The cover story of today’s Sunday Times indicates a plan on the part of the UK government to reduce fees in higher education.
According to the story:
He [Education Secretary Damian Hinds] revealed that future fees would be determined by “a combination of three things: the cost [to the university] to put it on, the benefit to the student and the benefit to our country and our economy”.
Ministers expect this to lead to dramatic cuts in fees for arts and social science courses, which universities have expanded because they are the cheapest to run and make them the most money.
Under the plans, universities will be told to offer: more two-year degrees; sandwich courses, where students spend time in the workplace; and “commuter courses”, where they live at home to cut costs.
Various television interviews today with Hinds and also with Universities Minister Sam Gyimah have done nothing to dispel such suggestions, though precise details are vague. A statement from the Prime Minister is promised tomorrow, though it is unclear how much has yet been decided, how much will be the outcome of a review.
There are various outcomes I could envisage, few of them likely to be positive for those working in the arts and humanities in British universities. The items on the following list are not mutually exclusive.
- A re-introduction of the pre-1992 divide (though ministers will be at pains to stress how different it is), whereby the sector will once again divide into a series of universities in the traditional sense (probably the Russell Group and a handful of others) and others offering more vocational and technical courses (most of those which became universities after 1992 and maybe some others as well). This will be spun as entailing a new level of support for technical education, with the second group of institutions intended to be akin to German Technische Universitäten. The latter institutions will receive little or no support for research, and most lecturers will be on teaching-only contracts. The government money thus saved will be used to finance a cut in some tuition fees.
- A push for many degrees, especially in the arts and humanities, to be able to be undertaken in two years, delivered by a mixture of lecturers on teaching-only contracts (whose increased teaching burden would leave little time for any research), casual academic staff without permanent contracts, and postgraduates.
- A limitation of practically all government research money to STEM (Science, Technology, Engineering, Mathematics) subjects, with nothing for the arts and the humanities, though the social sciences may keep some.
- A variant of 3, in which all or the bulk of arts and humanities research money is only available to those in Russell Group institutions.
- The introduction of a direct link between ’employability’ (as measured by the Teaching Excellence Framework) and the level of fees which an institution is allowed to set.
- An insistence that the majority of academic jobs be teaching only. Having a research position will then become one of the most sought-after things in HE.
Most of these measures, or some variants thereof, will be designed to enable the government to cut fees without having to pledge any more money for HE. I believe strongly in the abolition of tuition fees and re-installment of maintenance grants for all, but realise at present this is unlikely to be on the cards (even with a Labour government which pledges to abolish fees, but will be hit by the dire economic consequences of a Brexit they are doing little to stop).
The outlook for the arts is bleak, and especially for degrees in performing arts such as music, theatre, dance, or various types of spatial arts, which include a practical element requiring significant resources for appropriate facilities. Already, as a result of the introduction of the Ebacc (English Baccalaureate), there was a five-fold fall in the numbers of pupils taking arts subjects at secondary school in 2015-16, while other evidence points to a special fall in take-up and provision of music. When combined with other likely problems relating both to recruitment and access to research funding following Brexit, this will put various music and other arts departments in a highly precarious position, as some already are.
The arguments for the employment benefits of arts and humanities degrees have been rehearsed often, as for example in response to politicians such as former Conservative Education Secretary Nicky Morgan dismissing arts and humanities subjects and urging pupils at school to concentrate on STEM if they want a better career. I do not wish to dwell on these further here, not because I do not believe them to be true, but because I resent the debate always being framed in such narrowly utilitarian terms. Rather, I want to ask why many – including some in academia – have lost such faith in the value of the study of the arts and humanities as an end in itself, and are submitting to terms of reference which will always place them at a disadvantage?
In many continental European universities, there are battles to save rare subjects in the face of declining student numbers, but at least some measures are being taken to prevent these from extinction. It would be nice to imagine that the UK government (or the opposition) were backing similar measures, but evidence of that is in short supply. I wonder in how many other developed countries one would find a vice-chancellor of a major university declaring the irrelevance of the study of sixth-century history, as the late Patrick Johnston, of Queen’s University Belfast, did in 2016. I refuse to accept that the study of early medieval (or ancient) history is somehow automatically less ‘relevant’ than modern history – or that the study of Guillaume de Machaut is less ‘relevant’ than that of Madonna. Any measure of the relevance of history in proportion to the temporal remoteness of the period in question ultimately undermines the case for the study of history at all. There has also been, in the UK, a marked decline in foreign language degrees, no doubt linked to a decline in their study in schools. It is dispiriting and more than a little arrogant when those in Britain no longer feel it important to engage with any of the world’s many other languages.
There have been, and will be for a long time, heated debates about the value to individuals and society as a whole of various types of art, and especially regarding their purported humanising or civilising potential. Overwhelming evidence exists from the fascist era that individuals with a love for and firm schooling in high culture could still commit crimes against humanity. At the very least, this renders automatic assumptions of such culture’s civilising potential impossible to maintain. But one need not subscribe to the views of Matthew Arnold (themselves more complex and nuanced than sometimes credited) in order to believe that a society with only minimal support for and education in the arts and humanities to be one which is deeply impoverished.
So what should be included in teaching and research of these disciplines? I would argue that at the very least, students should be encouraged to explore not only the forms of culture that they would encounter anyhow, but also those of different times and places, not to mention less familiar or commercially successful genres. Such culture can benefit from being examined in its social, historical, geographical, political, ideological contexts, without in any way neglecting its specifics and technical details, which are not merely the by-product of such contexts. The relationships between different cultural forms (between music and theatre, between theatre and performance art, between literature and film, just to give a tiny few obvious examples) are also greatly important, as are the relationships between culture and the intellectual environment of its time/place/social milieu, the societal functions of various cultural forms, the nature and demographics of those who partake of such culture and their responses (i.e. the study of reception), the economic situation of cultural production, the role of changing technology, and much else.
Yet so often I encounter the dismissal of many of these things, including by some academics, in ways which mirror government ideologies, despite being presented in somewhat different language. In the case of my own field, music: government emphasis on STEM subjects is mirrored in increasing emphasis on technological skills in music over other varieties of musical study and musicianship (and in the case of research, favour bestowed upon anything which has a contemporary technological dimension), as if musical study is somehow more acceptable when it has some of the veneer of science. Positions become available for the teaching of commercial music, or functional music for another commercial medium (such as popular film or video games), more frequently than those requiring expertise in a historical field, or in musical cultures outside of the Western world. I was recently informed by one Professor of Theatre that historical study of that discipline has all but disappeared except in Russell Group institutions (though am interested to hear of any evidence to the contrary).
I accept that some of this is pragmatic, borne of desperate attempts to recruit and maintain students who have less and less of a foundation in music and the arts at primary and secondary school than ever. But I am dismayed at how many embrace rather than tolerate this situation. There was a time when the study of popular music (see this debate from two years ago on this blog) could reasonably be argued to inject increased diversity into rather rigid curricula. At best, this can entail the study of many different popular musics from various times and places, critical interrogation of the concept of the ‘popular’, consideration of various social contexts, means of production and distribution, not to mention relationship to other cultural traditions, languages, and so on. But when it means limiting a good deal of musical study to Anglo-American popular music of a restricted period (essentially that music which is already familiar to students), then the net effect for diversity is negative rather than positive. Ethnomusicologists (see another debate on this blog) eager to decry not only relatively traditional approaches to teaching Western art music, but also older approaches to their own disciplines which involved Western scholars spending considerable amounts of time in remote places, absorbing as best as they can the language, cultural practices, and so on, might reflect upon how precarious their own discipline might become if there is less of a place or welcoming environment for those interested in such things. The more musical study becomes simply about the application of a selection of methods derived from sociology or cultural anthropology to fields of musical activity close to home, the less reason there will be for institutions to support music as a separate field of study. The sociology and anthropology of music are vitally important sub-disciplines with multiple intellectual trajectories of their own, but if those engaged with them are housed solely in sociology and anthropology departments, they will then be in direct competition for students, funding and positions with the rest of those fields.
More widely, in many fields of cultural studies, especially the populist varieties which, as I have argued in some recent papers, are rooted in the work of the Birmingham School and especially that of Stuart Hall, commercial utility is equated with relevance, musical engagement is viewed as just another consumer activity, and research can amount either to conducting focus groups, or dressing up familiar informal chat about popular culture with a modicum of jargon. Any deeper critical engagement with popular taste, the latter empirically measured at one particular time and place, is dismissed as elitism. This amounts in many ways to an eschewal of arts education itself, and can lead to rather patronising ways of patting students and ‘the masses’ on the back simply for having the tastes they do, rather than encouraging them to venture beyond their comfort zones.
I do believe, after working in HE for 15 years (in multiple institutions), that most students those who study arts subjects at university do so after having read some literature, heard or played some music, seen and acted in some theatre, looked at or produced some visual art, etc., and care about these and want to know more. They often seek help and guidance to navigate an overwhelming range of available culture, and also learn technical skills so as to be able to engage with this more incisively. Certainly not all will become equally drawn to all the manifold areas of study, methods, or emphases involved, nor could any realistically study all in detail in the limited time available for an undergraduate degree (for which I think we should be looking towards four- rather than two-year degrees, ideally) which is why we offer some degree of elective options. But I do believe it is important, indeed vital, that educators attempt to broaden students’ horizons, encourage them to explore beyond what they already know, and also consider the familiar from unfamiliar angles. Those educators, with years of experience in their own fields, are in a position to facilitate all of this. Not through spoon-feeding, teaching-to-test, or rote learning, but introducing what to students will be a plurality new ideas, new cultural forms, new contexts, and encouraging them to consider these critically.
I also realise this type of humanistic approach may not be attractive or feasible to some potential students, and this situation is unlikely to change without wider changes in primary and secondary education. With this in mind, I would not rule out questions as to whether the removal of the pre-1992 divide has been wholly beneficial, and whether a need to maintain the pretence that all degree courses are roughly equal just entails a race to the bottom for all. But technical colleges are not universities in the traditional sense, and it benefits nowhere to pretend otherwise, as argued well by Marxist scholar Terry Eagleton:
Just as there cannot be a pub without alcohol, so there cannot be a university without the humanities. If history, philosophy and so on vanish from academic life, what they leave in their wake may be a technical training facility or corporate research institute. But it will not be a university in the classical sense of the term, and it would be deceptive to call it one.
Neither, however, can there be a university in the full sense of the word when the humanities exist in isolation from other disciplines. The quickest way of devaluing these subjects – short of disposing of them altogether – is to reduce them to an agreeable bonus. Real men study law and engineering, while ideas and values are for sissies. The humanities should constitute the core of any university worth the name. The study of history and philosophy, accompanied by some acquaintance with art and literature, should be for lawyers and engineers as well as for those who study in arts faculties.
I would not like to live in a narrow, utilitarian, technocratic society in which there is little wider societal interest in other times and places, in all the questions which the humanities raise, or one in which such interest and knowledge is limited to the upper echelons of society. Nor a society in which art has no meaning other than as a form of commercial entertainment, as some right-wing politicians in the UK have been urging for many years (see the notorious 1990 Westminster speech by then-Tory MP Terry Dicks, and the spirited and witty response by then-Labour MP Tony Banks). And I doubt that this type of society would be attractive to many, especially not those working in arts and humanities fields. But if many of them are not prepared to defend the ideals of the arts and humanities, acting instead as advocates for narrowly conceived notions of social ‘relevance’, defined in terms of being contemporary, technocratic, and generally restricted to the place and milieu of them and/or their students, what are the chances of any meaningful opposition to governments who would happily slash most of these?
Universities, the arts and the humanities, are not just means to ends but valuable in their own right. Cultures and cultural histories are far from unblemished things, to say the least, but it would still be negligent in the extreme to let them fade into oblivion. And allowing students to retreat into the comfort zone of the already-familiar is damaging to global citizenship. In some ways, those who advocate such an approach to education are already doing the Brexiteers’ work for them.
This coming Sunday, February 12th, will see a mini-conference, the second major event organised by Music into Words, whose declared aim is ‘to bring together all kinds of writers about classical music – journalists, musicians, academics, bloggers and music lovers – to share their perspectives and discuss common issues in a positive, inclusive and friendly environment.’
This event will take place at The Holst Room, Morley College, London SE1, from 1:15 to 5 pm on Sunday, February 12th, 2017, and I will be on the panel. Other participants are world-leading pianist Peter Donohoe, Deputy Arts Editor of The Times Neil Fisher, writer, musician and researcher Katy Hamilton, music researcher and journalist Leah Broad, conductor Tom Hammond, clarinettist, composer and creative producer Kate Romano, and writer Adrian Ainsworth. It will be hosted by Frances Wilson (whose blog Cross-Eyed Pianist is here – you can read my interview with Frances here) and founder and editor of Corymbus.co.uk, Simon Brackenborough. Tickets, which are selling fast, can be booked here. Fees are £10 + £0.75 booking fee through Early Bird, £5 + £0.58 booking fee for students.
The order of events will be as follows:
1.15pm – arrival/registration and welcome
1.30 – Panel 1:
Speakers: Katy Hamilton, Adrian Ainsworth & Tom Hammond
with Peter Donohoe and Neil Fisher
Followed by audience Q&A/discussion
3.00 – Tea break (the refectory Morley College will be open for refreshments)
3.30 – Panel 2:
Speakers: Ian Pace, Kate Romano, Leah Broad
Followed by audience Q&A/discussion
5pm – event ends.
My own contribution will concentrate on the thorny questions of the differences between journalistic and scholarly writing, and in particular the use of jargon (as distinct from technically precise or conceptually rich language), and its use for a play of power in order to mystify academic writing and render it artificially inaccessible. My short talk will be accompanied with hand-outs giving some examples of the phenomenon I describe, and of writing for which these categories are ambiguous. This is designed to encourage a wider discussion on the purpose of writing on music carried out in an academic context, drawing on my own parallel experiences as musicologist, professional musician, and blogger on music and other subjects. Some of my earlier writings on this blog relate to this subject, including my posts on scholarship and new music, the need for musicology to distinguish itself from promotional writing, the question of how much some musicologists are vested in their subject, whether it is acceptable for scholarly writing on music to draw upon monolingual sources, and on deskilling and musical education.
I am very pleased to have been invited to take part in this mini-conference, and hope many will come to lend their input to what is sure to be a fascinating series of debates.
In my last post following the ethnomusicology debate at City University, I gave links to two responses to the event, and also to the position statement by Laudan Nooshin [ADDENDUM: see also the position statement by Michael Spitzer). I will post a more detailed reply to this latter soon, believing it to be disingenuous in various ways and in others to confirm a lot of what I was arguing. But here I just wanted to post a longer section from one text cited briefly by Nooshin, J.P.E. Harper-Scott’s The Quilting Points of Musical Modernism: Revolution, Reaction, and William Walton (Cambridge: Cambridge University Press, 2012). Here I should not hide the fact that Paul Harper-Scott is a friend and someone with whom I have had many discussions about these types of issues, as I have with many other musicologists and others. A good deal of Harper-Scott’s work entails revisionist views of composers and aspects of nineteenth- and twentieth-century history, from a perspective broadly sympathetic to a modernist aesthetic and firmly opposed to the values of late capitalism, from which context he can re-assess figures such as Elgar and Walton, never merely in an over-generalised fashion, but backed up by analytical detail. Quilting Points is a remarkable book with an ambitious scope; I certainly do have some reservations, not least the employment of aspects of Freudian psychoanalysis (a discipline for which I have little time), and some other theorists about whom I have serious doubts, but it is endlessly stimulating and also extremely clearly written, with incisive points springing out from almost every page. Harper-Scott, as a real expert on the music on which he writes, can move from musical detail to social and political context extraordinarily convincingly without relying merely on vague allusions, in a manner which I think many of those whose work I have criticised in my earlier piece would do well to study.
This book is one of the very few which includes a critique of ethnomusicology from an ‘outsider”s position (i.e. one who does not identify as an ethnomusicologist), and I value it especially for that reason. For too long ethnomusicology has sought to present itself as a self-regulating enterprise (often, in my experience, in a jealously defensive fashion), and the lack of proper external scrutiny and critique has in my view enabled some very poor work to sail through PhD examination, peer review, and so on,when ratified by those with an obvious vested interest in so doing. This passage in Harper-Scott’s book is part of a wider critique of various recent Anglophone musicological trends (not least the ‘new musicology’ and the work of Richard Taruskin), many of which he links to a xenophobic Anglo-American variety of late capitalism. I want to quote in full the section ‘Ethnomusicology and pop musicology as class enemies’. This I found very impressive, not least because of my own long-term disdain for Western intellectuals’ romanticising and idealising of massively unequal and reactionary social and cultural practices just because they happen to be in the third world (a legacy of Maoism, an ideology which enforces a conformity to romantic ideals in murderous fashion), an issue touched upon in the commentary by Ben Smith on the debate, and which lies at the heart of a remarkable book I have recently been reading, Leigh Phillips’ Austerity Ecology and the Collapse-Porn Addicts: A Defence of Growth, Progress, Industry and Stuff (Winchester: Zero Books, 2014).
I was also deeply drawn to Harper-Scott’s description of his own class background and readiness to entertain the possibility that a good deal of the liberal grandstanding to be found amongst ethnomusicologists, popular music scholars and new musicologists primarily relates to a conscience-soothing exercise for sons and daughters of privilege feeling a bit guilty for that very reason (just as the Indian Marxist writer Aijaz Ahmad has pointed out how the narrative bequeathed by Edward Said suits the interests of the sons and daughters of the ruling classes in formerly colonised nations, for they definitely need a narrative which takes class out of the equation – see the bottom of this post for the passage in question). I come from a background not so different to Harper-Scott (indeed today our parents live less than a mile from each other in Hartlepool, though are not personally acquainted). I grew up in West Park, Hartlepool, to a reasonably comfortable family, though the circumstances in which my parents themselves grew up were very different – my father was born into deep poverty in 1931, and during the Depression he and his family would be moving house every three months or so in a desperate trek for work; his father found some construction on a huge cooling tower together with a friend during this time and through inappropriate safety regulations watched his friend plunge to his death. Both parents left school at 16; I was the first in this strand of the family to go to university (both my younger sister and I went to Oxford), which naturally was a source of great pride. I learned about music and much else in large measure through the resources available at my local library, before going to music school at age 10. My background is far from typical for a musician (even less typical today than it was in some of the post-war era in the UK), and I have had to fight for it in the face of snobbery and privilege. As such, I feel nothing other than total and utter contempt for the patronising nonsense presented by academics, including some sociologists and ethnomusicologists, who would have denied either Harper-Scott or me the chances we had, by trying to make musical education more ‘relevant’ and ‘inclusive’. One of my greatest joys is when I am able to introduce students of all types of background to many types of music, literature, visual arts, complex ideas, and so on, which they would have been unlikely to encounter otherwise (and will be unlikely to in many university departments if some have their way), and to hear their own individual responses (often very different from my own), and help them gain tools for developing and framing these ideas – and also push them to read and listen widely! – such as facilitates critical perspectives which are based upon detail and real knowledge rather than generalities and stereotypes. In short I want them to have the opportunities I had; this is one of my main reasons for wanting to teach in a university, and I would like to think I achieve this reasonably well. One reason for embarking on a critique of some varieties of ethnomusicology (as well as being shocked by what passed for scholarship in many cases) is the identification of a group of scholars essentially working to deny students much of what I have described, instead using them and curricula as vehicles to flatter those very ethnomusicologists, under the auspices of spurious rhetoric of diversity and relevance, or turning wider deficiencies in British education into virtues. These are worrying trends which can be found in many places.
One factor which Harper-Scott identifies very precisely is the limitations of the empirical mentality of those people who patronise the lower classes (this is one reason why a truly progressive left is in short supply in the empiricist Anglophone world): they can only imagine what has been, can be experienced, not what might be, and thus to what various members of social groups might aspire. In short, they treat the lower classes as another variety of noble savages, just as (as documented in David Cannadine’s Ornamentalism: How the British saw their Empire (London: Allen Lane, 2001)) there is a long history in British society of portraying the poor using similar concepts and categories as used to dehumanise colonial subjects of non-Caucasian ethnicities.
Harper-Scott also touches on another point, in which context he cites Slavoj Žižek, specifically how self-styled Western multiculturalists are happy to tolerate an idealised ‘Other’, and ignore an actual ‘Other’ which might not correspond to many of their preconceptions. As a sceptic about multiculturalism myself (influenced by the thinking of Kenan Malik on this subject), I consider this to be a symptom of an ideology – certainly common amongst plenty of ethnomusicologists and anthropologists – which fetishes culture (especially local cultures) and is blind to the very universal workings of global capitalism and its effects upon peoples and cultures. As Terry Eagleton put it in his pungent critique of Gayatri Spivak (Terry Eagleton, ‘In the Gaudy Supermarket, London Review of Books 21/10 (May 13, 1999), pp. 3-6):
Much post-colonial writing behaves as though the relations between the North and South of the globe were primarily a ‘cultural’ affair, thus allowing literary types to muscle in on rather more weighty matters than insect imagery in the later James. Spivak, by contrast, has a proper scorn for such ‘culturalism’, even if she shares a good many of its assumptions. She does not make the mistake of imagining that an essay on the figure of the woman in A Passage to India is inherently more threatening to the transnational corporations than an inquiry into Thackeray’s use of the semi-colon. The relations between North and South are not primarily about discourse, language or identity but about armaments, commodities, exploitation, migrant labour, debt and drugs; and this study boldly addresses the economic realities which too many post-colonial critics culturalise away.
A ‘culturalist’ view, on the other hand, can lead to some of the most crazy conclusions, such as Germaine Greer’s defence of female genital mutilation, or Julia Kristeva’s of Chinese foot-binding, presented as some beguiling alternative model of feminine physical demeanour (in Des Chinoises (Paris: Editions des femmes, 1974), available in English as About Chinese Women, translated Anita Barrows (London: Marion Boyars, 1977)).
Anyhow, here is ‘Ethnomusicology and pop musicology as class enemies’. Below this is a passage from the conclusion from which the quote by Nooshin comes (‘According to ethnomusicology, the cultures of the non-western world should take intellectual precedence, and those of us who spend our time focusing on Western [classical] music should feel ashamed of ourselves (there is quite an irony in the fact that ethnomusicology, in the UK at least, increasingly attempts to colonize the Western-music syllabuses of our universities’). Nooshin may not ‘recognise the ethnomusicology described here and would be interested to know what it is based on’; I am sure Harper-Scott could provide plenty of examples, as could I (including some of Nooshin’s own work). As regards syllabuses, I wonder how the faculty at the School of Oriental and African Studies would feel if they were made to have a few Western art music historians/analysts on their faculties, who could then insist that the ethnomusicology core curricula must in part be fashioned around their activities and specific interests and expertise? But it is important to see this in the wider context of the critique presented in the book.
I would like to encourage others not simply to adhere to my view on this text, but submit their own thoughts and responses to this and the wider issues, whatever those may be, though keeping such responses focused on the specifics in question and refraining from personal attacks.
4.12 Ethnomusicology and pop musicology as class enemies
‘Henry Stobart’s study of music and potato farming in the Bolivian Andes can be taken as representative of this risk as it manifests itself in ethnomusicology.74 It is certainly not representative of ethnomusicology as a whole, though there are plenty of other ethnomusicologists like Stobart. Nor is the foil I shall use later (some work by Martin Stokes) the only example of an alternative ethnomusicological approach. The exact proportion of these kinds of studies in ethnomusicology is not germane to the theoretical use I am putting this material, which is to demonstrate the possibility for the obscure subject to emerge in this subdiscipline. My arguments may be met by one of three arguments academics habitually wheel out when their field is under attack: the ‘non-articulation’ argument, the ‘one rogue reporter’ argument, and the ‘you can’t read’ argument. The non-articulation argument says that ‘the individual or group you direct your criticisms at is of course profoundly aware of the issues you raise, even if they do not articulate them’. I am at a loss to see why we are to believe that someone has an articulable understanding of anything, if they do not evidence it, particularly when (a) it harms them not to articulate it and (b) there is no bar to them articulating it. The only possible reason for remaining silent in such circumstances is that they must be consciously deciding, perhaps for reasons of intellectual masochism, to bare themselves to attack – in which case they will enjoy what I have to say. The ‘one rogue reporter’ argument (made famous by News International in defending charges of phone hacking at its newspapers; it was plausible until further evidence revealed the alleged abuses to be more or less systemic) says ‘yes, of course, the target you have chosen here is guilty as charged, and if what you say were generally true across the subdiscipline then of course I would agree with you – but this individual is alone in doing this, and as a whole the subdiscipline is sound’. The answer to this is first that Stobart is certainly not alone, and second that even if he were, the existence of even ‘one rogue reporter’ would be sufficient evidence of the possibility of the obscure subject presenting itself within ethnomusicology in terms of the formal theory I am elaborating in this chapter. The third argument, ‘you can’t read’, which implies that the critic fails to understand the subtlety or intellectual context of a position in such a way as to undermine their criticism, is the last resort, and requires rather a lot of support if the mud is to stick. But it is at least the basis of a meaningful discussion, since it requires the rearticulation of the criticized position that explains why the criticism is wrong. I would welcome that.
In Stobart’s study, non-Western music is not only declared to be interesting, to a sympathetic and accustomed Western ear, but – and here a simplistic liberal move that is widespread but not wholly permeating in these disciplines shines through – also to evince an essential authenticity in its production and consumption that is lost, to our great discredit and disadvantage, in the West (this by way of a pseudo-critique of capitalism).75 The tacit contention is that we would all do rather better (morally, not intellectually) as musicologists if we turn away from our Eurocentric focus on Beethoven and so on. The fractured body of modernist works is therefore denied as a focus for study (¬c) and the emancipatory truth claim of modernism is denied (¬ε) and replaced by a new ‘emancipation’ for the West’s neglected Other (in this case, the potato farmers of Bolivia).
Stobart’s essay follows an exemplary democratic-materialist logic. First, six lines into the essay, he reminds us that ‘music is not the universal language that many [implicitly bad] people have often claimed it to be’, paralleling the logic that ‘there are only bodies and languages’, nothing universal in musical experience, but only a multiplicity of musical languages and persons who (re)create and experience it: this is true so far as it goes, but banal. Second, in the very next sentence, he declares with beautiful capitalist ingenuousness: ‘this does not prevent us deriving great pleasure and inspiration from the music of other cultures’.76 This statement has a double edge. On the one hand we are to submit to the superego injunction to enjoy this music: and if it sounds unlovely to an unaccustomed Western ear, Stobart proves his aretē (and his moral worth) by his capacity to love it.77 But on the other hand, the intellectual and material poverty of the farmers whose music this is should inspire us. This is the democratic-materialist manifestation of the (ironically!) disavowed Rousseauian ‘noble savage’. The authenticity of the Bolivian farmers casts our privileged Western consumerism into shameful relief. The paradoxical solution, of course, is for us to buy into the Bolivian culture, by visiting, buying CDs of the music, and so on.
The tale Stobart tells of these farmers’ use of music in the different seasons of the potato-growing year is unquestionably interesting. ‘The pinkillu flutes and kitarra of the growing season are said to call the clouds and rain up from the valleys and to help the crops to grow. In turn the dry season wauqu and siku panpipes blow the clouds away causing clear skies and frosts.’78 The farmers believe it to be vital that they play the right tunes, because both their diet and their livelihood depend utterly on the success of the potato harvest.79 Stobart is careful, early in the essay, to report that the connexion between certain instruments and tunes only has a direct climatic effect according to the beliefs of the locals, but it is essential to the ideological trajectory of the essay that by the end, all the qualifications are removed, and the music does, in all actuality cause the the right weather conditions to produce the successful potato harvest. 80 Here is the kernel of the ‘inspiration’ we are to draw from the Bolivians: their closeness to their natural world has been lost to us, and it is through their musical practices that we see it. We may not return to the subsistence farming they endure (though we may dabble in a 1970s, Good Life-style small-holding lifestyle, cultivate an allotment, or have grubby-looking organic vegetables delivered from local farmers in weekly boxes), but through their music we can approach their perception of the world, and see that ours is neither the only one (which is banally true) nor one that we could hope to universalize (which is wrong, as I shall argue, and is in fact a quintessential manifestation of the obscure subject).
I do not for a moment question the need for the West to rethink its relation to nature, and the positive component of the Bolivian experience here has a basic appeal (though the need to prevent environmental devastation is scarcely a realization that requires the reports from Bolivia to bring it to Western attention). But a nastier failing is also present here: the consequences of a refusal to speak from a universal moral position.81 One of the dances the farmers perform while they think they are aiding the growth of the potatoes involves the circling and ‘trapping’ of the male flute players by a group of women. Stobart interprets the symbolism: ‘it would seem that the dancers represent the soil or mother earth which protects, but also imprisons and ultimately destroys the parent seed potato when it has given birth to the next generation’.82 Considering this comment in the light of Stobart’s final words reveals a rich subtext. For my hosts the potato is no mundane staple, but is an enchanting and magical being whose life is seen in many ways to parallel and enable their own. Potatoes must be loved and cared for, just like human children. This sentiment is expressed through music, song, poetry and dance which, in turn, are some of the ultimate expressions of human feeling. For the people of this highland hamlet, at least, it would seem that the potato must count among the most important organizing principles of musical performance. Or rather, might it be more accurate to say that music is one of the primary expressions of the potato?83
It is easy to itemize the components of this ideological message:
• subsistence farming is not a burden, a stressful hand-to-mouth existence, but a genuine spiritual wonder that rich Westerners might in some ways envy;
• potatoes are like children, and (implicitly) children are one of the greatest things on earth, and the procreation of them is or should be the generic pursuit of all humankind;
• women, whose role is clarified symbolically in the Bolivian dance, are meant to cultivate and destroy: they should as surely be rearing children as the earth produces the potatoes.
This message of the musical and farming practices of these Bolivians is clearly both anti-feminist and pro-natalist in its focus on the reproductive duty of women. And yet, in line with the democratic-materialist refusal to acknowledge a universal moral position, this is never once questioned in Stobart’s essay. I would not accuse him of sympathy with this position, but his intellectual commitment here prevents him from raising an objection (this is the mystery of the ‘non-articulation’ argument). Not even a disarming remark that this focus on women as mere wombs and (even worse) deadly ensnarers and destroyers surfaces in the text, and since by the end of the essay we could be forgiven for thinking that the author believes, with his hosts, that the right tunes bring the right weather, Stobart forces himself into the invidious position of failing to address the unpalatable parts of the ideology of the Bolivian farmers. Are we supposed to tolerate this misogyny merely because it is an expression of an Other who we – nasty imperialist Europeans – are morally forbidden to criticize? This is of course only a single essay, and in other cases, where the misogyny is even more extreme, we might encounter criticism of the Other – but far from demonstrating the consistency of the scholar’s multiculturalist position, that of course reveals its Eurocentric basis. Such a critical form of liberal democratic materialism
tolerates the Other in so far as it is not the real Other, but the aseptic Other of premodern ecological wisdom, fascinating rites, and so on – the moment one is dealing with the real Other (say, of clitoridectomy, of women compelled to wear the veil, of torturing enemies to death . . . ), with the way the Other regulates the specificity of its jouissance, tolerance stops. Significantly, the same multiculturalists who oppose Eurocentrism also, as a rule, oppose the death penalty, dismissing it as a remainder of primitive barbaric customs of vengeance – here, their hidden true Eurocentrism becomes visible.84
Stobart’s silence on the misogyny of the Bolivians is the flip-side of this refusal to tolerate more obnoxious prejudices.85 But his message in the study of the potato farmers is also profoundly, and I am sure unintentionally, neoliberal in an economic sense, which concerns me even more. Where Stobart romanticizes his hosts’ relation to their ‘enchanting and magical’ potatoes, the materialist-dialectical response is to ask fundamental questions:
• Must we tolerate a global economic order in which it is possible that people can live in this subsistence manner?
• Can nothing be done to improve the education of these people, to give them proper scientific understanding of agriculture, so that they can take proper steps to ensure the success of the potato crop on which their entire life depends instead of just playing music and hoping for the best?
In the face of such an ethnographic study, the materialist-dialectical response could never be: well, these people live in this manner, and who am I to judge? The proper response from the Left has to be to universalize from its position of economic and material advantage, to look at the appalling material conditions of these people and, rather than to cherish and preserve (draw ‘inspiration’ from) this way of life, to strive towards the creation of a new world in which it is simply not possible for human beings to live in such precarious economic and dietary conditions. Instead of valorizing forms of life such as this, the response of ethnomusicologists who undertake fieldwork in these situations should be to encourage the rest of the West to make the systemic political changes that are required to lift these people out of their situation, to emancipate rather than to romanticize.
The error in not taking this step is redoubled by the way such relatively rich liberal Westerners use their enthusiasm for these appalling ways of life – which is tantamount to complicity in economic violence against their various Others – as a stick with which to beat their Leftist counterparts on moral grounds. Those Leftists who would like to see the end of these ways of life are of course damned for being Eurocentric imperialist monsters. The cause of this purblindness, I suggest, may be the class experience of the scholars in question. It appears to some members of the congenital middle classes that what the less fortunate majority in their own country or the rest of the world requires is respect and tolerance, rather than a means of escape. To suggest that the poor may wish to escape their poverty is, on this view, to demean them, when the reality is of course that the way to love the poor best is to stop them being poor – in theoretical terms, to break the connexion between their economic situation and their subjective existence. It is precisely this connexion that democratic-materialist musicology sets up by confusing the situation of people with the people in the situation.
As I noted first in Chapter 1, I speak from a radically different experiential position from virtually any academic I know. I used intellect and a set of cultural interests as a means of escape from the doom of living out my life in one of the greatest centres of unemployment and poverty in the country, the colliery-dominated east coast of County Durham, and from the myriad limitations inbred in a family whose education never (before me) progressed beyond the age of 16. I can therefore personally corroborate one of Žižek’s more pertinent observations about the tension between (a) the liberal bourgeoisie’s essentializing conjoining of the poor with their culture and (b) the equal and opposite non-identification of the poor with the material limitations of their existence. Here the critique should be broadened back out from ethnomusicology to include also pop musicology, thus focusing attention on the principal organs of the obscure subject that attempts to occult the truth claims of modernism in music. For just as ethnomusicology can have the unintended effect of commending the cultural practices of economically subject external Others, the pop musicologist (or, in other disciplines, the scholar of mass-market literature, art, and so on) can make a virtue of the cultural practices of the lower social orders, to valorize their educational and economic position and make an inextricable link between it and the people who occupy it. The assumption is that since the majority of people think and behave in certain ways, they must want to do so, and the duty of the privileged elite is therefore to learn to love what the masses love, to hide their privileged cultural forms away. What happens in both these cases is that the scholar fails to perceive the fact that the Other is split in itself – that members of another culture, far from simply identifying with their customs, can acquire a distance towards them and revolt against them – in such cases, reference to the ‘Western’ notion of universal human rights can well serve as the catalyst which sets in motion an authentic protest against the constraints of one’s own culture.86
Proof, if it were needed, was again seen in the Arab Spring of 2011, where far from identifying with their otherized position (‘Arabs seem naturally disposed towards dictatorships or Islamic fundamentalism; we can’t expect them to want our Western democratic values’), the people of Egypt and elsewhere rose up against their governments in pursuit of precisely the democratic freedoms and human rights that their luckier brothers and sisters in the West enjoy. Here was the universal human striving for emancipation, for political freedom, emerging autochthonously from the Other. The suffering of the Bolivian farmers, or of children educated in failing comprehensive schools during the miners’ strike in County Durham, may be worlds away from the immediately life-threatening reality of an attempted revolution, but that does not deprecate them as matters of concern.
Of course ethnomusicology is not blind to this danger of occultation. Resisting this line of thought from within both ethnomusicology and pop musicology are Martin Stokes’s studies of Turkish arabesk, popular music from the 1970s onwards whose critique of official nationalist ideology turns specifically on questions of identity. In arabesk we find another faithful response to the emancipatory truth claims of modernism. Its singers are mostly ‘migrants from a remote and barbarised Turkish “orient”, the Arab speaking and Kurdish regions of south east Anatolia, who occupy the urban spaces between squatter town and metropolitan centres’; they are also often tranvestites and transexuals.87 Far from presenting a uniform and transcendent national Body (C), these internal cultural, economic, and sexual Others more properly epitomize the ‘image of an urban lumpen proletariat dislocated and alienated through labour migration’.88 The quality of the dissenting voices in this music might be more subdued than those of protestors on Tahrir Square – the music ‘calls on listeners to pour another glass of raki, light another cigarette, and curse fate and the world’89 – but it is clearly recognizable. This dissenting quality led to its condemnation by the Turkish state as ‘foreign’ music, its filigree melodic decorations too pan-Arab, the influence of Egyptian film music (Egyptian films were banned in 1948) too strong and obvious, its ‘orientalist sophistication in the use of sitars and rhythmic techniques learned from Indian tabla playing’ and its melodic dependence on Middle Eastern modal theory (makam) both profoundly corrupting, the latter as a remnant of the culturally dangerous pan-Islamic civilization that was an external limit for the young Turkish state.90 Perhaps more treacherous still in political terms, ‘arabesk has pointed to migration and class issues as lying at the heart of Turkey’s social and economic problems’.91
Arabesk singers neither collapse their identities into one imposed by the official ideology (and understood by Westerners to be constitutive of their character as Other) nor, on the other hand, seem to proclaim a wholly universal conception of common humanity that would eradicate the particular nature of their status as internal Other. In short, arabesk neither over-particularizes nor over-universalizes, which is what demonstrates its potential as a resurrection of the universal emancipatory truth of modernism in the particular world of 1970s–90s Turkish experience. This move, essential to maintain the focus on the (disavowed) rift in all human societies, is possible only when scholars refuse to too closely identify people with a particular cultural identity; the alternative is to give the mythical impression of unity which is essential to the ‘all in this together’ ideology of the economic slash-and-burn policies dreamt up by the ruling elite in response to the international capitalist crisis of 2008 onwards.
Where that move is lacking in studies of popular and non-Western music, we therefore witness the declaration of a transcendent body, C, a body of uniformly ‘national’ or at least communal music whose practitioners uniformly compose that body (a body which is both complete and different from us, and cannot be admitted to the general, universal, fractured body, c). The Turkish state broadcasting organization, TRT, proposes just such a ‘transcendence through the characterisation of regional difference in terms of a centralised style of musical performance emphasising the role of the bağlama (a longnecked lute) orchestra, “correct” Turkish pronunciation and vocal techniques associated with the microphone and recording studio rather than unamplified singing’, and so on.92 This appeal to transcendence is just one form of the democratic-materialist insistence that no universalist position may be taken in the face of a legion of (equally transcendent) Others, and consequently that the only morally responsible intellectual possibility is to produce endlessly expanding banal lists of difference: peoples, pop bands, potatoes. And under the democratic-materialist heading for the body C we naturally also, aesthetically rather than (obviously) politically, find the insistence, in the art market, that art’s function is essentially to shock – but not in a truly shocking way, only in a way that will demonstrate the moral superiority of the middle-class consumers of it. In the proclamation of this transcendent body the democratic materialists attempt to drown out any Leftists who might say that Emin’s art is trash, or that the poor of the West or the rest of the world can find an escape route by expanding their minds beyond the narrow cultural experiences they have been exposed to. An internal Other myself, I have nevertheless more than once (by a member of the class that historically subjugated my own within my own country) been accused of ‘imperialism’ for having such a heretical thought in the democratic-materialist world. Once more we can use a Badiouian matheme to summarize the formal structure of this occultation, one which, at its (sadly common) worst, is shrouded in a holier-than-thou sententiousness that threatens to chase politically valuable study of the Western canon – and its focus on the centuries-long unfolding of the project of emancipatory modernity – into oblivion.
C [democratic materialism]⇒(¬ε [no antagonism]⇒¬c [no non-mass art])
π [modernist art as ideology critique]
Could there be anything more distasteful than the comfortable bourgeois who wears the clothes and listens to the music of the poor, while living in perfect material security in Highgate, sending his or her children to a high performing local state school whose catchment area prevents the poor from attending, and pointing an accusing finger at new members of their class, escapees from poverty, who want to open up rather than restrict access to the emancipatory potential of humankind’s greatest intellectual and artistic products? For the last and longest rhetorical question of the chapter I reserve my most thunderous and angry no.
A truly Leftist, even communist, musicology extends the emancipatory potential of modernism – in its faithful and reactive forms – to all, not just to the congenital middle classes who have benefited from it and now, under the conditions of postmodern late capitalism, wish to discountenance it for the sake of adopting unreflective multicultural attitudes that are calculated to demonstrate their superior difference from the lower classes. Yet as we have seen, even their obscure subjective response is motivated, albeit negatively, by the eternal communist present that the third sequence of communism will resurrect for a new day. What remains is to discern some of the signs of this resurrection, which can be seized on even in reactionary music – to reveal the political potential of musical works that have traditionally been seen to be regressive.’
 Henry Stobart, ‘Flourishing Horns and Enchanted Tubers: Music and Potatoes in Highland Bolivia’, British Journal of Ethnomusicology 3 (1994): 35–48, doi:10.1080/09681229408567224.
 Pop musicology falls foul of the presumption of authenticity too: for a critique see
Elizabeth Eva Leach, ‘Vicars of “Wannabe”: Authenticity and the Spice Girls’, Popular Music 20, no. 2 (2001): 134–67, doi:10.1017/S0261143001001386. The particular form that this error takes in studies of the Western canon is of course in its focus on the authority of the composer. The difference here is, however, that that authenticity is not then taken to extend across the entire range of performers, listeners, and writers who engage with the music. The classic critique of this is Richard Taruskin, ‘The Poietic Fallacy’, Musical Times 145, no. 1886 (2004): 7–34, doi:10.2307/4149092.
 Stobart, ‘Flourishing Horns and Enchanted Tubers’, 35.
 Here for a moment his aesthetic superiority overlaps with that of the dyed-in-the-wool modernist who is in the rare minority of superbeings capable of enjoying serialism.
 Stobart, ‘Flourishing Horns and Enchanted Tubers’, 37.
 Ibid., 36.
 Cf. the quotations given above with the summary of the research in ibid., 45 and 46.
 The irony that liberal thinking of this sort does speak from a universal and Eurocentric moral position in its insistence on universal human rights and the empowerment of the meek is of course seldom if ever acknowledged.
 Stobart, ‘Flourishing Horns and Enchanted Tubers’, 43; cf. the return to this symbolism, now expressed as a ‘uterine embrace’, in the summary at ibid., 47.
 Stobart, ‘Flourishing Horns and Enchanted Tubers’, 47.
 Žižek, The Ticklish Subject, 262–3.
 Žižek says of this that ‘the tolerant multiculturalist liberal sometimes tolerates even the most brutal violations of human rights, or is at least reluctant to condemn them, afraid of being accused of imposing one’s own values on to the Other’ (ibid., 263).
 Žižek, The Ticklish Subject, 263–4.
 Martin Stokes, ‘Islam, the Turkish State and Arabesk’, Popular Music 11, no. 2 (1992): 213, doi:10.1017/S026114300000502X.
 Martin Stokes, The Arabesk Debate: Music and Musicians in Modern Turkey, Oxford Studies in Social and Cultural Anthropology (Oxford and New York: Clarendon Press, 1992), 108.
 Ibid., 1.
 Stokes, ‘Islam, the Turkish State and Arabesk’, 215.
 Ibid., 217.
 Ibid. This is treated at length in Stokes, The Arabesk Debate. At the same time as they objected, the Turkish state broadcasters of course paradoxically promoted arabesk singers when it suited the capitalist ideology of the state: ‘The lifestyles of the stars, often described in promotional material as the Kings, Queens, Princes and Princesses of arabesk, suggest possibilities of social mobility which are quite unrealistic for most of the population, and obfuscate the processes of class stratification which are continuing to emerge in modern Turkey’ (ibid., 221).
From ‘Afterword: what to do?’
‘The ideological frame of modern musicology, democratic materialism, is seldom brought into the clearing. The revolution of the ‘new musicology’ has bequeathed a proliferating collection of subdisciplines, all of which inevitably vie for position, most of them picking the easy target of ‘elitist’, ‘Eurocentric’, faithful modernism. I share many of my colleagues’ suspicion of the masculinism of some of this music’s champions but am concerned by the political risk posed by attacks on it – and through it, in scholarship on pop music, film music, and particularly ethnomusicology, an attack on Western art music as a whole. Even among musicologists who still work on Western art music there is a tendency to equate canonicity of the major composers of the first two communist sequences (Beethoven, Wagner, the faithful modernists, et al.) with political configurations in the twentieth century’s second communist sequence – essentially, ‘totalitarianism’ understood in the broadest terms.
All attacks on this tradition share the banality of the democratic-materialist mantra: there are only bodies and languages, there is no truth. According to ethnomusicology, the cultures of the non-Western world should take intellectual precedence, and those of us who spend our time focusing on Western music should feel ashamed of ourselves (there is quite an irony in the fact that ethnomusicology, in the UK at least, increasingly attempts to colonize the Western-music syllabuses of our universities); according to pop or film-music scholarship, the ‘democratic’ (read: successfully marketized) forms of music should be examined as a way of valorizing the economically underprivileged (the problem here, as I explained in Chapter 4, is the facile judgement that such listeners have an essential bond with this music, which cannot be broken, and from which they can certainly never dissent); while according to scholars of the Western ‘periphery’, including Britain, Scandinavia, and Russia, there is a danger – sometimes baldly stated as a Nazi danger – of Germanophilia in perpetuating the nineteenth- and early twentieth-century musical canon, and so on. The banality inheres in the conclusion of the mantra: there is no truth. Of course I defend the interests of scholars, musicians, and listeners in all of these traditions, and no ethically responsible musicology could ever sideline or – which is what many people seem to fear – hope to obliterate them: it goes without saying, and therefore need not be said, that the different bodies and languages of the world require fair treatment. But failing to give that fair treatment is precisely the danger that faithful and reactive modernism protects us from, and which these intellectual approaches I have just enumerated – in the form of the obscure subject – are at a particular risk of falling into.1 I have absolutely no desire to reduce the quantity of research published in any of these fields, but as they come increasingly to dominate the discipline it is vital that a strong and politically radical response comes from scholars of modernism. I strongly suggest that modernism continues to offer the best scholarly locus for an emancipatory musicology to develop, though I am delighted when, as in Stokes’s work (cited in Chapter 4), I see it elsewhere.
The neoliberal global economic system may be in its last phase. Its ideology has forced its tentacles into the heart of the universities, the home of those minds – students and their teachers – that are capable of formulating a principled and effective resistance. Academic departments are closing in the UK at an alarming rate and academic research is being pushed into ever more narrowly conceived furrows of ideologically approved ‘impact’. Academics understandably flick jaundiced eyes at the craven managers who increasingly run universities as businesses, exploiting intellectual property for profit’s sake and imposing a neoliberal quilting point in which students show up as consumers
and degrees as commodities that can be sold for better jobs. But it is not only the managers who are colluding with the democratic materialist ideology that threatens the preservation of the commons – the ideology is vibrant in much of the universities’ scholarship too.’
From Aijaz Ahmad, ‘Orientalism and After: Ambivalence and Metropolitan Location in the Work of Edward Said’, in In Theory: Nations, Classes, Literatures (London: Verso, 1992).
For in one range of formulations, Said’s denunciations of the whole of Western civilization is as extreme and uncompromising as Foucault’s denunciations of the Western episteme or Derrida’s denunciations of the transhistorical Logos; nothing, nothing at all, exists outside epistemic Power, logocentric Thought, Orientalist Discourse- no classes, no gender, not even history; no site of resistance, no accumulated projects of human liberation, since all is Repetition with Difference, all is corruption – specifically Western corruption – and Orientalism always remains the same, only more so with the linear accumulations of time. The Manichaean edge of these visions – Derridean, Foucauldian, Saidian – is quite worthy of Nietzsche himself.
But this vision, in the case of Orientalism, gains further authority from the way it panders to the most sentimental, the most extreme forms of Third-Worldist nationalism. The book says nothing, of course, about any fault of our own, but anything we ourselves could remember – the bloodbath we conducted at the time of Partition, let us say – simply pales in comparison with this other Power which has victimized us and inferiorized us for two thousand five hundred years or more. So uncompromising is this book in its Third-Worldist passion that Marxism itself, which has historically given such sustenance to so many of the anti-imperialist movements of our time, can be dismissed, breezily, as a child of Orientalism and an accomplice of British colonialism. How comforting such visions of one’s own primal and permanent innocence are one can well imagine, because given what actually goes on in our countries, we do need a great deal of comforting.
But it was-not within the so-called ‘Third World’ that the book first appeared. Its global authority is in fact inseparable from the authority of those in the dominant sectors of the metropolitan intelligentsia who first bestowed upon it the status of a modern classic; while, perhaps paradoxically, its most passionate following in the metropolitan countries is within those sectors of the university intelligentsia which either originate in the ethnic minorities or affiliate themselves ideologically with the academic sections of those minorities. In Chapter 2 above, I discussed the connection between the emergence of the category ‘Third World Literature’ and the key changes that occurred in the patterns of immigration from the late 1960s onwards, with substantial numbers of Asian immigrants being based now among the petty-bourgeois and techno-managerial strata. Those who came as graduate students and then joined the faculties, especially in the Humanities and the Social Sciences, tended to come from upper classes in their home countries. In the process of relocating themselves in the metropolitan countries, they needed documents of their assertion, proof that they had always been oppressed. Books that connected oppression with class were not very useful, because they neither came from the working class nor were intending to join that class in their new country. Those who said that majority of the populations in Africa and Asia certainly suffered from colonialism, but that there were also those who benefited from it, were useless, because many of the new professionals who were part of this immigration themselves came from those other families, those other classes, which had been the beneficiaries; Said would pose this question of the beneficiaries of colonialism in very peculiar ways in his invocation of Ranajit Guha, as we shall soon see.
Among critiques that needed to be jettisoned, or at least greatly modified, were the Marxist ones, because Marxists had this habit of speaking about classes, even in Asia and Africa. What the upwardly mobile professionals in this new immigration needed were narratives of oppression that would get them preferential treatment, reserved jobs, higher salaries in the social position they already occupied: namely, as middle-class professionals, mostly male. For such purposes Orientalism was the perfect narrative. When, only slightly later, enough women found themselves in that same position, the category of the ‘Third World female subaltern’ was found highly serviceable. I might add that this latter category is probably not very usable inside India, but the kind of discourse Orientalism assembles certainly has its uses. Communalism, for example, can now be laid entirely at the doors of Orientalism and colonial construction; caste itself can be portrayed as a fabrication primarily of the Population Surveys and Census Reports- Ronald Inden literally does this, 32 and Professor Partha Chatterjee seems poised to do so .. 33 Colonialism is now held responsible nor only for its own cruelties but, conveniently enough, for ours too. Meanwhile, within the metropolitan countries, the emphasis on immigration was continually to strengthen. I have written on one aspect of it in relation to Salman Rushdie, but it is worth mentioning that the same theme surfaces with very major emphases in Said’s latest essays, with far-reaching consequences for his own earlier positions, as we shall see.
The perspectives inaugurated in Orientalism served, in the social self-consciousness and professional assertion of the middle-class immigrant and the ‘ethnic’ intellectual, roughly the same function as the theoretical category of ‘Third World Literature’, arising at roughly the same time, was also to serve. One in fact presumed the other, and between the two the circle was neatly closed. If Orientalism was devoted to demonstrating the bad faith and imperial oppression of all European knowledges, beyond time and history, ‘Third World Literature’ was to be the narrative of authenticity, the counter-canon of truth, good faith, liberation itself. Like the bad faith of European knowledge, the counter-canon of ‘Third World Literature’ had no boundaries – neither of space nor of time, of culture nor of class; a Senegalese novel, a Chinese short story, a song from medieval India, could all be read into the same archive: it was all ‘Third World’. Marx was an ‘Orientalist’ because he was European, but a Tagore novel, patently canonical and hegemonizing inside the Indian cultural context, could be taught in the syllabi of ‘Third World Literature’ as a marginal, non-canonical text, counterposed against ‘Europe’. The homogenizing sweep was evident in both cases, and if cultural nationalism was the overtly flaunted insignia, invocation of ‘race’ was barely below the surface – not just with respect to the United States, which would be logical, but with reference to human history as such. Thus, if ‘Orientalism’ was initially posited as something of an original ontological flaw in the European psyche, Said was eventually to declare: ‘in the relationship between the ruler and the ruled in the imperial or colonial or racial sense, race takes precedence over both class and gender. I have always felt that the problem of emphasis and relative importance took precedence over the need to establish one’s feminist credentials.’34 That contemptuous phrase, ‘establish one’s feminist credentials’, takes care of gender quite definitively, as imperialism itself is collapsed into a ‘racial sense’. In a Nietzschean world, virtually anything is possible.
 See my ‘Between Orientalism and Historicism: Anthropological Knowledge of lndia’
Studies in History vol. 7, no. 1, (New Delhi 1991) for detailed comments on Ronald lnden’s
Imagining India (Oxford: Basil Blackwell, 1991).
 See Panha Chatterjee, ‘Caste and Subaltern Consciousness’, in Ranjic Guha, ed.,
Subaltern Studies, vol. VI (Delhi: Oxford University Press, 1989).
 ‘Media, Margins and Modernity: Raymond Williams and Edward Said’, Appendix to
Raymond Williams, The Politics of Modernism: Against the New Conformists, (London: Verso,
1989), pp. 196-7 The transcript of that public discussion- and, indeed, the whole book ends on that sentence about ‘feminist credentials’
The following is a text from which I read an abridged version at the debate at City University on ‘Are we all ethnomusicologists now?’, which took place on June 1st, with panelists Amanda Bayley, Tore Lind, Laudan Nooshin, Michael Spitzer and myself. This entailed a series of statements and then a debate following on from Nicholas Cook’s article ‘We Are All (Ethno)musicologists Now’, in The New (Ethno)musicologies, ed. Henry Stobart (Lanham, MD: Scarecrow Press, 2008), pp. 48-70.
The text and powerpoint slides used by Nooshin for this event can be viewed here. This statement contains the outlines of arguments I will be pursuing in more detail, with full references, in a forthcoming article. The filmed debate will be made available online soon, and furthermore some accounts and responses to it will also be going online at the Music at City blog. [EDIT: These are now online here. Furthermore, Michael Spitzer’s statement can be viewed here]
I have also posted a long section from the earlier ‘outsider’ critique of ethnomusicology by J.P.E. Harper-Scott, which is given with commentary (and a related passage from Aijaz Ahmad) here.
Are We All Ethnomusicologists Now?
Position Statement by Ian Pace, for debate at City University, June 1st, 2016.
The Term ‘Ethnomusicology’
The very term ‘ethnomusicology’ has obvious implications through the use of the prefix ‘ethno’, which Nooshin and others have suggested is itself problematic. Despite the non-geographically-specific origins of the Greek term, nonetheless the long history of ‘ethnomusicology’ having dealt with musical cultures outside of the Western art tradition, whether folk and vernacular traditions in the West, or musical cultures (including ‘high cultures’) from the non-Western world in particular, together with the contemporary resonances of ‘ethno’ or ‘ethnic’, all suggest something post-colonial, anti-imperialist, on the side of the wider masses, and so on. Who of an even vaguely left-of-centre political persuasion would want to be seen opposing such a thing? But this is different when the object of study for this sub-discipline is Western art music, and it is on this body, or even canon, of work in English that I intend to concentrate today. In general, I believe it is always a cause for concern when any type of scholarship is judged more for its politics than its scholarly rigour, whatever those politics might be, and ethnomusicology of whatever type should not be immune from critique for purely political reasons.
Own positions – introduction
The very last thing I would want to do is in any sense deny the value of studying music from outside the Western art music tradition; on the contrary, I believe it is essential. In the context of my own work on Michael Finnissy I have drawn extensively on ethnomusicological and folkloristic work, including John Blacking on Vendan African music, Alexis Chottin on Moroccan and Berber music, Habib Touma more widely on Arabic music, Diego Carpitella and others on Sardinian folk music, Samuel Baud-Bovey on Cretan folk music, Michael Hauser on Traditional Greenlandic music, any number of writers on African-American spirituals, and much else, not to mention related issues of orientalism and exoticism in music. These latter concerns have involved engagement not only with the tradition of Edward Said and later post-colonial theorists, but also alternative perspectives and critiques provided by the likes of Albert Hourani, Maxime Rodinson, Aijaz Ahmad and others.
I do not think however that we should have to be over-apologetic about a certain Eurocentrism in music study in Europe. Nor for the fact of being drawn to various types of music from very different social contexts primarily as a result of attraction to the sounds they make.
Nor would I wish in any sense to deny the vital importance of studying the social and political context of music and music-making. Ten years or so ago, I would get into furious arguments with some conservative musicians and others who were adamant that it was wrong to ‘bring politics into music’, and all my teaching and research into music history and other subjects involves a good deal of wider consideration of history, society, ideology, economics, the workings of musical institutions, and so on.
Yet nowadays I am deeply concerned, not about the incorporation of a plurality of approaches to music, but at the potential for subsumation of musicology into other disciplines, to such an extent that it loses any distinct identity of its own.
The Canon of Ethnomusicology of Western Art Music
On the hand-out you will find a bibliography I have compiled of relevant texts. I do not claim this to be comprehensive, but do believe it gives a fair range of what I would characterise as canonical works in this tradition. To keep the list within manageable limits, I have omitted studies of the performance and reception of Western art music outside of the Western world, such as the interesting work of Rachel Beckles Willson, Ben Etherington, Geoff Baker or Suzanne Wint, or various work dealing with the role of Asian musicians and music in Western traditions, such as that of Yayoi Uno Everett and Frederick Lau, Sheila Melvin and Jindong Cai, and Mari Yoshihara. There are three texts on the bibliography which time has not permitted to read: Livingston, which I haven’t been able yet to obtain (but am working on it), Chaikin and the full dissertation by Usner; so I will not refer to these.
I would separate out from my critique the excellent book by Michael Chanan which is really of a quite different nature to most of the others. This is really a social and economic history of music, in a long tradition of the work of Combarieu, Weber, Bloch, Mellers, Blaukopf, Raynor, Durant, and others, including some working in the former Soviet Bloc. Also I feel the work of Peter Jeffrey, to which I will return, is on another level of depth and expertise compared to most of the others, though not without some significant problems.
Sub-disciplines and issues of territory
As many have commented, defining ethnomusicology as a sub-discipline can prove elusive. But we still have scholars who self-identify as ethnomusicologists, and others who do not. Now there are very few ethnomusicology degrees in the UK, and as such ethnomusicologists have to find work on degree programmes simply identified as ‘music’. And while many popular music or music technology degrees are allowed to have dedicated degrees in which specialists in those fields can choose the whole core curriculum, those courses centered upon Western music, history, analysis, etc., are most frequently the ones which need to incorporate the ethnomusicologists. This can cause a good deal of tension, as found in various faculties.
In much of the literature I am considering (and also in the so-called ‘new musicology’), the writers spend a lot of time maligning Western art music, and so-called ‘traditional musicology’, often without detailed knowledge of either field – straw man characterisations are frequent, as for example in the work of Henry Kingsbury, Bruno Nettl, Stephen Cottrell or Pirkko Moisala. At the same time, I have seen no other sub-discipline so jealously defensive and keen to assert its own superiority, nor which spends so much time talking about itself in a somewhat cliqueish manner, endlessly telling its own story and creating its own canons of hallowed figures, as for example with Shelamay’s recounting of the figures behind the great ‘milestones’ of ethnomusicology: Alan Merriam, Alan Lomax, Timothy Rice, Mark Slobin, and equally revered non-musical sources such as the work of Clifford Geertz and Arjun Appadurai. Almost every writer in the canon I have drawn up cites most of the others before them, not least the work of Kingsbury, Philip Bohlman, Ruth Finnegan and Nettl, thus locating themselves within a newly constructed ‘great tradition’. Internal critique is very rare.
It often appears as if the simple fact of having employed what is identified as an ethnomusicological approach to the study of Western art music is enough to win any such writer a seat at the top table, and this overrides any more sober critical investigation of their work. This is the attitude I find in Kay Kaufman Shelemay, Jonathan Stock, Cottrell, Tina K. Ramnarine, Moisala, Laudan Nooshin and some others. As such, in a relatively self-regulating world – through the processes of peer review, external examination and so on – what I believe to be very serious flaws in a good deal of this work, in terms of relatively standard scholarly criteria, are frequently overlooked. This is an approach which says as much about territorial motivations than any concern for fair and rigorous assessment of scholarship, and I find it very unhealthy.
Now I want to give you two quotes from John Blacking and Henry Kingsbury.
It is not enough to identify a characteristic musical style in its own terms and view it in relation to its society (to paraphrase a definition of one of the aims of ethnomusicology by Mantle Hood, who has done more for the subject than almost any other living ethnomusicologist). We must recognize that no musical style has “its own terms”: its terms are the terms of its society and culture, and of the bodies of the human beings who listen to it, and create and perform it.
John Blacking, How Musical is Man? (Seattle and London: University of Washington Press, 1973), p. 25)
The standard rhetoric for this is that music be studied “on its own terms,” a phrase which generally means that certain abstract concepts (“melody,” “harmony,” “rhythm”) are to be analysed in terms of other similarly abstract terms (“structure,” “form,” “development”). The prevailing idea is that music is not to be understood in terms of its sociocultural context, but rather in terms of its internal organization and cohesion.’
Henry Kingsbury, Music, Talent, & Performance: A Conservatory Cultural System (Philadelphia: Temple University Press, 1988), p. 16.
I was once told that if I did not judge ethnomusicology, or some other types of research, on their own terms, I should not be assessing them at all. But I believe that what’s sauce for the goose is sauce for the gander. I do not identify as an ethnomusicologist, but I have read a reasonable amount of such literature. Some would say though that I am unqualified to have a view, but by the same token, many ethnomusicologists would be disqualified from speaking about other musical disciplinary areas or fields of practice about which they do not hesitate to pronounce – not least, for example, Born and others on modernist music, about which there is little evidence of any detailed engagement or familiarity.
This is one reason why I want to concentrate my own critique on a limited sub-section of ethnomusicology, rather than claiming to be able to make sweeping statements about a whole discipline, something I doubt many, including many ethnomusicologists, could really do, unless able to read a huge number of languages and derive expertise in practically all the musics of the world.
Music in social and cultural context – dialectical approaches
The study of music in a wider social context is actually nothing like as new as sometimes suggested; even Nicholas Cook concedes this when mentioning musicological traditions from outside of the English-speaking world. But this can take various forms. I want to consider the following statement from Bruno Nettl, which appears in his book Heartland Excursions:
A major theme of ethnomusicological discourse is that fundamental values of a culture are expressed in its music.
The word ‘society’ could also be substituted for ‘culture’ if one wishes to give this statement a more sociological rather than anthropological feel. I do find this statement, at least if applied in a general manner, to be reductive and limiting. In its most fundamentalist manifestation – and I do recognise that this is not true of all ethnomusicological work – it resembles what was once called a ‘vulgar’ form of Marxism, by which all elements of a societal superstructure are nothing more than a by-product of the economic base. Engels in particular in some important late letters rejected this view and argued Marx also did (and there is significant evidence for this in his writings), maintaining that the relationship was more dialectical, and that the superstructure could reflect back upon and affect the base. Acceptance of this dialectical formation underlies a good deal of continental Western Marxism in the 20th century, and I would argue strongly for a similar model for the relationship between music or any other specific cultural form and the wider social and cultural context in which it occurs. I do not believe that there are many contexts which one can use to account for every detail of the music emerging from therein (I will concede there are a few), and so this makes for degrees of ‘relative autonomy’. In some societies, not least advanced industrial ones, is there not an important place for some dissident culture, which wishes to confront that society? In contrast to this, the reductive view I describe ultimately leads to the politics of Zhdanov, and I would characterise hostility towards consideration of aspects of musical autonomy in such a fashion.
Nettl also writes about how the ethnomusicologist should try to avoid doing anything to affect the culture being studied. Over and above the question of whether this is indeed possible, even just through writing and publishing about it, I wonder why this should always be paramount? As Marx famously said, philosophers have only interpreted the world, the point is to change it; the same might be said of some anthropologists and ethnomusicologists. But many of these latter are not, say, education reformers with positive proposals for meaningful change, but those embroiled at the heart of academic systems and seeking academic capital through the allegiances and ideologies of their work. I find this somewhat futile and symptomatic of an academic world whose social engagement is little more than skin deep.
Walter Benjamin argued that there no record of culture which is not also a record of barbarism; even if this is hyperbolic, there are plenty of cases for which this is true. Instead of fetishizing cultures simply by being able to be labelled as such, I believe we might do better to look for those aspects of cultures which are worth valuing in contemporary contexts.
Much of the ethnomusicological work I have been looking at does not simply consider the relationship between sounds and contexts, but brackets out sounding music out entirely. Without detailed consideration of the specifics of musical material, it is impossible to gauge the possibility of a dialectical relationship between sounds and context, and I believe this is one reason why many writers do not do so.
What remains is what I call ‘musicology without ears’. This requires little in terms of traditional musical skills (in whatever tradition), and I believe the more this achieves a dominant or hegemonic place within contemporary musical education, the more it contributes to what I have referred to elsewhere the deskilling of a profession (meaning the loss of many skills specific to that discipline). Musicology can become little more than a more elementary sub-section of sociology, anthropology, cultural studies, but rarely with the breadth or depth of methodological awareness to be found in some of those other disciplines (though I have wider doubts about cultural studies/industries in general). This can facilitate the ominous possibility of musical departments being closed or simply incorporated into others. With this in mind, I would suggest that musically deskilled ethnomusicology might itself be better housed within these other disciplines already.
The Limits of Ethnography Alone
Now I have another quote on slide from a 2014 article by anthropologist Tim Ingold, ‘That’s enough about ethnography’, which I would just like to give as background to what I am about to say.
“Ethnographic” has become the most overused term in the discipline of anthropology. It is hard to say exactly when the term broke loose from its moorings, or what the reasons were for its subsequent proliferation. These reasons are undoubtedly complex and could be the subject for a separate historical study. My concern in this article, however, is prospective, not retrospective. For I believe that this overuse is doing great harm to anthropology, that it is holding it back while other fields of study are surging forward, and that it is actually preventing our discipline from having the kind of impact in the world that it deserves and that the world so desperately needs. And because the cause is desperate, I shall not refrain from polemic. The tenor of what follows is partisan, and deliberately so. I am sick and tired of equivocation, of scholarly obscurantism, and of the conceit that turns the project of anthropology into the study of its own ways of working. A discipline confined to the theatre of its own operations has nowhere to go. In its spiraling descent into irrelevance, it has no-one and nothing to blame other than itself.
My aim is not to eliminate ethnography, or to expunge it from our anthropological consciousness. Nor is it to underrate its significance, and the complex demands it places on those who practice it. Rather, I am concerned to narrow ethnography down so that to those who ask us, in good faith, what it means, we can respond with precision and conviction. Only by doing so, I contend, can we protect it from the inflation that is otherwise threatening to devalue its currency to the extent of rendering the entire enterprise worthless. For it is not only within anthropology that ethnography is on the loose. I am sure I speak for the majority of anthropological colleagues in deploring the abuse of the term that has become commonplace in social sciences beyond our shores. How many research proposals have we read, coming from such fields as sociology, social policy, social psychology and education, in which the applicant explains that he or she will conduct “ethnographic interviews” with a sample of randomly selected informants, the data from which will then be processed by means of a recommended software package in order to yield “results”?
Such a procedure, in which ethnographic appears to be a modish substitute for qualitative, offends every principle of proper, rigorous anthropological inquiry— including long-term and open-ended commitment, generous attentiveness, relational depth, and sensitivity to context—and we are right to protest against it. And, we are equally entitled to protest when those who assess our own proposals demand of us, in the name of ethnography, the same slavish adherence to the protocols of positivist methodology, by requiring us to specify—for example—how many people we intend to talk to, for how long, and how they will be selected. Against such benchmarks, anthropological research is bound to be devalued.
I do not deny the value of ethnographic approaches, but I do have severe doubts about their exclusive or simply primary use, especially when this entails an ideological opposition to combination with other methods. It can be as if it is more important to maintain a territorial ‘purity’ than draw upon the widest range of possible strategies to help with producing the result.
In the work of Kingsbury, Nettl and Cottrell, one encounters very crude historical and analytical approaches. For example, Kingsbury’s consideration of the pedal marking in the second movement of Beethoven’s C minor Piano Concerto takes no account of the type of instrument involved, which can profoundly affect the sounding result, and seems to imagine that it is impossible to execute opposing dynamics in two hands on the piano. Furthermore, his comments on Marcus Goldmann’s thoughts on Chopin editions shows little awareness of the real complications entailed, as Chopin published most of his works simultaneously in slightly different versions in three countries (and which differ in the specific case cited here). I believe he is dead-set upon setting up a clear dichotomy between fidelity to a text and some nebulous notion what is ‘expressive’, the latter defined with minimal thought to the historically problematic nature of such a category.
In the case of Shelemay’s article on the Boston early music movement, to my mind one of the weakest articles I have read, here are some of the findings (there are numerous others of a similar nature):
Early music practitioners, speaking from their own experiences, referred often to the scholarly literature and critical editions, which they know intimately and on which they draw in preparing detailed notes for concert programs and published recordings.
Thus the early music movement, while drawing on music of the historical past, is powerfully informed by the creative impulses of its practitioners and the aesthetics of the present.
Musicians in all of the ensembles with which we worked testified to the centrality of creative activity in their conceptualization and performance of musical repertory.
Many of our associates provided considerable detail about their instruments, conveying not just extraordinary technical knowledge, but the instrument’s history and social significance with great elegance.
For example, violinist Daniel Stepner noted the creative role of members of the Boston Museum Trio, consisting of himself, gambist Laura Jeppesen, and keyboardist John Gibbons, in such basic and little discussed processes as selecting and formulating their own repertory:
There’s lots of music that’s appropriate for us to play together, but very little, relatively little music that was written specifically for these instruments. (Daniel Stepner, 22 October 1996)
That musicians discuss performance practices in detail is no surprise, but the manner in which they were able to articulate details of musical practice as well as values behind them was one of the richest outcomes of the ethnographic process. For instance, while testimony about musical instruments is perhaps more easily rendered because of the easy availability of the instruments themselves, we found that singers also provided nuanced discussions of vocal production as well speculated on the difficult philosophical issues surrounding the voice and textual articulation.
I would have to say that this is all extremely basic (as is, say, the work of Frederick Seddon and Michelle Biasutti), certainly in comparison to a wide range of scholarly historical work on these areas; engagement with this work would have enhanced this study very considerably.
Finnegan admits reasonably that she does not feel qualified to engage with the music she encounters, but ultimately I feel her survey is quite limited as a result, and in many ways serves more as a list of data rather than critical analysis. Catherine M. Cameron tries to define ‘experimental music’ but with no evidence of familiarity either of later traditions to which this term has been applied, the history of the term, or perhaps most significantly of music created in Europe at the same time as that she studies. As such, I do not believe she is really in a position to argue for American ‘experimental music’ as a distinct field from European traditions, in the manner she does, though this is also true of others who have written on the subject, which is the subject of another paper!
In particular, in the majority of the work in my bibliography, there is little or no engagement with sound – this is true of the work of Marcia Herndon, Finnegan, Georgina Born, Vicky L. Brennan, Shelemay, Cottrell, Stephanie E. Pitts, Seddon and Biasutti, Eric Usner and Hettie Malcolmson. Instead the writers use comments from others about music, mostly of a very vague and general nature, without much consideration of what self-fashioning might be involved; Cottrell even cites xenophobic comments from musicians about making the Hitler salute at a conductor who rehearsed in German, without further comment. If there were no attempts to draw conclusions about the sounding music, that might not be so bad – as with Finnegan, say – but some do. But even with more modest aims, I feel such work to be flawed – it is almost like assessing a performance or piece simply by asking the performer or composer their view of it, and reproducing that as one’s own view – indeed Moisala does precisely that.
When I taught at Dartington College, I sometimes found students would undertake a project simply by asking a handful of questions of their friends, then using their answers as data for a supposedly scholarly and statistically representative survey. I feel some ethnography essentially does this on a slightly bigger scale, not least because of a lack of critical and analytical perspective on the data sourced and its limitations.
There is an understandable post-colonial reticence on the part of many Western ethnomusicologists and anthropologists for engaging in critical views of non-Western societies and cultures they encounter. When this attitude is carried over into the study of Western art music, however, and text is padded out with long ethnographically sourced quotations (often from those who are not necessarily very verbally articulate) presented without much commentary, critique or analysis, one is left with a type of writing which resembles nothing so much as casual journalism or even a publicist’s material, as in the work of Brennan, Cottrell, Moisala and Ramnarine.
In many classic ethnographies (for example Bronislaw Malinowski’s Argonauts of the Western Pacific, Margaret Mead’s Coming of Age in Samoa, William Foote Whyte’s Street Corner Society, or Paul Willis’s Learning to Labour), the collation and presentation of ethnographically sourced data, especially quotations, is a starting point for the study, leading to detailed critical analysis. Some of the work on Western art music essentially omits the second stage, or renders it rather trivial. I would not claim that description is a neutral activity, and can be undertaken with great care and skill, but in many cases here it amounts to little more than reportage, perhaps ‘filed’ in a handful of unremarkable categories. In a similar manner Finnegan’s long book does read rather like a government inspector’s report. Other work, such as that of Pitts, resembles feedback surveys conducted by marketing departments for musical institutions. Other work like that of Moisala can read like a hagiographic publicity piece, not so different from a much earlier type of ‘life and works’, but with much less analytical detail on the works.
Those entail one type of approach; another is very agenda-driven, and most phenomena are described in extremely loaded language. This is true of the work of Christopher Small, Kingsbury, Nettl, Born, Malcolmson. It is hard to imagine work with such a strong axe to grind being viewed so favourably if applied to a group of South Pacific Islanders, as Björn Heile has pointed out in the context of Born.
Ethnography also relies upon the investment of a good deal of faith on the part of the reader that the author has represented their source material in a fair manner, not distorting, misattributing, quoting radically out of context, fabricating, or blatantly ignoring substantial amounts of data which might not suit an argument. Where documentary sources are available, these can at least be checked by another where there is reason for doubt. I have to say that in some of these cases, seeing how information which can indeed be checked is treated in such a cavalier manner, I am not always sure I feel prepared to invest this faith, and might be sceptical about some of the writers’ other work as a consequence.
Oral Tradition, Jeffrey and Lind
I have had chance just to skim Tore Lind’s book The Past is always Present: The Revival of the Byzantine Musical Tradition at Mount Athos, which is fascinating, and clearly very far from being narrowly territorial or ideological – it combines fieldwork with other forms of evidence, paleographic, historical, etc. And I am aware that there is a wide range of other scholarship identified in one way or another as ethnomusicological for which this is the case; and for that matter other scholarship where very little other sources are available than those provided by fieldwork. But this is patently not the case with Western art music.
Lind writes about the concepts of ‘real’ and ‘reinvented’ pasts, with relation to Eric Hobsbawm and Terence Ranger’s work on the ‘invention of tradition’. If I cannot buy into the characterisation of modern social theory cited from Arjun Appadurai which argues that such theory posits a ‘single modern moment’ – I find that too crude a characterisation on Appadurai’s part – I do believe there can and should be some type of middle way. This is where I think ideologies self-identifying as postmodern have been far from enlightening when presenting stark alternatives between the idea of history as some utterly objective body of facts on one hand, or completely unknowable on the other. I know of no serious historian who would argue the former position, but few other than the likes of Keith Jenkins or Patrick Joyce would deny there are some things which can be construed as facts with a fair degree of certainty. And there have been and will be many who would prefer that some of these are removed or at least marginalised from the historical record. Not just nationalistic politicians, but also many others associated with some institution or set of cultural practices in whose positive reputation they have much vested. Many in the Catholic Church might not like the long history of the abuse of children by priests, and their protection by the higher church authorities, to feature prominently in histories of that church, but I believe these are absolutely a part of that culture. For ‘traditions’ to be ‘invented’ does not require that nothing about these traditions has some palpable historical basis, but can simply mean that the particular selections are too narrow, idealised, and so on, and often used simply to legitimate present practices even where there exists historical evidence to the contrary. And for that reason I find Lind’s suggestion of allowing ‘various culture members to determine what they themselves believe to be authentic’ problematic – I would ask which culture members are granted such authority, and why should one necessarily privilege their view over that of others, including those who might have less obvious vested interests, and may be more subject to proper scholarly critique? When practitioners lay claim to historical foundations for their practice, as so many do, then it appears entirely legitimate to me to investigate critically the basis upon which those claims are made. This is not, of course, to say that there would necessarily be anything less worthy per se of a contemporary tradition which has no basis for such claims and does not make them.
Lind himself makes a critique of Peter Jeffrey’s work which concurs with that to which I was arriving – he says ‘It is a fantasy to imagine that some contemporary (“primitive”) practices exist untouched by time, making themselves available for chronological comparison, and, equally, to suppose that medieval chant has existed in a static form throughout history’ (p. 30). This indicates a wider problem with the use of ethnographic approaches alone to establish historical information, in cases where there are no living witnesses to the historical time in question, and especially where a long period of time has elapsed, as obviously with medieval chant. But even where living witnesses do exist, even then oral testimony can be problematic, not least because of the fallibility of human memory, as has been studied in detail by scholars working with survivors of genocide or other atrocities.
Lind does make the point that checking contemporary practice against historical evidence would not work in his study of Mount Athos, as the monks use the same historical evidence – though I presume he does not rule out the possibility, in this or other contexts, of discovering new historical evidence of which practitioners are unaware, and which might problematize such practice in terms of historical questions? Nonetheless, he says that ‘the ways that the monks interpret and relate to historical evidence become the central issue’ which seems eminently reasonable as an approach, and has some parallels with historically-informed performance of Western art music (bearing in mind that a large number of performers of such music, including those who would not self-identify as ‘historically informed’, appeal to some concept of a historical tradition to legitimate their practices).
Kingsbury, Nettl, Cottrell and Jonathan Shull all comment on the extent to which classical performers are often keen to present their pedagogical lineage – their teacher studied with X, who studied with Y, etc., etc., who studied with Beethoven, and so on. All except Shull view this unfavourably, and I would agree, seeing it as akin to a game of Chinese Whispers. Yet I do not see how then one can maintain that similar processes are so reliable with respect to oral traditions in other cultural environments, some of which have experienced major historical upheavals.
Kingsbury notes how any study of modern American culture is lent an ‘anthropological aura’ by referring to ‘the tradition of studying “simple” or “primitive” societies’. He gives as an example J.M. Weatherford’s ethnography of US Congress, uses of terms like ‘shamans’, ‘bigmen’, ‘warlords’, etc.
Many of the phenomena for which ritualistic or other anthropological explanations are given in this body of work, as in the work of Small, Kingsbury, Hearndon and Nettl, can be explained in practical terms. For example, the fact of not having doors opening directly into a concert hall can simply be a way of avoiding extraneous noise generated by latecomers. Kingsbury insists that when students contrast administrative weaknesses of an institution with the strength of teachers, they ‘conceal the fact that these factors are elements of a single organizational structure’. Well, many of the staff on the second floor of the Juilliard School during my time simply couldn’t care less about practical student matters, sometimes acting as if we were trespassing upon their time and space. I can’t see how asking them to buck their ideas up would have undermined the artistry of the faculty members.
It can seem, in line with Ingold’s critique, various writers including Kingsbury, Cottrell, Pitts, Malcolmson, and Shull are more concerned with forcing far-fetched analogies with other anthropological findings than the investigation of specifics relating to the matter under investigation. And this is part of a wider tendency to clothe the work in a good deal of jargon in ways I believe to be unnecessary.
Academics need to show in this day and age how they are supposedly connecting with a ‘real’ world, so often choose areas of study accordingly. But they also need to prove their writing is ‘academic’; simple liberal use of jargon serves this purpose, and will impress some naïve people belonging to management, REF examiners, or research council board members, even where the underlying thought and research is banal and unremarkable. I have seen countless examples of this not just in this body of ethnomusicology, but also new musicology, popular music studies, music sociology, film and media music studies, acoustic ecology, and so on.
A wider question exists of this work serving as a substitute for other political engagement, such as through industrial action within higher education, but that is beyond the scope of this talk.
Wider Politics and Aesthetics
Whilst the likes of K.A. Gourlay, Chanan, to some extent Nettl, and for that matter Howard Becker, come from slighter older traditions in the social sciences still showing the influence of Marxism – albeit frequently of the empirical and Stalinist variety dominant in the English-speaking world – the work of many younger figures demonstrate clearly the influence of ideologies frequently identified as postmodern. I would associate these strongly with the growth of neo-liberalism during the Thatcher-Reagan years, and then continuing after the end of the Cold War. This is most explicit in the work of Born, who has elsewhere expressed a clear view of the superior virtues of culture supported through ‘petty capitalism’ than by institutions supported by the state (which I would categorise as democratically accountable institutions financed through taxation and public spending), referring back to her IRCAM study in such a context. This accords perfectly with David Cameron’s ideal of the ‘big society’, and is music to the ears those who want to cut arts funding generated through taxation even further. One might conclude from Born’s work that the remoteness of the possibility that a UK or US government might ever give financial backing to similar institution should presumably be welcomed?
In general, in a lot of this work musical institutions are viewed very critically, but it is rare that industries – in many cases institutions funded by private capital rather than through taxation, as with much of the popular music industry – are subject to the same level of critique (as in Cottrell’s essay on ethnomusicology and the music industries). This is quite emblematic of an ideological phenomenon which some radical thinkers, including critics of cultural studies such as Todd Gitlin, Robert McChesney, Keith Tester or Joseph Heath, or anti-capitalist thinkers like Naomi Klein, have identified: whereby a superficial politics of ‘diversity’ is not so much a moderate call for a modification of capitalist society, but actually a means of giving new life and purpose to high capitalism, not least through the destruction (rather than reform) of existing social democratic institutions.
Similar views can be found in the writings of Nicholas Cook, in whose wider work one can encounter harsh criticism of the ‘disdain for the marketplace and its discourses’ in various European writers. When a French musicologist, Anne Boissière, criticised his Music: A Very Short Introduction for nihilism, his response was to accuse her of being part of ‘the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of “blood and soil”’. Dismissing social democratic European thinkers by contrived association with the Nazis is one of the least edifying aspects of our profession.
Timothy Rice writes in his Ethnomusicology: A Very Short Introduction (2014)
Ethnomusicologists do not begin their research with a judgment about what they imagine is “good music” or “music worthy of study” or “music that has withstood the test of time.” Instead, they assume that whenever and wherever humans make and listen to music with the keen devotion and attention that they do, then something important and worthy of study is going on.
Elsewhere one can often find ethnomusicological rejection of aesthetic value judgement – how do those coming from such a position really mark compositions or performances?
Cook rejects aesthetic valorisation directing study, arguing that musicologists should instead, like sociologists, ‘study social reality as they find it’, so that ‘The point is not that Madonna is good or bad but that she’s there’. But to bracket out or otherwise marginalise anything which is not ‘there’ (assuming ‘there’ means something which has gained some degree of prominence, for otherwise everything is ‘there’) renders invisible that cultural work whose producers have been unable to garner public visibility. Only a belief that the market will always provide the most fair selection could legitimise musicologists and others neglecting all else.
In place of explicit aesthetic judgement, in this work and much new musicology one encounters politically and morally loaded characterisations which I believe serve principally to attempt to close down debate. I find it sad when musicology has moved from a position of intense interest in music to one of morally self-righteous judgement, which as I have written about elsewhere, I believe derives in part from a desire to dominate one’s subject, a charge which can be laid at the door of aspects of some other disciplines, including anthropology and psychoanalysis, as well.
There are numerous moral grounds with which some will condemn the ethnomusicological work and ideologies of Bartók, or some of the work upon which Finnissy draws. But to me the value of that work is palpable because of the vital creative composition which would not have been possible in the same way without it. The same is true of some of the amazing music which has come out of IRCAM: amongst which I would include Boulez’s Répons, Berio’s Chemins ex V, Aperghis’s Machinations, Harvey’s Mortuos Plango, Vivos Voco, Risset’s Inharmonique, Saariaho’s Verblendungen, Manoury’s Pluton, Dillon’s Introitus, Murail’s L’Esprit des dunes, Nunes’s Lichtung I & II, Dusapin’s To Be Sung, or Czernowin’s Hidden. Ultimately I do believe that the importance of this type of compositional work (and its performance) exceeds that of any musicology, ethno- or otherwise.
I will end with a reapplication of Marcel Mauss to this field of ethnomusicology itself. Its participants offer up endorsements for the right theorists, the right canonised and revered ethnomusicologists, the right political outlook, generally that sort of ‘consumerist multiculturalism’ which accords well with modern neo-liberalism, to those who are in a position of power above them, and are rewarded for this through promotion and research grants in a process of exchange. Collegiate relationships within hierarchical academic structures are made possible through this process of reciprocity. This may be an unfair caricature, but no more so than many of the analyses in this body of work.
ETHNOMUSICOLOGY OF WESTERN ART MUSIC
Robert Faulkner, ‘Orchestra Interaction: Some Features of Communication and Authority in an Artistic Organization’, Sociological Quarterly 14 (1973), pp. 147-157.
Catherine M. Cameron, ‘Dialectics in the Arts: Composer Ideology and Culture Change’ (PhD dissertation, University of Illinois at Urbana-Champaign, IL, 1982). Modified version published as Dialectics in the Arts: The Rise of Experimentalism in American Music (Westport, CO, and London: Praeger, 1996).
Christopher Small, ‘Performance as Ritual: Sketch for an Enquiry into the Nature of a Symphony Concert’, in Lost in Music: Culture, Style, and the Musical Event, edited Avron Levine White (London: Routledge, 1987), pp. 6-32.
Henry Kingsbury, Music, Talent, & Performance: A Conservatory Cultural System (Philadelphia: Temple University Press, 1988).
Marcia Herndon, ‘Cultural Engagement: The Case of the Oakland Symphony Orchestra’, Yearbook for Traditional Music 20 (1988), pp. 134-145.
Ruth Finnegan, The Hidden Musicians: Music Making in an English Town (Cambridge: Cambridge University Press, 1989).
Bruno Nettl, ‘Mozart and the Ethnomusicological Study of Western Culture (An Essay in Four Movements)’, Yearbook for Traditional Music 21 (1989), pp. 1-16; republished in Disciplining Music: Musicology and its Canons edited Katherine Bergeron and Philip V. Bohlman (Chicago and London: University of Chicago Press, 1992), pp. 137-155.
Philip V. Bohlman, ‘Of Yekes and Chamber Music in Israel: Ethnomusicological Meaning in Western Music History’, in Ethnomusicology and Modern Music History, edited Stephen Blum, Philip V. Bohlman and Bruno Nettl (Chicago: University of Illinois Press, 1991), pp. 254-267.
Peter Jeffery, Re-envisioning Past Musical Cultures: Ethnomusicology in the Study of Gregorian Chant (Chicago: University of Chicago Press, 1992).
Tamara Elena Livingston, Community of music: an ethnographic seminar in Champaign-Urbana (Champaign, IL; Elephant & Cat, 1993)
Michael Chanan, Musica Practica: The Social Practice of Western Music from Gregorian Chant to Postmodernism (New York: Verso, 1994).
Bruno Nettl, Heartland Excursions: Ethnomusicological Reflections on Schools of Music (Urbana, IL: University of Illinois Press, 1995).
Georgina Born, Rationalizing Culture: IRCAM, Boulez, and the institutionalization of the musical avant-garde (Berkeley, Los Angeles and London: University of California Press, 1995).
Vicky L. Brennan, ‘Chamber Music in the Barn: Tourism, Nostalgia, and the Reproduction of Social Class’, The World of Music 41/3 (1999), pp. 11-29.
Kay Kaufman Shelemay, ‘Toward an Ethnomusicology of the Early Music Movement: Thoughts on Bridging Disciplines and Musical Worlds,’ Ethnomusicology 45 (2001), pp. 1-29.
Stephen Cottrell, Professional Music-Making in London: Ethnography and Experience (Aldershot: Ashgate, 2004).
Stephanie E. Pitts, ‘“Everybody Wants to be Pavarotti”: The Experience of Music for Performers and Audience at a Gilbert and Sullivan Festival,’ Journal of the Royal Musical Association 129 (2004), pp. 143-160.
Stephanie E. Pitts, ‘What Makes an Audience? Investigating the Roles and Experiences of Listeners at a Chamber Music Festival’, Music & Letters 86/2 (2005), pp. 257-269.
Jonathan Shull, ‘Locating the Past in the Present: Living Traditions and the Performance of Early Music’, Ethnomusicology Forum 15/1 (2006), pp. 87-111.
Pirkko Moisala, Kaija Saariaho (Urbana and Chicago, IL: University of Illinois Press, 2009).
Frederick Seddon and Michele Biasutti, ‘A Comparison of Modes of Communication Between members of a String Quartet and a Jazz Quartet’, Psychology of Music 37 (2009), pp. 395-415.
Yara El-Ghadban. ‘Facing the Music: Rituals of Belonging and Recognition in Contemporary Western Art Music’, American Ethnologist 36/1 (2009), pp. 140-60.
Paul Chaikin, ‘Circling Opera in Berlin’ (PhD dissertation, Brown University, 2009).
Eric Martin Usner, ‘Cultural Practices of Classical Music in 21st Century Vienna’ (PhD dissertation, New York University, 2010).
Tina K. Ramnarine, ‘The Orchestration of Civil Society: Community and Conscience in Symphony Orchestras’, Ethnomusicology Forum 20/3 (December 2011), pp. 327-351.
Melissa C. Dobson and Stephanie E. Pitts, ‘Classical Cult or Learning Community? Exploring New Audience Members’ Social and Musical Responses to First-time Concert Attendance’, Ethnomusicology Forum 20/3 (December 2011), pp. 353-383.
Amanda Bayley, ‘Ethnographic Research into Contemporary String Quartet Rehearsal’, Ethnomusicology Forum 20/3 (December 2011), pp. 385-411.
Eric Martin Usner, ‘‘The Condition of Mozart’: Mozart Year 2006 and the New Vienna’, Ethnomusicology Forum 20/3 (December 2011), pp. 413-442.
Pirkko Moisala, ‘Reflections on an Ethnomusicological Study of a Contemporary Western Art Music Composer’, Ethnomusicology Forum 20/3 (December 2011).
Hettie Malcolmson, ‘Composing Individuals: Ethnographic Reflections on Success and Prestige in the British New Music Network’, twentieth-century music 10/1 (March 2013), pp. 115-136.
Karen Burland and Stephanie Pitts (eds), Coughing and Clapping: Investigating Audience Experience (Farnham: Ashgate, 2014).
Bruno Nettl, ‘A Technique of Ethnomusicology Applied to Western Culture’, Ethnomusicology, 7/3 (September 1963), pp. 221-224.
Fredric Lieberman, ‘Should Ethnomusicology Be Abolished?’, with responses by E. Eugene Helm and Claude Palisca, Journal of the College Music Society 17/2 (1977), pp. 198-206.
K.A. Gourlay, ‘Alienation and Ethnomusicology’, in The Ethnography of Musical Performance, edited Norma McLeod and Marcia Hendon (Norwood, PA: Norwood Editions, 1980), pp. 123-146.
Klaus Wachsmann, ‘Applying Ethnomusicological Methods to Western Art Music’, World of Music 23 (1981), pp. 74-86.
Marcia Herndon and Norma McLeod, Music as Culture (Darby, PA: Norwood, 1980).
Joseph Kerman, Musicology (London: Fontana Press, 1985), pp. 155-181.
Stephen Blum, ‘Ethnomusicology vis-à-vis the Contemporary Fallacies of Musical Life’, Pacific Review of Ethnomusicology 8/3 (1986), pp. 1-19.
Kay Kaufman Shelemay, ‘Crossing Boundaries in Music and Musical Scholarship: A Perspective from Ethnomusicology’, The Musical Quarterly 80/1 (1996), pp. 13-30.
Jonathan Stock, ‘New Musicologies, Old Musicologies: Ethnomusicology and the Study of Western Music’, Current Musicology 62 (1997), pp. 40-68.
Gary Tomlinson, ‘Musicology, Anthropology, History’, in The Cultural Study of Music: A Critical Introduction, edited Martin Clayton, Trevor Herbert and Richard Middleton (New York and London: Routledge, 2003), pp. 31-44.
Henry Stobart (ed), The New (Ethno)musicologies (Lanham, MD: Scarecrow Press, 2008). Includes essays by Jim Samson, Michelle Bigenho, Fabian Holt, Nicholas Cook, Laudan Nooshin, Caroline Bithell, Tina K. Ramnarine, Philip V. Bohlman, John Baily, Martin Clayton, Abigail Wood, Jonathan P.J. Stock, Martin Stokes.
Stephen Cottrell, ‘Ethnomusicology and the Music Industries: An Overview’, Ethnomusicology Forum 19/1 (June 2010), pp. 3-25.
Georgina Born, ‘For a Relational Musicology: Music and Interdisciplinarity, Beyond the Practice Turn’, Journal of the Royal Musical Association 135/2 (2010), pp. 205-243.
Laudan Nooshin (ed), ‘The Ethnomusicology of Western Art Music’, special issue of Ethnomusicology Forum 20/3 (December 2011). Includes essays by Nooshin (‘Introduction: The Ethnomusicology of Western Art Music’, pp. 285-300), Rachel Beckles Willson, Tina K. Ramnarine, Melissa C. Dobson and Stephanie Pitts, Amanda Bayley, Eric Usner, Pirkko Moisala (all listed above). Reprinted with an afterword by Philip V. Bohlman as The Ethnomusicology of Western Art Music (Farnham: Ashgate, 2014).
Ian Pace: firstname.lastname@example.org
Those 300-word statements on Practice-as-Research for the RAE/REF – origins and stipulations – ‘academic butt-covering’ or more problematic?Posted: December 16, 2015
I wrote that my last blog post on the issue of composition and performance as research constituted final thoughts on the subject, at least for now, but one issue has been on my mind which I wanted to clarify for myself and others. This was to do with the ubiquitous 300-word statements included with many submissions to the RAE or REF. In the public debate on the subject, Camden Reeves (1h 38’14”) spoke of an ‘artificial privileging of certain types of composition over others’ and described (1h 40’55”) the 300-word statements as ‘ridiculous’, going on to say that ‘at a lot of universities, the 300 [word] statement was seen as the kind of research report’. Alexander Lingas (1h 43’12”) asked the panel whether ‘by having the 300-word statement, that it privileges certain type of things, so that by doing that, you end up encouraging particular types of things which actually, I have to say, are very congenial to the type of musicologically-informed performance, because that’s precisely the type of thing that 300-word statements is good for to say – why do you make those wacky decisions when you perform this music? – well, it’s because, in 300 words, and so it’s a type of academic butt-covering’.
Miguel Mera (1h 45’35”) claimed that ‘there was no requirement to complete 300 words with any submission . . . you didn’t have to’. But this was far from clear from the REF 2014 report, which contained the following comments:
In brief, the additional 300 words to make further evident the research imperatives and/or research process of an output (paragraph 71(b) of the ‘Panel criteria’) were used inconsistently and the question of the research imperative was not always well-articulated. (p. 16)
As in 2008 the best outputs in PaR were distinguished by clearly articulated research objectives. In a number of instances, the presentation of practice needed no more than a well-turned 300 word statement to point up the research inquiry and its findings, since the concerns outlined were then amply apparent within the practice itself (which was made available for assessment by a variety of means including DVD or CD recordings, photographic materials, scripts and scores, databases, etc.). (p. 99)
More generally, the 300 word statements too often displayed a misunderstanding of what was being asked for and provided evidence of impact from the research, or a descriptive account akin to a programme note, rather than making the case for practice as research. (p. 100)
Scott McLaughlin, in his report on the debate, noted Mera’s comments but added that ‘I get the sense that many Universities insisted on them’. In Paul Allain and Jen Harvie, The Routledge Companion to Theatre and Performance (London and New York: Routledge, 2014), we find the claim that
all submitted PaR has to be accompanied by a 300-word statement outlining the research imperatives and context, further supported by other forms of evidence. (p.234)
Similarly, in Michael Biggs and Henrik Karlsson, ‘Evaluating Quality in Artistic Research’, in Biggs and Karlsson (eds), The Routledge Companion to Research in the Arts (London and New York: Routledge, 2011), in the context of submissions in art and design for RAE 2008, the authors write of ‘the additional requirement of a 300-word statement arguing for the significance and impact of each submission’ (p. 414). Robin Nelson, in his Practice as Research in the Arts: Principles, Protocols, Pedagogies, Resistances (Basingstoke: Palgrave Macmillan, 2013), refers to ‘a simple verbal articulation of the research inquiry – such as might be achieved in as few as 300 words’, which ‘proves useful in almost all cases’ (p. 11), not specifically mentioning the RAE/REF or a requirement, but likely written with this in mind.
So where did the idea come from that 300 words was a requirement? It was first presented in Section 3 of the RAE 2001 report on Publications, entitled ‘Panels’ Criteria and Working Methods’, and said specifically that:
3.58.8 Those submitting practice as research may include (in the ‘other relevant details’ field of form RA2) a succinct statement of not more than 300 words for each item in this category listed under RA2; for this purpose practice is defined as all outputs listed in paragraph 3.58.12 b) to e) below. These statements should make clear how the practice embodies research as defined in the RAE. They may, where appropriate, include an indication of the aims, methods, procedures, innovation, significance, and context of the practice. It should be noted that the submission of such statements is not a requirement; the Panel will not expect them when the status of the practice as research is self-evident.
The RAE 2008 guidelines on submissions contained the following text:
94. Brief, additional information may also be given in RA2 ‘other relevant details’ to identify relevant, factual circumstances concerning any output. It need not be supplied in every case. It may be, for example:
• to identify a keynote address to a conference
• to identify an invited conference paper especially where the perceived status of the conference is high
• to indicate the significance or impact of an applied research outcome
• to identify the research content or author’s contribution in edited works, translations, or co-authored works.
In the case of a non-text output, it may be used to give further information on the whereabouts of a work or to note that a photographic, electronic or other record exists. It may not be used to volunteer opinions about the relative quality of an output. See panel criteria statements for further guidance, including the word limit for this text, which, unless otherwise stated, will be 300 words.
The panel criteria for music within Panel O for RAE 2008 included the following:
Researchers should accordingly submit such evidence as they deem necessary to enable subpanel members to assess it within the following guidelines:
a. Research output: this may be submitted alone where it is deemed to constitute
sufficient evidence of the research in itself.
b. Statement: it is recommended that a statement of up to 300 words is submitted in the ‘Other relevant details’ field of RA2, in cases where the research imperatives and the research significance of an output (such as: an artefact, curation, digital format, installation, performance or event, screening, tape, textbook, translation or video) might further be made evident by a descriptive complement. The statement might include: a brief description of the project and its stage of development; a rationale outlining questions addressed; a summary of approaches/strategies undertaken in the work; a digest of further evidence (if any) to be found in sub-paragraph 13c below. As previously indicated, the 300-word statement should also be used to clarify the relative contributions of researchers working on a collaborative research project. The sub-panel will ignore any evaluative commentary on the perceived quality of the research.
Then for REF 2014, the statement of panel criteria and working methods included the following statement:
49. For non-text or practice-based outputs (including patents, software and standards documents), all subpanels welcome the submission of a description in
REF2 of the research process and research content, where this is not evident within the output (maximum 300 words), as described in ‘guidance on submissions’ (paragraph 127a). (p. 25)
Then for Panel D, with included music submissions, the following:
b. Information about the research process and/or content: Submitting units may include a statement of up to 300 words in cases where the research imperatives and research process of an output (such as an artefact, curation, database, digital format, installation, composition, performance or event, screening, tape, creative writing, database, textbook, translation or video) might further be made evident by descriptive and contextualising information. Where the location or medium of the output is essential to a proper understanding of the research being presented this should be explained in the 300 words. The sub-panels will ignore any additional material that includes evaluative commentary on the perceived quality of a research output (p. 87)
The 300-word limit was further reinforced on p. 99.
It is clear then that whilst the 300 words was not strictly a requirement, there was a very strong incentive to include them with most submissions. How many, reading the words from 2001, are going to view their submissions, or those of their department’s faculty members as having a ‘self-evident’ status as practice-as-research? How many reading the 2008 guidelines are going to go against what is ‘recommended’?
Nicholas Cook, who was on the Music Panel which worked towards producing the 2001 definitions, wrote about the process in his article ‘Performing Research: Some Institutional Perspectives’, in Mine Doğantan-Dack (ed), Artistic Practice as Research in Music: Theory, Criticism, Practice (Farnham: Ashgate, 2015) pp. 11-32. In the RAE 1996, the first such accepting performance submission, according to Cook:
Detailed criteria for the assessment of performance as research were not in place, and when the outcomes were announced there was a widespread perception that the assessment of performance submissions had been surprisingly generous. Given some unease on the part of 1996 panel members, and the expectation that this outcome would prompt a significant increase in performance submissions for the following exercise, a major priority for the 2001 Music Panel (which was convened well in advance of the submission date) was to set the assessment of performance as research on a more principled basis: this was necessary to provide the panel with clear and transparent procedures for its evaluation, to guide institutions’ decisions about what work to submit to the RAE, and to inform their future planning. This panel, which I chaired, for the first time included professional performers, though they were based in the academic sector. (p. 22)
The panel realised that simply mapping criteria from composition-as-research over to performance would be insufficient, not least because the former rested on nebulously defined notions of quality and there were new difficulties entailed in the acceptance of submissions of film and commercial music (the research qualities of the latter of which, I have argued elsewhere, appear to me more tenuous). Whether market success, recognition by peers, or ideals of originality were to be primary criteria all proved difficult in discussion, as Cook points out (pp. 22-3). This now quite notorious definition of research was adopted:
2.12. ‘Research’ for the purpose of the RAE is to be understood as original investigation undertaken in order to gain knowledge and understanding. It includes work of direct relevance to the needs of commerce, industry, and to the public and voluntary sectors; scholarship; the invention and generation of ideas, images, performances, artefacts including design, where these lead to new or substantially improved insights; and the use of existing knowledge in experimental development to produce new or substantially improved materials, devices, products and processes, including design and construction. It excludes routine testing and routine analysis of materials, components and processes such as for the maintenance of national standards, as distinct from the development of new analytical techniques. It also excludes the development of teaching materials that do not embody original research.
As for performance, the following definition was adopted:
3.58.12 d. Performances: in accordance with the RAE definition of research, performance will be accepted as research where it applies or embodies new or substantially improved knowledge or insights, for instance in terms of interpretation, historical performance practice, or technical innovation. Performance is understood to include conducting and direction as well as instrumental or vocal execution; all forms of public output are eligible for submission, including publicly disseminated live or studio recordings, broadcasts, and public performances. In the case of broadcasts and public performances, institutions must be able to supply a recording (which need not be in the public domain). Reference may be made to such factors as the venue of the performance, the standing of broadcasting organizations or record companies involved in its dissemination, and prizes or other marks of recognition); relevant information should be provided in the ‘Other relevant details’ field of form RA2.
This is, I believe, a basically good definition, though it is difficult to define when interpretation does or does not embody ‘new or substantially improved knowledge or insights’ (I would say most good performances do), and I worry about ‘the standing of broadcasting organizations or record companies’ acting as a proxy for judging work in terms of its standing in economies of prestige or market utility. But this is not strictly relevant to the 2001 stipulation about 300-word statements given above, about which Cook says:
That last remark was aimed at composers working in established styles: we did not wish to inflict a burden of pointless documentation on institutions – or on ourselves, for that matter. (The perhaps intellectually shabby idea of ‘self evidence’ reflects the pragmatic approach to composition I described.) Nevertheless the invitation to submit succinct statements excited considerable opposition from the subject community, not all of it reasonable in our view. In the formal processes of consultation that preceded the finalisation of the criteria, certain respondents rejected our assumption that the content of performances or other forms of practice as research could be reduced to words, and accused us of intending to assess the succinct statements rather than the performances. Of course we never made any such assumptions or held any such intentions. The point is very simple, and I have already referred to it. Academic writings are self-documenting. That is the source of the conventions of good academic writing to which Candlin referred. But this is obviously not the case of performances: as Susan Hellauer (1997) says, ‘You can’t sing a footnote’. It follows that you can’t expect an assessor to be able to reconstruct from a performance the research process that has given rise to it. (Think of David Milson submitting a performance arising out of his AHRC Creative and Performing Arts Fellowship.) Once more, this is the point on which the other members of the UKCGE [UK Council for Graduate Education] study group were insisting, except that they were talking about a 40,000 word dissertation whereas we on the panel were talking about a 300 word statement. By inviting those submitting practice as research to provide such a statement, then, we were giving them the opportunity to ensure the assessor understood the research component. We were empowering them to set the terms on which they were to be assessed, and to present their work in the best possible light. (p. 25)
I disagree with Cook; a sensitive listener with some familiarity with the work in question and performance practice might very well be able at least to assess, if not necessarily reconstruct in every detail, the research process which has given rise to one of David Milsom’s performances. A 40 000 word dissertation would certainly elaborate the process to a high degree, if done well, but I am not really sure that a 300 word statement could – or rather, if some point can be elucidated in 300 words but not clearly heard from the performance without such guidance, I would question the extent to which it is embodied in that performance.
An article from 2003 by Peter Thompson (‘Practice as Research’, Studies in Theatre and Performance 22/3, pp. 159-180) gave further details on how this debate was conducted amongst those involved in drama and related disciplines, reproducing correspondence. Drama Professor Franc Chamberlain made the following observation:
To argue that the work itself is best disseminated by performing it seems reasonable to me (although I can imagine a number of counter-arguments), but I’m not convinced that this necessarily follows for research outcomes. Yet I’m not sure that anyone is really suggesting that we shouldn’t document the research outcomes in order to disseminate them – we’re only discussing which mode is most effective for evaluation. Perhaps the A4 (300 words) sheet, though no one would argue that it, in itself, is the dissemination of the research: that can happen in any way which the researchers consider appropriate for the community they wish to reach – if that’s a DVD or a book or a painting or a website, I have no problem.
[….] I don’t have to have been in Nigel Slater’s kitchen in order to follow a recipe – something which may well be an outcome of his PaR – I just use the recipe to make the food: and then I eat it! (p. 166)
I would be very concerned at the implications for musical or other performance if scores, or scripts were seen simply as ‘recipes’ which are to be followed, thus removing most creative input from the performer (or chef).
Performance Arts Professor Susan Melrose wrote the following:
On the broader question, there is significant history, elements of which can be chased up on the website of the UK Council for Graduate Education. The Performing Arts sector’s advice to the Quality Assurance Agency was quite specific, and ran along the lines of the appropriateness of a mixed-mode higher-degree submission, which might include the submission of an ‘artefact or performance’, together with an appropriately-weighted written component (the weighting to be determined by individual universities). The QAA itself concluded that mixed-mode submissions (in, for example, creative and performing arts) were appropriate, and published that view in the documents (available for inspection) which emerged after the consultation process.
From this perspective, then, ‘just the “doing” itself ’ has not been entertained in the sector with regard to higher-degree submissions, any more than it was entertained by the 2001 RAE Panel. That Panel brought judgement to bear upon practice (and its ‘succinct statement’ of 300 words) as research. (pp. 177-8)
It is clear from this that – at least to some involved in the process in 2001 – the written component was certainly seen as something necessary.
So the debate on the 300 words, which to all intents and purposes I think should be seen as a requirement, even if the letter of the guidelines does not strictly say this, continues. Whilst in agreement with McLaughlin’s response to Reeves’ point about how the requirement put at a disadvantage those musicians less verbally articulate amounts to ‘a particularly hollow form of special-pleading’ – as I myself have said, 300 words is not in itself that much of an imposition – otherwise I have a lot of sympathy with the positions outlined by Reeves and Lingas, and worry about two points in particular. One is whether reading 300-word statements becomes a substitute for listening carefully to work; I have been in a situation where I have been forced to ask which if any of those passing judgement on my 5-CD recording of Michael Finnissy’s five-and-a-half-hour The History of Photography in Sound – for which I also produced a near-300 page accompanying monograph – had actually spent the five-and-a-half hours listening to it just once. But also, as Reeves says, whether this essential stipulation ends up disproportionately favouring work which can be summed up in a snappy 300 words, perhaps peppered with plenty of vogueish buzzwords, and detailing aspects of obvious novelty, whereas work irreducible to such things (I would struggle to do such a thing with Arnold Schoenberg’s Fünf Orchesterstücke, op. 16, Pascal Dusapin’s Third String Quartet, or Reinhard Goebel’s recording of Ignaz Biber’s Rosenkranz-Sonaten, to give just a few examples) will end up being marginalised as a result. This outcome is worse than simply a few musicians having to do some ‘academic butt-covering’.
Video of Research Seminar on Composition and Performance as Research, and some wider responses to John Croft and othersPosted: December 9, 2015
Here is the video of the research seminar which took place on November 25th, 2015, on the subject of ‘Can Composition and Performance be Research?’, which featured a panel made up of Christopher Fox (Professor of Composition at Brunel University and editor of Tempo), myself (pianist and Head of Performance at City University), Miguel Mera (composer and Head of the Department of Music at City University), Annie Yim (pianist and DMA student at City University), and Camden Reeves (composer and Head of Music, University of Manchester). Christine Dysers (PhD student in Music at City University) was unable to be present due to illness, but a statement by here was read out by Sam MacKay (PhD student in Music at City University and organiser of the seminar). The session was chaired by Alexander Lingas (Undergraduate Programme Director and Reader in Music, City University). Greatest of thanks are also due to Bruno Mathez for making and editing the video.
A short article in response to the occasion has been posted at the City University Music Department has been posted by PhD student in music Roya Arab.
The panellists were responding to two key articles: John Croft’s ‘Composition is Not Research’, Tempo 69/272 (April 2015), pp. 6-11, and my own ‘Composition and Performance can be, and often have been, Research’, Tempo 70/275 (January 2016), pp. 60-70. As of this week, Camden Reeves’ article ‘Composition, Research and Pseudo-Science: A Response to John Croft’, Tempo 70/275 (January 2016), pp. 50-59, and Croft’s reply to Reeves and myself, ‘Composition, Research and Ways of Talking’, Tempo 70/275 (January 2016), pp. 71-77, have been published – these are not yet available via open access, but can be downloaded from Tempo for those with access to this.
Here I wanted to summarise the arguments I presented at the forum, and also respond to some of Croft’s response. Some of my thinking has moved on a little from the positions I outlined in my Tempo article (which I acknowledge may contain some inner contradictions or inconsistencies), but the majority of positions presented there are ones I continue to uphold.
The debate has been dominated by the issue of whether composition can be research, with much less attention given to performance; I would like to redress that balance. I believe that it is tacitly accepted that a musical composition is likely to qualify as some type of research much more than is the case for musical performances and recordings. This is reflected in the relative numbers of composers and performers employed in academic positions in universities. I have compiled some approximate figures for the situation as it exists in autumn 2015, in large measure using data derived from departments’ own websites. These figures are slightly modified and checked from those given at the seminar – if anyone notices any other omissions or major errors, do let me know and I will make the appropriate corrections.
There are 53 departments offering various types of music or music-related degree [Edit: Some other departments could also be included, which I will add when editing this post at some point in the near future], excluding the ten UK conservatoires, in which the status of composition and performance is of a different nature. These are as follows:
Russell Group (19): King’s College and Queen Mary, University of London; Birmingham; Bristol; Cambridge; Durham; Leeds; Liverpool; Manchester; Newcastle; Nottingham; Oxford; Sheffield; Southampton; York; Cardiff; Edinburgh; Glasgow; Queen’s University, Belfast.
Mid-ranking Institutions (‘Other’) (13): Royal Holloway and Goldsmith’s Colleges, and School of Oriental and African Studies, University of London; City University; Brunel; Hull; Keele; Open University; Salford; Surrey; Sussex; Bangor; Aberdeen
Post-1992 Institutions (received university status after 1992) (21): West London; East London; London Metropolitan; Westminster; Middlesex; Kingston; Anglia Ruskin; Bath Spa; Brighton; Canterbury Christ Church; Chichester; De Montfort; Falmouth; Hertfordshire; Huddersfield; Liverpool Hope; Oxford Brookes; Winchester; Wolverhampton; Edinburgh Napier; Ulster
I have looked only at composers and performers employed in academic positions (i.e. integrated into the academic career structure from Lecturer to Professor) at these institutions. On the basis of research outputs, I have counted those composers and/or performers who have also produced a fair number of written outputs as being ‘0.5’s for the purposes of counting. I have counted only university (not college) appointments at Oxford and Cambridge. By this method, I arrive at the following figures:
Total Staff: 691
Composers: 198 (28.7%)
Performers: 76 (11%)
Practitioners: 274 (39.7%)
Total Staff: 318
Composers: 89.5 (28.1%)
Performers: 21 (6.6%)
Practitioners: 110.5 (34.7%)
Total Staff: 160
Composers: 45.5 (28.4%)
Performers: 13 (8.1%)
Practitioners: 58.5 (36.5%)
Total Staff: 213
Composers: 63 (29.6%)
Performers: 42 (19.7%)
Practitioners: 105 (49.3%)
Thus there is a ratio of around 4.3:1 of composers to performers at Russell Group institutions, 3.5:1 at mid-ranking institutions, but 3:2 for post-1992 institutions. Performance is clearly less regularly valued as an academic field of study in the more prestige institutions, compared to composition (where the representation is very similar across the sector).
There is a highly sophisticated debate (and concomitant outputs) on practice-as-research in fields such as theatre and dance (my own former institution, Dartington College of Arts, was at the forefront of this). The apparently clear distinction between ‘creative’ and ‘professional’ practice mentioned by Mera in the seminar is however far from clear-cut; it is widely debated and problematized in critical literature, rarely defined clearly, and some departments elide the distinction by using concepts such as ‘Creative Professional Practice’. In comparison to all of this, the debate in music has been rather elementary. Composition has been an accepted academic field for a long time, like fine art and drama; but changes in the RAE/REF in the mid-1990s, allowing the submission of practice-based outputs, forced a re-thinking of this. It is in this context that more fundamental questions about the status of composition and performance in academia have come to the fore, as they have had to consider the types of issues and paradigms developed in other practice-centered disciplines.
I believe that practically all composition and performance are research in some sense; in the case of musical performance the following would be some of the types of research questions that any performer has to answer in order to play a piece of music:
- Which tempi should be used for various large-scale sections of the score in question?
- How much flexibility should be employed within these broad tempi?
- On a smaller scale, what forms of stylisation and elasticity would be most appropriate for playing various types of rhythms?
- Through various combinations of accentuation, articulation and rhythm, to what extent, and where, should one tend towards continuity of line, or more angular approaches?
- In polyphonic or contrapuntal textures, to what extent should one be aiming to project a singular voice which is foregrounded above others, or a greater degree of dynamic equilibrium between parts
- Should one aim for a singular prominent climactic point within a movement, or can there be several of roughly equal prominence?
I could continue with many more; what is important is that by articulating them in this fashion I am not simply making explicit what might as well remain implicit in the acts of musical preparation and performance, but also underlining the fact of their being choices in various respects, not necessarily something which all performers acknowledge (inwardly or outwardly) or act upon. ‘Gigging’ performers, or those who value primarily ‘intuitive’ approaches, might be amongst those less likely to be concerned about the possibilities of rational choices in the process of preparing a performance or recording.
But even if most practice is a type of research, there remain different levels of which such research is conducted – though this is equally true of written work. The question of ‘is X research?’ is banal and inconsequential; what matters is how we determine equivalence of quality between different manifestations of research. We should be wary of over-rating either practice-based or written work which entails a fraction of the thought, prior skills, time and rigour of the most intensive types of research, and ensure a critical research culture exists amongst practitioners if musical institutions are to be more than dressed-up low level conservatoires.
The possibilities for peer review of work whose output is in the form of practice have not been sufficiently explored, and I propose we need a ‘space’, equivalent to a journal, for reviewing and then either publishing (where outputs can be placed online), or simply detailing and drawing attention to (where outputs are copyrighted elsewhere) creative work. I would welcome any communications from others who might be interested in trying to set such a thing up.
Various participants in the seminar appeared to assume that I did not believe that practice could be research unless accompanied by a written component. This is by no means my belief; rather I have questioned whether some relatively unreflective practice should be considered equivalent to more traditional forms of research, but would again emphasise that these questions also apply to some types of written output. Mera pointed out my comments on popular and cultural studies, in which fields I find great variety of quality, and suggested this is true of much work on contemporary music too: I would wholeheartedly agree, and have argued as much on this blog, as well as in various book reviews and review-articles which have appeared recently (as in my extended study of critical reception of Brian Ferneyhough, in which I have given a harsh view of hagiographical writing).
I wish to add a few comments on some points made by Croft in his response to my article. There are many problems with this response and ways in which I believe he misrepresents various of the figures he critiques, but I will limit myself here to his responses to my article. Croft writes the following:
The distinction at work here, loosely put, is between discovery and invention. Before my critics leap on this statement with accusations of essentialism or definition-mania, let me repeat that an attempt to characterise something is not an essentialising move – it is, however, an attempt to get at a fundamental difference between two types of activity: describing and presenting; making and finding out; or, in Aristotelian terms, poiēsis and epistēmē. It’s hardly a new idea, and deserves more than the breezy dismissal it receives, both from Reeves and from Ian Pace in his response. Einstein was not just ‘making something’. He was describing the world. A composer, on the other hand, is making an addition to the world that is not primarily descriptive. (And no, not like a smartphone or a blancmange.)
Smartphones and blancmanges aside (why are they so fundamentally different to musical composition in terms of their relationship to description?), I do not accept that either Reeves’ response nor my own entail a ‘breezy dismissal’; in my own case I dispute how clear-cut is the dichotomy presented by Croft. He goes on to locate cases within literature on practice-as-research which themselves frame the concept of research so as to include creative practice, with which I would agree. The following is the definition of research supplied by the REF:
1. For the purposes of the REF, research is defined as a process of investigation leading to new insights, effectively shared.
2. It includes work of direct relevance to the needs of commerce, industry, and to the public and voluntary sectors; scholarship; the invention and generation of ideas, images, performances, artefacts including design, where these lead to new or substantially improved insights; and the use of existing knowledge in experimental development to produce new or substantially improved materials, devices, products and processes, including design and construction. It excludes routine testing and routine analysis of materials, components and processes such as for the maintenance of national standards, as distinct from the development of new analytical techniques. It also excludes the development of teaching materials that do not embody original research.
3. It includes research that is published, disseminated or made publicly available in the form of assessable research outputs, and confidential reports (as defined at paragraph 115 in Part 3, Section 2). (p. 48)
I do not know why Croft is resistant to this type of highly inclusive definition, though suspect (as indicated in my Tempo article) that this reflects an analytical/positivist philosophical bent rather than the more synthetic and idealistic attitude which I find more enlightening. Research does not merely describe the world, but can create new forms of perception and experience, such as are fundamental to artistic creation. One does not have to be a postmodern relativist (I am certainly not) to see that research can shape rather than merely identify reality. Composition does not come from nowhere, and all music is produced and heard in relation to other music and sonic phenomena; to treat musical creation independently of reference (whether or not willed by the composer) is in my view simplistic. Croft goes on to conclude:
This is not the place to launch a critique of STS [Science and Technology Studies], but I do think practice-as-research is in trouble if it depends on a view of science that confuses ideas and things so profoundly. However, Pace seems to espouse a version of this view in his suggestion that, if Einstein had not come up with relativity, someone else might have come up with an ‘entirely different paradigm’ instead. Most physicists would find this idea absurd. (p. 75)
The above relies on a flagrant misquotation; in my Tempo article I wrote the following:
It is by no means necessarily true that, as Croft says ‘if Einstein had not existed, someone else would have come up with Relativity’; someone might have come up with a quite different, but equally influential paradigm. (p. 68)
Nowhere here or elsewhere in the article do I use the phrase ‘entirely different paradigm’. The point is that ‘Relativity’ is not itself the phenomena being identified, but a scientific model use to give shape to external phenomena. I will leave it to others to debate whether this was the only possible model which could have been used, or for that matter whether this model will always remain undisputed in the future.
Croft also writes:
Pace, at one point, agrees that composition is ‘not intrinsically research’, but that it might entail various activities that are research. If this is his view, we do not disagree; this is exactly what I said in my original article. But at another point he states that ‘research’ is just a word for what composers have always been doing, except for the additional requirement of supporting text. One interpretation of this might be that composition is research, and the text simply points out how – but this would contradict the earlier statement that composition is not intrinsically research. Another would be that composition is not research until turned into research by the text. This certainly doesn’t square with our usual use of the word ‘research’. You could, in principle, do scientific, literary or historical research without writing anything down. Moreover, if documentation can turn non-research into research, this undermines the ‘material thinking’ justification for practice-as-research: if we take this line seriously, then compositional knowledge-how would not be amenable to translation into knowledge-that. This is a far cry from Pace’s insistence on ‘explicit articulation to facilitate integration into academic structures’. (p. 76)
Pace seems to think that without such an accompanying text, composing becomes merely a matter of composers composing ‘in the way they always have done’. This points, perhaps, to a tendency to dismiss any idea of a domain of irreducible non-conceptual thought as some kind of romantic fantasy of ineffability. I have no problem with ‘opening a window’ on the compositional process, but when this is anything but superficial, it is often poetic and rarely in the language of aims and objectives; nor is it a matter of ‘making explicit’ for the purposes of ‘integration’, as Pace puts it. Amenability to such language does not turn something into research, as we have seen; but in any case, much of what makes music meaningful is generally resistant to such ‘integration’. (p. 77)
Here is what I wrote:
Croft’s basic formulation that composition is not intrinsically research is one I accept in this naked form, and I would say the same about performance. But both are outputs, which can entail a good deal of research. A new type of blancmange or smartphone may not themselves be intrinsically research either (nor, as Lauren Redhead vitally points out, is writing), but few would have a problem seeing them as valid research-based outputs. (p. 64)
All I am arguing there is that an output is not itself research but the product of research. Croft could as easily read the above as saying that writing is not research, and dismiss all attempts to produce written articles and books, as he uses it to suggest that I am supporting his position. Another passage to which he refers is:
Unlike Croft, I believe that composition-as-research, and performance-as-research (and performance-based research) are real activities; the terms themselves are just new ways to describe what has gone on earlier, with the addition of a demand for explicit articulation to facilitate integration into academic structures. (p. 70)
This needs to be read in the context of these previous statements:
Ultimately his [Croft’s] model of research seems to require a particular type of conceptually based knowledge which can be communicated verbally, which I find too narrow. (p. 64)
What is being asked, not unfairly, of a composer employed in a research-intensive university is that at the least they verbally articulate the questions, issues, aims and objectives, and stages of compositional activity, to open a window onto the process and offer the potential of use to others. As a performer I am happy to do this (and wish more performers would do so) and I do not see why it should be a problem for composers too (the argument that this is unnecessary, as all of this can be communicated solely through the work itself, is one I find too utopian). (p. 67)
Nor does musical practice become research simply by virtue of being accompanied by a programme note, which funding and other committees can look at while ignoring the practical work. (p. 69)
I am a bit more reticent about the second of these statements now than when I wrote the article. The point here was a pragmatic one, which might be somewhat at odds with the sentiments elsewhere. Documenting process can surely do no harm, and indeed do a lot of good in terms of clarifying and facilitating the dissemination of research, but on the other hand one should not necessarily privilege written outputs in this respect, as I said in the talk. But this does not contradict my basic view that practice can be research independently of any written element, in strong distinction to the position Croft (and at first Mera) appear to attribute to me. Documentation does not make something research, it just helps a little with making research more accessible. 300-word statements hardly seem a huge price to pay, though I remain somewhat in two minds about this point. [Addendum: see my later post about the 300-word statements and their history]
I also wrote:
Composers may wish to be paid a salary to compose or perform in the way they always have done, but perhaps they would then be better employed on a teaching contract for composition with the recognition and remuneration for their composition or performance coming from elsewhere. (p. 67)
All I am saying here is that composers should not automatically assume they are high-level academics, any more than should those who write articles and book chapters. It hardly seems so unfair that they are held to research standards just like other types of academics.
Croft takes further exception to my arguments here:
Pace’s suggestion that composition is somehow a less demanding activity for an academic to undertake, and that it needs the words to make up the difference, hardly warrants a response and has no bearing on the question at hand. (pp. 76-7)
I have some doubts as to whether some composition- and performance- based PhDs, especially those not even requiring a written component, are really equivalent in terms of effort, depth and rigour with the more conventional types. (p. 69)
This is the same point as I made about composers expecting to have to put in no extra effort when working in universities. But Croft neglects my qualifier ‘some’. I have certainly seen some other PhDs which are absolutely on a par with more conventional types, just believe these are not always typical.
I end with my fundamental point: trying to provide very exclusive definitions of ‘research’ is fruitless; what is needed is to find equitable ways of assessing composition, performance, written and other types of outputs in ways which do not put any work at a disadvantage simply because of the form of the output.
The Belgian pianist and scholar Luk Vaes has published a new blog post following two previous ones (here and here) responding both to the announcement of the debate on composition, performance and research on November 25th, and also to my article on the subject which is one of the texts for discussion there. I would like to publish here a response I have also added in the comments section of his post.
I do believe that Vaes, coming from a context of ‘artistic research’ rather than ‘practice-as-research’, is inclined towards too-fixed and narrow (and sometimes counterproductive) conceptions of research, at least implicitly. But I would also like to ask him whether he thinks practice-based outputs alone can suffice as research (ever?) or only with substantial written documentation? This debate has recurred often in wider literature on practice-as-research. And should these standards be applied differently to composition and performance?
The major objection given to documentation of practice is that research councils, academic promotion panels and others simply read that and do not bother to listen to/watch/etc the actual artistic work involved. This is a very real danger, especially when (outside of the REF) non-artists may be involved with the decisions. If documentation is required as well as artistic output, only a mode of judging which looks at both in detail could ever be satisfactory.
Luk Vaes writes:
I don’t agree with the jump from “opening up research questions” to actually being “research as a result”, nor do I think performance-based research should be considered on the same level (much legitimate systematic musicology – e.g. performance science – is performance-based or -led). I more than agree with that “additional demand”, as I find the explication of the research to be essential to its identity. As long as it is impossible for me to assess how (and how exactly) Ian has learned from Gieseking, Cziffra, et all., how exactly this has opened up new questions, how exactly this worked in a certain way (and not in perhaps certain other ways), what the conclusions are, etc., it is not worth it to use a new term to describe the age-old process he described. Research is a collective effort, with peer-interaction as a fundamental, i.e. peer-based and peer-oriented. Contrary to matters of composition, I can consider myself to be a peer of Ian’s, but, from his performances, I cannot tell any of the above to a level that informs me about his research.
As far as the first ‘leap’ is concerned, let me put the ‘research as a result’ comment in context:
But my approach is far from uncommon, and in this sense the articulation of practice in research terms is a positive and productive activity. It may be less spectacular than some of the wilder fringes of theatre and visual performance – such as Lee Miller and Joanne “Bob” Whalley’s joint PhD project, collecting of urine-filled bottles on the M6, replacing them with other detritus, renewing their wedding vows in a service station, then grounding this in the thought of Deleuze and Guattari, Bakhtin, dialogism, heteroglossia and semiotic multi-accentuality, deliberately framed in such a way as to frustrate Popper’s criteria of falsifiability – but is no less ‘research’ as a result.
The only point here is that whilst critical engagement with aesthetic, technical and interpretive questions doesn’t look as spectacular as the above, that doesn’t mean such work should not equally warrant being considered research.
As far as practice-based research is concerned, this is a bit of a nebulous term, for sure; I had in mind in this context written work produced by practitioners relating to their own work, rather than just any musicology dealing with performance. But we need a more specific term for this, for which the term practice-as-research is often used in my view erroneously.
As far as needing to understand how the engagement with Gieseking, Cziffra, or whoever impacts upon the final output (which might be in the form of a marked negation of aspects of this playing, or adoption and mediation of aspects which are far from obvious), well a piece of written work might be able to explain this, and such research is useful, but one might say exactly the same about being able to know how complex row transformations impact upon a composition when these are not perceptible without guidance. Note that earlier in my article I say:
At a REF panel discussion in February 2015, it was argued that the REF can entail a large amount of financial support for innovative practice-based work. There remain various obstacles towards achieving this (not least from individual institutions inclined to downgrade practice-based work in general), but it is not an unrealistic goal. If this requires practitioners to articulate ways in which their work has value and consequences not just in and of itself but also to others as a contribution to knowledge, this seems a fair price to pay.
Nor does musical practice become research simply by virtue of being accompanied by a programme note, which funding and other committees can look at and ignore the practical work.
I have some doubts as to whether some composition- and performance-based PhDs, especially those not even requiring a written component, are really equivalent in terms of effort, depth and rigour with the more conventional types.
Others will argue that simply the final output should suffice to demonstrate the quality of the research; I am not going that far, though do see the danger of the documentation of the process being judged practically independently of the result. To convince you that engagement with various other musicians’ work, in a myriad different ways, has significantly informed my practice, is something which I do not think would be difficult given sufficient space (certainly more than the 300 words required by the REF). This is not a reflection on the quality of the performance, but whether the process involved in its creation can fairly be judged as research.
I bring this up primarily, though, because composers are frequently able simply to submit their compositions with a 300 word statements, and that suffices to justify their work as research, in a way which is much rarer for performers. Numerous composers working in UK university departments produce only compositions, no written work, whilst there are significant differences in terms of expectations made by departments upon performers in this respect. I think this is a major inequity, and also that these debates in a musical context are too heavily dominated by composers.
What we are sometimes left with is that only the most obvious (and often extremely basic) aspects of performance are considered ‘research’ – employing a few extended techniques, using a slightly new type of instrument, playing some unusual rhythms, and so on. The dutiful performer-scholar will play this music and write up a short amount of pragmatic ‘how to do it’ information, and leave the much more complex issues of interpretation, style, genre, and aesthetics to a handful of over-general and meaningless platitudes (‘it is important to phrase this music well’, ‘it should still be beautiful’, ‘one should make it sound like a real piece of music’, and so on). What I am trying to argue is that the whole business of fashioning and crafting strategies for these latter aspects more deserves to be considered research than simply writing something like ‘I tried playing this sonority by using this object to stop the string. I played it to the composer like that, and then with another object, and they preferred the first, so we went with that.’ This latter is really just a type of skills training rather than critical research.