New Music 1 – A Niche World

In several recent writings and various upcoming ones I have been considering in a more sustained fashion wider aspects of the culture of new music, both historically and in the present day. My long chapter, just published, ‘New Music: Performance Institutions and Practices’, in The Oxford Handbook of Music Performance, Volume 1, edited Gary E. McPherson (New York: Oxford University Press, 2022), pp. 396-455, traces the growth of a network of festivals, concert series and other aspects of a new music infrastructure from after the end of World War One, as well as the development of specialised performance skills on the part of individual interpreters and ensembles, all as part of a specific culture of ‘new music’ which developed with a degree of autonomy from a more mainstream culture of art music performance (as represented by orchestral, chamber, choral, solo concerts of repertoire primarily from the common practice period) over the course of a century. This very fact of inhabiting a separate realm is to me a defining aspect of new music, a term which has developed ever since the publication of Paul Bekker’s vital essay ‘Neue Musik’ (1919), advocating a range of new approaches to music, some of them then still relatively latent, which constituted a significant break with or at least shift of emphasis from the immediate past, one which was amplified at a time which saw the collapse of various aspects of the pre-war order, revolution in Russia, and an attempt revolution in Germany, which members of the influential Berlin Novembergruppe sought to sublimate into artistic creation.

In ‘Modernist Fantasias: The Recuperation of a Concept’, Journal of the Royal Musical Association, vol. 144, no. 2 (2019), pp. 473-493, starting from a detailed critical examination of The Routledge Research Companion to Modernism in Music, edited Björn Heile and Charles Wilson (Abingdon and New York: Routledge, 2019), I consider the provenance and development of the term ‘modernism’ (and its equivalents such as French modernisme, German Moderne, Spanish modernismo and so on) both in music and other arts, not least in terms of recent attempts to frame the concept more broadly than hitherto (in some cases to date it back to the French Revolution) as well as to recapture it as a living force deserving of reconsideration, as informed the so-called New Modernist Studies in literary and cultural scholarship beginning in 1999, which has been matched more gradually by the growth of parallel scholarship in music. I have also been working on a book chapter considering the historiography of new music since 1989, and recently gave a lecture looking more broadly at historiographical issues through the 20th and 21st century, which have also been the theme of other lectures and publications considering the ways in which ‘experimental’ and ‘minimal’ music have informed such historiography.

All of this work, combined with my ongoing work on the creation and development of the infrastructure for new music in post-1945 Germany, have brought to the fore difficult questions relating to new music as a whole and its place today. I have been professionally active as a pianist in the world of new music for three decades, and have become intimately aware of its range of mores, orthodoxies, internal politics, and so on, and the ways in which its institutions and those operating those tend to work. It remains a field of cultural activity which in my opinion has immense value, but claims for its wider importance and significance are less easy to articulate in a manner which might convince those who need convincing. But this latter activity, if one believes this importance to be the case (which I do, but in a less unequivocal manner than I might have done 15-20 years ago), is vital if those engaged with new music seek an impact and respect beyond the narrow realms of fellow travellers. This is not so often to be found, and a reticence to engage with the wider issues concerned suggests either dangerous complacency or even a wilful disregard married to a sense of entitlement, which I believe should be challenged.

I am fully aware that there are a great many who would describe a lot of the atonal music I play (and even some of the more dissonant late tonal music as well), and which those I know compose, at the politest as ‘not music’, often through much harsher derogatory epithets. These will include some friends, some students and many other members of the wider public with no personal investment in this work nor necessarily any desire for such. It is much too easy to dismiss those who think in such a way as idiots, philistines, etc., in the process writing off large swathes of any population. But in my experience those who think such a way do not particular care unless they feel made to listen to such music, whether in a performance situation where it is not their reason for being there, feeling it is imposed upon them in education, or in the face of stentorian claims about its importance.

Yet one might struggle to be aware of this within the rarefied circles of those professionally involved in new music. That a great many people might be not simply indifferent but actively hostile to their music in the contexts described above can seem a subject which it is unacceptable even to consider. That the work of musicians involved must be vital and must deserve the widest support is an article of faith, or at least amongst different factions of individuals, who do not necessarily extend this view to members of rival factions. Some looking from outside might be shocked to see the extent of the personalised vitriol extended by some towards anyone (not least critics, but also various others) who aver an opinion that they do not find some piece of music engaging, moving, or some other quality they seek. The response can be to pathologise those who think such a way, or seek to disallow their opinions from being heard. Following the recent death of Richard Taruskin, there was a furious set of posts on social media about a highly critical review he wrote of two CDs of the American composer Donald Martino, which extended into a wider critique of aspects of new music (see below). The view seemed to be that the only type of legitimate review is one which praises this type of work, and anything else should not be allowed to be printed. It would be interesting to see this principle applied to restaurant reviewing – I am sure some restaurant owners would be more than happy.

There are ways to frame new music and its particularity which avoid the need to make wider claims for its public significance. In a 2014 article, Martin Iddon conceptualised new music as a type of ‘subculture’, drawing upon the concept propounded most notoriously by Dick Hebdige in his 1979 book Subculture: The Meaning of Style. I have used this concept myself in my ‘New Music’ article mentioned above, but have doubts (some reservations expressed in a footnote there did not make it into the final version!). Certainly new music has from the outset entailed a realm of activity distinct from a ‘mainstream’, as is true of many subcultures explored and theorised by Hebdige and others (space does not allow consideration here of the later concept of ‘post-subculture’). But its economic situation is not at all comparable with the subculture of the mods, rockers, punks or whatever. In large measure, new music activity relies heavily on subsidy for its continued operation; it would not be financially viable via ticket sales alone, other than very small operations. This subsidy comes either from public money generated through taxation and distributed in various ways via local, regional and state arts organisations, as is the case in much of Western Europe and to a lesser extent the UK (though considerably less so in the United States), or through the patronage of universities, in which those involved in new music production may find employment and some concomitant financial support for their activities. These things lend such music a level of institutional or official prestige which is quite uncharacteristic of other forms of subculture. If one could imagine a group of death metal fans receiving regular government grants to develop their music, clothing, writings, and so on, and present these in major government-backed venues, this would surely seem a long way from the conventional idea of a subculture.

Here subcultural theory does present one phenomenon which is familiar in part: numerous studies observe how subcultures, despite defining themselves in opposition to some mainstream, exhibit marked homologous tendencies and appear to require a degree of discipline and unity from their own members, with little tolerance for internal dissent. In the case of new music circles, it would be untrue to deny the existence of divisions, because of the opposing factions mentioned earlier. But these are divisions between different groups competing for the mantle of new music, seen as representing progress, the one true way forward, the most supposedly enlightened form of music, and so on. It would be much more rare to hear many within any faction questioning the status of new music as a whole, or the purpose of its institutions. Some who have done – not least various of the key figures viewed as ‘minimalist’ (Steve Reich, Philip Glass, John Adams, etc.) – have tended to operate to a large degree outside of these circles, while others holding to a neo-romantic or other related late tonal aesthetic have sought and sometimes found recognition within more mainstream performance circles.

In subsequent posts, I will consider wider issues to do with the institutionalisation of new music, the means by which it is legitimated (not least, in present times, by attachment to various political causes), and look more widely at the question of why new music and its practitioners enjoy a status in universities not always granted to other types of musicians and scholars. But here I want to consider some of the starkly opposed views from musicians scholars regarding the prestige of new music.

Milton Babbitt was one of the most articulate advocates of the benefits of new music composition in a university setting, allowing some degree of autonomy from audience indifference or hostility, or commercial pressures. This was outlined in his essay ‘The Composer as Specialist’ (1958), first published in High Fidelity, vol. 8, no. 2 (February 1958) to which editors (rather than Babbitt himself) gave the title ‘Who Cares if you Listen?’

Why should the layman be other than bored and puzzled by what he is unable to understand, music oranything else? It is only the translation of this boredom and puzzlement into resentment and denunciation that seems to me indefensible. After all, the public does have its own music, its ubiquitous music: music to eat by, to read by, to dance by, and to be impressed by. Why refuse to recognize the possibility that contemporary music has reached a stage long since attained by other forms of activity? The time has passed when the normally well-educated man without special preparation could understand the most advanced work in, for example, mathematics, philosophy, and physics. Advanced music, to the extent that it reflects the knowledge and originality of the informed composer, scarcely can be expected to appear more intelligible than these arts and sciences to the person whose musical education usually has been even less extensive than his background in other fields. But to this, a double-standard is invoked, with the words “music is music,” implying also that “music is just music.” Why not, then, equate the activities of the radio repairman with those of thetheoretical physicist, on the basis of the dictum that “physics is physics”? It is not difficult to find statements like the following, from the New York Times of September 8, 1957: “The scientific level of the conference is so high . . . that there are in the world only 120 mathematicians specializing in the field who could contribute.” Specialized music on the other hand, far from signifying “height” of musical level, has been charged with “decadence,” even as evidence of an insidious “conspiracy.”

I dare suggest that the composer would do himself and his music an immediate and eventual service by total, resolute, and voluntary withdrawal from this public world to one of private performance and electronic media, with its very real possibility of complete elimination of the public and social aspects of musical composition. By so doing, the separation between the domains would be defined beyond any possibility of confusion of categories, and the composer would be free to pursue a private life of professional achievement, as opposed to a public of unprofessional compromise and exhibitionism.

But how, it may be asked, will this serve to secure the means of survival for the composer and his music? One answer is that, after all, such a private life is what the university provides the scholar and the scientist. It is only proper that the university, which—significantly—has provided so many contemporary composers with their professional training and general education, should provide a home for the “complex,” “difficult,” and “problematical” in music. Indeed, the process has begun; and if it appears to proceed too slowly, I take consolation in the knowledge that in this respect, too, music seems to be in historically retarded parallel with now sacrosanct fields of endeavor. In E. T. Bell’s Men of Mathematics, we read: “In the eighteenth century the universities were not the principal centers of research in Europe. They might have become such sooner than they did but for the classical tradition and its understandable hostility to science. Mathematics was close enough to antiquity to be respectable, but physics, being more recent, was suspect. Further, a mathematician in a university of the time would have been expected to put much of his effort on elementary teaching; his research, if any, would have been an unprofitable luxury.” A simple substitution of “musical composition” for “research”, of “academic” for “classical”, of “music” for “physics,” and of “composer” for “mathematician,” provides a strikingly accurate picture of the current situation. And as long as the confusion I have described continues to exist, how can the university and its community assume other than that the composer welcomes and courts public competition with the historically certified products of the past, and the commercially certified products of the present?

Perhaps for the same reason, the various institutes of advanced research and the large majority of foundations have disregarded this music’s need for means of survival. I do not wish to appear to obscure the obvious differences between musical composition and scholarly research, although it can be contended that these differences are no more fundamental than the differences among the various fields of study.

Babbitt’s article demonstrates an unerring faith of a notion of musical ‘progress’, which he maps onto scientific research. But he does not ask what purpose the ‘complex’, ‘difficult’ and ‘problematical’ in music serves? It is not so difficult to demonstrate the wider impact and application of various types of science, but what is the equivalent for music? Over a hundred years on, Schoenberg’s atonal and dodecaphonic explorations have won only a modest following even amongst musicians, certainly compared to the more widespread valuing of music of Stravinsky, Prokofiev, Bartok, and others who were once viewed as members of avant-gardes. Some might cite the occasional use of atonal material in film or video games for particular effect, but this seems very modest in comparison to the claims made by Babbitt.

The polar opposite of Babbitt’s view can be found in feminist scholar Susan McClary’s essay ‘Terminal Prestige: The Case of Avant-Garde Music Composition’, Cultural Critique, No. 12 (Spring 1989), pp. 57-81, somewhat notorious in musicological circles. McClary considers the views of Arnold Schoenberg, Roger Sessions and Milton Babbitt on certain valorisations of ‘difficult’ music and its distance from mainstream audiences (though she has relatively little to say on the music itself):

Perhaps only with the twentieth-century avant-garde, however, has there been a music that has sought to secure prestige precisely by claiming to renounce all possible social functions and values [….]

This strange posture was not invented in the twentieth century, of course. It is but the reductio ad absurdum of the nineteenth-century notion that music ought to be an autonomous activity, insulated from the contamination of the outside social world. […]

In this century (especially following World War II), the “serious” composer has felt beleaguered both by the reified, infinitely repeated classical music repertory and also by the mass media that have provided the previously disenfranchised with modes of “writing” and distribution-namely recording, radio, and television. Thus even though Schoenberg, Boulez,and Babbitt differ enormously from each other in terms of socio-historical context and music style, they at least share the siege mentality that has given rise to the extreme position we have been tracing: they all regard the audience as an irrelevant annoyance whose approval signals artistic failure. [….]

By aligning his music with the intellectual elite-with what he identifies as the autonomous “private life” of scholarship and science (this at the height of the Cold War!) – Babbitt appeals to a separate economy that confers prestige, but that also (it must be added) confers financial support in the form of foundation grants and university professorships. [….]

Babbitt’s rhetoric has achieved its goal: most university music departments support resident composers (though many, including the composers in my own department, find the “Who Cares if You Listen” attitude objectionable); and the small amount of money earmarked by foundations for music commissions is reserved for the kind of “serious” music that Babbitt and his colleagues advocate.

I objected a good deal to McClary’s essay when I first read it some 20 years ago, but as time has gone on have come to felt that she is onto something important in her allusions to legitimation via alignment to scholarship and science, though the exaggerated statements about claims to autonomy are unsustainable, especially today, when so many composers seek to justify their work as much through allusions to society and politics as through its musical merits.

I mentioned earlier a review-article by Richard Taruskin which generated a lot of anger amongst new music practitioners. In a range of writings, including in the Oxford History of Western Music, Taruskin has been sharply critical about many claims made by those associated with modernism and the avant-garde to the mantle of history, and of the ways in which historiography and pedagogy has foregrounded work of this type and marginalised other varieties. Perhaps the most prominent expression of Taruskin’s view is that article which takes some CD reviews of the music of Donald Martino as its starting point, ‘How Talented Composers Become Useless’. This was first published in The New York Times on 10 March 1996, and reprinted in the collection The Danger of Music and Other Anti-Utopian Essays (Berkeley and Los Angeles, CA: University of California Press, 2009), pp. 86-93. Like McClary, Taruskin grounds his critic in an attack on the position of Babbitt:

By comparing “serious” or “original” contemporary music to mathematics (and appropriating concepts like seriousness and originality to one kind of music was where the arrogance lay), Mr. Babbitt was saying, in effect, that such music was to be valued and judged not for the pleasure it gave but for the truth it contained. Truth, in music as in math, lay in accountability to basic principles of relatedness. In the case of math, these were axioms and theorems: basic truth assumptions and the proofs they enabled. In the case of music, truth lay in the relationship of all its details to a basic axiomatic premise called the twelve-tone row.

Again, Mr. Babbitt’s implied contempt and his claims of exclusivity apart, the point could be viewed as valid. Why not allow that there could be the musical equivalent of an audience of math professors? It was a harmless enough concept in itself—although when the math professors went on to claim funds and resources that would otherwise go to the maintenance of the “lay” repertory, it was clear that the concept did not really exist “in itself”; it inescapably impinged on social and economic concerns. Yet calling his work the equivalent of a math lecture did at least make the composer’s intentions and expectations clear. You could take them or leave them. […]

Mr. Martino’s piano music […] strives for conventional expressivity while trying to maintain all the privileged and prestigious truth claims of academic modernism. Because there is no structural connection between the expressive gestures and the twelve-tone harmonic language, the gestures are not supported by the musical content (the way they are in Schumann, for example, whose music Mr. Martino professes to admire and emulate). And while the persistent academic claim is that music like Mr. Martino’s is too complex and advanced for lay listeners to comprehend, in fact the expressive gestures, unsupported by the music’s syntax or semantics, are primitive and simplistic in the extreme. [….]

The reason it is still necessary to expose these hypocrisies, even after the vaunted “postmodern” demise of serialism, is that the old-fashioned modernist position still thrives in its old bastion, the academy. Composers like Mr. Martino are still miseducating their pupils just as he was miseducated himself, dooming them to uselessness. Critics and “theorists,” many of them similarly miseducated, are still propagandizing for Pointwise Periodic Homeomorphisms in the concert hall, offering their blandishments as consolation for the loss of a musical language and decrying the attempts of younger composers to find a new one.

Taruskin has gone on to be a leading advocate of the ‘Cold War’ view of avant-garde musical history, which maintains essentially that the institutionalisation and prestige of avant-garde music was a product of both an intellectual culture privileging quasi-scientific positivism, and was dominant in US universities, but also the conspiratorial view, which I maintain is utterly false on the basis of a lot of archival result, that the success of the Darmstadt Summer Schools for new music, and other aspects of new music in Europe, were the result of covert funding by the CIA. There is no evidence to substantiate this (unlike with some other art forms, from which information this conclusion has simply been inferred); as Ian Wellens in particular has shown, the primary CIA-funded organisation, the Congress for Cultural Freedom, had as its secretary general Nicolas Nabokov, who showed no real interest in serial and other avant-garde composition in the post-1945 era (as compared to his advocacy of the music of Stravinsky), and the events sponsored by the CCF are too exceptional and unrepresentative as to be defining in terms of the wider history. I will expand on this in a subsequent post.

A British figure who has delivered harsh critiques of new music and the prestige it entertains is Nicholas Cook, from whom I offer two citations. The first is from his ‘On Qualifying Relativism’, Musica Scientiae, vol. 5, issue 2 supplement (September 2001), pp. 167-189.

As Richard Toop (who works in Sydney but is closely associated with the European avanr-garde) points out, composition occupies very different roles in different countries. In North America it has been almost inextricably entangled with universities since the early days of Babbitt (whose “social contract”, as Herman Sabbe points out, “is with the academy”); the relationship is only a little less close in Britain, where composition is fully accepted as a form of research for purposes of institutional and national quality reviews. But in continental Europe, as Toop goes on to say, contemporary music revolves around festivals and radio stations; “One may be dealing with a heavily subsidized market place,” he adds, “but it’s a market place none the less.” Makis Solomos also raises the issue of subsidy, contrasting the subsidization of contemporary music in France with the situation in Britain (where the subsidies do exist, incidentally, but they go towards propping up the social rituals of the Royal Opera House rather than into contemporary music).

Solornos’s key observation, however, is that “en France, où les subventions existent, la musique contemporaine a un public”. It does in Britain and America too, of course, but there the audience has traditionally been one of contemporary music buffs, a niche within a niche. (One should recognize the potential for change not only through the cross-over musical styles of composers like Glass or Zorn, but also through the incorporation of contemporary music within educational and outreach programmes, which is why I said “traditionally”: all part of the crumbling of barriers to which I referred in my Foreword.) And when taking part in conferences or workshops in such countries as Holland, Belgium, and Germany I have always been struck by the centrality of contemporary composition within the definition of what “music” is and what an intelligent interest in the subject might mean: it is simply taken for granted that one has an interest in and commitment to contemporary music, in a way that it would never be in a similar situation in Britain or America. But it seems that the position of contemporary music is even more varied than this might suggest, to judge by the comments of Robert Walker (who writes from the University of New South Wales, Sydney): “it is indeed ironic”, he says,”that the academy can now include Beatles songs in analysis classes and research reports, but still not Berio’s vocal music”. And later he talks of Messiaen, Britten, Cage, and electronic music, and comments that “The music academy has shown comparatively scant interest in all this”. That surprised me, not only because new music was high on the agenda when I was teaching at Sydney University (though that was back in 1988), but also because music from Messiaen and Cage to Berio and beyond is well represented in the British academy, far beyond any possible measure of the music’s dissemination throughout society at large. It is popular music that is under-represented, resulting in a situation where the few PhDs in this area get quickly snapped up by university departments anxious to respond to the interests of their students.

The second is from ‘Writing on Music or Axes to Grind: road rage and musical community’, Music Education Research, vol. 5, no. 3 (November 2003), pp. 249-261.

Writers on contemporary ‘art’ music—what they often call ‘new music’—generally act as apologists, in the same sense as the earliest analysts did: writing in the early decades of the 19th century, these analysts’ basic purpose was to explain the coherence and hence the greatness of Beethoven’s music, despite its discontinuities and sudden irruptions and otherwise incoherent appearance (it would hardly be exaggeration to say that the whole genre of musical analysis developed as an act of advocacy for Beethoven). In the same way, writers on new music either argue that the music is aesthetically attractive even though it might appear otherwise on first acquaintance, or they argue that its aesthetic unattractiveness is integral to its cultural significance (and sometimes, just to make sure, they argue both). Their advocacy is prompted by the increasingly marginalised nature of the music—now even to some extent within academia—and this apologetic function is built into the genre: if you pick a book on new music off the shelf, you expect it to fulfil this role of advocacy, and again the few books that have attacked new music have appeared anomalous against this background. [….]

I’ve noticed that, when I go to conferences or similar events in continental Europe, people make the assumption that, because I’m interested in music, I must have an interest in and commitment to new music; that’s not an expectation about me in particular, but a taken-for-granted assumption about what it means to be seriously engaged in music. (In the UK or the USA, people make no such assumption.) And at least as far as the contributors to the Musicae Scientiae collection were concerned, this revolved not so much around the aesthetic properties of new music as its critical potential. In my book, I referred briefly to critical theory in general and Adorno in particular, as a way of introducing one of the main intellectual strands of the ‘New’ musicology of the 1990s, but I made no direct link between Adorno’s critique and new music. In her commentary, Anne Boissière (2001, p. 32) picked this up, asking why I didn’t discuss ‘the problem of contemporary music which resists consumption’: instead, she complained, I made music sound as if it was just another commodity, and in this way passed up the opportunity to offer ‘a critical analysis of consumer society’. In which case, she asked, ‘what point is there in making reference to Adorno?’: if one’s critique isn’t motivated by moral or political commitment, as Adorno’s was, then what is there to it but nihilism?

Actually, the argument Boissière is putting forward here, and which other contributors also reflected, has a long and rather peculiar history. It originates in the conservative critique of the modern world—the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of ‘blood and soil’.

There are many ripostes to the views of McClary, Taruskin and Cook, just as there are to that of Babbitt, or those advocates of latter day composition-as-research who essentially adhere to his view. In subsequent posts I will consider some of these in more detail.

But for now, I just want to end with a plea for moderation. New music is a niche interest; this much appears very clear, and there is little evidence of such a situation changing. Can we accept this, and move away from both the unmediated and exaggerated claims for its centrality of Babbitt, the hatred and aggression towards dissenters, but also the types of denunciations of McClary, Taruskin and Cook, often clothed in ferocious political language (as with Cook’s attempts to link Boissière to the Nazis, to which I have alluded on here before)?

Those involved in new music who enjoy institutional prestige and economic wherewithal because of existing situations are unlikely to be sympathetic to any view which questions their status. Nor are those who jealously covet such a thing from different fields likely to have any sympathy towards them. Neither of these groups are likely to engage in mature scholarly debate. But such a debate ought to be possible without degenerating into polarised oppositions, including some of those presented above.


How views of high culture in the UK have shifted across the political spectrum

Rightly or wrongly, today it seems quite widely assumed that a defence of high culture (and its public funding) is a conservative position, at odds with ‘progressive’ arguments which reject that it has any intrinsic value over and above popular/commercial alternatives, and as such deserves no special treatment (also that Western high culture is deeply entwined with colonialism, an argument I have attempted to address in a musical context in this article recently published in The Critic magazine).

At the height of the Thatcher-Reagan era, in 1989 (when both politicians were near the end of their careers, but their policies had become firmly entrenched), two books in the field of cultural studies appeared which argued this perspectively on high/low culture most fervently: John Fiske, Understanding Popular Culture (London: Unwin Hyman, 1989) and Andrew Ross, No Respect: Intellectuals and Popular Culture (New York: Routledge, 1989). Fiske interprets various approaches to consumption (which he describes as ‘a tactical raid upon the system’), such as sporting of particular garments, make-up or hairstyles, as guerrilla actions which subvert dominant values, writing that ‘At the point of sale the commodity exhausts its role in the distribution economy, but begins its work in the cultural. Detached from the strategies of capitalism, its work for the bosses completed, it becomes a resource for the culture of everyday life’. Ross is utterly scathing about any type of defence of high culture, seeing in this an affront to the values of democracy, and a hegemonic attempt by a dominant class to protect their privilege.

Yet in the House of Commons, a very different political alignment was made clear the following year. It came about in a speech during a debate on arts funding by hard right-wing Conservative MP Terry Dicks (1937-2020), then MP for Hayes and Harlington:

Terry Dicks: My hon. Friend said that the arts contribute to the quality of life. Perhaps he could explain to me one day how the arts’ contribution to the quality of life affects my pensioners and ordinary people who want to buy a pint and have a game of bingo– [Interruption.] Their quality of life is not enhanced by seeing some man prance about in a box or by listening to the different range of an opera singer.

Other questions that I should like to ask–which nobody answers, certainly not any of the great and the good on the Opposition Benches–is, what is art? What is culture? Who defines it? The answers to those questions are personal, but I know who the hell pays for it. The ordinary chap down the street pays for most of it, while the great and the good take advantage.

We have heard about the royal opera house. I shall show the way in which it thinks about money. I gather that it is about £3 million in debt. It spent £200,000 recently on a production. It has agreed to a 15 per cent. increase for ballet dancers who prance around, pretending they are toys, at an annual cost of £600,000. I find it strange that the arts world is up in arms about the lack of money yet ballet dancers can get a 15 per cent. increase, which is twice the rate of inflation. Nobody mentions that–certainly no Opposition Member has mentioned it. When extra money is called for, all the whingers appear on both sides of the Chamber [Interruption.] Every man, well and good, appears. Nobody should need to question the situation : everyone should understand what needs to be done. Why should we subsidise old pros dressed in doublets and hose? I do not understand.

In common with my right hon. Friend the Minister, I could say that it is all “Much Ado About Nothing”, but I am not an expert on Shakespeare. The Royal Shakespeare Company has made its bed and it must lie on it. I see no justification for a grant increase, nor can I see any justification for any grant. No one in the working class, or the people I represent, could give a toss about the Royal Shakespeare Company staying open or closing down. There is nothing special about it.

One can compare and contrast the RSC with the commercial theatre, which must survive by putting on a programme that people are prepared to pay an economic cost to see. The same argument applies to professional football. In common, I am sure, with many colleagues I received a copy of a letter from Ken Bates, who is the chairman of Chelsea football club. He says :

“The Arts Council grant to the Opera House this year is more than £13.3 million, or £75,000 a week I’d be interested to know what percentage that is of the Opera House’s total income.”

So would I.

“Far from offering us any subsidy or assistance, it”–the Government–“takes £300 million a year in betting tax out of the game, which is equal to £3 million per Football League club”

Is it not strange that the working-class pastime gets hammered by the taxman while the upper-class pastime–I notice that a member of the middle class is sitting next to the upper-class man on the Opposition Front Bench- -is subsidised all the time by the rest of us. The poor chap down the road must pay the full whack to see Brentford or Chelsea, apart from the cost that he must meet in the future towards increased safety in those football grounds. He must pay for that ticket from his own pocket, but the great and the good, in their bow ties and long frocks, get them paid for by someone else. It is strange that we adopt such an approach to the upper class in this House and we forget the ordinary people who put us here. [ Hon. Members– : “Hear, hear.”] I am glad that the audience is so good, and that most of the audience have had a good dinner.

Child benefit has not been uprated for a couple of years and the ambulance men are being offered only 6.5 per cent. for this year–

After a few other interventions, and more from Dicks, the then-Labour MP for Newham North-West, Tony Banks (1942-2006) (associated with the relatively hard left, an ally of Ken Livingstone, Diane Abbott and Jeremy Corbyn), responded as follows:

Tony Banks: My right hon. and hon. Friends know that an economically efficient and socially just society will not only address the problems of homelessness, poverty and unemployment that the hon. Member for Hayes and Harlington (Mr. Dicks) mentioned. Such a society will support also a thriving and burgeoning arts expenditure. It is a mark of a confident and strong society that it encourages and nurtures the arts. The Victorians did it in the past in this country, and the French, Germans and Italians do it today.

I am sorry that the hon. Member for Hayes and Harlington is not in his place, because listening to him opining on the arts is rather like listening to Vlad the Impaler presenting “Blue Peter”. The hon. Gentleman is undoubtedly living proof that a pig’s bladder on a stick can be elected as a Member of Parliament.

Several Hon. Members rose —

Mr. Speaker : Order. I know–but although the hon. Gentleman’s comments may not be very pleasant, they are not unparliamentary.

This amusing exchange shows how the political alignment I outlined at the beginning of this piece has by no means always been accepted. Some of us on the left still believe passionately in the value of high culture, and of subsidy to try and make it available to a wider section of the population. For all that I would never defend Soviet communism, the success of such a venture on a large scale is made clear in Pauline Fairclough’s book Classics for the Masses: Shaping Soviet Musical Identity under Lenin and Stalin (New Haven: Yale University Press, 2016), and recently in a fantastic keynote on ‘The Soviet model of teaching music at universities and conservatories, and its implementation in the countries of Central and Eastern Europe’ at my conference on ‘Music and the University: History, Models, Prospects’ (of which more in a blog post to follow), Serbian musicologist Ivana Medić gave plentiful detail about how this approach was disseminated through Eastern Europe (including in countries which had broken with Moscow such as Yugoslavia), and still informs musical education today. There remains plenty to learn from this.


Reflections on Richard Taruskin and Performance – statement given at Performance Studies Conference, 2 July 2022

During the 2022 conference of the Performance Studies Network, which took place at the University of Surrey from 30 June to 3 July, the news was received of the sad death of musicologist Richard Taruskin (2 April 1945 – 1 July 2022). His writings on performance, especially those collected in the volume Text and Act, have been hugely influential. With this in mind, I had the idea of assembling an impromptu roundtable of scholars present at the conference with an interest in him and his work. This roundtable, which I chaired, took place on the afternoon of Saturday 2 July, featuring Claire Fedoruk, Anthony Gritten, Julian Hellaby, George Kennaway, Lina Navickaite-Martinelli, John Rink and Eva Moreda Rodriguez. It ranged in scope from personal memories and anecdotes, through details of first encounters with his work, to wider scholarly critiques, but also generated a remarkable amount of consensus. The organisers of the conference hope at some point soon to assemble version of the various statements given on the conference website. For now, I am posting here my introductory overview of Taruskin’s life and work, and then my own statement for the roundtable, both with just minor edits and corrections.

Personally, despite many major differences with Taruskin on a range of things, his work was deeply important for me and also for teaching purposes. I only met him once, at the Ultima Festival in Oslo in 2015, where I was performing and he was delivering a lecture. This meeting was very cordial; we also corresponded a little by e-mail, not least in the last months of his life. This correspondence could be both cordial and uncordial! But I would always continue to read every new article or book from him.

The following is my overview of Richard Taruskin’s life and work:

Richard Taruskin was born in New York on 2 April 1945. He grew up in a moderately musical household; his mother taught violin and his father played the piano at an amateur level. He studied cello growing up and went to study at Columbia University in 1965 where he continued from Bachelor’s to Doctoral level, receiving a PhD in historical musicology in 1976, working with musicologist Paul Henry Lang. That he was part of a ‘sixties generation’, a student during that period, is something often overlooked, but I think is significant in terms of various iconoclastic aspects of his subsequent thought and work. He taught at Columbia until 1987, when he was appointed Professor of Music at University of California, Berkeley, where he remained for the rest of his life, eventually becoming Emeritus Professor.

In the earlier stage of his career Taruskin was also active first as a choral conductor, overseeing the Columbia University Collegium Musicum, and making recordings with them and Cappella Nova, such as those of Ockeghem and Byrd. He was also a viola da gamba player and toured as a soloist with Aulos Ensemble through to the late 1980s. As such, he was deeply involved in the early music world, of which he would become one of the leading critics.

Taruskin’s first book was Opera and Drama in Russia: As Preached and Practied in the 1860s (1981), establishing a scholarly basis for this body of work which was then relatively obscure to Anglophone musicians and scholars. His work on Russian music in general, which spanned several centuries of work, would be extended in his collection Musorgsky: Eight Essays and an Epilogue (1992), his mammoth two-volume study of Stravinsky and the Russian Traditions (1996), the important volume of essays Defining Russia Musically: Historical and Hermeneutical Essays (1997), and two later collections of journalistic and academic essays, On Russian Music (2009) and Russian Music at Home and Abroad (2016). He was a prominent protagonist in scholarly debates on such issues as the nature of Chaikovsky’s death, or the veracity of Solomon Volkov’s memoir of Shostakovich, Testimony.

Taruskin was also a journalist and ‘public musicologist’, writing regularly in particularly for The New York Times. Both in this capacity and also as a contributor to scholarly fora, Taruskin wrote regularly on performance and issues relating in particular to historically-informed performance (or ‘authentic performance’ or ‘period performance’, to use two terms now rather out of fashion but still common at the time Taruskin was writing). He was sharply critical of some of the work in this realm, in both musical and methodological terms, with a special focus on the work done by British performers and ensembles, not least Christopher Hogwood and the Academy of Ancient Music. One of his key essays on this subject, ‘The Pastness of the Present and the Presence of the Past’, was collected in an 1988 symposium edited by Nicholas Kenyon, Authenticity and Early Music, and then in 1995 Taruskin collected all his major writings on the subject in a collection entitled Text and Act. Amongst his key arguments were those relating to the fragmentary, ambiguous, contradictory and inconclusive nature of documentary evidence into historical performance, and perhaps most significantly he created a range of dualisms, such as between ‘vitalist’ and ‘geometric’ performance, concluding from this that many supposedly ‘historical’ approaches actually represented modernist aesthetics, especially those associated with the Neue Sachlichkeit and the neo-classical Stravinsky.

Taruskin continued to be a prominent public intellectual throughout his career, generating much attention through wider op-eds and pronouncements on music in public fora, such as his support for the cancellation of a performance of John Adams’ opera The Death of Klinghoffer in 2001, following the attacks of 9/11.

His major later work was undoubtedly the mammoth sole-authored six-volume The Oxford History of Western Music, first published in 2005, when Taruskin was 60. A hugely comprehensive but also highly contentious work, which overhauled all sorts of previous practices for history writing, Taruskin claimed a new dispassion and objectivity for his enterprise, in contrast to earlier writers. I am sure various people will have a variety of views on this type of claim.

For the rest of his life and career, Taruskin’s work was mostly occupied with some new essays and assembling new collections of others, in the volumes The Danger of Music and Other Anti-Utopian Essays, (2008), and Cursed Question: On Music and its Social Practices (2020). Amongst these were a notorious review-article of Cambridge Histories of Nineteenth- and Twentieth-Century Music, ‘Speed Bumps’ (2005) which led to a quite exasperated response by Nicholas Cook. Another important article was ‘The Musical Mystique’ (2007), a review-article of books by Julian Johnson, Joshua Fineberg and Lawrence Kramer all considering the place of classical music today, with quite ferocious critiques of some of these. He was also of course a highly regular conference attendee and guaranteed to enliven proceedings.

The following is the statement I delivered at the roundtable.

I have found myself led towards engagement with Taruskin’s work of various types throughout my own career as performer and musicologist. His work on performance is obviously relevant to me as a scholar of historically-informed performance and performance studies, but also as one whose research has much to do with twentieth-century Germany, in light of Taruskin’s views on that region and its music. Also, when working on issues to do with the historiography of music, I could not fail to engage with Taruskin’s thoughts on that, and the ways in which they inform the Oxford History, not least in terms of new music and its place both in repertoire and music history and pedagogy. But I can say that his models and approaches for nineteenth- and twentieth century music history have had a profound impact on how I write and teach about it. Without them, I would not have had the same inspiration towards teaching a core music history module which tried to move away from technocratic and teleological approaches, focused above all on advances in compositional technique, towards broader approaches which do not overly privilege this line of development and attempt to give equal consideration to musical developments in terms of their social and political context, though in a less didactic fashion than Taruskin. Also, as one who teaches much about nineteenth-century music, not least opera, Taruskin’s writings on that area are regular set readings for my students.

But I want to focus on Taruskin’s thoughts on performance, the bulk of which are contained within Text and Act. He did occasionally return to the subject in some later essays, amongst the most interesting of which I would suggest is ‘Of Kings and Divas’ (1993), collected in The Danger of Music, a review-article of a range of recordings of French baroque music. But to the best of my knowledge Taruskin never wrote or spoke at length about later developments in the fields of performance studies, including the relationship between analysis and performance, ethnomusicological approaches, practice-research and Artistic Research, or the various work emerging from the research clusters in the UK CHARM and CMPCP, especially relating to the study of early recordings. Certainly Taruskin did write on early recordings earlier in his career, but not when the study of them had become a much more extensively developed field of scholarship. The heart of his work on performance has to do with historically-informed performance, the culture of early music, and the ways in which these came to encroach upon the performance of a good deal of mainstream repertoire.

One thing which is striking upon returning to Taruskin on performance, with knowledge of his later writings, is his at least partial advocacy of Adorno’s view (though Adorno was writing in a different time and context), and how strongly his critique of HIP is explicitly related to its anti-German tendencies. He only appears to have engaged with Adorno’s views as found in the essay ‘Bach Defended Against His Devotees’ (1951), not the Theory of Musical Reproduction, which was not available in either German or English at the time of most of Taruskin’s writings on performance.

I do not believe it would be unfair to say that Taruskin held frequently negative views about many things British. His writings on the historically-informed performance movement frequently dealt with the work of the likes of Christopher Hogwood, Roger Norrington, Trevor Pinnock, John Eliot Gardiner and their associated ensembles. He did also, for sure, consider some Austrian, German, Belgian and Dutch early music protagonists, most notably in a piece on the Harnoncourt-Leonhardt series of Bach Cantatas (‘Facing Up, Finally, to Bach’s Dark Vision’ (1991), reproduced in Text and Act), but these were generally treated as the periphery with the British scene as the centre. Taruskin also had little to say about the later growth of HIP elsewhere, especially France (except for in the essay I mentioned before) and Italy.

Yet I believe that the Austrian, Belgian and Dutch early music performance scenes were a central component of the wider international scene for as long as the British, even if some of the associated writings were less familiar to British and American scholars, as few were translated for a long time.

Taruskin’s views on German matters in this context were less wide-reaching; I am not aware of his considering in depth the problematic status of medieval music in Germany after 1945 following its appropriation by parts of the youth movement in the Third Reich. While various movements there which were already active in the 1920s, in regional centres such as Munich, Cologne and Freiburg, continued after 1945 to a limited extent, the growth of many a new Studio für alte Musik went alongside a similar Studio für neue Musik, as a means of resituating a realm of musical activity in a context which, rightly or wrongly, was for a period associated with opposition to fascism. But it is also surely no coincidence that one of the most important German groups for medieval music to be founded in the early post-war era, the Studio der frühen Musik in Munich, was led not by a German but an American, Thomas Binkley.

Taruskin did certainly engage with some aspects of a historically-informed performance and early music movement prior to around the 1960s, but in a fragmentary manner. In this he was no different to plenty of other scholars, but the appearance of Harry Haskell’s The Early Music Revival: A History in 1988 demonstrated the breadth and depth of a movement which can be traced back well into the nineteenth-century. Since Haskell, there has been a wide range of important wider scholarship – such as Katharine Ellis’s work on early music in France in the nineteenth century, Celia Applegate’s study of Mendelssohn and the Bach Revival, James Garratt on the German Palestrina Revival, William Weber’s study of concert programming, or various studies of individual musicians who contributed to revivals of earlier repertoire and performing styles. All of this could contribute to a new comprehensive history to succeed Haskell’s, which would I believe place the questions which Taruskin raises in a more nuanced context.

At the heart of Taruskin’s arguments are the conviction that historicist approaches are part of a modernist project, which he sets in opposition to earlier tendencies. But I believe this argument is founded upon too homogeneous a view of earlier traditions. Taruskin was without question aware of the extent to which Germanic constructions of musical subjectivity had more limited application in other regions in the nineteenth century, but was not prepared to go the extra mile and consider that some of what he constructs as ‘modern’ or ‘neo-classical’ might have deeper historical roots. That Chaikovsky’s neo-classicism might in some ways resemble Stravinsky’s is something I would not have imagined Taruskin denying, but he could have done more to draw the implications of this for a historical model.

Taruskin’s work on performance has certainly had its critics, or those who have presented alternative views. John Butt, in his book Playing with History (2003), offers a quite witty response to Taruskin’s self-presentation as a champion of consumers’ rights as against the ideals of historically-informed performers. Butt conflates this position with an advocacy of market forces, which is not strictly accurate. But nonetheless, he notes that in purely consumer terms, Taruskin’s arguments do not necessarily hold up – as he puts it ‘someone must have bought all those records’ (of Christopher Hogwood). Other important responses to the gauntlets laid down by Taruskin include those of Peter Walls, in his History, Imagination and the Performance of Music (2003), or Bruce Haynes, in his The End of Early Music (2007), which shares some of Taruskin’s view of ‘modernist’ performance. This is presented in an over-homogenised manner, in my opinion, by Haynes, as also by Nicholas Cook and Daniel Leech-Wilkinson, but this view has been challenged by some of the work of Dorottya Fabian. Haynes however creates a tripartite formulation of ‘romantic’, ‘modern’ and ‘period’ styles, the contrast between the second and third of which is at odds with Taruskin’s model. Nick Wilson, in his The Art of Re-Enchantment: Making Early Music in the Modern Age (2013), presents a quite different picture of the early music subculture than that at least implied by Taruskin. More recently Stefan Knapik, in a chapter in The Routledge Research Companion to Modernism in Music (2018) dealing with violin playing has shown how problematic are Taruskin’s dualisms, on the basis of wider reading of treatises.

I would say that Taruskin’s model is both British-centered and also centered upon a particular state of play which existed in the 1970s and 1980s, which is not unnatural as some of his first writings date from this time. We certainly know a good deal more now about ‘modernist’ performance from the early twentieth century, but Taruskin was definitely onto something by making the link with Stravinsky, Hindemith and other early twentieth-century figures, including José Ortega y Gassett or Ezra Pound, not primarily associated with music (referencing Pound’s interest in Arnold Dolmetsch and the particular culture around him and his work). That these and others such as Alfredo Casella, Gian Francesco Malipiero or Carl Orff were very significant in terms of the revival of some Renaissance and Baroque music is clearly documented. Hindemith, amazingly listed by ethnomusicologist Henry Kingsbury as an example of a composer who did not also perform, was not only a leading viola player involved in premieres of works from Webern to Walton, but also a prime moving force in the development of early music at Yale University after his relocation to the United States.

What is described most harshly as the ‘sewing machine’ style of baroque performance in mid-century grew out of some of the objectivist ideals of these composers and their interactions with the interwar early music scene. Adorno’s notorious essay was a response to this, and entirely in line with his own antipathy towards Stravinsky and Hindemith. But performance styles did change, and in some ways the branch of historically-informed performance which developed from this point was in some ways a reaction against this, seeking more nuanced and stylistically aware approaches through excavation of historical data. Taruskin’s all-purpose ‘modernist’ model takes too little account of these changing tendencies. There was of course also the radical shift in the 1970s away from the more ‘counter-cultural’ approach to early music associated with Binkley’s group in Munich, The Early Music Consort of London, and the Clemencic Consort towards the more austere a cappella approach pioneered by British groups in the 1970s, of which Christopher Page was the most eloquent spokesperson. Taruskin considers Page’s work in one essay, ‘High, Sweet, and Loud’ (1987) (reproduced in Text and Act), but does not really filter this shift into his wider arguments. All of these things point to the fact that the early music movement has been – and continues to be – a diffuse and diverse movement. Occasionally Taruskin acknowledges this, as in his contrasting of the ‘crooked’ work of Reinhard Goebel and Musica Antiqua Köln with some of their more ‘straight’ British counterparts, but does not draw the wider implications that would have been possible from a wider and more generous perspective.

What would have strengthened Taruskin’s arguments is the considerable cross-fertilisation between the early and new music worlds in the Netherlands in the 1960s, with common cause found between the likes of conductor and recorder/flute player Franz Brüggen, and the new generation involving individuals such as Louis Andriessen, Reinbert de Leeuw and Misha Mengelberg. All were united in antipathy to what they perceived as a conservative Dutch musical scene with pronounced Germanic elements, and espousing an objectivist style, in part influenced by American jazz and wider aspects of an idealised view of Americana, not dissimilar to the view of the Neue Sachlichkeit and others associated with Amerikanismus in Germany in the 1920s. In this Dutch context we absolutely see a commonality of purpose between those in early and new music, though married to a particular far left politics which I doubt Taruskin would have shared. To be fair, though, much of the information on this period in musical history was little known other than to Dutch specialists until recent work such as that of Robert Adlington, not available at the time Taruskin was writing. But it could fruitfully feed into reevaluations of Taruskin’s arguments.

Part of the problem is Taruskin’s tendency to employ a monolithic view of ‘modernism’, which he knew as well as anyone constituted a heterogenous body of music and aesthetic thought. But the tendency to employ an all-purpose conception of ‘modernism’ as a rhetorical strategy for dismissing musical work, in the process knowing the populist implications of so doing, was a shame. Few now would surely deny that Stravinsky and Schoenberg represented very different musical tendencies, and charged debates between factions associated with either have informed musical discourse since the mid-1920s. But Taruskin was not above associating one with ‘modernism’ and then using this as a stick to beat the other.

Taruskin’s views on many things German, which could translate into blanket remarks about European culture and thought, could have a waspish and xenophobic tint to them (which he would have been the first to condemn if applied to other regions or peoples), akin to the thought of Brexiteers and American neo-conservatives, especially in his later work. For one so unafraid to speak harshly of others, sometimes in ways I believe were ad hominem, Taruskin would cry foul if others did the same. In one article, he presented four of us, J.P.E. Harper-Scott, Christopher Fox, Franklin Cox and myself (all except Cox British), as his arch-opponents, almost as if part of a conspiracy. But I do believe the critiques of all of these were fundamentally about Taruskin’s work. My view may be more generous than some of the others, especially Harper-Scott, though I concur with some aspects of the latter’s critique, especially of Taruskin’s sometimes quite fanatical anti-German pronouncements, such as in ‘Speed Bumps’.

Taruskin’s knowledge of and interest in new music was, by many accounts of those who spoke to him about it at length, considerably more rich and nuanced than one would necessarily discern from some of his writings. He took, for example, a great interest in the work of Belgian pianist and musicologist Luk Vaes in the work of Mauricio Kagel. I regret that he did not write more from this perspective, though can see how it might have seemed uncharacteristic in the context of the wider views he frequently expressed.

Taruskin had a striking ability to identify the fundamental issues at stake in many scholarly and other musical debates without obfuscation. As a result his writing can be very direct and clearly expressed. Furthermore, he did not shy from viewing music in social, historical and political context, including specifically in relation to its meanings today. He was not one simply to take the views of composers or performers at face value, and recognised musicians’ self-fashioning immediately. All of this, from when I first encountered his work, was a breath of fresh air in the context of what I found, and still find in some ways, a rather stultified musical and academic culture in the UK, in which so much depends upon saying the right things to the right people with power rather than entering into more trenchant debate on the basis of conviction, with passive-aggressive demands to conform to prevailing group-think, and where short-term demands of pleasing others can supersede quests for truth.

As time went on and I became more familiar with his work, I came to realise that Taruskin was not however someone with whose work I would associate a balanced examination of evidence and a measured conclusion. The very possibility of moderate conclusions also appeared to elude him. Both of these things are very significant flaws in a scholar, I believe, but also characteristic of a polarised scholarly world. Taruskin was highly critical of others for drawing wide conclusions from fragmentary information, but was far from averse from doing the same himself to ram home points. An example would be his arguments about tempo flexibility in Beethoven Symphonies (in ‘Resisting the Ninth’ (1988-89), in Text and Act), which depend heavily on the account by Anton Schindler, with just token recognition of the various information which points to the unreliability of Schindler as a source. I would contrast this with the thorough examination of the conflicting accounts of Beethoven by Schindler and Carl Czerny in George Barth’s book The Pianist as Orator (1992), which also arrives at a conclusion that some of what Schindler claimed may be correct, but Barth does so on far stronger scholarly grounds.

Nonetheless, I believe Taruskin was a very worthy opponent and without doubt a tremendously significant figure in the landscape of musicology, from whom I will greatly miss the possibility of reading new writings.


Musicological Thoughts 11: The Value of Empirical Musicology for the Performer?

One of the biggest challenges for any performer of jazz, at least as the majority of jazz players I know would say, has to do with rhythm, and specifically the performance of uneven rhythms so as to ‘swing’. Some have tried to notate these, sometimes very approximately, sometimes in much more detail. But the consensus appears to be that codifying such a rhythm then simply executing according to the ‘rules’ thus generated will sound artificial and contrived. Furthermore, it is difficult via such an approach to be flexible in one’s ‘swinging’, as the nature of this can be subject to small variations depending upon the musical moment, or to respond to the particular variants heard from other players in a group setting. So in general, there is thought to be no real substitute for simply playing with others on a regular basis, and absorbing the rhythm through listening, imitation, osmosis.

A parallel situation applies to language learning. While it may be possible to learn a good deal of vocabulary and grammar, even some idiomatic usage, through independent study, from textbooks, etc., many believe there is no real substitute from being immersed amongst native speakers, having to communicate on a regular basis without necessarily having recourse to ‘guides’ when immediate responses are needed. This is not least to do with the process of learning a decent accent (something generally thought rarely to be possible to such an extent as one could pass as a native speaker to other native speakers, unless one learns from a young age), but also absorbing a wide range of idiomatic employment in the form of speech (writing is a different matter).

It would be rash to rule out the possibility that there could ever be found means of learning jazz performance, or languages, in such a way that obviates the necessity for such regular interaction amongst those who have absorbed the idioms. But I am not aware of such means having yet been discovered and comprehensively tested.

This brings me to the question of empirical musicology (by which I mean specifically that using empirical means of measurement of aural data, by software such as Sonic Visualiser or other alternatives) for the analysis of musical performance, something which has been on my mind during a (generally excellent and very stimulating) conference on Performance Studies which I am currently attending (today is the last day). Empirical Musicology is a relatively recent development, about which an important edited volume was published in 2004, edited by Nicholas Cook and Eric Clarke, and for which there is a dedicated academic journal. With roots in the use of quantitative approaches employed in music psychology, and some others relating to such things as bodily motion during performance, a range of musicologists have increasingly used this to analyse various parameters of musical performance, especially tempo and its modification, rhythm, also pitch, timbre (notoriously difficult to analyse using more qualitative means), dynamics and so on.

The value of musical analysis (in the broadest sense) is not uncontested; it is an activity developed within the realms of academia which has not necessarily played a significant role (or a role at all) in the actual work of a great many practising musicians past and present. Cook himself, in his book Beyond the Score: Music as Performance (about which I published an extended review-article which also considers more widely the field of performance studies) was sharply critical of what he described as ‘Analytically-Informed Performance’ (AIP) whereby performers shape their interpretations according to priorities determined by analysts. Focusing on some key writings by music analysts Wallace Berry and Eugene Narmour, Cook suggests this implies a hegemonic imposition of academic ideologies on the world of music-making, not least because the dialogue appears one-way; he believes analysts have as much to learn from listening to performers as vice versa. So far, I can agree that a more two-way approach would be fruitful, but here and elsewhere Cook expresses major scepticism about the possibility that performers could learn anything of value from analysis and analysts, questioning the value at all of a musicological discipline which he has also linked to creating artificial hierarchies of value.

Here I disagree. I have my own scepticism about the value of certain highly systematised modes of analysis, such as grew up especially in the early post-1945 era in the United States, which has been plausibly argued to have been driven both by a positivistic, scientistic academic climate in which research in the arts and humanities was valued largely to the extent it could on the surface mimic the trappings of a ‘science’, but also by the growth of mass education and the concomitant need to find approaches to analysis which could be taught on an industrial scale and learned almost by rote. Much of the analytical work I have read from continental European musicologists has been no less rigorous or thorough, but more ad hoc in nature, freely adapting a variety of tools (or creating new ones) according to needs of the music at hand, and as such avoiding the unhappy situation by which the key criterion appears to be whether the music serves to bolster the theory, rather than vice versa.

But if one embraces a broader conception of analysis, to encompass most approaches to understanding the inner workings of a musical composition (or a performance or other sonic phenomenon), then I think not only can this be invaluable for performers (and listeners) possessing any basic curiosity, but also actually something that many performers do as a matter of course to some extent, as I argued in a keynote lecture entitled ‘In Defence of Analytically-Informed Performance’, delivered in a conference in São Paulo in 2019, which I intend to revise for publication at some point soon.

It is very far from unusual, for example, for a performer to gauge a series of mounting dynamic curves in a series of phrases leading to a mini-climax according to the melodic, harmonic and rhythmic properties of the information contained in the score. This may be done in a relatively intuitive and non-systematic manner, but nonetheless does constitute a form of analysis, a discernment of aspects of the score which reveal something about the musical processes, which then inform aspects of the realisation of the score in performance. Whether this perspective is generated simply by playing the music to oneself and listening, or some more studied process of identifying chord progressions, melodic properties, etc., does not make it any more or less ‘analysis’, in my view.

I was doing this myself (essentially intuitively) when practising the opening passage of the last movement of Schumann’s Fantasy in C, op. 17, yesterday, trying out different ways of shaping the two-bar phrases in bars 5-14, in terms of relative dynamic peaks, my choices informed by such factors as the extent to which the music modulates away from the home key before returning to a dominant harmony on the relative minor in bar 10, or the transformation of the bass line from a descending progression starting in whole tones towards a chromatic one in bars 11-14. Much is at stake in these bars in terms of the expressive and emotional trajectory prior to a return to a dominant pedal point in the home key in bar 15. Similarly, the shift to the major submediant in bar 2 is striking in the context of the wider style. Even after having played this work for over 30 years and having heard many others perform it, it still makes an impact, and so I wonder about such questions as whether to register this sentiment by a small holding back of the pulse and tenuto at the beginning of bar 2.

Even if I am describing aspects of the score above using very basic technical terms, I do not believe that I am in any sense unusual in grappling with such interpretive questions; the use of that language is simply a way to articulate some information discerned essentially intuitively so as to be comprehensible to one reading this piece of writing.

Empirical musicology is on another level in terms of the technical language and illustrations employed. Over the course of the conference, I have been looking at highly detailed charts, multi-coloured shapes (containing many hues) to illustrate timbral properties, animated graphics to trace the variation in basic pulse during a performance. Much of this yields interesting insights and conclusions, some of which appear to be established on a more secure basis than might have been possible otherwise.

But then I do ask the basic question: what purpose does this research serve? In one case, the researcher suggested that they were attempting to codify the rhythmic practices found to be common in a particular regionality when performing some music identified with that regionality, so that those performing such works in more remote locations could do a type of ’empirical musicology in reverse’ (my term, not theirs) and translate these back into performance.

But this is where I become more sceptical, and wonder if the results of such a process would ever really convince, for the same reasons as those outlined above with respect to jazz or language learning. How much music-making can really be reduced to a finite set of stylistic principles which can be codified and reproduced so as to create plausible imitation of the ‘real thing’? I would need to hear a range of realisations of this model to judge that, but do not have a huge amount of faith. Musical style is not, I believe, something so easily reified, but a flexible and continuously developing thing, driven as much (in repertoire involving more than one musician) by regular interactions between players as by collective adherence to a set of rules.

The context of this had to do with global music-making, in particular performance of a certain repertoire at localities a long distance from the music’s point of origin, also the place where the most regular and distinctive performance tradition has occurred over an extended period. But one possible conclusion from the above – that it is no more possible to perform in a relatively ‘unaccented’ style without regular interactions with the music’s ‘native speakers’ than is the case for speaking a language – may be unacceptable in terms of global aspirations. I should emphasise here that the analogy of a ‘native speaker’ does not really have anything to do with particular upbringing, nationality and certainly not ethnicity; it is about whether one has had the opportunities over an extended period for acculturation through musical interaction with others well-versed in the style. This ought in theory to be perfectly possible amongst diaspora communities; a group of Georgian folk singers who relocate in Brazil could in some sense continue a tradition of such singing in the new location, and incorporate into it others not originally from Georgia (whether other social and political factors might influence the extent to which this actually happens is of course a whole other set of questions).

Empirical musicology applied to performance attempts to provide an alternative to this, a means of learning a style through applying a set of principles obtained through systematic empirical analysis of performance. Those employing those are of course also free to listen to the original performances too, but what they may not be able to do is play together with other musicians versed in it.

Is this a viable alternative? I am not sure, and would need much more evidence to be convinced. But there is another possibility to consider, related to the considerations of the post-1945 United States academic environment I described above. Whether or not this research has a wider ‘impact’ (to use a buzzword familiar to all those in UK academia), could such empirical musicology be notable primarily as a means of trying to turn a lot of what musicians do anyhow, without necessarily having any input from academics, so as to appear like a type of quasi-scientific ‘research’ which is thought to be the best way to secure the status and funding of a particular academic sub-disciplines?