world music’, few try to ascertain how this might differ from a global history of music; any such venture is viewed as an academic exercise rather than something which could impact upon the regular work of musicologists. Chapters written from a position of great expertise, such as those of Peter Manuel (‘Musical cultures of mechanical reproduction’) or Bonnie C. Wade (‘Indian music history in the context of global encounters’) are nonetheless both rushed and founded upon too many assumptions to work as introductory texts, but contain too little critical or innovative detail to qualify as research chapters.

Strohm’s project has so far resulted in one edited volume (Strohm (ed.), Studies on a Global History of Music: A Balzan Musicology Project (London: Routledge, 2018)), while two more are in preparation. In his acceptance speech, Strohm expressed his motivation to ‘learn new things on the musical relations between geographical regions and chronological eras’, focusing less on narrative than attempts to ‘explore, through assembled case studies, parameters and terminologies that are suitable to describe a history of many different voices’. As Moreda Rodriguez, noted, at that stage such parameters and terminologies were not yet defined, but the publication and workshops suggest overlaps with the approaches of both Hijleh and Bohlman. She urged, as further outputs are published, investigation of whether these ends have been achieved more efficiently than in existing collections which relate single issues or questions to diverse cultures and contexts, but do not necessarily explore global or transnational issues.

In conclusion, Moreda Rodriguez anticipated the appearance of further such attempts at writing global music history, but also that the search for some ultimate such history will prove elusive. Many of them might reveal less about music history than about ‘the shared assumptions, values and trends embedded in the musicological community at particular moments in time’ as with the contributors to Bohlman’s volume in their ‘attempt to understand world music history under the now-fashionable lens of power dynamics’. As such, such works may be ‘less interesting as product than they are as process’.

 

[To be continued in Part 2]

 


On Canons (and teaching Le Sacre du Printemps)

I have been meaning for a while to post something detailed in my ‘Musicological Observations’ on the vexed subject of musical ‘canons’. A debate will take place tomorrow (Wednesday 23rd November, 2016) at City, University of London, on the subject, which I unfortunately have to miss, as I am away for a concert and conference in Lisbon. Having for a long period taught canonical (and also less canonical) music , and also lectured on the subject of canons in general, I naturally have plenty of thoughts and would have liked to contribute; I suggested most of the texts below (a list which is generally weighted in an anti-canonical direction, which is not my personal view). Nonetheless, the organiser of the debate, Christine Dysers, was very keen when I suggested I might blog something in advance of the debate, including some sceptical thoughts on the abstract. So here goes….

The abstract for this debate reads as follows:

“Dead White Men? Who Needs Musical Canons?”

What is the nature and purpose of musical canons? And what are the systems of authority that they sustain? Do they tend to act, as Jim Samson has suggested, ‘as an instrument of exclusion, one which legitimates and reinforces the identities and values of those who exercise cultural power’ (Samson 2001:7; from ‘Canon (iii)’, The New Grove Dictionary of Music and Musicians, ed. Stanley Sadie (2nd edn). Volume 5:6-7. London: Macmillan).

In this debate, speakers will explore notions of canonicity, particularly in relation to Euro-American art music. They will examine the reasons for the emergence of (largely composedly) canons and ask whether they still serve a useful purpose in the 21st Century.

Among other issues, speakers will consider the relations of power that underpin processes of canon-formation and ask whose ‘voices’ become marginalised, excluded or even forgotten. This will include, but not be restricted to, consideration of gender dimensions of canon-formation and how processes of inclusion/exclusion reflect underlying values, and ultimately ideas about the very ontology of ‘music’ itself. Such debates also raise questions about the role of canons in shaping categories of creative agency and hierarchies between ‘composer’, ‘performer’ and (often presented as rather passive) ‘listener’.

Suggested preparatory reading:

  1. Charles Altieri, ‘An Idea and Ideal of a Literary Canon’, Critical Inquiry 10/1 (Canons) (September 1983), pp. 37-60 – on literature, but one of the most notable essays which is more sympathetic to canons – https://www.jstor.org/stable/1343405?seq=1#fndtn-page_scan_tab_contents
  1. Katherine Bergeron and Philip V. Bohlman (eds), Disciplining Music: Musicology and Its Canons (Chicago and London: University of Chicago Press, 1992). In particular Bergeron, ‘Prologue: Disciplining Music’, pp. 1-9, and Randel, ‘The Canons in the Musicological Toolbox’, pp. 10-22.
  1. John Butt, ‘What is a ‘Musical Work’? Reflections on the origins of the ‘work concept’ in western art music’, in Concepts of Music and Copyright: How Music Perceives Itself and How Copyright Perceives Music, ed. Andreas Rahmatian (Cheltenham: Edward Elgar Publishing, 2015), pp. 1-22.
  1. Joseph Kerman, ‘A Few Canonic Variations’, Critical Inquiry 10/1 (Canons) (September 1983), pp. 107-125 – one of the first major essays on canon issues in a musical context, and still an extremely important text on the subject – https://www.jstor.org/stable/1343408?seq=1#page_scan_tab_contents
  2. Simon Zagorski-Thomas, ‘Dead White Composers’ – full text, link to recording, and a series of responses can be read here – https://ianpace.wordpress.com/2016/04/27/responses-to-simon-zagorski-thomass-talk-on-dead-white-composers

 

I find this abstract very deeply problematic in many ways. It is permeated throughout with a great many assumptions presented as if established facts, when they should actually be hypotheses for critical engagement, as if to try and bracket out any type of perspective which is at odds with those assumptions.

The first paragraph is almost a model of leading questions:

What is the nature and purpose of musical canons? And what are the systems of authority that they sustain? Do they tend to act, as Jim Samson has suggested, ‘as an instrument of exclusion, one which legitimates and reinforces the identities and values of those who exercise cultural power’ (Samson 2001:7; from ‘Canon (iii)’, The New Grove Dictionary of Music and Musicians, ed. Stanley Sadie (2nd edn). Volume 5:6-7. London: Macmillan).  

Who has determined a priori that canons do indeed serve to sustain systems of authority? Whether indeed this is the case needs to be answered, and substantiated either way, rather than assumed. And, for that matter, how is a ‘canon’ defined (below I argue that fundamentally it is a necessary teaching tool)? Is it the set of composers who are regularly taught in particular institutions, or those who have sustained a regular listenership over a period of time, or those seen as epitomising particular strains of musical ‘progress’ through advanced and innovative compositional techniques, or indeed groups of musicians other than composers? Those questions may be said to fall within the issues of the ‘nature and purpose of musical canons’, but a less leading second question would be something along the lines of ‘Do canons serve to sustain other systems of authority, and if so, how?’

Samson is a subtle and nuanced thinker, who has written perceptively on (relatively) canonical composers such as Chopin and Liszt, and whose PhD dissertation, later published as a book, Music in Transition: A Study of Tonal Expansion and Atonality 1900-1920 (London: Dent, 1977) , focused on mostly canonical figures associated with the period of ‘transition’ at the beginning of the twentieth century. So I went back to the context of this quote (I do not have a hard copy of New Grove to hand, but see no reason to believe that the online version is different). Here is the actual quote:

The canon has been viewed increasingly as an instrument of exclusion, one which legitimates and reinforces the identities and values of those who exercise cultural power. In particular, challenges have issued from Marxist, feminist and post-colonial approaches to art, where it is argued that class, gender and race have been factors in the inclusion of some and the marginalization of others. 

Samson does not ‘suggest’ this view, he points out that certain types of thinkers in particular have thought this – a view is being attributed to him which he is attributing to others. In this sense, the abstract misrepresents Samson’s balanced entry on the subject. I would draw attention to his second paragraph, which offers a wider (and global) perspective, and provides a good starting point for discussion:

Music sociologists such as Walter Wiora have demonstrated that certain differentiations and hierarchies are common to the musical cultures of virtually all social communities; in short, such concepts as Ars Nova, Ars Subtilior and Ars Classica are by no means unique to western European traditions. Perhaps the most extreme formulation of an Ars Classica would be the small handful of pieces comprising the traditional solo shakuhachi repertory of Japan, where the canon stands as an image of timeless perfection in sharp contrast to the contemporary world. But even in performance- and genre-orientated musical cultures such as those of sub-Saharan Africa, or the sub- and counter-cultures of North American and British teenagers since the 1960s, there has been a tendency to privilege particular repertories as canonic. Embedded in this privilege is a sense of the ahistorical, and essentially disinterested, qualities of these repertories, as against their more temporal, functional and contingent qualities. A canon, in other words, tends to promote the autonomy character, rather than the commodity character, of musical works. For some critics, the very existence of canons – their independence from changing fashions – is enough to demonstrate that aesthetic value can only be understood in an essentialist way, something we perceive intuitively, but (since it transcends conceptual thought) are unable to explain or even describe.

To present a range of different views on the role of canons might be more in the spirit of a debate.

Moving to the next paragraph:

In this debate, speakers will explore notions of canonicity, particularly in relation to Euro-American art music. They will examine the reasons for the emergence of (largely composedly) canons and ask whether they still serve a useful purpose in the 21st Century. 

Phrases like ‘speakers will explore’ or ‘they will examine’ sound almost like diktats; more to the point, why single out Euro-American art music? Why not consider, say, the Great American Songbook, or some other repertoire of musical ‘standards’, which could be argued to serve an equally canonical purpose? Or how about looking at what I would argue is the canonical status of various popular musicians or bands – the Beatles, Madonna, and others – within popular music studies in higher education? Or at aspects of Asian musical traditions which some would argue are also canonical in the manner described in the Samson paragraph above?

Then the third paragraph:

Among other issues, speakers will consider the relations of power that underpin processes of canon-formation and ask whose ‘voices’ become marginalised, excluded or even forgotten. This will include, but not be restricted to, consideration of gender dimensions of canon-formation and how processes of inclusion/exclusion reflect underlying values, and ultimately ideas about the very ontology of ‘music’ itself. Such debates also raise questions about the role of canons in shaping categories of creative agency and hierarchies between ‘composer’, ‘performer’ and (often presented as rather passive) ‘listener’.  

Once again we encounter many hypotheses presented as if established facts (and more diktats: ‘speakers will consider…’). Many of these loaded statements could be reframed as critical questions: for example, do canons indeed serve a function of marginalisation and exclusion?. I would ask whether, not how, processes of inclusion/exclusion reflect underlying values, whether canon-formation is a gendered process, and whether they shape the very categories of creative agency and hierarchies mentioned above. As I have recently criticised in some blurb accompanying a lavishly funded research project, this reads like an attempt to skip the difficult questions and present conclusions without doing the research first.

So, on to some thoughts of my own on the basic debate. Proper responses to the texts in questions (and others) will have to wait for a later post. I started thinking in a more sustained fashion about issues of canons first in the context of reading widely about the teaching of literature, then during my time as a Research Fellow at Southampton University, where the ‘new musicology’ was strong (I started off very sceptical, but was determined to familiarise myself with this work properly, then for a period believed that these musicologists were raising some important questions, even if I did not agree with many of their answers; nowadays I wonder if that engagement was a bit of waste of time and energy). There I taught a module on ‘Classical Music and Society’, which looked at various explicitly social/political paradigms for engaging with Western classical music, going back as far as Plato, and including a fair amount of Adorno, requiring students to actually read some of the original writings rather than simply rely upon secondary literature, though a critical approach was strongly urged (whilst basically sympathetic to the broad outlook of Adorno and other members of the Frankfurt School, I have many serious problems with this work, not least in terms of the reliance upon Freudian psychoanalysis). Some of the best essays which resulted were quite scathing about Adorno – though also some excellent ones were quite sympathetic.

Anyhow, in a lecture on Adorno’s views on modernism and mass culture, I contrasted the compositional technique and aesthetics on display in Igor Stravinsky’s Le Sacre du Printemps and in a range of works from Arnold Schoenberg’s ‘free atonal’ period. I did not expect many students to be familiar with Schoenberg, but was quite shocked when only a tiny number had at that stage heard Le Sacre. This made engagement with the issues Adorno raised all the harder.

I determined from that point that if I had the opportunity to teach a broad-based music history module, I wanted to ensure that the students taking it would at least have encountered this work – and numerous others. Not that I would demand any of them necessarily view it or other works positively (as Simon Zagorski-Thomas erroneously suggests is the primary purpose of musical education in Russell Group universities), but they had to have heard it properly in order to be able to develop any type of view.

Now Le Sacre remains a controversial work, about which I have many reservations, despite having played the two-piano/four-hand version a number of times with two duo partners, and listened to countless performances and recordings, and studied the work in some depth. But by so many criteria – in terms of lasting place in the repertoire and long-term popularity, influence on other composers, strong relationship to many other aesthetic and ideological currents, or revolutionising of musical language – Le Sacre is a vastly important work. Petrouchka runs it close (and possibly some later Stravinsky works as well). But I have yet to hear a convincing argument that, say, the contemporary works of Aleksander Glazunov or Nikolay Roslavets, or those of Max Reger, Albert Roussel, Pietro Mascagni after Cavalleria Rusticana, or Amy Beach, can be considered of equal significance by any measure (which is not to deny that their work can be of interest). But if comparing the work of Claude Debussy, Schoenberg, Aleksander Skryabin, Giacomo Puccini, Serge Rachmaninoff, and others, such an argument may be plausible. Or with respect to the work of leading jazz musicians – King Oliver, Kid Ory, Louis Armstrong, Lil Hardin Armstrong, The Original Dixieland Jazz Band, Jelly Roll Morton, James Reece Europe, Earl Hines, Fletcher Henderson and his orchestra, Paul Whiteman and his orchestra, Bix Beiderbecke, and many others active a decade after the premiere of Le Sacre. That is simply to allow for a diverse range of tendencies, all perceived to be of palpable importance, not to dissolve any judgement of value or indeed exclude the possibility of canon.

In short I want to argue for a reasonably broad and inclusive canon, if the term is viewed as a teaching tool. Anyone who has taught music history knows that the time available for teaching is finite, and so making choices of what to include, and what not, is inevitable (as with any approach to wider history). Students entering higher education in music often have only very limited exposure to a wider range of music, and need both encouragement and some direction in this respect; the only way to avoid making choices and establishing hierarchies is to give up on doing this. The moment one decides, when teaching Western classical music, to spend more time on Ludwig van Beethoven than Carl Stamitz, Wolfgang Amadeus Mozart than Antonio Salieri, or Frédéric Chopin than Friedrich Kalkbrenner, one has established hierarchies of value.

When I got to teach my broad historical module – which covered the period 1848-2001 and I ran for six years – I attempted some breadth of approach (which made the module more than a little intense), incorporating various urban popular musics as much as classical traditions, including a substantial component on the histories of jazz, blues, gospel, rock ‘n’ roll, and many diverse popular traditions from the 1960s onwards, as well as much wider consideration of the possible historical, social and political dimensions of music-making and musical life during the period in question, which necessitated incorporation of a fair amount of wider history as well, working under the assumption that many students would not be that familiar with such events as the revolutions of 1848, or the shifting allegiances and nationalistic rivalries between the major powers in the period leading up to World War One. But this was still a course in music history, not a wider history course in which music was just one of many possible cultural tangents (the first time I taught it, I realised it was in danger of going in this direction, and I modified it accordingly in subsequent years), and so I needed to include a fair amount of actual music, music which could be listened to, not just read about, so that entailed compositions or recorded performances (the latter is obviously not an option for those teaching earlier musical periods, a very straightforward explanation for why musical composition, for which texts survive, has tended to be quite central in such teaching). So this necessitated some choices relating to inclusion/exclusion – one priority was not to give disproportionate attention to Austro-German nineteenth century compositional traditions, and consider more seriously those traditions existing in particular in France, Italy and Russia; another was, as mentioned before, to give proper space to non-‘classical’ traditions. There were numerous other criteria I attempted in this context, not least of which was to present plenty of music for which a link with the wider context was relatively easy to comprehend – but with hindsight, I think this was a very dubious criterion, and which artificially loaded the attempts to ask students to look critically at the relationship between music and history/society, not take some assumed relationship as a given. There are a great many positions which have been adopted by musicologists and music historians, from a staunch defence of autonomous musical development to a thoroughly deterministic view; I have my own convictions in this respect, but the point is not to preach these, but try to help students to be able to shape their own in an intelligent and well-informed manner.

Someone in another department commented to me quite recently of his astonishment that he encountered students who had never heard Brahms’s Second Symphony (said with some special emphasis as is characteristic of those with a strong grounding in a tradition, and for whom not knowing this would be like a literary student never having read or seen Macbeth). I replied that if I encountered a few students who had already heard a work like that before it was presented in a class, I would feel lucky. But that situation is now to be expected, and in my view musical higher education can do a lot worse than try to introduce students to a lot of music which lecturers, audiences, and many musicians over an extended period have found remarkable. Not in order to dictate to those students that they must feel the same way, but to expose them to work which has been found by a significant community to be of historical and aesthetic significance, and invite them to form their own view – which may be heretical.

So it is on this basis that I believe ‘canons’ are valid, indeed essential, teaching tools for musical history – whether dealing with histories of composers, performers or even institutions – if students are to be given some help and guidance in terms of studying sounding music.  I refuse to accept the singular use of the term ‘the canon’, for this is not, and has never been, fixed when one considers different times and places. Mikhail Glinka and Nikolay Rimsky-Korsakov occupy hallowed places within Russian musical life and history, so far as I can ascertain (not being a Russian speaker, so dependent upon secondary literature), but this view is only relatively rarely shared elsewhere. The canonical status of Hector Berlioz and Franz Liszt has never been unambiguous, whilst that of Puccini and Rachmaninoff, as compared to the composers of the Second Viennese School, continues to be the source of healthy and robust debate. The place of Italian opera within wider canons of music from the eighteenth century onwards varies; I would also note, though, that within operatic history, Gioachino Rossini, Vincenzo Bellini and Gaetano Donizetti are often canonised, but Giovanni Pacini and Saverio Mercadante are generally viewed as less central, to my mind an entirely natural decision. In terms of pre-Baroque or post-1945 repertoires, there is even less consensus. I for one find it very difficult to accept the particular choices of key works from the last few decades in the ninth edition of  A History of Western Music by Donald Grout and Claude Palisca, revised by J. Peter Burkholder (New York: Norton, 2014).

I offer the following hypotheses (some of which I have no time to substantiate here) for critical discussion:

Aesthetics are more than a footnote to political ideologies, and canons reflect aesthetics in ways which cannot be reduced to the exercise of power.

There is not a singular canon, but a shifting body of musical compositions which are canonised to differing extents depending upon time and place.

Sometimes the process of canonisation is simply a reflection of what may not be a hugely controversial view – that not all music is equally worthy of sustained attention.

Canonical processes exist in many different fields of music, not just Euro-American art music in the form of compositions. 

The most casual of listeners exhibit tastes and thus aesthetic priorities. These are not necessarily perceived as solely personal matters of no significance to anyone else, or else they would not be discussed with others. 

It is impossible to teach any type of historical approach to musical composition and performance without including some examples, excluding others. 

Many canonical decisions are made for expediency, and in order to provide a manageable but relatively broad picture of a time and/or place in musical history. 

The broad-based attacks on canons, almost always focused exclusively on Western art music composition, are often a proxy for an attack on the teaching of this repertoire at all.

A very different view can be found in an essay of Philip V. Bohlman:

To the extent that musicologists concerned largely with the traditions of Western art music were content with a singular canon- any singular canon that took a European-American concert tradition as a given – they were excluding musics, peoples, and cultures. They were, in effect, using the process of disciplining to cover up the racism, colonialism, and sexism that underlie many of the singular canons of the West. They bought into these “-isms” just as surely as they coopted an “-ology.” Canons formed from “Great Men” and “Great Music” forged virtually unassailable categories of self and Other, one to discipline and reduce to singularity, the other to belittle and impugn. Canon was determined not so much by what it was as by what it was not. It was not the musics of women or people of color; it was not musics that belonged to other cultures and worldviews; it was not forms of expression that resisted authority or insisted that music could empower politics.

(Philip Bohlman, ‘Epilogue: Musics and Canons’, in Disciplining Music: Musicology and its Canons, edited Katherine Bergeron and Philip V. Bohlman (Chicago and London: University of Chicago Press, 1992), p. 198).

 

I can only characterise the above as a rant: musical canons are presented in language which might seem too extreme if describing Jimmy Savile or Slobodan Milosevic, and stops just short of indicting these in terms of complicity with widespread global dispossession and even genocide. But the paragraph is in no sense substantiated, and amounts to a series of rhetorical assertions. Furthermore, I would like to know more about how Bohlman thinks that music has indeed ’empowered politics’ in any significant number of cases, or why he thinks music is best rendered secondary to other uses, basically reiterating the rhetoric associated with Gebrauchsmusik in the 1920s and 1930s.

It is certainly true that Western classical music (and a fair amount of Western popular musics too) has at least until recently predominantly been made by white men, in part because the opportunities available to them did not exist to anything like the same extent for other groups. Complaints, for example, about lack of staging of operas by women composers make little sense without suggestions of works (other than Ethel Smyth’s The Wreckers and a small few others) which might feasibly be produced and would be acceptable in musical terms to a lot of existing opera audiences; relatively few women before recent decades were given the opportunities to write operas (which were rarely produced in isolation, but much more often in response to specific commissions). Only a shift to a greater amount of contemporary work in opera houses – which would create a new set of problems – opens up the possibility of a significantly increased representation of women composers. It is also hardly surprising that music produced in the Western world, at least in Europe, was only infrequently produced by ‘people of colour’ during times (basically, before the fall of many of the major European empires) when such people formed much smaller communities in European societies.

This is not to make light of the fact that opportunities for artistic participation have been strongly weighted in favour of certain groups in Western society over a long period (and, for that matter, in many non-Western societies as well). But the same was true of access to politics and government, the diplomatic service, banking, and very much else – the historical study of the figures who obtained and exercised power in these fields in Western societies before the twentieth century will be in large measure a history of white men. To arrive at a blanket decision on the workings of those fields on the basis of that information alone would be massively crude; the alternative is to spend time studying these histories before arriving at prognoses. To employ an ad hominem fallacy to dismiss vast bodies of creative work simply on account of the gender, class, ethnicity or other demographic factors relating to those who had the opportunities to produce, is myopic in the extreme, and smacks of a narrow politics of resentment. This is not a mistake that would have been made by Friedrich Engels, or the Hungarian Marxist intellectual György Lukács, both of whom wrote eloquently on the immense value of literary work by avowedly non-socialist thinkers such as Honore de Balzac, Sir Walter Scott, or Thomas Mann, in obviously political as well as aesthetic terms. The true believers in establishment values were those who – when nonetheless good writers who were prepared to allow their scenarios and characters to take on ‘lives of their own’- could, according to these thinkers, reveal more about the inner contradictions damaging these milieux, sometimes more so than some writers who identified with the left.

I would personally argue that the ubiquity of Anglo-American popular music (much of which interests me very much, and which as mentioned before I have taught extensively) is a far more hegemonic force in many societies than any sort of classical ‘canon’, which plays an increasingly marginal role in large numbers of people’s lives, especially in the face of cuts to and dumbing-down of musical education at many levels. As I argued (more than a little ironically!) in my response to Simon Zagorski-Thomas:

Personally, I can rarely go into a bar without being barraged by Japanese gagaku music, cannot go shopping without a constant stream of Stockhausen, Barraqué, mid-period Xenakis, or just sometimes examples of both French and Rumanian musique spectrale, piped over the loudspeakers, whilst when I jump into a taxi cab in most countries, I can be sure that there will be no escape from music of the Italian trecento. This is not to mention the cars going past blaring out the darkest Bach cantatas, or the endlessly predictable torrents of Weimar modernism which the builders will always put on the radio. 

In a world which has recently witnessed the vote for Brexit, the election of Trump, and the growth of the far right in European politics, not to mention horrifying revelations of the abuse of children in a great many fields of life, a degree of economic collapse since the 2007 crash which does not appear to be recovering (especially in various Mediterranean countries), a wholly unholy civil war in Syria between the equally brutal forces of the Assad government and ISIS, the approaching 50th anniversary of Israel’s occupation of the West Bank and subsequent dispossession and humiliation of the native population there, with no signs of change, ominous possibilities for catastrophic climate change, and so on, making such a big deal and assigning such loaded political associations to whether the teaching of music favours some types of music more than others seems a trivial, even narcissistic concern of musicians and musicologists. It may enable some to gain some political capital and concomitant advancement in the profession, but it is hard to see much more significance – indeed this may be a convenient substitute for any other political engagement, some of it directly related to academics’ professional lives, whether demonstrating against massive increases in student fees, or supporting and participating in industrial action in opposition to such things as the gender pay-gap. Perhaps energies could also be better spent elsewhere – such as playing a small but important role in trying to help some reasonable politicians get elected, rather than leaving the ground open to grotesque populist demagogues? This would be a much more laudable aim than fighting to ensure far fewer music students ever hear Le Sacre.

I wanted to end with some brilliant quotes from Charles Rosen, much better words than I could produce:

The essential paradox of a canon, however—and we need to emphasize this repeatedly—is that a tradition is often most successfully sustained by those who appear to be trying to attack or to destroy it. It was Wagner, Debussy, and Stravinsky who gave new life to the Western musical tradition while seeming to undermine its very foundations. As Proust wrote, “The great innovators are the only true classics and form a continuous series. The imitators of the classics, in their finest moments, only procure for us a pleasure of erudition and taste that has no great value.” Any canon of works or laws that forms the basis of a culture or a society is subject to continuous reinterpretation and to change, enlargements, and contractions, but to be effective it is evident that it must retain a sense of identity—it must, in fact, resist change and reinterpretation and yield to them reluctantly and with difficulty. A tradition’s sense of identity is dependent on the way it is transmitted, on what kind of access to it is made available to the members of the society concerned, and on whether the transmission makes the canon too rigid or too yielding.

(Charles Rosen, ‘Culture on the Market’ (2003), in Freedom and the Arts: Essays on Music and Literature (Cambridge, MA and London: Harvard University Press, 2012), pp. 17-18).

 

Access to what are considered the great works of painting and sculpture is adequately provided by museums. They stand as a formidable barrier to those who would like to get rid of a canon, or radically alter its character (generally replacing dead white males with candidates selected by ideology, politics, or sexual preference). As I have said, a canon properly resists change, although, in the end, it must change if it is to exert a living influence. However, an abrupt and radical alteration is generally impossible to achieve: the old values spring immediately back into place once the new ideology’s back is turned. Introducing new figures into the canon is therefore, with few exceptions, a slow process, the additions generally reaching public acceptance only after decades of professional interest.

The example of two poets, John Donne and Friedrich Hölderlin, often said to have been discovered at the end of the nineteenth century after years of neglect, can show that the pathos of neglect and rediscovery is largely a myth. The present fame of Donne is popularly supposed to be owing to the influence of T. S. Eliot, but he was greatly admired by Coleridge and influenced Browning; and editions of his poetry were available throughout the nineteenth century. Perhaps the most influential academic critic of the time, George Saintsbury, wrote of Donne as “always possessing, in actual presence or near suggestion, a poetical quality that no English poet has ever surpassed.” The criticism of Eliot brought Donne to the attention of a larger public, but he had never lacked admirers. Hölderlin is said to have been rescued from complete obscurity at the same time as Donne by the interest of two great poets, Rainer Maria Rilke and Stefan George, but earlier Robert Schumann wrote music inspired by his work, and Brahms set his verses to music. The fame of both Donne and Hölderlin increased greatly at the opening of the twentieth century, but these additions to the canon were made possible by the earlier existence of a continuously sustained admiration.

The efficacy of a tradition, however, can be weakened by swamping it with a host of minor figures, and we have seen this happen in our time. The fashion for Baroque music has awakened the interest of recording companies and concert societies, and the novelty of an unknown figure has a brief commercial interest. A brilliant essay by Theodor Adorno mocked the way the taste for Baroque style reduced Bach to the status of Telemann, obliterated the difference between the extraordinary and the conventional. Concerts of music by Locatelli, Albinoni, or Graun are bearable only for those music lovers for whom period style is more important than quality.

(Ibid. pp. 20-21).


My contribution to the debate ‘Are we all ethnomusicologists now?’

The following is a text from which I read an abridged version at the debate at City University on ‘Are we all ethnomusicologists now?’, which took place on June 1st, with panelists Amanda Bayley, Tore Lind, Laudan Nooshin, Michael Spitzer and myself. This entailed a series of statements and then a debate following on from Nicholas Cook’s article ‘We Are All (Ethno)musicologists Now’, in The New (Ethno)musicologies, ed. Henry Stobart (Lanham, MD: Scarecrow Press, 2008), pp. 48-70.

The text and powerpoint slides used by Nooshin for this event can be viewed here. This statement contains the outlines of arguments I will be pursuing in more detail, with full references, in a forthcoming article. The filmed debate will be made available online soon, and furthermore some accounts and responses to it will also be going online at the Music at City blog. [EDIT: These are now online here. Furthermore, Michael Spitzer’s statement can be viewed here]

I have also posted a long section from the earlier ‘outsider’ critique of ethnomusicology by J.P.E. Harper-Scott, which is given with commentary (and a related passage from Aijaz Ahmad) here.

 

Are We All Ethnomusicologists Now?

Position Statement by Ian Pace, for debate at City University, June 1st, 2016.

 

The Term ‘Ethnomusicology’

The very term ‘ethnomusicology’ has obvious implications through the use of the prefix ‘ethno’, which Nooshin and others have suggested is itself problematic. Despite the non-geographically-specific origins of the Greek term, nonetheless the long history of ‘ethnomusicology’ having dealt with musical cultures outside of the Western art tradition, whether folk and vernacular traditions in the West, or musical cultures (including ‘high cultures’) from the non-Western world in particular, together with the contemporary resonances of ‘ethno’ or ‘ethnic’, all suggest something post-colonial, anti-imperialist, on the side of the wider masses, and so on. Who of an even vaguely left-of-centre political persuasion would want to be seen opposing such a thing? But this is different when the object of study for this sub-discipline is Western art music, and it is on this body, or even canon, of work in English that I intend to concentrate today. In general, I believe it is always a cause for concern when any type of scholarship is judged more for its politics than its scholarly rigour, whatever those politics might be, and ethnomusicology of whatever type should not be immune from critique for purely political reasons.

 

Own positions – introduction

The very last thing I would want to do is in any sense deny the value of studying music from outside the Western art music tradition; on the contrary, I believe it is essential. In the context of my own work on Michael Finnissy I have drawn extensively on ethnomusicological and folkloristic work, including John Blacking on Vendan African music, Alexis Chottin on Moroccan and Berber music, Habib Touma more widely on Arabic music, Diego Carpitella and others on Sardinian folk music, Samuel Baud-Bovey on Cretan folk music, Michael Hauser on Traditional Greenlandic music, any number of writers on African-American spirituals, and much else, not to mention related issues of orientalism and exoticism in music. These latter concerns have involved engagement not only with the tradition of Edward Said and later post-colonial theorists, but also alternative perspectives and critiques provided by the likes of Albert Hourani, Maxime Rodinson, Aijaz Ahmad and others.

I do not think however that we should have to be over-apologetic about a certain Eurocentrism in music study in Europe. Nor for the fact of being drawn to various types of music from very different social contexts primarily as a result of attraction to the sounds they make.

Nor would I wish in any sense to deny the vital importance of studying the social and political context of music and music-making. Ten years or so ago, I would get into furious arguments with some conservative musicians and others who were adamant that it was wrong to ‘bring politics into music’, and all my teaching and research into music history and other subjects involves a good deal of wider consideration of history, society, ideology, economics, the workings of musical institutions, and so on.

Yet nowadays I am deeply concerned, not about the incorporation of a plurality of approaches to music, but at the potential for subsumation of musicology into other disciplines, to such an extent that it loses any distinct identity of its own.

 

The Canon of Ethnomusicology of Western Art Music

On the hand-out you will find a bibliography I have compiled of relevant texts. I do not claim this to be comprehensive, but do believe it gives a fair range of what I would characterise as canonical works in this tradition. To keep the list within manageable limits, I have omitted studies of the performance and reception of Western art music outside of the Western world, such as the interesting work of Rachel Beckles Willson, Ben Etherington, Geoff Baker or Suzanne Wint, or various work dealing with the role of Asian musicians and music in Western traditions, such as that of Yayoi Uno Everett and Frederick Lau, Sheila Melvin and Jindong Cai, and Mari Yoshihara. There are three texts on the bibliography which time has not permitted to read: Livingston, which I haven’t been able yet to obtain (but am working on it), Chaikin and the full dissertation by Usner; so I will not refer to these.

I would separate out from my critique the excellent book by Michael Chanan which is really of a quite different nature to most of the others. This is really a social and economic history of music, in a long tradition of the work of Combarieu, Weber, Bloch, Mellers, Blaukopf, Raynor, Durant, and others, including some working in the former Soviet Bloc. Also I feel the work of Peter Jeffrey, to which I will return, is on another level of depth and expertise compared to most of the others, though not without some significant problems.

 

Sub-disciplines and issues of territory

As many have commented, defining ethnomusicology as a sub-discipline can prove elusive. But we still have scholars who self-identify as ethnomusicologists, and others who do not. Now there are very few ethnomusicology degrees in the UK, and as such ethnomusicologists have to find work on degree programmes simply identified as ‘music’. And while many popular music or music technology degrees are allowed to have dedicated degrees in which specialists in those fields can choose the whole core curriculum, those courses centered upon Western music, history, analysis, etc., are most frequently the ones which need to incorporate the ethnomusicologists. This can cause a good deal of tension, as found in various faculties.

In much of the literature I am considering (and also in the so-called ‘new musicology’), the writers spend a lot of time maligning Western art music, and so-called ‘traditional musicology’, often without detailed knowledge of either field – straw man characterisations are frequent, as for example in the work of Henry Kingsbury, Bruno Nettl, Stephen Cottrell or Pirkko Moisala. At the same time, I have seen no other sub-discipline so jealously defensive and keen to assert its own superiority, nor which spends so much time talking about itself in a somewhat cliqueish manner, endlessly telling its own story and creating its own canons of hallowed figures, as for example with Shelemay’s recounting of the figures behind the great ‘milestones’ of ethnomusicology: Alan Merriam, Alan Lomax, Timothy Rice, Mark Slobin, and equally revered non-musical sources such as the work of Clifford Geertz and Arjun Appadurai. Almost every writer in the canon I have drawn up cites most of the others before them, not least the work of Kingsbury, Philip Bohlman, Ruth Finnegan and Nettl, thus locating themselves within a newly constructed ‘great tradition’. Internal critique is very rare.

It often appears as if the simple fact of having employed what is identified as an ethnomusicological approach to the study of Western art music is enough to win any such writer a seat at the top table, and this overrides any more sober critical investigation of their work. This is the attitude I find in the work of Kay Kaufman Shelemay, Jonathan Stock, Cottrell, Tina K. Ramnarine, Moisala, Laudan Nooshin and some others. As such, in a relatively self-regulating world – through the processes of peer review, external examination and so on – what I believe to be very serious flaws in a good deal of this work, in terms of relatively standard scholarly criteria, are frequently overlooked. This is an approach which says as much about territorial motivations than any concern for fair and rigorous assessment of scholarship, and I find it very unhealthy.

Now I want to give you two quotes from John Blacking and Henry Kingsbury.

It is not enough to identify a characteristic musical style in its own terms and view it in relation to its society (to paraphrase a definition of one of the aims of ethnomusicology by Mantle Hood, who has done more for the subject than almost any other living ethnomusicologist). We must recognize that no musical style has “its own terms”: its terms are the terms of its society and culture, and of the bodies of the human beings who listen to it, and create and perform it.

John Blacking, How Musical is Man? (Seattle and London: University of Washington Press, 1973), p. 25)

The standard rhetoric for this is that music be studied “on its own terms,” a phrase which generally means that certain abstract concepts (“melody,” “harmony,” “rhythm”) are to be analysed in terms of other similarly abstract terms (“structure,” “form,” “development”). The prevailing idea is that music is not to be understood in terms of its sociocultural context, but rather in terms of its internal organization and cohesion.’

Henry Kingsbury, Music, Talent, & Performance: A Conservatory Cultural System (Philadelphia: Temple University Press, 1988), p. 16.

I was once told that if I did not judge ethnomusicology, or some other types of research, on their own terms, I should not be assessing them at all. But I believe that what’s sauce for the goose is sauce for the gander. I do not identify as an ethnomusicologist, but I have read a reasonable amount of such literature. Some would say though that I am unqualified to have a view, but by the same token, many ethnomusicologists would be disqualified from speaking about other musical disciplinary areas or fields of practice about which they do not hesitate to pronounce – not least, for example, Born and others on modernist music, about which there is little evidence of any detailed engagement or familiarity.

This is one reason why I want to concentrate my own critique on a limited sub-section of ethnomusicology, rather than claiming to be able to make sweeping statements about a whole discipline, something I doubt many, including many ethnomusicologists, could really do, unless able to read a huge number of languages and derive expertise in practically all the musics of the world.

 

Music in social and cultural context – dialectical approaches

The study of music in a wider social context is actually nothing like as new as sometimes suggested; even Nicholas Cook concedes this when mentioning musicological traditions from outside of the English-speaking world. But this can take various forms. I want to consider the following statement from Bruno Nettl, which appears in his book Heartland Excursions:

A major theme of ethnomusicological discourse is that fundamental values of a culture are expressed in its music.

The word ‘society’ could also be substituted for ‘culture’ if one wishes to give this statement a more sociological rather than anthropological feel. I do find this statement, at least if applied in a general manner, to be reductive and limiting. In its most fundamentalist manifestation – and I do recognise that this is not true of all ethnomusicological work – it resembles what was once called a ‘vulgar’ form of Marxism, by which all elements of a societal superstructure are nothing more than a by-product of the economic base. Engels in particular in some important late letters rejected this view and argued Marx also did (and there is significant evidence for this in his writings), maintaining that the relationship was more dialectical, and that the superstructure could reflect back upon and affect the base. Acceptance of this dialectical formation underlies a good deal of continental Western Marxism in the 20th century, and I would argue strongly for a similar model for the relationship between music or any other specific cultural form and the wider social and cultural context in which it occurs. I do not believe that there are many contexts which one can use to account for every detail of the music emerging from therein (I will concede there are a few), and so this makes for degrees of ‘relative autonomy’. In some societies, not least advanced industrial ones, is there not an important place for some dissident culture, which wishes to confront that society? In contrast to this, the reductive view I describe ultimately leads to the politics of Zhdanov, and I would characterise hostility towards consideration of aspects of musical autonomy in such a fashion.

Nettl also writes about how the ethnomusicologist should try to avoid doing anything to affect the culture being studied. Over and above the question of whether this is indeed possible, even just through writing and publishing about it, I wonder why this should always be paramount? As Marx famously said, philosophers have only interpreted the world, the point is to change it; the same might be said of some anthropologists and ethnomusicologists. But many of these latter are not, say, education reformers with positive proposals for meaningful change, but those embroiled at the heart of academic systems and seeking academic capital through the allegiances and ideologies of their work. I find this somewhat futile and symptomatic of an academic world whose social engagement is little more than skin deep.

Walter Benjamin argued that there no record of culture which is not also a record of barbarism; even if this is hyperbolic, there are plenty of cases for which this is true. Instead of fetishizing cultures simply by being able to be labelled as such, I believe we might do better to look for those aspects of cultures which are worth valuing in contemporary contexts.

Much of the ethnomusicological work I have been looking at does not simply consider the relationship between sounds and contexts, but brackets out sounding music out entirely. Without detailed consideration of the specifics of musical material, it is impossible to gauge the possibility of a dialectical relationship between sounds and context, and I believe this is one reason why many writers do not do so.

What remains is what I call ‘musicology without ears’. This requires little in terms of traditional musical skills (in whatever tradition), and I believe the more this achieves a dominant or hegemonic place within contemporary musical education, the more it contributes to what I have referred to elsewhere the deskilling of a profession (meaning the loss of many skills specific to that discipline). Musicology can become little more than a more elementary sub-section of sociology, anthropology, cultural studies, but rarely with the breadth or depth of methodological awareness to be found in some of those other disciplines (though I have wider doubts about cultural studies/industries in general). This can facilitate the ominous possibility of musical departments being closed or simply incorporated into others. With this in mind, I would suggest that musically deskilled ethnomusicology might itself be better housed within these other disciplines already.

 

The Limits of Ethnography Alone

Now I have another quote on slide from a 2014 article by anthropologist Tim Ingold, ‘That’s enough about ethnography’, which I would just like to give as background to what I am about to say.

“Ethnographic” has become the most overused term in the discipline of anthropology. It is hard to say exactly when the term broke loose from its moorings, or what the reasons were for its subsequent proliferation. These reasons are undoubtedly complex and could be the subject for a separate historical study. My concern in this article, however, is prospective, not retrospective. For I believe that this overuse is doing great harm to anthropology, that it is holding it back while other fields of study are surging forward, and that it is actually preventing our discipline from having the kind of impact in the world that it deserves and that the world so desperately needs. And because the cause is desperate, I shall not refrain from polemic. The tenor of what follows is partisan, and deliberately so. I am sick and tired of equivocation, of scholarly obscurantism, and of the conceit that turns the project of anthropology into the study of its own ways of working. A discipline confined to the theatre of its own operations has nowhere to go. In its spiraling descent into irrelevance, it has no-one and nothing to blame other than itself.

My aim is not to eliminate ethnography, or to expunge it from our anthropological consciousness. Nor is it to underrate its significance, and the complex demands it places on those who practice it. Rather, I am concerned to narrow ethnography down so that to those who ask us, in good faith, what it means, we can respond with precision and conviction. Only by doing so, I contend, can we protect it from the inflation that is otherwise threatening to devalue its currency to the extent of rendering the entire enterprise worthless. For it is not only within anthropology that ethnography is on the loose. I am sure I speak for the majority of anthropological colleagues in deploring the abuse of the term that has become commonplace in social sciences beyond our shores. How many research proposals have we read, coming from such fields as sociology, social policy, social psychology and education, in which the applicant explains that he or she will conduct “ethnographic interviews” with a sample of randomly selected informants, the data from which will then be processed by means of a recommended software package in order to yield “results”?

Such a procedure, in which ethnographic appears to be a modish substitute for qualitative, offends every principle of proper, rigorous anthropological inquiry— including long-term and open-ended commitment, generous attentiveness, relational depth, and sensitivity to context—and we are right to protest against it. And, we are equally entitled to protest when those who assess our own proposals demand of us, in the name of ethnography, the same slavish adherence to the protocols of positivist methodology, by requiring us to specify—for example—how many people we intend to talk to, for how long, and how they will be selected. Against such benchmarks, anthropological research is bound to be devalued.

I do not deny the value of ethnographic approaches, but I do have severe doubts about their exclusive or simply primary use, especially when this entails an ideological opposition to combination with other methods. It can be as if it is more important to maintain a territorial ‘purity’ than draw upon the widest range of possible strategies to help with producing the result.

In the work of Kingsbury, Nettl and Cottrell, one encounters very crude historical and analytical approaches. For example, Kingsbury’s consideration of the pedal marking in the second movement of Beethoven’s C minor Piano Concerto takes no account of the type of instrument involved, which can profoundly affect the sounding result, and seems to imagine that it is impossible to execute opposing dynamics in two hands on the piano. Furthermore, his comments on Marcus Goldmann’s thoughts on Chopin editions shows little awareness of the real complications entailed, as Chopin published most of his works simultaneously in slightly different versions in three countries (and which differ in the specific case cited here). I believe he is dead-set upon setting up a clear dichotomy between fidelity to a text and some nebulous notion what is ‘expressive’, the latter defined with minimal thought to the historically problematic nature of such a category.

In the case of Shelemay’s article on the Boston early music movement, to my mind one of the weakest articles I have read, here are some of the findings (there are numerous others of a similar nature):

Early music practitioners, speaking from their own experiences, referred often to the scholarly literature and critical editions, which they know intimately and on which they draw in preparing detailed notes for concert programs and published recordings.

Thus the early music movement, while drawing on music of the historical past, is powerfully informed by the creative impulses of its practitioners and the aesthetics of the present.

Musicians in all of the ensembles with which we worked testified to the centrality of creative activity in their conceptualization and performance of musical repertory.

Many of our associates provided considerable detail about their instruments, conveying not just extraordinary technical knowledge, but the instrument’s history and social significance with great elegance.

For example, violinist Daniel Stepner noted the creative role of members of the Boston Museum Trio, consisting of himself, gambist Laura Jeppesen, and keyboardist John Gibbons, in such basic and little discussed processes as selecting and formulating their own repertory:

There’s lots of music that’s appropriate for us to play together, but very little, relatively little music that was written specifically for these instruments. (Daniel Stepner, 22 October 1996)

That musicians discuss performance practices in detail is no surprise, but the manner in which they were able to articulate details of musical practice as well as values behind them was one of the richest outcomes of the ethnographic process. For instance, while testimony about musical instruments is perhaps more easily rendered because of the easy availability of the instruments themselves, we found that singers also provided nuanced discussions of vocal production as well speculated on the difficult philosophical issues surrounding the voice and textual articulation.

I would have to say that this is all extremely basic (as is, say, the work of Frederick Seddon and Michelle Biasutti), certainly in comparison to a wide range of scholarly historical work on these areas; engagement with this work would have enhanced this study very considerably.

Finnegan admits reasonably that she does not feel qualified to engage with the music she encounters, but ultimately I feel her survey is quite limited as a result, and in many ways serves more as a list of data rather than critical analysis. Catherine M. Cameron tries to define ‘experimental music’ but with no evidence of familiarity either of later traditions to which this term has been applied, the history of the term, or perhaps most significantly of music created in Europe at the same time as that she studies. As such, I do not believe she is really in a position to argue for American ‘experimental music’ as a distinct field from European traditions, in the manner she does, though this is also true of others who have written on the subject, which is the subject of another paper!

In particular, in the majority of the work in my bibliography, there is little or no engagement with sound – this is true of the work of Marcia Herndon, Finnegan, Georgina Born, Vicky L. Brennan, Shelemay, Cottrell, Stephanie E. Pitts, Seddon and Biasutti, Eric Usner and Hettie Malcolmson. Instead the writers use comments from others about music, mostly of a very vague and general nature, without much consideration of what self-fashioning might be involved; Cottrell even cites xenophobic comments from musicians about making the Hitler salute at a conductor who rehearsed in German, without further comment. If there were no attempts to draw conclusions about the sounding music, that might not be so bad – as with Finnegan, say – but some do. But even with more modest aims, I feel such work to be flawed – it is almost like assessing a performance or piece simply by asking the performer or composer their view of it, and reproducing that as one’s own view – indeed Moisala does precisely that.

When I taught at Dartington College, I sometimes found students would undertake a project simply by asking a handful of questions of their friends, then using their answers as data for a supposedly scholarly and statistically representative survey. I feel some ethnography essentially does this on a slightly bigger scale, not least because of a lack of critical and analytical perspective on the data sourced and its limitations.

There is an understandable post-colonial reticence on the part of many Western ethnomusicologists and anthropologists for engaging in critical views of non-Western societies and cultures they encounter. When this attitude is carried over into the study of Western art music, however, and text is padded out with long ethnographically sourced quotations (often from those who are not necessarily very verbally articulate) presented without much commentary, critique or analysis, one is left with a type of writing which resembles nothing so much as casual journalism or even a publicist’s material, as in the work of Brennan, Cottrell, Moisala and Ramnarine.

In many classic ethnographies (for example Bronislaw Malinowski’s Argonauts of the Western Pacific, Margaret Mead’s Coming of Age in Samoa, William Foote Whyte’s Street Corner Society, or Paul Willis’s Learning to Labour), the collation and presentation of ethnographically sourced data, especially quotations, is a starting point for the study, leading to detailed critical analysis. Some of the work on Western art music essentially omits the second stage, or renders it rather trivial. I would not claim that description is a neutral activity, and can be undertaken with great care and skill, but in many cases here it amounts to little more than reportage, perhaps ‘filed’ in a handful of unremarkable categories. In a similar manner Finnegan’s long book does read rather like a government inspector’s report. Other work, such as that of Pitts, resembles feedback surveys conducted by marketing departments for musical institutions. Other work like that of Moisala can read like a hagiographic publicity piece, not so different from a much earlier type of ‘life and works’, but with much less analytical detail on the works.

Those entail one type of approach; another is very agenda-driven, and most phenomena are described in extremely loaded language. This is true of the work of Christopher Small, Kingsbury, Nettl, Born, Malcolmson. It is hard to imagine work with such a strong axe to grind being viewed so favourably if applied to a group of South Pacific Islanders, as Björn Heile has pointed out in the context of Born.

Ethnography also relies upon the investment of a good deal of faith on the part of the reader that the author has represented their source material in a fair manner, not distorting, misattributing, quoting radically out of context, fabricating, or blatantly ignoring substantial amounts of data which might not suit an argument. Where documentary sources are available, these can at least be checked by another where there is reason for doubt. I have to say that in some of these cases, seeing how information which can indeed be checked is treated in such a cavalier manner, I am not always sure I feel prepared to invest this faith, and might be sceptical about some of the writers’ other work as a consequence.

 

Oral Tradition, Jeffrey and Lind

I have had chance just to skim Tore Lind’s book The Past is always Present: The Revival of the Byzantine Musical Tradition at Mount Athos, which is fascinating, and clearly very far from being narrowly territorial or ideological – it combines fieldwork with other forms of evidence, paleographic, historical, etc. And I am aware that there is a wide range of other scholarship identified in one way or another as ethnomusicological for which this is the case; and for that matter other scholarship where very little other sources are available than those provided by fieldwork. But this is patently not the case with Western art music.

Lind writes about the concepts of ‘real’ and ‘reinvented’ pasts, with relation to Eric Hobsbawm and Terence Ranger’s work on the ‘invention of tradition’. If I cannot buy into the characterisation of modern social theory cited from Arjun Appadurai which argues that such theory posits a ‘single modern moment’ – I find that too crude a characterisation on Appadurai’s part – I do believe there can and should be some type of middle way. This is where I think ideologies self-identifying as postmodern have been far from enlightening when presenting stark alternatives between the idea of history as some utterly objective body of facts on one hand, or completely unknowable on the other. I know of no serious historian who would argue the former position, but few other than the likes of Keith Jenkins or Patrick Joyce would deny there are some things which can be construed as facts with a fair degree of certainty. And there have been and will be many who would prefer that some of these are removed or at least marginalised from the historical record. Not just nationalistic politicians, but also many others associated with some institution or set of cultural practices in whose positive reputation they have much vested. Many in the Catholic Church might not like the long history of the abuse of children by priests, and their protection by the higher church authorities, to feature prominently in histories of that church, but I believe these are absolutely a part of that culture. For ‘traditions’ to be ‘invented’ does not require that nothing about these traditions has some palpable historical basis, but can simply mean that the particular selections are too narrow, idealised, and so on, and often used simply to legitimate present practices even where there exists historical evidence to the contrary. And for that reason I find Lind’s suggestion of allowing ‘various culture members to determine what they themselves believe to be authentic’ problematic – I would ask which culture members are granted such authority, and why should one necessarily privilege their view over that of others, including those who might have less obvious vested interests, and may be more subject to proper scholarly critique? When practitioners lay claim to historical foundations for their practice, as so many do, then it appears entirely legitimate to me to investigate critically the basis upon which those claims are made. This is not, of course, to say that there would necessarily be anything less worthy per se of a contemporary tradition which has no basis for such claims and does not make them.

Lind himself makes a critique of Peter Jeffrey’s work which concurs with that to which I was arriving – he says ‘It is a fantasy to imagine that some contemporary (“primitive”) practices exist untouched by time, making themselves available for chronological comparison, and, equally, to suppose that medieval chant has existed in a static form throughout history’ (p. 30). This indicates a wider problem with the use of ethnographic approaches alone to establish historical information, in cases where there are no living witnesses to the historical time in question, and especially where a long period of time has elapsed, as obviously with medieval chant. But even where living witnesses do exist, even then oral testimony can be problematic, not least because of the fallibility of human memory, as has been studied in detail by scholars working with survivors of genocide or other atrocities.

Lind does make the point that checking contemporary practice against historical evidence would not work in his study of Mount Athos, as the monks use the same historical evidence – though I presume he does not rule out the possibility, in this or other contexts, of discovering new historical evidence of which practitioners are unaware, and which might problematize such practice in terms of historical questions? Nonetheless, he says that ‘the ways that the monks interpret and relate to historical evidence become the central issue’ which seems eminently reasonable as an approach, and has some parallels with historically-informed performance of Western art music (bearing in mind that a large number of performers of such music, including those who would not self-identify as ‘historically informed’, appeal to some concept of a historical tradition to legitimate their practices).

Kingsbury, Nettl, Cottrell and Jonathan Shull all comment on the extent to which classical performers are often keen to present their pedagogical lineage – their teacher studied with X, who studied with Y, etc., etc., who studied with Beethoven, and so on. All except Shull view this unfavourably, and I would agree, seeing it as akin to a game of Chinese Whispers. Yet I do not see how then one can maintain that similar processes are so reliable with respect to oral traditions in other cultural environments, some of which have experienced major historical upheavals.

 

Jargon

Kingsbury notes how any study of modern American culture is lent an ‘anthropological aura’  by referring to ‘the tradition of studying “simple” or “primitive” societies’. He gives as an example J.M. Weatherford’s ethnography of US Congress, uses of terms like ‘shamans’, ‘bigmen’, ‘warlords’, etc.

Many of the phenomena for which ritualistic or other anthropological explanations are given in this body of work, as in the work of Small, Kingsbury, Hearndon and Nettl, can be explained in practical terms. For example, the fact of not having doors opening directly into a concert hall can simply be a way of avoiding extraneous noise generated by latecomers. Kingsbury insists that when students contrast administrative weaknesses of an institution with the strength of teachers, they ‘conceal the fact that these factors are elements of a single organizational structure’. Well, many of the staff on the second floor of the Juilliard School during my time simply couldn’t care less about practical student matters, sometimes acting as if we were trespassing upon their time and space. I can’t see how asking them to buck their ideas up would have undermined the artistry of the faculty members.

It can seem, in line with Ingold’s critique, various writers including Kingsbury, Cottrell, Pitts, Malcolmson, and Shull are more concerned with forcing far-fetched analogies with other anthropological findings than the investigation of specifics relating to the matter under investigation. And this is part of a wider tendency to clothe the work in a good deal of jargon in ways I believe to be unnecessary.

Academics need to show in this day and age how they are supposedly connecting with a ‘real’ world, so often choose areas of study accordingly. But they also need to prove their writing is ‘academic’; simple liberal use of jargon serves this purpose, and will impress some naïve people belonging to management, REF examiners, or research council board members, even where the underlying thought and research is banal and unremarkable. I have seen countless examples of this not just in this body of ethnomusicology, but also new musicology, popular music studies, music sociology, film and media music studies, acoustic ecology, and so on.

A wider question exists of this work serving as a substitute for other political engagement, such as through industrial action within higher education, but that is beyond the scope of this talk.

 

Wider Politics and Aesthetics

Whilst the likes of K.A. Gourlay, Chanan, to some extent Nettl, and for that matter Howard Becker, come from slighter older traditions in the social sciences still showing the influence of Marxism – albeit frequently of the empirical and Stalinist variety dominant in the English-speaking world – the work of many younger figures demonstrate clearly the influence of ideologies frequently identified as postmodern. I would associate these strongly with the growth of neo-liberalism during the Thatcher-Reagan years, and then continuing after the end of the Cold War. This is most explicit in the work of Born, who has elsewhere expressed a clear view of the superior virtues of culture supported through ‘petty capitalism’ than by institutions supported by the state (which I would categorise as democratically accountable institutions financed through taxation and public spending), referring back to her IRCAM study in such a context. This accords perfectly with David Cameron’s ideal of the ‘big society’, and is music to the ears those who want to cut arts funding generated through taxation even further. One might conclude from Born’s work that the remoteness of the possibility that a UK or US government might ever give financial backing to similar institution should presumably be welcomed?

In general, in a lot of this work musical institutions are viewed very critically, but it is rare that industries – in many cases institutions funded by private capital rather than through taxation, as with much of the popular music industry – are subject to the same level of critique (as in Cottrell’s essay on ethnomusicology and the music industries). This is quite emblematic of an ideological phenomenon which some radical thinkers, including critics of cultural studies such as Todd Gitlin, Robert McChesney, Keith Tester or Joseph Heath, or anti-capitalist thinkers like Naomi Klein, have identified: whereby a superficial politics of ‘diversity’ is not so much a moderate call for a modification of capitalist society, but actually a means of giving new life and purpose to high capitalism, not least through the destruction (rather than reform) of existing social democratic institutions.

Similar views can be found in the writings of Nicholas Cook, in whose wider work one can encounter harsh criticism of the ‘disdain for the marketplace and its discourses’ in various European writers. When a French musicologist, Anne Boissière, criticised his Music: A Very Short Introduction for nihilism, his response was to accuse her of being part of ‘the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of “blood and soil”’. Dismissing social democratic European thinkers by contrived association with the Nazis is one of the least edifying aspects of our profession.

Timothy Rice writes in his Ethnomusicology: A Very Short Introduction (2014)

Ethnomusicologists do not begin their research with a judgment about what they imagine is “good music” or “music worthy of study” or “music that has withstood the test of time.” Instead, they assume that whenever and wherever humans make and listen to music with the keen devotion and attention that they do, then something important and worthy of study is going on.

Elsewhere one can often find ethnomusicological rejection of aesthetic value judgement – how do those coming from such a position really mark compositions or performances?

Cook rejects aesthetic valorisation directing study, arguing that musicologists should instead, like sociologists, ‘study social reality as they find it’, so that ‘The point is not that Madonna is good or bad but that she’s there’. But to bracket out or otherwise marginalise anything which is not ‘there’ (assuming ‘there’ means something which has gained some degree of prominence, for otherwise everything is ‘there’) renders invisible that cultural work whose producers have been unable to garner public visibility. Only a belief that the market will always provide the most fair selection could legitimise musicologists and others neglecting all else.

In place of explicit aesthetic judgement, in this work and much new musicology one encounters politically and morally loaded characterisations which I believe serve principally to attempt to close down debate. I find it sad when musicology has moved from a position of intense interest in music to one of morally self-righteous judgement, which as I have written about elsewhere, I believe derives in part from a desire to dominate one’s subject, a charge which can be laid at the door of aspects of some other disciplines, including anthropology and psychoanalysis, as well.

There are numerous moral grounds with which some will condemn the ethnomusicological work and ideologies of Bartók, or some of the work upon which Finnissy draws. But to me the value of that work is palpable because of the vital creative composition which would not have been possible in the same way without it. The same is true of some of the amazing music which has come out of IRCAM: amongst which I would include Boulez’s Répons, Berio’s Chemins ex V, Aperghis’s Machinations, Harvey’s Mortuos Plango, Vivos Voco, Risset’s Inharmonique, Saariaho’s Verblendungen, Manoury’s Pluton, Dillon’s Introitus, Murail’s L’Esprit des dunes, Nunes’s Lichtung I & II, Dusapin’s To Be Sung, or Czernowin’s Hidden. Ultimately I do believe that the importance of this type of compositional work (and its performance) exceeds that of any musicology, ethno- or otherwise.

 

Conclusion

I will end with a reapplication of Marcel Mauss to this field of ethnomusicology itself. Its participants offer up endorsements for the right theorists, the right canonised and revered ethnomusicologists, the right political outlook, generally that sort of ‘consumerist multiculturalism’ which accords well with modern neo-liberalism, to those who are in a position of power above them, and are rewarded for this through promotion and research grants in a process of exchange. Collegiate relationships within hierarchical academic structures are made possible through this process of reciprocity. This may be an unfair caricature, but no more so than many of the analyses in this body of work.

 

ETHNOMUSICOLOGY OF WESTERN ART MUSIC

A Bibliography

 

Studies

Robert Faulkner, ‘Orchestra Interaction: Some Features of Communication and Authority in an Artistic Organization’, Sociological Quarterly 14 (1973), pp. 147-157.

Catherine M. Cameron, ‘Dialectics in the Arts: Composer Ideology and Culture Change’ (PhD dissertation, University of Illinois at Urbana-Champaign, IL, 1982). Modified version published as Dialectics in the Arts: The Rise of Experimentalism in American Music (Westport, CO, and London: Praeger, 1996).

Christopher Small, ‘Performance as Ritual: Sketch for an Enquiry into the Nature of a Symphony Concert’, in Lost in Music: Culture, Style, and the Musical Event, edited Avron Levine White (London: Routledge, 1987), pp. 6-32.

Henry Kingsbury, Music, Talent, & Performance: A Conservatory Cultural System (Philadelphia: Temple University Press, 1988).

Marcia Herndon, ‘Cultural Engagement: The Case of the Oakland Symphony Orchestra’, Yearbook for Traditional Music 20 (1988), pp. 134-145.

Ruth Finnegan, The Hidden Musicians: Music Making in an English Town (Cambridge: Cambridge University Press, 1989).

Bruno Nettl, ‘Mozart and the Ethnomusicological Study of Western Culture (An Essay in Four Movements)’, Yearbook for Traditional Music 21 (1989), pp. 1-16; republished in Disciplining Music: Musicology and its Canons edited Katherine Bergeron and Philip V. Bohlman (Chicago and London: University of Chicago Press, 1992), pp. 137-155.

Philip V. Bohlman, ‘Of Yekes and Chamber Music in Israel: Ethnomusicological Meaning in Western Music History’, in Ethnomusicology and Modern Music History, edited Stephen Blum, Philip V. Bohlman and Bruno Nettl (Chicago: University of Illinois Press, 1991), pp. 254-267.

Peter Jeffery, Re-envisioning Past Musical Cultures: Ethnomusicology in the Study of Gregorian Chant (Chicago: University of Chicago Press, 1992).

Tamara Elena Livingston, Community of music: an ethnographic seminar in Champaign-Urbana (Champaign, IL; Elephant & Cat, 1993)

Michael Chanan, Musica Practica: The Social Practice of Western Music from Gregorian Chant to Postmodernism (New York: Verso, 1994).

Bruno Nettl, Heartland Excursions: Ethnomusicological Reflections on Schools of Music (Urbana, IL: University of Illinois Press, 1995).

Georgina Born, Rationalizing Culture: IRCAM, Boulez, and the institutionalization of the musical avant-garde (Berkeley, Los Angeles and London: University of California Press, 1995).

Vicky L. Brennan, ‘Chamber Music in the Barn: Tourism, Nostalgia, and the Reproduction of Social Class’, The World of Music 41/3 (1999), pp. 11-29.

Kay Kaufman Shelemay, ‘Toward an Ethnomusicology of the Early Music Movement: Thoughts on Bridging Disciplines and Musical Worlds,’ Ethnomusicology 45 (2001), pp. 1-29.

Stephen Cottrell, Professional Music-Making in London: Ethnography and Experience (Aldershot: Ashgate, 2004).

Stephanie E. Pitts, ‘“Everybody Wants to be Pavarotti”: The Experience of Music for Performers and Audience at a Gilbert and Sullivan Festival,’ Journal of the Royal Musical Association 129 (2004), pp. 143-160.

Stephanie E. Pitts, ‘What Makes an Audience? Investigating the Roles and Experiences of Listeners at a Chamber Music Festival’, Music & Letters 86/2 (2005), pp. 257-269.

Jonathan Shull, ‘Locating the Past in the Present: Living Traditions and the Performance of Early Music’, Ethnomusicology Forum 15/1 (2006), pp. 87-111.

Pirkko Moisala, Kaija Saariaho (Urbana and Chicago, IL: University of Illinois Press, 2009).

Frederick Seddon and Michele Biasutti, ‘A Comparison of Modes of Communication Between members of a String Quartet and a Jazz Quartet’, Psychology of Music 37 (2009), pp. 395-415.

Yara El-Ghadban. ‘Facing the Music: Rituals of Belonging and Recognition in Contemporary Western Art Music’, American Ethnologist 36/1 (2009), pp. 140-60.

Paul Chaikin, ‘Circling Opera in Berlin’ (PhD dissertation, Brown University, 2009).

Eric Martin Usner, ‘Cultural Practices of Classical Music in 21st Century Vienna’ (PhD dissertation, New York University, 2010).

Tina K. Ramnarine, ‘The Orchestration of Civil Society: Community and Conscience in Symphony Orchestras’, Ethnomusicology Forum 20/3 (December 2011), pp. 327-351.

Melissa C. Dobson and Stephanie E. Pitts, ‘Classical Cult or Learning Community? Exploring New Audience Members’ Social and Musical Responses to First-time Concert Attendance’, Ethnomusicology Forum 20/3 (December 2011), pp. 353-383.

Amanda Bayley, ‘Ethnographic Research into Contemporary String Quartet Rehearsal’, Ethnomusicology Forum 20/3 (December 2011), pp. 385-411.

Eric Martin Usner, ‘‘The Condition of Mozart’: Mozart Year 2006 and the New Vienna’, Ethnomusicology Forum 20/3 (December 2011), pp. 413-442.

Pirkko Moisala, ‘Reflections on an Ethnomusicological Study of a Contemporary Western Art Music Composer’, Ethnomusicology Forum 20/3 (December 2011).

Hettie Malcolmson, ‘Composing Individuals: Ethnographic Reflections on Success and Prestige in the British New Music Network’, twentieth-century music 10/1 (March 2013), pp. 115-136.

Karen Burland and Stephanie Pitts (eds), Coughing and Clapping: Investigating Audience Experience (Farnham: Ashgate, 2014).

 

 

Methodological

Bruno Nettl, ‘A Technique of Ethnomusicology Applied to Western Culture’, Ethnomusicology, 7/3 (September 1963), pp. 221-224.

Fredric Lieberman, ‘Should Ethnomusicology Be Abolished?’, with responses by E. Eugene Helm and Claude Palisca, Journal of the College Music Society 17/2 (1977), pp. 198-206.

K.A. Gourlay, ‘Alienation and Ethnomusicology’, in The Ethnography of Musical Performance, edited Norma McLeod and Marcia Hendon (Norwood, PA: Norwood Editions, 1980), pp. 123-146.

Klaus Wachsmann, ‘Applying Ethnomusicological Methods to Western Art Music’, World of Music 23 (1981), pp. 74-86.

Marcia Herndon and Norma McLeod, Music as Culture (Darby, PA: Norwood, 1980).

Joseph Kerman, Musicology (London: Fontana Press, 1985), pp. 155-181.

Stephen Blum, ‘Ethnomusicology vis-à-vis the Contemporary Fallacies of Musical Life’, Pacific Review of Ethnomusicology 8/3 (1986), pp. 1-19.

Kay Kaufman Shelemay, ‘Crossing Boundaries in Music and Musical Scholarship: A Perspective from Ethnomusicology’, The Musical Quarterly 80/1 (1996), pp. 13-30.

Jonathan Stock, ‘New Musicologies, Old Musicologies: Ethnomusicology and the Study of Western Music’, Current Musicology 62 (1997), pp. 40-68.

Gary Tomlinson, ‘Musicology, Anthropology, History’, in The Cultural Study of Music: A Critical Introduction, edited Martin Clayton, Trevor Herbert and Richard Middleton (New York and London: Routledge, 2003), pp. 31-44.

Henry Stobart (ed), The New (Ethno)musicologies (Lanham, MD: Scarecrow Press, 2008). Includes essays by Jim Samson, Michelle Bigenho, Fabian Holt, Nicholas Cook, Laudan Nooshin, Caroline Bithell, Tina K. Ramnarine, Philip V. Bohlman, John Baily, Martin Clayton, Abigail Wood, Jonathan P.J. Stock, Martin Stokes.

Stephen Cottrell, ‘Ethnomusicology and the Music Industries: An Overview’, Ethnomusicology Forum 19/1 (June 2010), pp. 3-25.

Georgina Born, ‘For a Relational Musicology: Music and Interdisciplinarity, Beyond the Practice Turn’, Journal of the Royal Musical Association 135/2 (2010), pp. 205-243.

Laudan Nooshin (ed), ‘The Ethnomusicology of Western Art Music’, special issue of Ethnomusicology Forum 20/3 (December 2011). Includes essays by Nooshin (‘Introduction: The Ethnomusicology of Western Art Music’, pp. 285-300), Rachel Beckles Willson, Tina K. Ramnarine, Melissa C. Dobson and Stephanie Pitts, Amanda Bayley, Eric Usner, Pirkko Moisala (all listed above). Reprinted with an afterword by Philip V. Bohlman as The Ethnomusicology of Western Art Music (Farnham: Ashgate, 2014).

 

Ian Pace: ian.pace.1@city.ac.uk

 


Musicological Observations 3: Multicultural Musicology for Monolingual Academics?

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The following is an expanded and more detailed version of a post submitted to the electronic discussion list of the American Musicological Society (AMS-L) as part of a thread about the decline of linguistic skills amongst students and musicologists, which grew out of an initial post about the removal of German from instruction in many French schools.

I believe passionately that we should consider whether the growth of certain areas of musicology have helped to accelerate a decline in foreign language skills amongst both students and musicologists. In particular, this applies to those various areas associated with increasing ‘diversity’ within the field of study. To even contemplate this possibility is sure to be controversial, but this should not deter serious consideration of the issues at stake.

To begin with, consider popular and film music studies: even a cursory glance at a cross-section of published English-language research in these areas shows a scarcity of any references to non-English scholarship or writing of any type. I have done a mini-study of two journals to consider these questions: first the Journal of Popular Music Studies, looking at all issues from March 2010 to March 2014. These include a total of 181 articles, including editorials and book reviews. Almost all of these have lists of ‘works cited’. Of these, just 12 showed regular use of foreign language sources – 6 of them in a special June 2013 issue devoted to German popular music [1]. Otherwise, one article cited a Peruvian musical anthology in Spanish; one Michael Jackson article referenced one article in Spanish; another Jackson article referenced one article in French [2]. Another article referenced one book in Portuguese, though the ethnographic nature of the article implies full fluency in this language [3]. Then one article references in Spanish two books, one article and one LP booklet (alongside, in English, 14 books or theses, and 15 articles or book chapters) [4]; another refers to a Dutch-Javanese dictionary; and another to two texts in French and one Toraja-Indonesian dictionary [5]. In total this amounts to just 18 articles employing any foreign-language sources at all (the extent to which articles in this journal rely upon journalistic and internet sources is also notable).

Whilst Anglophone popular music is the focus of the overwhelming majority of articles (and this fact itself deserves more critical scrutiny), many of these make wider claims relating to philosophy, aesthetics, sociology, gender and much more, but still from the limited perspective available through monolingual reading. Furthermore, whilst many claims are made for the global significance of this music, this is hardly testable without access to some of the languages of the music’s global listeners. A small few articles involve ethnographic work requiring language skills, but these are mostly accounted for above.

I also scrutinised the journal Music, Sound and the Moving Image over the same period, looking at issues from Spring 2010 to Spring 2014. This time I considered only the full articles, not the book reviews which are briefer and involve fewer references. There were 44 articles here. The proportion employing foreign language sources was significantly enhanced by a special issue (Vol. 4, No. 2 (2010)) dedicated to Spanish cinema, in which most contributors were from Spanish-speaking countries and naturally referenced plenty of Spanish sources. This accounted for 9 articles [6]; otherwise there was one article citing two theses in Norwegian (one of these in a little detail) [7], another referencing three Spanish sources [8], another some French sources (but not Arabic ones, rather ironically considering this was an article dealing with colonialism and orientalism) [9], whilst another was a translation of a 1937 Spanish article [10] (I am not counting an article which cites one French source which has clearly only been accessed through a secondary source in English [11]). So a total of 13 with any foreign-language references; the proportion would have been more like that for the Journal of Popular Music Studies without the Spanish issue.

Something of the same phenomenon can be found in parts of the fields of New Musicology and Critical Musicology, even when this work entails broad (and frequently stereotypical) characterisations of European cultures, as has been pointed out wittily by Tim Carter in a review of Susan McClary’s 2000 book Conventional Wisdom [12]. Looking through the references in Conventional Wisdom itself, I find just two not in English, one to a testo from Stradella’s La Susanna, as used by McClary herself in a music-theatre piece [13] the other text to a Petrarch sonnet given with translation [14]. McClary’s earlier book Feminine Endings had four non-English sources: a reference to Monteverdi’s foreword to the Madrigali guerrieri ed amorosi [15] and to Bellerofonte Castaldi’s Primo Mazzetto di fiori musicalmente colti dal giardino Bellerofonteo (1623) [16], Joachim Burmeister’s Musica poetica (1606) [17], and Arturo Graf’s “Una cortigiana fra mille’, in Attraverso il cinquecento (Turin: Chiantore, 1926) [18].

Lawrence Kramer’s Music as Cultural Practice 1800-1900 (Berkeley and Los Angeles: University of California Press, 1990) makes just four brief references to German texts (Hanslick’s Vom Musikalisch-Schönen (1854), Kant’s Kritik der Urteilskraft (1790), Schiller’s Über naive und sentimentalische Dichtung (1795), and poems of Goethe [19], for all of which English translations are also available) but never engages with any scholarly literature not either written or translated into English, nor a vast range of primary sources which have never been translated (for example, much of the writings, correspondence and diaries of Schumann, of which only small sub-sections have been translated, or for that matter the literature of Jean-Paul). Kramer’s 1995 Classical Music and Postmodern Knowledge contains one place in which the French original of a passage from Derrida is placed alongside a reference to the translation, a single reference to a passage from the second volume of Heinrich Schenker’s Das Meisterwerk in der Musik (at that time not yet available in English translation), one article in French by Guy Rosolato, and a juxtaposition of a few lines of Celan and Derrida in the original languages [20]. Kramer’s 2002 Musical Meaning: Toward a Critical History is a little better, with one translation and one modified one from short passages of Wagner, one reference to Schiller’s Über Matthissons Gedichte, another to Adolph Bernhard Marx’s Ludwig van Beethoven: Leben und Schaffen (1859), two to short passages from Heinrich Heine, and a modified translation of a passage Goethe’s Wilhelm Meister, a couple of references to Brecht in German, and one to a contemporary article by Horst Weber on Schoenberg [21], but this is in the context of over 95% references to English language sources. In none of these books is there almost any evidence of grappling with modern non-English scholarship on the many subjects addressed therein.

Of the 16 essays contained in the 1993 volume edited by Ruth Solie, Musicology and Difference: Gender and Sexuality in Music, four of these (by Leo Treitler, Gretchen A. Wheelock, Nancy B. Reich and Suzanne G. Cusick [22]) make regular reference to non-English texts, three others (by Ellen Koskoff, Carolyn Abbate and Lawrence Kramer [23]) very briefly to one or two texts, the other nine to none at all. Linguistic ‘difference’, and all that can be gained in terms of perceptions of difference by studying the work of scholars in other languages, is clearly not a major priority here.

Another collection supposedly celebrating ‘difference’, the 2000 volume edited by Georgina Born and David Hesmondhalgh, Western Music and Its Others, contains 11 articles and an extended introduction. Of these, those by Jann Pasler, Philip Bohlman and Martin Stokes regularly engage with foreign texts [24], Richard Middleton deals in some degree of detail with Joseph Riepel’s Grundregln zur Tonordnung insgemein (1755) [25], and Claudia Gorbman includes a few French references; the six articles making up the other half of the book only reference English-language sources; all others belong within its own ‘Others’.

Tia DeNora’s 2003 After Adorno: Rethinking Music Sociology quite incredibly only lists English translations of Adorno in its bibliography [26]. The other foreign texts cited in the bibliography are Joël-Marie Fauquet and Antonine Hennion’s 2002 La grandeur de Bach, Hennion’s 1992 La passion musicale [27] (alongside various texts of Hennion in English), and two Italian texts by Anna Lisa Tota [28]. However, these references are deceptive. Fauquet and Hennion is simply listed as a text which considers ‘the material and linguistic cultures that come to frame musical texts, that help to draw out particular meanings’ [29], and Hennion’s one cited text only in French is cited as an example of ‘a range of theorists who highlight the importance of theorising action as inhabiting and taking shape within a cultural matrix’ [30] Tota’s 1997 study is merely listed as an example of ethnographic studies [31], and the other not cited at all (unlike a text of Tota in English which is given very slightly more detailed engagement [32]). But this should not be surprising, as DeNora is also the author of Beethoven and the Construction of Genius, a potentially interesting subject which is thoroughly marred by the lack of any sustained engagement with German-language primary sources [33], even despite the fact that there is no real engagement with the music either [34]!

Certainly some of these scholars are able to read other languages (as demonstrated in McClary’s work on the Italian madrigal, for example [35]). But many of the very broad arguments presented in this work are, in my view, untenable and unscholarly when the frame of reference is so narrow. The New Musicology has enabled musicologists to dispense sweeping pronouncements on whole swathes of music without any obligation to familiarise themselves with the existing range of scholarship – in multiple languages – first. I could argue more harshly that this whole field of musicology very often amounts to an assertion of Anglo-American superiority and hegemony behind a smokescreen of rhetoric of diversity; this may be somewhat hyperbolic, but not without some truth.

Some fields featuring practice-as-research or practitioners writing scholarship exhibit similar issues. For example, I note that none of the four chapters relating to the Twentieth Century in The Cambridge History of Musical Performance [36] (to which I am also a contributor, but on the Nineteenth Century [37]) reference any non-English language texts at all, an option which would have been unacceptable for any chapters dealing with earlier periods.

I find it hard to avoid the conclusion that these fields of musicology have gained their popularity in part because it appears to be possible to produce work in them without language skills. This consideration might also be borne in mind with the growing fashionability of ‘ethnomusicology at home’ [38], often freeing its protagonists from the considerable linguistic skills required to do extended fieldwork in other musical cultures. All of these things are fruitful fields of endeavour for those who want to be productive without putting in the same amount of work as those in some other more traditional fields of study.

Furthermore, in some of the above cases, it is more than a little ironic when some fields eager to brandish their supposedly multicultural credentials end up contributing to a narrow monolingualism. It would not be inapt, in light of the above, to question the real agenda behind some varieties of musicological thought involving easy dismissals of many things ‘European’.

The historian Richard Evans, in his published series of lectures Cosmopolitan Islanders, draws attention to the remarkable range of historians from the UK and US who have produced pioneering and penetrating work on the history of many places beyond the English-speaking world, in sharp contrast to a large number of their European counterparts, some of who treat attempts by Anglosphere historians to trespass upon their countries with great suspicion [39]. Yet Evans feels that with the decline of language teaching, as well as other pressures (specifically in the UK) to do with requiring many students and academics to finish projects in a short period of time, this era is coming to an end, and he notes that the majority of his own PhD students are from outside of the English-speaking world.

There are still a significant (if dwindling) number of Anglophone academics researching music from a multilingual perspective. It would be tragic if these were allowed to dwindle to near-oblivion in the name of a narrow populist Anglocentric ideology dressed up as something ‘global’.


1. These six are Maria Stehle and Corinna Kahnke, ‘German Popular Music in the Twenty-First Century: Politics, Trends, and Trajectories’, Journal of Popular Music Studies, Vol. 25, Issue 2, pp. 123-126; Andrew W. Hurley, ”Jack of All Trades’ or ‘Double Agent?’ The German Popular Musician as Novelist’, ibid. pp. 127-153; Sean Nye, ‘Minimal Understandings: The Berlin Decade, The Minimal Continuum, and Debates on the Legacy of German Techno’, ibid. pp. 154-184; Corinna Kahnke, ‘Transnationale Teutonen: Rammstein Representing the Berlin Republic’, ibid. pp. 185-197; Priscilla Lane, ‘One Like No Other? Blaxploitation in the Performance of Afro-German Rapper Lisi’, ibid. pp. 198-221; Maria Stehle, ‘Pop-Feminist Music in Twenty-First Century Germany: Innovations, Provocations, and Failures’, ibid. pp. 222-239. The other six articles are Ulrich Adelt, ‘Stunde Null: Postwar German Identity in the Music of Michael Rother and Klaus Dinger’, Vol. 24, Issue 1 (March 2012), pp. 39-56; Pauwek Berkers, ‘Rock Against Gender Roles: Performing Femininities and Doing Feminism Among Women Punk Performers in the Netherlands, 1976–1982’, Vol. 24, Issue 2 (June 2012), pp. 155-175; Shannon Garland, ‘“The Space, the Gear, and Two Big Cans of Beer”: Fora do Eixo and the Debate over Circulation, Remuneration, and Aesthetics in the Brazilian Alternative Market’, Vol. 24, Issue 4 (December 2012), pp. 509–531; Falina Enriquez, ‘The Ins and Outs of Cultura: How Bands Voice Their Relationships to the State-Sponsored Music Scene in Recife, Brazil’, Vol. 24, Issue 4 (December 2012), pp. 532-553; Janice Protopapas, ‘Verses of Attack: Nāmdhārī Sikh Services of Halē dā divan as Sonic Weapons’, Vol. 24, Issue 4 (December 2012), pp. 554-577; and Magdelana Red, ‘Who are the “Emos” Anyway? Youth Violence in Mexico City and the Myth of the Revolution’, Vol. 26, Issue 1 (March 2014), pp. 101-120.

2. Kirstie A. Dorr, ‘The Andean Music Industry: World Music Geographies in the San Francisco Bay Area’, Journal of Popular Music Studies, Vol. 24, Issue 4 (December 2012), pp. 486-508, referencing Raul R. Romero, Sonidos Andinos: Una Antología de la Musica Campesina del Perú (Lima: Pontificia Universidad Católica del Peru, 2002). Tamara Roberts’ ‘Michael Jackson’s Kingdom: Music, Race, and the Sound of the Mainstream’, Vol. 23, Issue 1 (March 2011), pp. 19-39, references José Peñín’s ‘Música popular de masas, de medios, urbana o mesomúsica venezolana’, Latin American Music Review, Vol. 24, No. 1 (2003), pp. 62–94; while Tavia Nyong’o, in ‘Have You Seen His Childhood? Song, Screen, and the Queer Culture of the Child in Michael Jackson’s Music’, Vol. 23, Issue 1 (March 2011), pp. 40-57, references Amelie Dalmazzo’s “Michael Jackson, une figure de tous les temps”´, Charismes et Fascinations: L’ideal et le Monstre´, 7 July 2009.

3. Gregory Mitchell, ‘“Michael, eles não ligam pra gente!” Brazilian Rentboys, Queer Affinity, and the Michael Jackson Exception’, Journal of Popular Music Studies, Vol. 23, Issue 1 (March 2011), pp. 109-123, which cites Luiz R. B. Mott and Marcelo Ferreira de Cerqueira, Matei Porque Odeio Gay (Salvador, Brasil: Editora Grupo Gay da Bahia, 2003).

4. Heidi Carolyn Feldman, ‘Translation Acts: Afro-Peruvian Music in the United States’, Journal of Popular Music Studies, Vol. 22, Issue 2 (June 2010), pp. 139-165. The Spanish sources are Feldman, Ritmos negros del Peru: Reconstruyendo la herencia musical africana (Lima: Instituto de Estudios Peruanos and Instituto de Etnomusicología de la Pontíficia Universidad Catolica del Perú, 2009); Rosa Elena Vasquez Rodríguez (Chalena). La práctica musical de la población negra en Perú: La danza de negritos de El Carmen (Havana: Casa de las Americas, 1982); Diana Taylor, ‘Hacia una definicion de performance’, in Paolo Vignolo (ed), Ciudadanías en escena: Performance y derechos culturales en Colombia (Bogota:´Universidad Nacional de Colombia, 2009), pp. 29–35; Nicomedes Santa Cruz (Gamarra), Cumanana: Antología afroperuana (booklet to accompany LP) 3rd edition (Lima: El Virrey Industrias Musicales S.A. P6350 001/002, 1970).

5. R. Anderson Sutton, ‘Gamelan Encounters with Western Music in Indonesia: Hybridity/Hybridism’, Journal of Popular Music Studies, Vol. 22, Issue 2, pp. 180-197, cites Theodore Pigeaud, Javaans-Nederlands Handwoordenboek (Gronigen: J.B. Wolters, 1938). Andy Hicken, ‘”The Wishes of Your Parents”: Power Ballads in Tana Toraja, Indonesia’, Vol. 22, Issue 2 (June 2010), pp. 198-218 cites Dana Rappoport, Musiques rituelles des Toraja Sa’dan, musiques du Couchant, musiques du Levant (Célèbes-Sud, Indonésie) ´ . (Villeneuve d’Asq, France: Presses Universitaires du Septentrion, 1997); Rappoport, ‘Chanter sans etre ensemble: Des musiques juxtaposees pour un public invisible’, L’Homme 152 (1999), pp. 143–62; and J. Tammu and Hendrik Van Der Veen, Kamus Toradja-Indonesia (Rantepao, Indonesia: Jajasan Perguruan Kristen Toradja, 1972).

6. These are Teresa Fraile and Eduardo Viñuela, ‘Recent Approaches to Sound and Music in Spanish Audiovisual Media’, Music, Sound and the Moving Image, Vol. 2, Issue 2 (Autumn 2010), pp. 135-138; Julio Arce and Yolanda Acker, ‘The Sound of Silent Film in Spain: Heterogeneity and homeopatía escénica’, ibid. pp. 139-160; Laura Miranda and Dan Hamer, ‘The Spanish ‘Crusade Film’: Gender connotations during the conflict’, ibid. pp. 161-172; Philippe Roger, ‘Land Without Bread: A film that never stops ringing’, ibid. pp. 173-176; Karen Poe and Benedict Hoff, ‘The Bolero in the Cinema of Pedro Almodóvar’, ibid. pp. 177-195; Jaume Radigales, ‘Music and European Identity: Notes on Pere Portabella’s The Silence Before Bach’, ibid. pp. 213-224; Josep Lluís i Falcó and Dolores Gadler, ‘The Film Composer in Spain: The generation of ’89’, ibid. pp. 226-235; whilst Martin Barnier, ‘The Sound of Fear in Recent Spanish Films’, ibid. pp. 197-211 cites equal numbers of English and French sources (mostly by Michel Chion), but not Spanish ones.

7. Tina Rigby Hanssen, ‘The Whispering Voice: Materiality, aural qualities and the reconstruction of memories in the works of Janet Cardiff and George Bures Miller’, Music, Sound and the Moving Image, Vol. 4, Issue 1 (Spring 2010), pp. 39-54. This cites Anne-Karin Lundeby, ‘Elsker man livet, ‘Går man på kino’ – en studie av kinopublikumet i Ouagadougou, Burkina Faso’, (Master’s thesis: University of Oslo, 2002); and Arnt Maasø, ‘Se-hva-som-skjer!’: en studie av lyd som kommunikativt virkemiddel i TV’ (Doctoral thesis: University of Oslo, 2002).

8. Miguel Mera, ‘Outing the Score: Music, Narrative, and Collaborative Process in Little Ashes’, Music, Sound and the Moving Image, Vol. 6, Issue 1 (Spring 2012), pp. 93-108. This article on the composition of the music for a film on the romantic/sexual attraction between Federico Garcia Lorca and Salvador Dalí cites three biographical sources: Ian Gibson, Lorca-Dali. El Amor Que no Pudo Ser. La Apasionante y Trágiva Amistad de dos Colosos de la España del Siglo XX (Madrid: Nuevas Ediciones del Bolsillo, 2004); Andrés Sorel, Yo, García Lorca (Bilbao: Zero, 1977) and Rafael Santos Torroella, La miel es mãs dulce que la sangre: Las épocas lorgquiana y freudiana de Salvador Dali (Barcelona: Seix Barral, 1984), though not, most surprisingly, any of Lorca’s poetry or theatrical work, nor Dalí’s seven volume Obras completas, seven volumes (Barcelona: Fundació Gala-Salvador Dalí, 2003-2006).

9. Kathryn Lachman, ‘Music and the Gendering of Colonial Space in Karin Albou’s Le chant des mariées’, Music, Sound and the Moving Image, Vol. 7, Issue 1 (Spring 2013), pp. 1-17. Linguistic limitations to the study of orientalism are not new, however; as has been pointed out by various commentators, Said focused entirely on British and French orientalists, and neglected many German and Hungarian figures (from nations which did not have a foreign empire encompassing the ‘orient’ during the periods in question), such as Joseph Freiherr von Hammer-Purgstall (1774-1856), Johann Gottfried Eichhorn (1752-1827), Friedrich August Wolf (1759-1824),Gustav Weil (1808-89), Gustav Leberecht Flugel (1802-70), the Schlegel brothers, Franz Bopp (1791-1867), Christian Martin Frähn (1782-1851), Ignaz Goldziher (1850-1921) or Joseph Schacht (1902-1969). On, the other hand, Said made too much of Arthur de Gobineau (1816-82), who Said had probably only read through a secondary source. See Malcolm Kerr, review of Orientalism, International Journal of Middle Eastern Studies, vol. 12 (December 1980), pp. 544-547; Albert Hourani, ‘The Road to Morocco’, New York Review of Books, Vol. 26 (March 8th, 1979), pp. 27-30; Bernard Lewis, ‘The Question of Orientalism’, New York Review of Books, Vol. 29, No. 11, pp. 49-56; and Robert Irwin, For Lust of Knowing: The Orientalists and their enemies (London: Penguin/Allen Lane, 2006), pp. 150-158, 168-173, 249-250. Peter T. Daniels goes further, to question whether Said really had any ‘discernable qualifications to speak on the topic’. See Daniels, ‘The Decipherment of the Near East’ in Daniel C. Snell (ed), A Companion to the Ancient Near East (Blackwell Companions to the Ancient World) (Oxford: Blackwell, 2004), p. 427. Similar criticisms are made by veteran French scholar Maxime Rodinson in Nancy Elizabeth Gallagher (ed), Approaches to the History of the Middle East: Interviews with leading Middle East Historians (Reading: Ithaca Press, 1994), p. 124.

10. Marco Alunno, introduction to and translation of ‘Cinema and Music (1937) by Ignacio Isaza Martínez’, Music, Sound and the Moving Image, Vol. 8, Issue 1 (Spring 2014), pp. 87-91.

11. Lori Burns and Jada Watson, ‘Spectacle and Intimacy in Live Concert Film: Lyrics, Music, Staging, and Film Mediation in Pink’s Funhouse Tour (2009)’, Music, Sound and the Moving Image, Vol. 7, Issue 2 (Autumn 2013), pp. 103-140. This cites one French source (Michel Bernard, ‘Quelques réflexions sur le jeu de l’acteur contemporain’, Bulletin de psychologie, 38:370 (1985), 421-424) alongside 30 other English-language text sources, but even the Bernard appears only to have been accessed via a secondary source in English (Patrice Pavis, Analyzing Performance: Theater, Dance, and Film (Ann Arbor, MI: University of Michigan Press, 2003)).

12. Tim Carter, review of Susan McClary, Conventional Wisdom: The Content of Musical Form (Berkeley, Los Angeles & London: University of California Press, 2000), ‘An American
in…?’, Music & Letters, Vol. 83, No. 2 (May 2002), pp. 274-278. As Carter puts it, to McClary ‘The French are rational beings who dance a great deal; the Italians are exuberantly erotic and always ready to mix sex with religion; the Germans are bourgeois burghers with festering morbid sensibilities (I exaggerate only slightly)’ (p. 277).

13. McClary, Conventional Wisdom, p. 175 n. 19. ‘La bella Donna intanto sul’ verde pavimento movea le molli piante, Ambiano l’erbe di prostrarsi al sue piè, parea che ì fiori apostati del sole a la novella luce chi nassero idolatri le cervici odorose— […] Ivi tuffa nell’acque il petto ignudo e sirena del Ciel dentro il liquido gel così confonde crome di foco a l’armonia dell’ onde’.

14. Ibid. p. 122. The citation and translation are ‘i miei gravi sospir non vano in rime, il mio duro martir vince ogni stile’ (my deep sighs will not submit to rhyme, my harsh martyrdom
defeats all styles) (Petrarch, ‘Mia benigna fortuna’, Rime sparse 332).

15. Susan McClary, Feminine Endings: Music, Gender, & Sexuality, revised edition with new introduction (Minneapolis and London: University of Minnesota Press, 2002) (first published 1991), p. 176 n. 1.

16. Ibid. pp. 177-178 n. 7.

17. Ibid. p. 179 n. 15.

18. Ibid. p. 180 n. 23.

19. Lawrence Kramer, Music as Cultural Practice 1800-1900 (Berkeley and Los
Angeles: University of California Press, 1990), pp. 3-4, 27, 167-168.

20. Lawrence Kramer, Classical Music and Postmodern Knowledge (Berkeley and Los Angeles: University of California Press, 1995), pp. 240, 257 n. 24, 268-9 n. 12, 272 n. 48, 279 n. 9, 289 n. 14.

21. Lawrence Kramer, Musical Meaning: Toward a Critical History (Berkeley, Los Angeles & London; University of California Press, 2002), pp. 290 nn. 6, 9, 292 nn. 4, 16, 298 nn. 18-19, 300 n. 35, 316 n. 1, 317-8 nn. 12, 14, 319 n. 25. The Horst Weber article is ‘‘Melancholisch düstrer Walzer, kommst mir nimmer aus den Sinnen!’ Anmerkungen zum Schönbergs ‘soloistischer Instrumentation’ des Kaiserwalzers von Johann Strauss, Musik-Konzepte 36 (1984), pp. 86–100.

22. Leo Treitler, ‘Gender and Other Dualities of Music History’, in Ruth Solie (ed) Musicology and Difference: Gender and Sexuality in Music (Berkeley, Los Angeles and London: University of California Press, 1993), pp. 23-45; Gretchen A. Wheelock, ‘Schwarze Gredel and the Engendered Minor Mode in Mozart’s Operas’, ibid. pp. 201-221; Nancy B. Reich, ‘Women as Musicians: A Question of Class’, ibid. pp. 125-146; and Suzanne G. Cusick, ‘Of Women, Music, and Power: A Model from Seicento Florence’, ibid. pp. 281-304.

23. Ellen Koskoff, ‘Miriam Sings Her Song: The Self and the Other in Anthropological Discourse’, ibid. pp. 149-163; Carolyn Abbate, ‘Opera; or, the Envoicing of Women’, ibid. pp. 225-258; Lawrence Kramer, ‘Carnaval, Cross-Dressing, and the Woman in the Mirror’ ibid. pp. 305-325. Koskoff’s article draws upon ethnographic work amongst a Hasidic Jewish community in Brooklyn such as clearly betokens wider linguistic skills in Hebrew and Yiddish, but only uses a few non-English texts. Abbate (p. 232 n. 14) references a few articles on cinema in French, though these may only have been accessed via a secondary source in English; also (p. 238 n. 26) Sarah Kofman’s Quatre Romans analytiques (Paris: Éditions Galilée, 1973), and (p. 243 n. 34) an essay from Christian Metz’s Essais sémiotiques (Paris: Klincksieck, 1977). Kramer simply cites one Goethe text in German (p. 308 n. 6).

24. Jann Pasler, ‘Race, Orientalism, and Distinction in the Wake of the “Yellow Peril”’, in Georgina Born and David Hesmondhalgh (eds), Western Music and Its Others: Difference, Representation, and Appropriation in Music (Berkeley, Los Angeles & London: University of California Press, 2000), pp. 86-118; Philip V. Bohlman, ‘Composing the Cantorate: Westernizing Europe’s Other Within’, ibid. pp. 187-212; Martin Stokes, ‘East, West, and Arabesk’, ibid. pp. 213-233.

25. Richard Middleton, ‘Musical Belongings: Western Music and Its Low-Other’, ibid. pp. 59-85. The reference to Riepel is on p. 63.

26. Claudia Gorbman, ‘Scoring the Indian: Music in the Liberal Western’, ibid. pp. 234-253. Gorbman cites (p. 252 nn. 16, 18) two French texts: Yves Kovacs, Le Western (1963; reprint, Paris: Gallimard, 1993) and Georges-Henri Morin, Le Cercle brisé: L’Image de l’indien dans le western (Paris: Payot, 1977).

26. Tia DeNora, After Adorno: Rethinking Music Sociology (Cambridge: Cambridge University Press, 2003), p. 159.

27. Joël-Marie Fauquet and Antoine Hennion, La grandeur de Bach (Paris: Fayard, 2002); Antoine Hennion, La passion musicale (Paris: Metaille, 1992).

28. Anna Lisa Tota, Etnografia dell’arte: Per una sociologia dei contesti artistici (Rome: Logia University Press, 1997); La memoria contesa. Studi sulla comunicazione sociale del passato (Milan: Angeli, 2001).

29. DeNora, After Adorno, p. 27.

30. Ibid. p. 126.

31. Ibid. p. 91.

32. Ibid. pp. 75.

33. Tia DeNora, Beethoven and the Construction of Genius: Musical Politics in Vienna 1792-1803 (Berkeley, Los Angeles & London: University of California Press, 1995). In the bibliography, DeNora cites nine German sources: the Allgemeine Musicalische Zeitung from 1798 to 1806 (p. 209), Marthe Bigenwald’s Die Anfange der Leipziger Allgemeinen Musikalischen Zeitung, reprint (Hiversum: FAM Knuf, 1965) (originally published 1938); Eduard Hanslick’s Geschichte des Concertwesens in Wien, reprint (New York: Olms, 1979) (originally published 1869); Herbert Matis, Herbert. “Die Grafen von Fries”, Tradition: Zeitschrift für Firmengeschichte und Unternehmenbiographie, Vol, 12 No. 1 (1967), pp. 484-96; Ludwig Nohl, Beethoven’s Leben, four volumes (Leipzig: Günther, 1864); Gustav Nottebohm, Beethoven Studien 1 (Leipzig: Winterthur, 1873); Otto G. Schindler, ‘Das Publikum des Burgtheaters in der Josephinischen Ära: Versuch einer Strukturbestimmung’, in Das Burgtheater und sein Publikum, vol. 1. (Vienna: Verlag der Österreichischen Akademie der Wissenschaften, 1976), pp. 11-96; J. Schönfeld, Jahrbuch der Tonkunst von Wien und Prag (facsimile), edited Otto Biba, reprint (Munich: Emil Katzbichler, 1976), (originally published 1796); Hannes Stekl, ‘Harmoniemusik und ‘turkische Banda’ des Furstenhauses Liechtenstein’, Haydn Yearbook 10 (1978), pp. 164-75; and Constantin Wurzbach, Biographisches Lexikon des Kaiserthums Oesterreich, 1750-1850 (Vienna: K. K. Hof- und Staatsdruckerie, 1856-91). But once again this is deceptive: most of the AmZ references come from secondary sources in English translation; Bigenwald is simply a ‘See also’ (p. 205 n. 11), Schindler and Matis are just sources mentioned in brackets alongside an English one (pp. 30, 47), Nohl is mentioned because cited by Maynard Solomon (p. 138), Nottebohm is cited briefly on errors in some manuscripts (p. 105, 135), whilst the references to Stekl (pp. 40-41, 51) come from a translation by Julia V. Moore (‘Beethoven and Musical Economics’ (PhD. dissertation: University of Illinois, Urbana-Champaign. 1987). Wurzbach is used for a description of Schönfeld (p. 167) and for compiling a list of Viennese patrons (pp. 21-23). Hanslick’s history gets one paragraph’s serious attention (pp. 37-38), whilst two sentences are translated from Schönfeld (p. 40), a few other phrases elsewhere (pp. 42, 106, 154) and he is alluded to briefly in several other places (pp. 43, 46, 87-89, 102, 113, 116, 167-8, 195 n. 13, 196); another citation comes from a translation of H.C. Robbins Landon (Beethoven: A Documentary Study (New York: Macmillan, 1970)) (p. 87). Else Radant Landon is thanked for providing information on the Schönfeld families (p. 204 n. 9) and it is possible most of this information may have come from this source.

34. A scathing but well-focused critique of this book is Charles Rosen, ‘Beethoven’s Career’, in Critical Entertainments: Music Old and New (Cambridge, MA: Yale University Press, 2002), pp. 105-124.

35. Susan McClary, Modal Subjectivities: Self-Fashioning in the Italian Madrigal (Berkeley, Los Angeles & London: University of California Press, 2004).

36. These are Stephen Cottrell, ‘Musical performance in the twentieth century: an overview’, in Colin Lawson and Robin Stowell (ed), The Cambridge History of Musical Performance (Cambridge: Cambridge University Press, 2012), pp. 725-751; Jane Manning and Anthony Payne, ‘Vocal performance in the twentieth century and beyond’ ibid. pp. 752-777; Roger Heaton, ‘Instrumental performance in the twentieth century and beyond’, ibid, pp. 778-797; William Mival, ‘Case study: Karlheinz Stockhausen: Gruppen für drei Orchester‘, ibid. pp. 798-814. The latter in particular devotes a disproportionate amount of attention to British performances of this work and their reception.

37. Ian Pace, ‘Instrumental performance in the nineteenth century’, ibid. pp. 643-695.

38. This is a field with its own ‘canon’ of works, often treated almost like scripture by members of this sub-culture. Time and space do not permit for a detailed examination of this here, but I intend to embark upon such a thing in some format in the future.

39. Richard J. Evans, Cosmopolitan Islanders: British Historians and the European Continent (Cambridge: Cambridge University Press, 2009).

40. Ibid. pp. 189-234.