Last week I attended the debate ‘How can universities promote academic freedom? Insights from the front line of the gender wars’, at University College London’s Institute of Education. This was a stimulating and thoughtful event, organised in conjunction with the publication of a booklet of the same name by philosopher Professor Judith Suissa and sociologist Professor Alice Sullivan (both from UCL) (free to download). Suissa and Sullivan gave short introductions then responses to the booklet came from Baroness Estelle Morris (former Labour Secretary of State for Education), Professor David Ruebain (Pro-Vice-Chancellor for Culture, Equality and Inclusion at the University of Sussex), Professor Arif Ahmed (Professor of Philosophy at the University of Cambridge) (Akua Reindorf was unable to be present). With a debate focused upon the issues of biological sex against gender, it would be hard to deny that the panel was dominated by those believing that the former is not simply subsumed within the latter, though I gather various proponents of the primacy of gender and/or trans individuals (the lack of which was noted by Ruebain) were invited but declined to participate. The discussion centered around the evidence and arguments in the booklet for concerted attempts to silence, no-platform and ostracise ‘gender-critical’ scholars, a phenomenon also identified in a recent Times Higher Education Supplement article by early career scholar Laura Favaro (also available at this link), based upon interviews with 50 academics involved with gender studies. Favaro found many examples of a culture of fear, self-censorship, gatekeeping within journals and academic networks, and a total lack of frank and open discussion on what are undoubtedly contested areas. Various panellists and members of the packed audience at the event related similar experiences. What I have not seen is gender-critical feminists attempting to have their opponents censored, no-platformed, or hounded from their positions, though some have naturally responded very negatively to highly abusive comments towards the former, sometimes advocating sexual or other violence.
Morris argued that the disputes relating to sex and gender were about ideology versus evidence-based reasoning. Sullivan argued that some university Equality, Diversity and Inclusion (EDI) organisations can be and have been infiltrated by those from activist groups with extremist views. Ahmed, who paid tribute to Suissa and Sullivan, recognising the concerted hostility they will have faced, also noted other areas of intolerance, such as a tendency to brand anyone in a university who was or is a supporter of Brexit as a bigot. Despite being a 200% Remainer myself, I would be hard-pressed to disagree that this is the case, and can see how much of a problem it is. Ruebain was the one panellist giving a somewhat different view, arguing that we need to understand the contexts in which contested examples of academic freedom occur, and also suggesting that the issues here are so intensely personal and emotionally felt by many that it is hard to subject them to the usual processes of academic critique. This may be the case, but personal feelings do not seem to be a concern for those engaged in quite vicious and abusive hate campaigns against those associated with gender-critical views, often trying to force them out of their job, as occurred with philosopher Professor Kathleen Stock at the University of Sussex, after facing a huge mobbing campaign from by students and colleagues. Ruebain also compared current debates with the fervent disputes between second-wave feminists and disability activists in the 1980s over such issues as abortion rights. One questioner argued that the situation depended a lot on the institution at which one was based, noting that UCL’s record on defending academic freedom and staff was exemplary, but the situation was rather different at the Universities of Birmingham or Sussex. A somewhat more ambivalent account of the debate was published by Jim Dickinson for Wonkhe.
Academic freedom is in my view an utterly essential component of university life, a non-negotiable prerequisite of scholarly rigour and integrity. I nonetheless find it disappointing to find that there are more than a few academics, including some in senior positions, who have a rather dismissive view of the whole concept. In part I believe this is relates to one of the most troubling recent phenomena in academia, its infiltration by activists, uninterested in any scholarly knowledge other than that which bolsters their a priori positions, who attempt to recruit in their own image, limit curricula and teaching materials to those things which concur with their activist beliefs, and can act shockingly towards other scholars or students who dare to disagree (more to follow on fair engagement with students of multiple political perspectives in a subsequent blog post). Also at stake is the legacy of postmodernism, sometimes imagined now to be a dated movement of the 1980s and 1990s which no longer carries any sway, but some of the aspects of which, in particular extreme relativisation of concepts of ‘truth’ (often in opposition to straw man characterisations of positions supposedly insisting on 100% objectivity), and the somewhat later dissolution of scholarship into politics, continue to be major presences on the academic landscape.
Stock has written of her memories of pugilistic debate from faculty members (mostly men) with visiting speakers from when she was a Masters philosophy student, which seemed frightening at the time and designed to humiliate the speakers. But for all the problems with this (and it is certainly possible to conduct robust debate in a more civilised fashion), she believes that what came later was worse. Stock observed an exaggerated synthetic ‘niceness’ in debates, but combined with unctuous name-dropping, endless rules around debate, rather arcane rituals for raising hands and fingers, and often banal questions. This did not however remove the aggression, but simply directed it elsewhere. In the absence of proper open debate, many would revert to surreptitious means to undermine others, through mass denunciations on social media, many ad hominem attacks, complaints, hidden campaigns, and so on. As so often, those enforcing an agenda ostensibly about ‘kindness’ could be amongst the most vicious in trying to silence those who disagree with them on anything. One professor has even described debate per se as ‘an imperialist capitalist white supremacist cis heteropatriarchal technique that transforms a potential exchange of knowledge into a tool of exclusion & oppression.’
Suissa and Sullivan (whose excellent booklet I will not describe in detail here, as I would prefer that people read it themselves) find ample evidence of both students and academics attempting to suppress free speech and academic freedom, and make various key recommendations. These include the maintenance of the university as a pluralistic space which welcomes diverse views, avoiding official ideological viewpoints on behalf of institutions and the use of political lobby groups in shaping policy or providing training, and while recognising that activist networks have a place in academia, they must be independent of the university administration. They also advocate education of staff and students on academic freedom and the value of productive disagreement, including its legal and philosophical bases, the promotion of academic freedom alongside equality, including the appointment of a champion for academic freedom within the senior leadership team, further promotion of collegiality (sometimes a misused term taken to signify concurrence with a dominant ideology or promotion of a collective ‘brand’ – see below) and tackling harassment, providing security of tenure, signalling institutional support for academic freedom, and defence of the pursuit of truth. An article on the booklet, in particular the need for appointment of champions of academic freedom, can be read here.
What does ‘academic freedom’ mean? Many at the debate agreed that it was a different concept to ‘free speech’, though the two do overlap. In a paper I gave in ‘Musicology and Academic Freedom’ at the Music and the University Conference at City, University of London in July, I enlisted several definitions which I wanted to share here as well as some other arguments made in this paper. Whilst the concept can be dated back many centuries, it is generally accepted that the moder definition has its roots in the work of Wilhelm von Humboldt and the founding of the Berlin Universität in 1810. Humboldt published an essay entitled ‘Über die innere und äussere Organisation der höheren wissenschaftlichen Anstalten zu Berlin’ (1809-10), which has been translated as ‘On the Spirit and the Organisational Framework of Intellectual Institutions in Berlin’, Minerva, vol. 8, no. 2 (April 1970), pp. 242-250. The following are amongst the most pertinent passages:
Since these institutions [universities] can only fulfil their purposes when each of them bears continuously in mind the pure idea of science and scholarship [these two terms are used to translate Wissenschaft], their dominant principles must be freedom and the absence of distraction (Einsamkeit).
At the higher level, the teacher does not exist for the sake of the student; both teacher and student have their justification in the common pursuit of knowledge. The teacher’s performance depends on the students’ presence and interest – without this science and scholarship could not grow. If the students who are to form his audience did not come before him of their own free will, he, in his quest for knowledge, would have to seek them out. The goals of science and scholarship are worked towards most effectively through the synthesis of the teacher’s and the students’ dispositions.
The state must always remain conscious of the fact that it never has and in principle never can, by its own action, bring about the fruitfulness of intellectual activity. It must indeed be aware that it can only have a prejudicial influence if it intervenes. The state must understand that intellectual work will go on infinitely better if it does not intrude.
Now as regards the organisational and material side of the relationship of the institution to the state, the only concerns of the latter must be profusion (in the sense of mental power and variety) of intellectual talents to be brought together in the institution. This can be achieved through care in the selection of persons and the assurance of freedom in their intellectual activities. This intellectual freedom can be threatened not only by the state, but also by the intellectual institutions themselves which tend to develop, at their birth, a certain outlook and which will therefore readily resist the emergence of another outlook. The state must seek to avert the harm which can possibly arise from this source.
The heart of the matter is the appointment of the persons who are to do the intellectual work.
The state must not deal with its universities as Gymnasia or as specialised technical schools; it must not use its academy as if it were a technical or scientific commission. It must in general – with certain exceptions among the universities which will be considered later – demand nothing from them simply for the satisfaction of its own needs. It should instead adhere to a deep conviction that if the universities attain their highest ends, they will also realise the state’s ends too, and these on a far higher plane. On this higher plane, more is comprehended and forces and mechanisms are brought into action which are quite different from those which the state can command.
The young person, on entry into university, should be released from the compulsion to enter either into a state of idleness or into practical life, and should be enabled to aspire to and elevate himself to the cultivation of science or scholarship which hitherto have only been pointed out to him from afar.
The way thereto is simple and sure. The aim of the schools must be the harmonious development of all the capacities of their pupils. Their powers must be focused on the smallest possible number of subject- matters but every aspect of these must be dealt with to as great an extent as possible. Knowledge should be so implanted in the mind of the pupil that understanding, knowledge and creativity excite it, not through any external features, but through their inner precision, harmony and beauty. [. . . ] A mind which has been trained in this way will spontaneously aspire to science and scholarship.
Humboldt’s writings should be read in the context of the traditional German division between universities on one hand and academies of the sciences and arts on the other. He definitely favoured the former, and suggested that the latter have only really flourished where there are few universities. Academies had less strict requirements for selection of staff, compared to the habilitation required in a German university. Humboldt also believed the state should take exclusive control of appointments, rather than faculties:
Although disagreements and disputes within a university are wholesome and necessary, conflicts which might arise between teachers because of their specialised intellectual interests might unwittingly affect their viewpoints.
This important point is at odds with common processes for selection in the UK today.
From Humboldt’s ideas came the twin concepts of Lehrfreiheit (freedom to teach) and Lernfreiheit (freedom to learn), as subsets of Wissenschaftsfreiheit or Akademische Freiheit. These concepts developed through the course of the nineteenth century.
Another hugely important intervention in the development of the concept came from philosopher Charles Sanders Pierce, in his lectures delivered at Cambridge, MA in 1898 (collected in the 1992 Harvard University Press volume Reasoning and the Logic of Things: The Cambridge Conferences Lectures of 1898), in particular that entitled ‘The First Rule of Logic’, in which he compared the situation in American universities deeply unfavourably with their German counterparts in terms of free intellectual inquiry and in particular the link between this and teaching:
…inquiry of every type, fully carried out, has the vital power of self-correction and of growth. This is a property so deeply saturating its inmost nature that it may truly be said that there is but one thing needful for learning the truth, and that is a hearty and active desire to learn what is true. If you really want to learn the truth, you will, by however devious a path, be surely led into the way of truth, at last. No matter how erroneous your ideas of the method may be at first, you will be forced at length to correct them so long as your activity is moved by that sincere desire. Nay, no matter if you only half desire it, at first, that desire would at length conquer all others could experience continue long enough. But the more voraciously truth is desired at the outset, the shorter by centuries will the road to it be.
In order to demonstrate that this is so, it is necessary to note what is essentially involved in The Will to Learn. The first thing that the Will to Learn supposes is a dissatisfaction with one’s present state of opinion. There lies the secret of why it is that our American Universities are so miserably insignificant. What have they done for the advance of civilization? What is the great idea or where is [a] single great man who can truly be said to be the product of an American University? The English universities, rotting with sloth as they always have, have nevertheless in the past given birth to Locke and to Newton, and in our time to Cayley, Sylvester and Clifford. The German universities have been the light of the whole world. The medieval University of Bologna gave Europe its system of law. The University of Paris, and that despised Scholasticism took Abelard and made him into Descartes. The reason was that they were institutions of learning while ours are institutions for teaching. In order that a man’s whole heart may be in teaching he must be thoroughly imbued with the vital importance and absolute truth of what he has to teach; while in order that he may have any measure of success in learning he must be penetrated with a sense of the unsatisfactoriness of his present condition of knowledge. The two attitudes are almost irreconcilable.
A range of statements followed from the American Association of University Professors, of which the most important is the ‘1940 Statement of Principles on Academic Freedom and Tenure’, which was and is endorsed by a wide range of US institutions:
- Teachers are entitled to full freedom in research and in the publication of the results, subject to the adequate performance of their other academic duties; but research for pecuniary return should be based upon an understanding with the authorities of the institution.
- Teachers are entitled to freedom in the classroom in discussing their subject, but they should be careful not to introduce into their teaching controversial matter which has no relation to their subject [my emphasis]. Limitations of academic freedom because of religious or other aims of the institution should be clearly stated in writing at the time of the appointment.
- College and university teachers are citizens, members of a learned profession, and officers of an educational institution. When they speak or write as citizens, they should be free from institutional censorship or discipline, but their special position in the community imposes special obligations. As scholars and educational officers, they should remember that the public may judge their profession and their institution by their utterances. Hence they should at all times be accurate, should exercise appropriate restraint, should show respect for the opinions of others, and should make every effort to indicate that they are not speaking for the institution.
The idea of limitations on academic freedom with deference to religious or other related principles now seems archaic in the modern secular university, but is understandable in the context of its time. What exactly is entailed by the phrase ‘respect for the opinions of others’ is open to much interpretation (certainly it is hard to see how this is true of those who regularly brand their opponents fascists, communists, colonialists, white supremacists, and so on), but there can be proper arenas and frameworks for this, through scholarly forums and the like, in which any aspect of someone’s arguments can be rigorously debated so long as this does not trespass into the realms of personalised attacks on an ad hominem basis, invoking factors irrelevant to the work. Most arguments, within reason, should be allowed a fair hearing but so should challenges to such arguments. To separate individual from work is harder than ever, however, in a time of intense subjectivity in scholarship, in which some make their case essentially on the basis of who they are and the experiences they have had, rather than the cogency of their arguments, as identified in William Matthews recent article for the THES.
In the UK, the most significant definition of academic freedom in recent times came about in the 1988 Education Reform Act, specifically in the so-called ‘Hillhead amendment’, named after Lord [Roy] Jenkins of Hillhead, which appeared within Section 202. This concerned the appointment of a body of University Commissioners (following the abolition of tenure), who would have various tasks:
to ensure that academic staff have freedom within the law to question and test received wisdom, and to put forward new ideas and controversial or unpopular opinions, without placing themselves in jeopardy of losing their jobs or privileges they may have at their institutions;
Similar principles, presented in a more elaborate fashion, can be found in the 1997 UNESCO Recommendation concerning the Status of Higher-Education Teaching Personnel:
III. 4: Institutions of higher education, and more particularly universities, are communities of scholars preserving, disseminating and expressing freely their opinions on traditional knowledge and culture, and pursuing new knowledge without constriction by prescribed doctrines. The pursuit of new knowledge and its application lie at the heart of the mandate of such institutions of higher education. In higher education institutions where original research is not required, higher-education teaching personnel should maintain and develop knowledge of their subject through scholarship and improved pedagogical skills.
VI. 26: Higher-education teaching personnel, like all other groups and individuals, should enjoy those internationally recognized civil, political, social and cultural rights applicable to all citizens. Therefore, all higher-education teaching personnel should enjoy freedom of thought, conscience, religion, expression, assembly and association as well as the right to liberty and security of the person and liberty of movement. They should not be hindered or impeded in exercising their civil rights as citizens, including the right to contribute to social change through freely expressing their opinion of state policies and of policies affecting higher education. They should not suffer any penalties simply because of the exercise of such rights. Higher-education teaching personnel should not be subject to arbitrary arrest or detention, nor to torture, nor to cruel, inhuman or degrading treatment. In cases of gross violation of their rights, higher-education teaching personnel should have the right to appeal to the relevant national, regional or international bodies such as the agencies of the United Nations, and organizations representing higher-education teaching personnel should extend full support in such cases.
VI. 27: The maintaining of the above international standards should be upheld in the interest of higher education internationally and within the country. To do so, the principle of academic freedom should be scrupulously observed. Higher-education teaching personnel are entitled to the maintaining of academic freedom, that is to say, the right, without constriction by prescribed doctrine, to freedom of teaching and discussion, freedom in carrying out research and disseminating and publishing the results thereof, freedom to express freely their opinion about the institution or system in which they work, freedom from institutional censorship and freedom to participate in professional or representative academic bodies. All higher-education teaching personnel should have the right to fulfil their functions without discrimination of any kind and without fear of repression by the state or any other source. Higher-education teaching personnel can effectively do justice to this principle if the environment in which they operate is conducive, which requires a democratic atmosphere; hence the challenge for all of developing a democratic society.
VI. 28: Higher-education teaching personnel have the right to teach without any interference, subject to accepted professional principles including professional responsibility and intellectual rigour with regard to standards and methods of teaching. Higher-education teaching personnel should not be forced to instruct against their own best knowledge and conscience or be forced to use curricula and methods contrary to national and international human rights standards. Higher-education teaching personnel should play a significant role in determining the curriculum.
VI. 29: Higher-education teaching personnel have a right to carry out research work without any interference, or any suppression, in accordance with their professional responsibility and subject to nationally and internationally recognized professional principles of intellectual rigour, scientific inquiry and research ethics. They should also have the right to publish and communicate the conclusions of the research of which they are authors or co-authors, as stated in paragraph 12 of this Recommendation.
VI. 30: Higher-education teaching personnel have a right to undertake professional activities outside of their employment, particularly those that enhance their professional skills or allow for the application of knowledge to the problems of the community, provided such activities do not interfere with their primary commitments to their home institutions in accordance with institutional policies and regulations or national laws and practice where they exist.
The UK 2017 Higher Education and Research Act (which came in the wake of a wide range of changes to Higher Education from 2010 onwards and established the Office for Students, superseding the earlier Higher Education Funding Council for England and Office for Fair Access), contained relevant material on academic freedom in Section 2(8):
In this Part, “the institutional autonomy of English higher education providers” means—
(a) the freedom of English higher education providers within the law to conduct their day to day management in an effective and competent way,
(b) the freedom of English higher education providers—
(i) to determine the content of particular courses and the manner in which they are taught, supervised and assessed,
(ii) to determine the criteria for the selection, appointment and dismissal of academic staff and apply those criteria in particular cases, and
(iii) to determine the criteria for the admission of students and apply those criteria in particular cases, and
(c) the freedom within the law of academic staff at English higher education providers—
(i) to question and test received wisdom, and
(ii) to put forward new ideas and controversial or unpopular opinions,
without placing themselves in jeopardy of losing their jobs or privileges they may have at the providers.
For wider reasons beyond the scope of this article (but which will appear in a piece to be published in the THES in the week beginning 3 October), I do question some aspects of complete autonomy of higher education providers, which I do not believe has ever been wholly meaningful in light of wider bodies dedicated to the maintenance of standards (until recently by the Quality Assurance Agency). Furthermore staff deserve wider protection in terms of selection, appointment and dismissal practices, through employment laws which exceed the priorities of individual providers. Nonetheless, sections (a) and (c) are sound bases for the conducting of academic work.
In 2020, The Academic Freedom and Internationalisation Working Group produced a document entitled ‘Model Code of Conduct for the Protection of Academic Freedom and the Academic Community in the Context of the Internationalisation of the UK Higher Education Sector’. Whilst recognising the difficulties inherent in defining academic freedom satisfactorily, this group emphasise the following freedoms, drawing upon the 1988, 1997 and 2017 provisions:
- teach, discuss, assess, define the curriculum and study within their areas of academic expertise and/or inquiry;
- promote and engage in academic thinking, debate and inquiry;
- carry out research, and publish the results and make them known;
- freely express opinions about the academic institution or system in which they work or study;
- participate in professional or representative academic bodies;
- not be censored; and,
- fulfil their functions without discrimination or fear of repression.
These should not supplant the earlier definitions, but can be combined with them to demonstrate the priorities, and this provides a good basis for formulating working definitions.
Finally, the 2021 Higher Education (Freedom of Speech) bill (based on the white paper ‘Higher Education: Free Speech and Academic Freedom‘) from the UK Department of Education, still going through Parliament, lists the following duties for Higher Education Providers (HEPs):
A1 Duty to take steps to secure freedom of speech
(1) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (2).
(2) That objective is securing freedom of speech within the law for—
(a) staff of the provider,
(b) members of the provider,
(c) students of the provider, and
(d) visiting speakers.
(3) The objective in subsection (2) includes securing that—
(a) the use of any premises of the provider is not denied to any individual or body on grounds specified in subsection (4), and
(b) the terms on which such premises are provided are not to any extent based on such grounds.
(4) The grounds referred to in subsection (3)(a) and (b) are—
(a) in relation to an individual, their ideas, beliefs or views;
(b) in relation to a body, its policy or objectives or the ideas, beliefs or views of any of its members.
(5) The objective in subsection (2), so far as relating to academic staff, includes securing their academic freedom.
(6) In this Part, “academic freedom”, in relation to academic staff at a registered higher education provider, means their freedom within the law—
(a) to question and test received wisdom, and
(b) to put forward new ideas and controversial or unpopular opinions, without placing themselves at risk of being adversely affected in any of the ways described in subsection (7).
(7) Those ways are—
(a) loss of their jobs or privileges at the provider;
(b) the likelihood of their securing promotion or different jobs at the provider being reduced.
(8) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (9).
(9) That objective is securing that, where a person applies to become a member of academic staff of the provider, the person is not adversely affected in relation to the application because they have exercised their freedom within the law to do the things referred to in subsection (6)(a) and (b).
(10) In order to achieve the objective in subsection (2), the governing body of a registered higher education provider must secure that, apart from in exceptional circumstances, use of its premises by any individual or body is not on terms that require the individual or body to bear some or all of the costs of security relating to their use of the premises.
(11) In this Part—
references to freedom of speech include the freedom to express ideas, beliefs and views without suffering adverse consequences;
“registered higher education provider” and “governing body”, in relation to such a provider, have the same meanings as in Part 1 of this Act
A3 Duty to promote the importance of freedom of speech and academic freedom
The governing body of a registered higher education provider must promote the importance of—
(a) freedom of speech within the law, and
(b) academic freedom for academic staff of registered higher education providers and their constituent institutions,
in the provision of higher education.
The bill goes on to list responsibilities for students unions, governing bodies and the Office for Students in these respects and in particular the creation of a Director of Freedom of Speech and Academic Freedom to monitor that such commitments on the part of HEPs are upheld.
While the bill is certainly not without problems, and may undergo further amendment before becoming law, I do believe overall it is a step forward. Those on the left who are committed to free speech and academic freedom should be prepared to concede some value in a piece of legislation introduced by a Conservative government.
Risks to Academic Freedom
In my own field of music/musicology, various recent events have highlighted issues of academic freedom. One is the affair known as ‘Schenkergate’, relating to the publication of a special issue of The Journal of Schenkerian Studies in 2020 in reference to the article by Philip A. Ewell, ‘Music Theory and the White Racial Frame’, Music Theory, vol. 26, no. 2 (September 2020). The controversy related in particular to an article by Schenker scholar Dr Timothy Jackson, making arguments about the prevalence of anti-semitism amongst African-Americans, and also arguing that the lack of involvement of African-Americans in music theory had much to do with the low incidence of classical music in the common upbringing of members of this community. Jackson found himself removed from the editorship of the journal as a result. He contested this in court and a Judge determined that this may violate his First Amendment rights. Prior to this, Jackson responded with an article for Quillette (‘The Schenker Controversy’, 20 December 2021) arguing for many fallacies in Ewell’s argument and reasoning.
The second affair was the resignation from a chair in musicology at Royal Holloway in the summer of 2021 of Professor J.P.E. Harper-Scott (who I will refer to as ‘Paul’, as that is how all who know him address him), about which I blogged earlier. Paul published an article online about his reasons for leaving academia, which included the following:
Without direct experience of academics until I went (as the first of my family) to university, I naively imagined them to be how they were presented in novels and TV programmes: sometimes quite bumbling and unworldly, but always committed to the pursuit of truth, never trusting in a commonplace ‘fact’ without subjecting it to the most serious sceptical scrutiny. This did not turn out to be true.
[…] It is a place filled with generally quite well-meaning people, but on the whole not with brave people, not people who are willing to follow the truth wherever it leads.
[….] I would put the problem in this (Kantian) way: I wrongly supposed that universities would be critical places, but they are becoming increasingly dogmatic.
This was followed by an example of a statement on the need to ‘decolonise’ the classical musical canon (on which subject I published an article in The Critic in July of this year), which was an example of what Harper-Scott deemed dogmatic, with a suggested alternative which he felt was more in the spirit of critical scholarly inquiry.
I share many of Paul’s concerns, and am also concerned with the trajectory of events relating to Schenkergate. But these relate to what I perceive as a range of factors which serve to limit and condition academic freedom in academia. So I offer the following list of these, some of which would concern those on the left, some those on the right, but all of which I think should concern anyone for whom academic freedom, defined more or less in the ways above, is a defining aspect of a university.
External Pressures from Industries and Institutions
I wrote more extensively about this subject in earlier blog posts here and here, but wish to emphasise (in line with the arguments in the later blog post), that in no sense should this be taken to imply that I oppose external engagement. I am referring to the situation whereby academics enter into partnerships with external institutions and bodies, which may be commercial, state-supported or partially state-supported. These partnerships may relate to research, teaching or both. In particular, I have in mind the situation in which the external institutions provide some financial support for these activities. If there is no such thing as a free lunch, there may also be no such thing as a free teaching or research grant. For such institutions to ask that their finance or other support entail concentration on certain areas is fair and to be expected. But what if the results are not necessarily what the external body wishes to hear?
The point may be made most clearly through reference to wider examples. Suppose that some major manufacturing corporation sponsors some research into the effects of particular types of manufacturing upon the environment. Perhaps the researchers in question may find their work leads them to the inexorable conclusion that this specific corporation are responsible for a range of environmentally damaging actions in the course of their regular activities, contrary to their own promotional material which argues that they are an environmentally-friendly corporation, also drawing attention to the fact that they sponsor this research in order to bolster such a thing. If the researchers felt under pressure to artificially modify or not publish their findings, for fear of not upsetting the corporation, this would in my view severely compromise academic freedom and integrity.
There needs to be some commonly agreed set of principles which become a basic prerequisite for academics entering into some partnership with an external institution, whereby they are free to follow where their research leads them without fear of the institution blocking their access or terminating the partnership prematurely, and also so that future partnerships will not discriminate against those who may have written critically about the institution in the past.
The Complex Relationship between Research and External Practice
This relates to concerns explored in some depth in the conference on ‘Writing on Contemporary Artists’ at the University of Surrey in 2017, organised by Christopher Wiley and myself, and features both in the 2020 Palgrave Macmillan, volume we edited, Researching and Writing on Contemporary Art and Artists: Challenges, Practices and Complexities, while in a specifically musical context will feature in our forthcoming Routledge volume Writing about Contemporary Musicians: Promotion, Advocacy, Disinterest, Censure. This subject is also discussed at more length in the two earlier blog posts linked to in the previous section.
What happens when academics are dealing with living or recently living practitioners or their estates – writers, composers, artists, directors of institutions, critics, promoters, and so on? Or if they have strong external connections with some of these people beyond academia? How free can they feel to write and research these independently, at least considering perspectives on them and their work which may not necessarily coincide with their own self-presentation, that of their publishers, and so on?
Is the role of academics to be ‘advocates’ for these figures, or is it the case, as I believe, that a too-strong application of this principle (as opposed to simply researching things to which one is sympathetic, which is a different matter) can easily result in hagiographic treatment? How do academics maintain critical independence without the fear of being frozen out of some of these people’s circles, their materials, and so on (a situation I know various scholars have experienced)? I have certainly felt the pressure when writing about a range of living composers whose work I also play, and to some extent upon whom I rely upon for some good favour, writing new works for me, recommending me to festivals to play their work, and so on. I am still unsure about the feasibility of reconciling this with being a critical scholar.
One of the factors afflicting a fair amount of writing on new music, in my view, is a failure to consider this. As I have written about in the case of various such writings, a position of defensive advocacy, coupled to attempts to pathologise any who disagree with a 100% favourable view, leads to something more akin to promotional material than more sober scholarly work.
There are of course also plenty of practitioners themselves active within academic arts departments. Whilst some are engaged in the type of more dispassionate scholarship characteristic of the humanities – and I would like to count myself in that category – in other cases the work is of a different nature, framing practice in terms of research questions and context, with the use of verbal material essentially to articulate the ways in which it qualifies ‘as research’. Artistic practitioners frequently have external careers, working in an alternative economy in which critical thinking is by no means necessarily respected or admired. Sometimes simply saying the right thing to the right people, those in positions of power able to do favours, and not questioning all sorts of dominant ideologies operative in these circles, is a much better bet than asking more difficult questions. This can lead to a situation which I conceive as ‘two cultures’ of scholars and practitioners in terms of the attitude and approaches they take.
These issues do, for sure, also apply to those who, as I do, seek to write in non-academic arenas about the arts (or other disciplines), for various reasons, not least because of the differing role that value judgement might play therein. But I think it is possible to differentiate between academic and other writing and not confuse the two. It is less clear where the distinction lies with non-written forms of practice.
Top-down demands by institutions.
In any institutions with a degree of central control of teaching and research, individual academics may find themselves in conflict with the explicit demands or requirements of their department, school, or whole university. Some may try to specify the contents of curricula, or require academics to fashion teaching in general towards generalised criteria of employability. In other cases, support and internal funding for research may rely upon its falling within certain areas, which may be fair enough, but could also require the employment of certain methods which themselves might be more likely to produce certain types of results. These factors might affect the extent, for example, to which teaching can realistically focus on critical perspectives upon the industries or institutions for which students might be looking to work, to link to the first point.
Elsewhere, policies relating to diversity or ‘decolonisation’ might dictate choices or approaches to their teaching, at worst precluding critical treatment of certain types of subjects, and conversely requiring only negative or pejorative attitudes towards others. It is notable in my experience that some who are ferociously defensive of their independence in other contexts can also be supportive of top-down policies in these respects.
But I believe it is important to maintain independence right down to singular academics when it comes to precisely how they conduct their teaching and research. It is fair that departments need to require that certain things are taught as part of a programme, and that certain knowledge and skills are imparted, but the approach to so doing should be left to the individual academic as far as possible. In this respect I have a lot of sympathy with the 2021 Higher Education Bill.
This said, as I will argue in next week’s THES, I do believe that there is a requirement for provision of certain core subjects to a recognised level in all regionalities of the country (not least to facilitate ‘commuter students’, not wishing to incur huge amounts of debt through moving away from home to study), and in this article will advocate some type of tertiary ‘national curriculum’, a more rigorous form of the types of subject benchmarks previously provided by the QAA. Nonetheless, it should still be possible to maintain freedom of individual academics within a framework of encouraging pluralistic perspectives and debate.
Different academics, sometimes of very different or opposing views, work together in departments. A further concern in terms of academic freedom has to do with pressures to conform with prevailing orthodoxies within a department, not questioning these or colleagues who propagate them, so as to maintain a consistent ‘brand’ for a department which is competing with others for students.
Sometimes the term employed here to put pressures on individual academics is ‘collegiality’, understood as working within a set of parameters, not markedly questioning them in ways which are incompatible with a group view. But this is not consistent with what I think is a decent definition provided in the UNESCO 1997 document:
UNESCO 1997, VI. 32: The principles of collegiality include academic freedom, shared responsibility, the policy of participation of all concerned in internal decision making structures and practices, and the development of consultative mechanisms. Collegial decision-making should encompass decisions regarding the administration and determination of policies of higher education, curricula, research, extension work, the allocation of resources and other related activities, in order to improve academic excellence and quality for the benefit of society at large.
All of this is entirely compatible with permitting academics to work without feeling pressure to conform or fashion their work in line with some ‘majority view’ in their department, and I think this is also essential.
Need to concentrate work in particular fields.
Securing academic jobs depends a good deal on one’s particular field and the job opportunities available. In the UK, fewer than 20% of students take traditional BMus or BA courses with a humanities approach which includes historical, analytical, critical and other types of musicology. The remainder take courses in musical theatre, music technology, popular music to a lesser extent, and certain types of musical performance, all of which are primarily vocationally oriented. As a result, the openings for historical musicologists (especially those working on early music), music analysts, and indeed ethnomusicologists working on the non-Western world are limited. Even those already holding university positions can come under pressure to shift in certain directions in light of changing provision, and some have encountered redundancies as a result. To link to a point made earlier, in some contexts a more critical view of the music industry, compared to some presentations of it as a model of diversity and inclusivity, may create problems for the individual academics if they are seeking work in institutions wedded to such a view.
Here I would look back to the Humboldt model and make what now seems a radical suggestion, which is that appointments should be administered centrally by the state rather than individual institutions, so as to ensure a fair distribution and representation of plural areas of teaching and research. Individual departments may recruit ‘in their own image’, and this can have the effect of shutting out openings for academics who once again do not fit with the dominant ‘brand’.
Here I have in mind the view put forward by William Cheng, in his 2016 book Just Vibrations, which has received positive endorsement from a range of leading musicologists (see for example here and here), though others have written very critically about this (see also here). Cheng is dismissive of academic freedom and even of ‘the belief that academics have a right to pursue their work free from political pressures and without fear of termination’. In place of this he advocates a musicology which he says ‘upholds interpersonal care as a core feature’. This is hardly compatible with Cheng’s own dismissive remarks about other musicologists and musicology, but is part of a certain view, usually linked to the term ‘social justice’, seemingly innocuous, but which in reality requires that researchers comply with an unyielding political agenda and fashion their work towards this. A recent position advertised at the University of Southampton Music Department which included ‘social justice’ in the job title. I do not see the difference between this and advertising a position in ‘Music and Support for Jeremy Corbyn’, ‘Musicology and Brexit Advocacy’, and so on – it appears entirely unreasonable and a constraint on academic freedom to specify a specific political outlook in a job description, and this should be investigated in terms of employment law. The view of Cheng and others reminds me strongly of the dictates in various undemocratic countries, in which academics and artists found themselves under strong pressure to propagate particular political ideologies, or find themselves facing censure, termination or worse. This should be utterly unacceptable to anyone concerned about academic freedom.
A new study conducted by the Higher Education Policy Institute (Nick Hillman, ‘“You can’t say that!” What students really think of free speech on campus’ (June 2022)) suggests that very significant numbers of UK students prioritise what they regard as demands for safety and protection from discrimination over free speech, wish to place issues such as sexism and racism outside of the boundaries of legitimate debate, would limit expression of views which offend certain religious groups, and so on.
We hear in many places about the vital role of students as ‘consumers’ who make the activities of universities possible, definitively placing teaching rather than research at the centre of their activities. The pressure on institutions to respond to demands from these ‘consumers’ can be intense, and it is by no means guaranteed that they will always act to protect the freedoms of academics in the face of student pressure.
Here I think we do need statutory measures implemented and enforced by the state, and also welcome some of the proposals in the 2021 act for this reason. For students to be able to hound out academics because they do not like some of what they have to say (as opposed to illegal activity or other things which transgress the inevitable constraints on free speech which need to be enforced by law) is to produce a culture more reminiscent of Mao’s China during the Cultural Revolution.
While formal disciplinary mechanisms precluding academic freedom in the Western world may not be that extensive, there are other pressures which can lead to self-censorship. These include increasingly precarious employment. In the UK there is no tenure system, and – as we are witnessing in other areas of the arts and humanities at present – academics can find themselves dispensable.
Some on the left often advocate for silencing of those they deem racist, transphobic, etc., but are highly defensive when others are accused of anti-semitism (or when those associated with genderist politics are accused of misogyny). Some on the right focus on anti-semitism (which ought to be an issue for those of all political persuasions) or advocacy of views they associate with terrorism, but are more defensive with respect to other things. I believe that only in very blatant and explicit cases should any of these be used as a justification for limiting academic freedom. Anti-Zionists and gender-critical feminists should not feel that their view is illegitimate in academia.
Critical subjects should remain a presence in all universities. All academics must be free to follow where their research and convictions take them, even if their conclusions are not what their institutions, external partners, or colleagues want to hear. To fashion one’s work according to the demands of any of these is another fundamental betrayal of academic freedom.
Over a long period, I have repeatedly considered the question of ‘practice’ in an academic context, its meanings and implications, following on from earlier writings on the relationship between practice and research (see an index to earlier blog posts on this subject here), then most recently two articles in the Times Higher Education Supplement arguing for the need of different means to integrate practitioners into academia (see here and here) and then a blog article intended as a dialectical response to those articles, drawing upon a wider debate of the relationship between ‘advocacy’ and ‘criticism’, mapped by some onto ‘practitioners’ and ‘scholars’ respectively.
These subjects remain not only complex, both in theory and literally in ‘practice’, but also touch upon raw nerves amongst various scholars and practitioners. I have encountered significant rage from some composers at the suggestion that perhaps, just as few would suggest that musicological scholars are experts in the practice of composition, they might show some humility towards musicologists as well, rather than assuming they know just as much about their discipline and are equally adept at teaching it. Much of this anger likely relates to competition for positions in an ever-more competitive and narrowing academic job market, especially at the current time, when at least in some other arts/humanities subjects (not music as of recently, though over the last two decades a significant number of music departments and programmes have closed), departments have been making sweeping cuts (for example Roehampton University).
There are those who choose to view the humanities on one hand, and practical work and the sciences on the other, as fundamentally opposing groups of disciplines, not only in their subject matter, but also in approach, method, ethos, and so on, so that any teaching which relates to the former is antithetical to the latter. I fundamentally disagree, and believe this view is at odds with the defining aspect of a university (as also argued back in 2010 in an article by Terry Eagleton, claiming that a university without humanities would be like ‘a pub without alcohol’). But that issue, which leads back to C.P. Snow’s 1959 essay on The Two Cultures, is extensive and for another article.
What I want to consider here is the role of universities in terms of engagement with practice, both practice undertaken by academics themselves, and that conducted in external institutions. In many ways I believe this is not just important but quite vital in a range of disciplines. Those working in medicine or other health sciences need to draw upon knowledge garnered through practical medical work, and conversely develop research with practical application. The same is true in study of business and the law. A literary scholar is engaging at a deep level with literary practice, just as is a music analyst with the musical equivalent. The extent to which academic research into the arts does or should feed into practice is more open to question, however. Certainly in the case of music there is a body of musicological opinion which is markedly sceptical about the value of performers using the findings of analytical and other research to inform their own performances, noting the very limited to which a great many important performers have done so over history, and how often their performances are quite distinct from what might be implied by such research. The same is true of composition – someone once wrote sardonically about composers who think that if one can analyse music, one can compose it, it is just a matter of doing the process in reverse! Nonetheless, in other ways performers do frequently draw upon knowledge in the business of crafting a performance (sometimes simply that garnered from listening to other performances), as do composers, and so such criticisms may in reality relate more to specific strategies than the use of external knowledge per se in the process of artistic creation.
Some areas such as pure maths (at the heart of my own first degree) may be different with respect to practical engagement; certainly from what I recall 35 years on a good deal of pure mathematical research was undertaken without primary consideration for its potential application, which was something to be discovered later on. I believe (but am no expert) that a similar approach underlies some work in other ‘pure’ sciences, and this is certainly true of those non-empirical branches of philosophy which believe in the possibility of synthetic a priori knowledge.
But in fields for which large areas of practical activity exist, it would be foolish to deny the value of engaging with knowledge drawn from this realm. I will from this point limit my discussion to artistic areas, as they are those which I know best. The key issue, in my view, is not whether but how one should do so. And this is where I would emphasise the vital aspect of a critical engagement with practice, and also of academic independence. When dealing with external practitioners or institutions dedicated to practice, one is confronted with those who have their own distinct desires, needs, economic imperatives, possible rivalries with others, and so on. Not all of these things would make for good scholarship if taken at face value. An artist may prefer a scholar to focus exclusively on their most successful work, not that whose merits might be more questionable, but a scholar who did so and claimed to be examining the work in its entirety would be disingenuous. The same is true of one examining a theatre and the responses of its audiences, who chose to bracket out from their study those audience responses which were less positive, in order to avoid upsetting the theatre owners. To use a dichotomy underlying a blog post from almost a decade ago, this is the difference between scholarship and PR. The scholar’s task is to follow where the results of their research lead them; to bury some of these in order to keep an external partner happy, or for that matter to undertake the research in such a way as to make such an outcome inevitable (as I have criticised sharply in some varieties of ethnographic work which eschew a critical view of the views and perceptions of their subjects, and as such can amount to hagiography), is to foresake one of the most fundamental aspects of being a scholar.
What I am arguing here is that critical scholarly engagement with practice (which can certainly involve partnerships and the like) should not be confused with a subservient relationship to this. This may not be the preference of some external practitioners, but if they wish for academic input, they need to respect the integrity of the academics involved.
But what about if the scholar is also the practitioner, as is the case in various forms of practice-as-research, artistic research, and so on? I have argued repeatedly that the question of whether certain practice is research is rather banal. In some ways most practice can be construed as such (as most practice requires answering certain types of questions to which there are multiple possible answers, and a range of methods for doing so), but what really matters is the quality of the research. This is not necessarily synonymous with what satisfies other aesthetic criteria (in an artistic context), but has to do with the generation of new knowledge expressed in the form of practice, which can have at least potential application for others. So an artist who develops new approaches which are found to bear aesthetic fruit, and upon which others can draw, would in an academic context generally be thought of as having done valuable research of a type.
Not all do accept this view of research (certainly artistic researchers have on the whole rejected the idea that research can simply be located in practice itself). I do accept it, but I am less sure of the extent to which it maps onto other forms of research, or qualifies the practitioner to undertake the latter, other than in some exceptional circumstances. Furthermore, while the quality of such research can, I believe, be gauged simply by close inspection of the practical work engendered, I wonder of the extent to which those engaged in assessment really do those to an intense degree (hardly possible if one has a wide range of things to assess), or whether the research quality is based upon finding the work more-or-less seems to resemble some of the qualities presented in associated verbal material (see my post on the 300-word statements that are essentially mandatory for submission of practice-based outputs to the REF).
Once again, I return to the question of critical engagement, or self-critical engagement. A practitioner can describe their work, even give a significant amount of detail about how it was put together, upon which ideas, philosophies or other determinants they have drawn (as one will find in many an ‘artist’s statement’), but that does not amount to this form of engagement. What can be difficult for practitioners is an attempt to ‘stand outside’ of their own work (and the immediate concerns of their own self), especially when in other contexts they are required to ‘sell themselves’ and in the process hide any acknowledgement of weaknesses, doubts or other more ambivalent self-reflection. Of course academics are far from immune to the latter tendency, which can sometimes dampen the possibilities of their own self-criticism, but they do function in scholarly arenas where if they do not do so, others can and often will follow up on vulnerabilities in their work, which is not always the case in more precious artistic circles.
The much-debated and contested field of autoethnography appears to me to hinge on the critical element; critical self-reflection upon personal experience, for the purposes of generating new knowledge which wider potential application is not the same thing as simply writing about oneself (which would be closer to autobiography), though a fair amount of writing and lectures I have encountered which is billed as autoethnography comes closer to the second category.
One anecdote may explain how these different attitudes and approaches can also inform teaching and its relationship to external practice. At a former institution, I was once tasked with developing a module on ‘Music and the Marketplace’, which I conceived as a broad consideration of the ways in which market forces inform music and music-making over a period of history, how other forms of music-making less subject to market forces might be different in nature, and so on. I had to be away for a period for some external performing work, so someone else took over the module design in my absence. When I returned, it had been changed to something like ‘How to get ahead in the musical marketplace’, which was a long way from my original design. What is the difference exactly? The module as originally conceived was about a critical engagement with the practice of music-making and its economic context. This by no means need imply a primarily negative view of market forces or their effect upon music, but should have been able to entertain a plurality of possible perspectives based upon careful and critical study of the phenomenon. The latter would have been entirely an ’employability’ module. Now I am certainly not going to deny the importance of such things. Some aspects of such teaching, such as how to write a CV or design a business plan, I would categorise as ancillary rather than academic skills – certainly they are things which do not necessarily require a university in order to be learned. But if employability skills become the only or primary things taught in a university context, or the attitude associated with them underlies the majority of teaching, I wonder then if a university degree has become more of a training course, lacking true intellectual inquiry and critical thinking that is more than purely functional. This touches on the question of a humanities approach – critical thinking in that context I would associate with a relatively dispassionate search for ‘pure’ knowledge, rather than subsuming that knowledge to narrow external criteria such as ‘how do I get ahead?’ or ‘how do I keep certain people happy?’
Any academic department without critical scholars will be impoverished in terms of the wider mission of a university. Practitioners can be critical scholars/thinkers as well, as can external partners, but one should not assume this is necessarily the case and certainly not ignore the possibility that other agendas may condition their thinking, either as expressed explicitly or implicitly assumed. In order that universities fulfil their central mission, it is vital to engage with practice, but in a critical and independent manner, whilst recognising that simply undertaking practice and promoting it in a certain way is not at all the same thing. And institutions must take care to guard and protect scholars’ independence from external pressures, simply to ensure that what they do remains scholarship. Then there is no reason to worry that engagement with practice entails any necessary conflict with the imperatives of research.
In advance of writing a new blog post on academic engagement with practice, I thought it might be useful to give links to my various writings on practice-research and other important links in one place here, much from the period following the publication of John Croft’s article ‘Composition is not Research’, Tempo, Vol. 69, Issue 272 (April 2015), pp. 6-11.
Here is Croft’s article and my response:
The following articles appeared in the same issue of Tempo as my response to Croft. Unfortunately there do not appear to be open access versions of them available.
Camden Reeves, ‘Composition, Research and Pseudo-Science: A Response to John Croft’.
John Croft, ‘Composing, Research and Ways of Talking’ (a response to both Reeves and myself)
Musicology is not Musical PR. A post from 2013, from when I started to think hard about the different value-systems and expectations of scholarship from practitioners and musicologists.
Research Forum, ‘Can Composition and Practice be Research? Critical Perspectives’, City University, November 25th, 2015. This was a post in advance of the debate.
‘Musicological Observations 4: Can Commercial Music be Research?’ This was an earlier article asking about the relationship between commerce and research in a musical context.
Performance-as-Research – A Reply to Luk Vaes. This was a response to an article by artistic researcher Luk Vaes (linked to in the post) in advance of the debate.
Video of Research Seminar on Composition and Performance as Research, and some wider responses to John Croft and others. This contains the full video of the debate, some of my text presented there (the information on university music departments is rather dated, and will be supplanted by new information posted on this blog soon), and wider responses to Croft’s response.
Some final thoughts on composition, performance, the REF, and teaching. Subsequent reflections following the debate.
Those 300-word statements on Practice-as-Research for the RAE/REF – origins and stipulations – ‘academic butt-covering’ or more problematic? Specifically on the role of 300-word statements accompanying practice-based outputs.
The RAE and REF: Resources and Critiques. An article written during the period of the 2018 industrial action in academia, collating a wide range of views on these institutions mostly expressed on social media, with wider links to literature on the subject. This contains a small amount relating to practice-research and the REF.
Musicological Thoughts 9: Practitioners and Scholars – Advocacy vs Criticism? A much more recent post, entailing some revision of earlier positions and somewhat more sceptical about the extent to which practitioners and scholars are able to find genuine common ground.
Musicological Thoughts 10: The Value of Empirical Musicology for the Performer? A piece written during the 2022 Performance Studies Network conference, after a mixture of listening to papers and practising, considering the relationship between practice and a particular musicological sub-discipline.
Two other articles, not blog posts, which I wrote earlier this year for the Times Higher Education Supplement, are also relevant in this context:
‘We need a Research and Practice Excellence Framework’ (10 May 2022)
‘University departments need a broad range of performing artists’ (22 May 2022) (written in response to Victoria Kelley, ‘The REF does not disadvantage practice-based subjects’ (13 May 2022)).
The blog post on ‘Practitioners and Scholars’ above is in part an attempt to offer a further side to this debate, not possible within the word-count of the THES articles.
The following are a range of further weblinks available at the time of the debate.
Piers Hellawell, ‘Treating Composers as Researchers is Bonkers.’
Luk Vaes, ‘When Composition is not Research.’
Lawrence Dunn, ‘Squaring the damn composition-research circle.’
Martin Parker Dixon, ‘Composition can be research (some comments on John Croft’s recent article).’
David Pocknee, ‘Composition Is Not A Jaffa Cake, Research Is Not A Biscuit: A Riposte to John Croft.’
Lauren Redhead, ‘Is Composition Research?’
Nicholas Till, ‘Opus versus Output’
Huib Schippers, ‘The Marriage of Art and Academia: Challenges and Opportunities for Music Research in Practice-based Environments.’
Christopher Fox, ‘Music for a Dis-Uniting Kingdom?’ (Including some reflections on composition as research).
The following book chapter continues some of the important themes. Unfortunately it is not available open access, but can be requested from the authors at the link below.
Martin Scheuregger and Christopher Leedham, ‘The Purpose of the Written Element in Composition PhDs’, in Researching and Writing on Contemporary Art and Artists, edited Christopher Wiley and Ian Pace (Basingstoke: Palgrave Macmillan, 2020), pp. 65-90.
The website for PRAGUK (Practice Research Group UK) includes a good list of major texts on the subject. Especially important, coming out of this group, is the following:
And the following are some earlier relevant articles more widely on practice and research:
Christopher Frayling, ‘Research in Art and Design.’
Linda Candy, ‘Practice Based Research: A Guide.’
Joanne ‘Bob’ Whalley and Lee Miller, ‘Partly Cloudy, Chance of Rain: A Case Study’, in John Freeman (ed) Blood, Sweat and Theory: Research through Practice in Performance. (Middlesex University Press, London, 2010), pp. 218-232.
One of the biggest challenges for any performer of jazz, at least as the majority of jazz players I know would say, has to do with rhythm, and specifically the performance of uneven rhythms so as to ‘swing’. Some have tried to notate these, sometimes very approximately, sometimes in much more detail. But the consensus appears to be that codifying such a rhythm then simply executing according to the ‘rules’ thus generated will sound artificial and contrived. Furthermore, it is difficult via such an approach to be flexible in one’s ‘swinging’, as the nature of this can be subject to small variations depending upon the musical moment, or to respond to the particular variants heard from other players in a group setting. So in general, there is thought to be no real substitute for simply playing with others on a regular basis, and absorbing the rhythm through listening, imitation, osmosis.
A parallel situation applies to language learning. While it may be possible to learn a good deal of vocabulary and grammar, even some idiomatic usage, through independent study, from textbooks, etc., many believe there is no real substitute from being immersed amongst native speakers, having to communicate on a regular basis without necessarily having recourse to ‘guides’ when immediate responses are needed. This is not least to do with the process of learning a decent accent (something generally thought rarely to be possible to such an extent as one could pass as a native speaker to other native speakers, unless one learns from a young age), but also absorbing a wide range of idiomatic employment in the form of speech (writing is a different matter).
It would be rash to rule out the possibility that there could ever be found means of learning jazz performance, or languages, in such a way that obviates the necessity for such regular interaction amongst those who have absorbed the idioms. But I am not aware of such means having yet been discovered and comprehensively tested.
This brings me to the question of empirical musicology (by which I mean specifically that using empirical means of measurement of aural data, by software such as Sonic Visualiser or other alternatives) for the analysis of musical performance, something which has been on my mind during a (generally excellent and very stimulating) conference on Performance Studies which I am currently attending (today is the last day). Empirical Musicology is a relatively recent development, about which an important edited volume was published in 2004, edited by Nicholas Cook and Eric Clarke, and for which there is a dedicated academic journal. With roots in the use of quantitative approaches employed in music psychology, and some others relating to such things as bodily motion during performance, a range of musicologists have increasingly used this to analyse various parameters of musical performance, especially tempo and its modification, rhythm, also pitch, timbre (notoriously difficult to analyse using more qualitative means), dynamics and so on.
The value of musical analysis (in the broadest sense) is not uncontested; it is an activity developed within the realms of academia which has not necessarily played a significant role (or a role at all) in the actual work of a great many practising musicians past and present. Cook himself, in his book Beyond the Score: Music as Performance (about which I published an extended review-article which also considers more widely the field of performance studies) was sharply critical of what he described as ‘Analytically-Informed Performance’ (AIP) whereby performers shape their interpretations according to priorities determined by analysts. Focusing on some key writings by music analysts Wallace Berry and Eugene Narmour, Cook suggests this implies a hegemonic imposition of academic ideologies on the world of music-making, not least because the dialogue appears one-way; he believes analysts have as much to learn from listening to performers as vice versa. So far, I can agree that a more two-way approach would be fruitful, but here and elsewhere Cook expresses major scepticism about the possibility that performers could learn anything of value from analysis and analysts, questioning the value at all of a musicological discipline which he has also linked to creating artificial hierarchies of value.
Here I disagree. I have my own scepticism about the value of certain highly systematised modes of analysis, such as grew up especially in the early post-1945 era in the United States, which has been plausibly argued to have been driven both by a positivistic, scientistic academic climate in which research in the arts and humanities was valued largely to the extent it could on the surface mimic the trappings of a ‘science’, but also by the growth of mass education and the concomitant need to find approaches to analysis which could be taught on an industrial scale and learned almost by rote. Much of the analytical work I have read from continental European musicologists has been no less rigorous or thorough, but more ad hoc in nature, freely adapting a variety of tools (or creating new ones) according to needs of the music at hand, and as such avoiding the unhappy situation by which the key criterion appears to be whether the music serves to bolster the theory, rather than vice versa.
But if one embraces a broader conception of analysis, to encompass most approaches to understanding the inner workings of a musical composition (or a performance or other sonic phenomenon), then I think not only can this be invaluable for performers (and listeners) possessing any basic curiosity, but also actually something that many performers do as a matter of course to some extent, as I argued in a keynote lecture entitled ‘In Defence of Analytically-Informed Performance’, delivered in a conference in São Paulo in 2019, which I intend to revise for publication at some point soon.
It is very far from unusual, for example, for a performer to gauge a series of mounting dynamic curves in a series of phrases leading to a mini-climax according to the melodic, harmonic and rhythmic properties of the information contained in the score. This may be done in a relatively intuitive and non-systematic manner, but nonetheless does constitute a form of analysis, a discernment of aspects of the score which reveal something about the musical processes, which then inform aspects of the realisation of the score in performance. Whether this perspective is generated simply by playing the music to oneself and listening, or some more studied process of identifying chord progressions, melodic properties, etc., does not make it any more or less ‘analysis’, in my view.
I was doing this myself (essentially intuitively) when practising the opening passage of the last movement of Schumann’s Fantasy in C, op. 17, yesterday, trying out different ways of shaping the two-bar phrases in bars 5-14, in terms of relative dynamic peaks, my choices informed by such factors as the extent to which the music modulates away from the home key before returning to a dominant harmony on the relative minor in bar 10, or the transformation of the bass line from a descending progression starting in whole tones towards a chromatic one in bars 11-14. Much is at stake in these bars in terms of the expressive and emotional trajectory prior to a return to a dominant pedal point in the home key in bar 15. Similarly, the shift to the major submediant in bar 2 is striking in the context of the wider style. Even after having played this work for over 30 years and having heard many others perform it, it still makes an impact, and so I wonder about such questions as whether to register this sentiment by a small holding back of the pulse and tenuto at the beginning of bar 2.
Even if I am describing aspects of the score above using very basic technical terms, I do not believe that I am in any sense unusual in grappling with such interpretive questions; the use of that language is simply a way to articulate some information discerned essentially intuitively so as to be comprehensible to one reading this piece of writing.
Empirical musicology is on another level in terms of the technical language and illustrations employed. Over the course of the conference, I have been looking at highly detailed charts, multi-coloured shapes (containing many hues) to illustrate timbral properties, animated graphics to trace the variation in basic pulse during a performance. Much of this yields interesting insights and conclusions, some of which appear to be established on a more secure basis than might have been possible otherwise.
But then I do ask the basic question: what purpose does this research serve? In one case, the researcher suggested that they were attempting to codify the rhythmic practices found to be common in a particular regionality when performing some music identified with that regionality, so that those performing such works in more remote locations could do a type of ’empirical musicology in reverse’ (my term, not theirs) and translate these back into performance.
But this is where I become more sceptical, and wonder if the results of such a process would ever really convince, for the same reasons as those outlined above with respect to jazz or language learning. How much music-making can really be reduced to a finite set of stylistic principles which can be codified and reproduced so as to create plausible imitation of the ‘real thing’? I would need to hear a range of realisations of this model to judge that, but do not have a huge amount of faith. Musical style is not, I believe, something so easily reified, but a flexible and continuously developing thing, driven as much (in repertoire involving more than one musician) by regular interactions between players as by collective adherence to a set of rules.
The context of this had to do with global music-making, in particular performance of a certain repertoire at localities a long distance from the music’s point of origin, also the place where the most regular and distinctive performance tradition has occurred over an extended period. But one possible conclusion from the above – that it is no more possible to perform in a relatively ‘unaccented’ style without regular interactions with the music’s ‘native speakers’ than is the case for speaking a language – may be unacceptable in terms of global aspirations. I should emphasise here that the analogy of a ‘native speaker’ does not really have anything to do with particular upbringing, nationality and certainly not ethnicity; it is about whether one has had the opportunities over an extended period for acculturation through musical interaction with others well-versed in the style. This ought in theory to be perfectly possible amongst diaspora communities; a group of Georgian folk singers who relocate in Brazil could in some sense continue a tradition of such singing in the new location, and incorporate into it others not originally from Georgia (whether other social and political factors might influence the extent to which this actually happens is of course a whole other set of questions).
Empirical musicology applied to performance attempts to provide an alternative to this, a means of learning a style through applying a set of principles obtained through systematic empirical analysis of performance. Those employing those are of course also free to listen to the original performances too, but what they may not be able to do is play together with other musicians versed in it.
Is this a viable alternative? I am not sure, and would need much more evidence to be convinced. But there is another possibility to consider, related to the considerations of the post-1945 United States academic environment I described above. Whether or not this research has a wider ‘impact’ (to use a buzzword familiar to all those in UK academia), could such empirical musicology be notable primarily as a means of trying to turn a lot of what musicians do anyhow, without necessarily having any input from academics, so as to appear like a type of quasi-scientific ‘research’ which is thought to be the best way to secure the status and funding of a particular academic sub-disciplines?
The departure from academia of a brilliant scholar unafraid to critique the relationship of culture to capitalPosted: October 17, 2021
For several months, various friends have known about the upcoming departure of Professor J.P.E. Harper-Scott from academia, at the age of 43, to take up a job in the Civil Service. To friends he is Paul, and I will refer to him as that from this point, as I am mourning the loss to the profession not only of a brilliant scholar, but also a close personal friend.
Paul published a ‘farewell blog post’, which has been widely shared on social media. In this, without engaging in any targeted critiques of individual scholars or groups, he identified the heart of the problem with which he no longer wanted to be continuously embroiled: an approach to scholarship which preaches dogma and allows for no dissent from orthodoxies, in drastic opposition to the spirit of critical thought which was what drew him to academia in the first place. He exemplified this with a stark statement (an imaginary one, but definitely of a type with which many will be familiar) about how, on account of the interactions between nineteenth-century music and imperial societies, ‘The classical music canon must be decolonised’ (my emphasis). He followed this with a considerably more nuanced view compared to this dogmatic utterance. Then he noted the necessary consequence which would likely be drawn of the dogmatic statement: that music departments stop teaching Beethoven and Wagner, rather than the alternative he suggests by which such music can be used as a means of understanding more about the social contexts from which they emerged. Then he went on to describe his own sense of joy and liberation upon discovering a lot of such music, coming from a background in which it played almost no part. There was a real sense of sadness in the portrayal of a situation in many quarters in which anyone who dissents from this type of ideology is subject to personalised attacks, shaming, no-platforming, and attempts to have them removed from their posts, and how the dogmatic approach mirrors that found in media, politics and business. This was not a world in which he any longer wished to operate.
At first, Paul’s blog post provoked a lot of expressions of sadness and regret, combined with various individuals imploring musicology to look at itself and how it has got to this state. I certainly recognise quite a bit of what he diagnoses, though some of this is more prominent in the US than the UK, and in the UK it is found in certain quarters much more than others. There is a pronounced divide within the UK sector between the ‘post-92’ institutions (former polytechnics before 1992) which in large measure (with a few exceptions) focus on more vocational teaching of Music Technology, Music Business, Musical Theatre, Popular Music Performance, and so on, and the Russell Group (the elite group of research-intensive institutions) in which there is a greater emphasis on a humanistic approach to the study of a wide historical range of music, ethnomusicology, critical academic study of music and its contexts, analysis, performance practice, and so on. Various institutions fall in neither of these groups, and often combine aspects of both approaches. Many of the Russell Group and mid-ranking institutions have taken on aspects of popular music (notoriously Oxford University’s recent introduction of a part-core module in Global Hip-Hop), music business, in some cases music technology, and so on, integrating these into wider curricula, but there has been less traffic in the other direction. Few outside of conservatoires would be able to complete their studies without at least facing some critical questions about the reasons for a canonical repertoire and especially the role of popular music and non-Western traditions relative to this, but many studying popular music can limit their focus exclusively to such music, usually overwhelmingly from the English-speaking world and from a relatively limited historical period, To engage with older historical popular traditions, or those around the world less deeply indebted to the Anglo-American model, is far more rare. Even within part of the sector, there are more than a few ethnomusicologists who heap down criticism on most things related to Western art musics, its traditions, and associated scholarship, often in deeply impugning, accusatory and denunciatory ways (there are some examples of this in this article, which can be found together with the companion piece ‘When Ethnography becomes Hagiography’ in this book) , but react with horror at even the slightest critique towards their own field. And, as for example expressed in relatively mild form in this exchange following a quite denunciatory radio talk by one professor on ‘Dead White Composers’, there are plenty in academia who will happily dismiss centuries of heterogenous traditions with a few tawdry adjectives (or, in many cases, claiming it to do little more than embody feudal, imperial, racist, misogynistic values – all true in some ways, and of other musics, but far from a nuanced picture) whilst making extravagantly liberatory or emancipatory claims for their own favoured popular musics.
But some of the responses on social media to Paul’s resignation post, including some from academics, exemplified a lot of what he was diagnosing. While a few respectfully questioned some of the arguments made and whether he represented the reality appropriately, others were extremely aggressive, personalised, espousing contempt bordering on hatred, righteous, while others flagrantly misrepresented what Paul’s article actually said, or attempted to undermine his words on ad hominem grounds. Others even claimed that the article caused ‘hurt’, and then felt obliged to denounce it and him as a result. There were no personalised attacks on anyone or any groups in the article, but this was not true of the responses, some of which seemed calculated to cause maximum hurt. This was the unedifying spectacle of a pile-on, and it was deeply disappointing to see some scholars, perhaps the types Paul had in mind when he spoke of those claimed to be ‘generally quite well-meaning’ but not ‘brave’, feel pressure to join in the mobbing.
Paul was clearly a brilliant scholar from the outset. His early work on Elgar (in Edward Elgar: Modernist (Cambridge: Cambridge University Press, 2006), drawing upon his PhD; Elgar: An Extraordinary Life (London: ABRSM, 2007); and the edited collection with Julian Rushton, Elgar Studies (Cambridge: Cambridge University Press, 2007)) made a very significant contribution to a wider body of scholarship drawing the concept of musical ‘modernism’ more broadly than hitherto and highlighting, with the aid of various analytical tools, the ways in which musical strategies, aesthetics, processes, structures and more left an indelible mark even on work not usually considered together with the most radical figures.
He became a full Professor at the relatively early age of his late 30s, and continued to be highly productive, having to his name by the time of leaving academia five sole-authored monographs, several edited volumes, and countless articles and book chapters (an unfinished book comparing neo-Riemannian analysis with Hugo Riemann’s own work will be completed by another scholar). He was also a highly respected, though far from uncritical, mentor to many junior scholars.
The most important aspect of his work, in my view, was his endless exploration of the relationship between music, musicology, and capital. In this he came from a position on the radical left, drawing upon Marxist models of capital, and was very critical of what he saw as much more casual work in which ‘capitalism’ is essentially viewed as synonymous with any system in which goods are bought and sold. Paul, by contrast, examined what he perceived as the ideological complicity of various strands of thinking fashioned as progressive, democratic, anti-elitist, etc., with the interests of capital. His position was made clear in the Preface to The Quilting Points of Musical Modernism (Cambridge and New York: Cambridge University Press, 2012):
But as well as critiquing scholarship on modernism in particular, the book constitutes a broader ideological critique of all manifestations of what could variously be termed postmodern, pluralist, or as Badiou would say democratic materialist musicology. I will therefore make a Leftist case for the possibility of an emancipatory politics that is diametrically opposed to the relativist–cultural sweep of (the bulk of: emphatically not all of) modern ethnomusicology, empirical musicology, musicology of pop music, and all other crypto-capitalist work on what are called musics, by showing how modernist music (on this new dialectical definition) helps to advance our most pressing present concern – to escape the horrors of the present by imagining the transformations of a coming society. (p. xiv)
The following passage indicates his type of argument at full flow:
[Richard] Taruskin’s second suggestion is that ‘cast[ing] aesthetic preferences as moral choices at the dawn of the twenty-first century is an obscenity’. Let us turn this on its head and insist instead that concealing the moral consequence of obfuscated xenophobic–capitalist aesthetic preferences at the start of the twenty-first century is an obscenity. What Taruskin is doing, of course, is to deny the emancipatory potential of classical music – not because he particularly disbelieves it, I expect (he wrote a five-volume history of it, after all) – but because it pleases him argumentatively to assault other musicologists. In parallel, he wants to say that popular classical music is more valuable – which is to say (as he does) more consumable – in the world of late capitalism. But this aesthetic decision in favour of the popular over the recondite has ethical consequences that Taruskin neither admits nor – as is clear from his gruff rejection of any possible link between aesthetic choice and ethical act – would acknowledge. But capitalism has subjects, subjects who are exploited, limited, have their life’s possibilities minutely circumscribed and controlled. Declaring in favour of the popular is fine as far as it goes, but doing so while denying any possibility of a truth-statement that exceeds the definition of the merely popular (that is, ideologically normative) with the intention of tearing apart the prevailing understanding of the situation – which for us today is global neoliberal capitalism – is simultaneously to declare in favour of the dictatorship of Capital, and the impossibility of its revolutionary destruction.
More extended such arguments can be found in the longer passage from this book, a link to which I posted earlier. In general, a good deal of his strongest critiques were directed at a particular Anglo-American ideological viewpoint, now common within musicology, which can loosely be associated with postmodernism, a position of high relativism which remains oblivious to the influence of capital. For myself, while I can no longer subscribe wholly to the type of Marxist thinking with which I once had some sympathies (and especially not the neo-Maoism of Alain Badiou), and believe the relationship between popular art and capital to be somewhat more complex, I do have other sympathies with various of his arguments from a social democratic perspective, one which rejects the untethered reign of market forces and the commodity principle as a fundamental measure of the value of everything, but believes in regulation, a strong public sector (including in the realms of education and culture), progressive taxation and public spending, and also which does not necessarily view the ‘state’ always as a malign and hegemonic force, but one which can equally act as a democratic check on the power of capital and big business. In this post, I have collated some examples of musicologists who are more explicit in appealing to commercial forces and the market as a supposedly emancipatory alternative to other means of cultural production, or sometimes denying there could be any alternative to the former. This is a perfectly legitimate perspective, and one which deserves proper consideration, but there are many obvious reasons to doubt the extent to which such an ideological viewpoint should be associated with the political left.
Paul also repeatedly returned to the issue of Anglo-American xenophobia in musicology. He was not alone in this; even Nicholas Cook, coming from a very different ideological and scholarly perspective from Paul, had reason to criticise what he called ‘the xenophobic essentialism that Taruskin seems on occasion to erect into a historiographical principle’ (Nicholas Cook, ‘Alternative Realities: A Reply to Richard Taruskin’, 19th-Century Music, vol. 30, no. 2 (2006), p. 208; a reply to Richard Taruskin, ‘Review: Speed Bumps’, 19th-Century Music, vol. 29, no. 2 (2005), pp. 185-207). Paul wrote about the ‘E→G→N short circuit’, which he associated especially with Taruskin, whereby Europeans (E) become conflated with Germans (G) which become conflated with Nazis (N). This is rooted within a tradition of neo-conservative thought, which sees American-style capitalist democracy, fascism, or Stalinist communism, with the latter two also seen as very similar in many ways, and European social democracy distrusted and sometimes demonised for its lack of wholehearted embrace of the US model.
Paul’s final book as an academic is The Event of Music History (Woodbridge: The Boydell Press, 2021), some of which I am continuing to process at present, and about which I plan to write a more extended response. In this he sought to address fundamental historiographical questions and the question of what constitutes a ‘subject of music history’. He concentrated critical attention on postmodern theories of history such as those of Hayden White, F.R. Ankersmit, Keith Jenkins or Alun Munslow, as well as a range of alternative models provided within musicology, in particular some outlined by James Hepokoski (in ‘Dahlhaus’s Beethoven-Rossini Stildualismus: Lingering Legacies of the Text-Event Dichotomy’, in The Invention of Beethoven and Rossini: Historiography, Analysis, Criticism, edited Nicholas Mathew and Benjamin Walton (Cambridge and New York: Cambridge University Press, 2013), pp. 15-48). These could be delineated into four categories: (1) a critique of Western European canons and their ideological underpinnings; (2) an attempt to dilute what is perceived as an elitist, anti-democratic and German-centred canon by greater incorporation of Mediterranean opera, performer-centered composition, nationalistic works not traditionally viewed as significant, or types of popular or commercial music; (3) a more pronounced shift away from a German-centered canon towards alternative traditions coming from the opposite side of the ‘Beethoven-Rossini divide’ as articulated by Carl Dahlhaus, so that the likes of Donizetti, Verdi, Paganini or Liszt move to centre stage, while a focus on performance replaces score-based analysis, quite deeply distrusted; (4) more difficult to summarise, but employing the opposition between the ‘drastic’ and the ‘gnostic’ cited by Carolyn Abbate (in ‘Music – Drastic or Gnostic’, Critical Inquiry, vol. 30, no. 3 (2204), pp. 505-36), borrowed from philosopher Vladimir Jankélévitch, focusing above all on musical reception, and valorising the performative/drastic in opposition to the gnostic. Paul examines these in some detail, in all cases critically, and proceeds in the book to engage with the work of Theodor Adorno to a more thorough extent than previously, leading to extended chapters returning to the central figure of Beethoven, the role of analysis in discerning the ‘truth content’ of his works, as well as questioning some reductive models of the relationship of Beethoven’s ‘heroic’ style to the Napoleonic era and so on.
I have significant differences with Paul on many issues. He is deeply invested in Lacanian psychoanalysis, about which I am more sceptical, as I am about some intellectual figures he strongly favours, such as Badiou or Slavoj Žižek. I take a somewhat different view of such issues as the ‘Beethoven-Rossini divide’, and have perhaps greater sympathies with views which believe in a certain decentring of a particular Austro-German canon (and as such, have more time for strategy 2 above, which has informed some of my own teaching), and even with those which make a rather stark valorisation between highly commercially focused music-making and that which exists with some degree of protection from the vagaries of the market. In that respect, I do not so strongly go along with every aspect of Paul’s critique of some of the arguments of Richard Taruskin, even though I also maintain some aspects of this and other critiques of this body of work. Paul is not sympathetic to the most of the field of historically-informed performance, from a position probably closer to that of Pierre Boulez than Taruskin, while I see this field as of huge importance and value. Furthermore, I believe some of Paul’s critiques themselves to be too all-encompassing in nature, though it is important to note, for example, his critique of some work of ethnomusicologist Henry Stobart was balanced by a counter-example taken from another ethnomusicologist, Martin Stokes. While heavily critical of a lot of directions in ethnomusicology, this did not amount to a blanket rejection of this sub-discipline. For myself, I think study of at least one musical tradition from outside of Europe or North America should be an core part of most music curricula, showing students very different musics, social and cultural contexts from those with which they are likely to be familiar, but have a variety of critiques of some methods and ideological positions associated with ethnomusicology.
But I recognise a lot of the tendencies outlined in Paul’s resignation post, especially the level of dogmatism, with bullying, pathologisation and demonisation as an alternative to any attempts at communication, engagement and scholarly critique with those of divergent viewpoints. This is very unbefitting of academia, and the very converse of genuine diversity (which should include ideological diversity) and a spirit of critical thinking. Paul has left behind an important body of work, and numerous other contributions to academic life – for example as an elected trustee of the Society for Music Analysis, like myself, and through his immensely generous work creating and maintaining the Golden Pages, an invaluable resource for all musicologists listing upcoming conferences, dissertation abstracts, citation guides, online resources, university music departments, and more. But he had weathered the storms for as long as he wanted to, and wished (on an entirely voluntary basis) for a career change, also in light of an unhappy situation where cuts were made to his department at Royal Holloway, which was also a key arena for very pitched battles between factions. For my part, I am simply very sad to see the departure of both a friend and a scholar for whom I have the highest respect, even where we disagree. British musicology will be all the poorer without Paul.
Guest Post by Eva Moreda Rodriguez in response to my Spectator article – ‘How we read, how we write’Posted: October 16, 2021
The following is a guest blog post by Dr Eva Moreda Rodriguez, Senior Lecturer in Musicology at the University of Glasgow, in response both to my recent Spectator article (‘Roll Over, Beethoven’ – online version entitled ‘How the culture wars are killing classical music’ , Spectator, 7 October 2021) – I should add that neither of these titles were my own) and a range of responses on social media, including this by John Aulich.
How we read, how we write
Eva Moreda Rodriguez
A frustrating aspect of the debate around Ian Pace’s The Spectator article on social media was feeling that not all participants seemed to have read the same text as I did. Some accused Pace of wanting everyone to study music in his way (i.e. highly formalistic, dots on pages, music per se and nothing else). I read the article about four times in search of proof that this was indeed what Pace was saying; at some point, I even started to suspect that my ability to understand written English (which, after fifteen years in British academia, I considered to be pretty close to that of a native) was much poorer than I had assumed. Ultimately, though, I remain unconvinced. Pace writes, for example: “It is time to reassert the value of the study of music in its own right”. Does “reassert” imply the exclusion of everything which is not “the music in its own right”? True, Pace could (and probably should) have phrased his claim more inclusively – but the fact that he failed to write, for example, “reassert the value of the study of music in its own right alongside other approaches” is not in itself an indication that he believes these other approaches should be abandoned.
The frustration, however, led me to consider my own ways of reading and of writing: like Pace and J.P.E. Harper-Scott (although perhaps not as acutely as them), I have also felt for a while now that the study of Western art music qua sounding music (as opposed to social practice) is increasingly marginalized in British music academia. Might have I been misreading utterances from colleagues and stranger, twisting meanings and filling gaps based on my prejudices and previous experiences? I would like to pause here on the word “experience”, as I think it is key to this debate. If we are intent on answering the question “is the study of Western art music being marginalized in academia?”, we could (and should) invoke statistics (which, however, don’t tend to be readily available: we’d need to compile them first): numbers of jobs available by specialization; how this might have changed over the years; how many British universities offer courses in X, Y or Z; whether projects in certain areas are disproportionately likely to get funding, and so on. However, the response to such question will also be inevitably shaped by human interaction (with colleagues from our departments, with others we encounter at conferences, funding panels, professional associations, editorial committee). There is a whole new layer of information there that will likely influence our response: for example, when our department is presented to the outer world (in an Open Day, in a TV or radio programme), are certain areas privileged while others are hidden as a sort of dirty secret? How are teaching loads distributed between different kinds of specialisms? Are certain kinds of scholarship or approaches systematically disparaged in informal interactions or “banter” among colleagues (“same old same old”, “going into the archives and digging up positivistic crap”, “gibberish”, etc.)?
Moreover, such personal interactions tend to happen in an environment which demands extreme levels of productivity and incentivises that we see ourselves as rivals rather than colleagues. In addition, during the last year and a half most our interactions with colleagues are likely to have taken place in the emotionally alienating environment of conference calls. There is a risk here, I think, for us to become entrenched in our prior positions and overreact to anything we see as an attack on them. William Cheng – cited by Pace in his article – talks in his book about “paranoid scholarship”, which he has little time for. I am myself a bit of an enthusiast of paranoid scholarship – I take great pleasure in anticipating which kinds of objections might be put forward to my arguments, and how I might best address them before they have even been articulated: I think this has made me a better scholar –, and I would like to suggest that perhaps we should all be more paranoid when doing our scholarship, but less paranoid in everything else, especially when it comes to interacting with colleagues.
So, when I feel that my area of study is becoming marginalized, where does this feeling come from? And might it be that I am subjected to confirmation bias, in that perhaps I tend to read perfectly innocent statements calling for increasing diversification of the music curriculum (a goal I share and have worked towards) as synonymous with “classical music must disappear from the curriculum”? A key point here is the fact that this feeling comes overwhelmingly from interactions on social media (mostly Twitter), rather than in-person. I am, however, dissatisfied with the explanation that Twitter is its own world, where we build bombastic personas or let off steam before going back to our real-life normal, in which we allegedly express who we truly are: at UK universities, we are increasingly expected to use Twitter for professional purposes; the personas we build there might help us obtain professional contacts, co-authors, PhD students – they are part of who we are.
In any case, my sense of how these interactions go is something like this:
A: Cancel classical music!
A: No one said we shouldn’t teach classical music anymore you silly cookie! We’re just saying, why don’t we teach more hip hop?
But I realize that such exchanges, even if they give this impression to me, do not always happen so neatly as laid out above. For example: “A” might be a composite of several people: it might be that there is indeed an “A” which says something to the effect of “Cancel classical music”, then C and D re-tweet it, then, to B’s protestations, C indeed says that we should teach less classical music, D instead is more conciliatory and says that statement A was made for rhetorical effect, but that no one in their right mind would dream of taking it literally. Sometimes the exchange might happen more or less as above, but more protracted in time – so that A says something eminently provocative at a certain point, perhaps for rhetorical effect in a specific context, but then, in a different exchange, they saw it fitter to articulate their argument for diversification in more rhetorically conventional ways.
However, statements to the effect of the “cancel classical music” above are indeed made (or also: generalizations to the effect that classical music is sexist and racist – and if sexism and racism is something no sane person would want at their universities, where does this leave classical music?). They are indeed made by people employed in academia or with some power within it; contrarily, I would struggle to remember instances of similar statements going in the opposite direction (e.g. “music outside the classical canon has no place in universities”).True, I am sure that if we dug up we would find plenty in the comment section of Slipped Disc and similar outlets; these proclamations, however, unlike the above, do not come from individuals who can make decisions about curriculum. To be clear, I believe in freedom of speech and in academia and elsewhere, and I believe in the right of everyone to make such statements as provocatively as they want (as long as they are free of insults and calls to violence, of course). I am also not contrary to the idea that hyperbole and rhetoric effect might have a place, sometimes, in academic debate. I would just like to humbly suggest that colleagues making such statements consider the context (for example, what about PhD students in their departments working on classical music topics, who might be anxious about their job prospects?). I hope I am not asking more than I am trying to give myself as I try to disentangle my own knee-jerk reactions to such proclamations.
If we are to take such provocative statements merely as hyperbole, as an invitation to diversify Music studies (which I think most of us can agree with), it occurs to me that two questions we might want to tackle are: if X approach is to be introduced into Music studies, does it mean everyone has to engage with it? Does it mean every university will have to teach it? Because, I have to confess, what has often led me to feel as if classical music was increasingly marginalized (and, after conversations with colleagues, it seems I am not the only one) was the urging, peremptory tone in the calls for including one approach or another into music study, as if implying that everyone has to do it or else is suspect or, at best, charmingly out of date. But is it so? I myself have made in my own publications that “we” must engage with this or that (e.g., with exile and displaced musicians). And now I wonder: am I being equally peremptory? Might these claims have been read by anyone to imply that every music scholar should engage with exile, or else they are suspect of minimizing the plight of exiled individuals? I sincerely hope not, and I would be horrified if anyone had felt this was the case. I hope the context might have clarified that by “we” I meant, mostly, scholars of Spanish art music between, say, 1930 and 1980, and probably scholars of musical modernism too – but in the understanding that, while exile is a category that I certainly think both groups should have in their minds at some point, for some it is likely to be a footnote rather than a central preoccupation.
Why, therefore, do calls to engage with other categories sound more peremptory to me? Upon reflection, I think the main difference is that engagement with these other categories is often framed as a sort of querelle des anciens et des modernes in ways that I find scholarly unsolid and inaccurate. For example: it is not uncommon in social media debates to find the assumption that, if you don’t regard X as crucial to your scholarship, it’s because you haven’t read the right theorists, or you haven’t understood them: “Read XYZ, who has demonstrated this” (in which “this” is not something verifiable and falsifiable, such as, say, the date of composition of a work). Interestingly, a couple of the most charitable responses to Harper-Scott’s and Pace’s articles intended to portray them as out-of-date, yet ultimately, harmless scholars: their preferred methods of enquiry are now as obsolete as is Lamarckian; let’s pity them and hope they can find solace somewhere else. I feel like I am stating the obvious here, but, whereas paradigms in musicology of course change, the situation is a bit more complex than that: the study of, say, medieval musical palaeography (one of the pillars of musicology when it was first born) can happily coexist, and perhaps even be cross-pollinized, by approaches to the music of the Middle Ages that put more emphasis on the conditions that surrounded music-making. I am sure that many of those who opposed Pace’s article know better than to regard history as a teleological, progress-driven, quasi-Darwinian narrative, and so it perplexes me that they do so with the history of their own discipline.
But, even if we accept that some boring, lineal progress will happen and some approaches will eventually become extinct, it seems to me that my own understanding of where we are in this timeline differs from the perception of those whom I can describe as being on the other side of the debate. I arrived in the UK fifteen years ago to study for a PhD after having completed my undergraduate degree in Spain. At the time, the social history of music was a well-established strand in British and even in Spanish academia; the academic study of popular music felt newer to me, but perhaps it would not feel so now: the pioneers (Frith, Middleton, Tagg) probably now have the right age to be our undergraduates’ grandparents. In short, I do not think it is accurate to portray (as more than a few do) frictions within the discipline as a bunch of old, decrepit formalists resisting the reformist enthusiasm of those who insist (rightly) that music is more than that. Not so long ago, I listened to a fascinating, thought-provoking conference paper which nevertheless disconcerted me somewhat because of its author’s insistence that for a musicologist to privilege society and culture instead of the formal elements of the music extremely uncommon. Is it, in 2021? I would venture that a cursory look at say, what the top five musicology journals have published in the last few years would say otherwise.
In the same way as many did not see themselves reflected in the claim that there’s a push to cancel Beethoven, I often do not recognize the picture that claims that present-day students are fed a strict diet of Bach, Beethoven and Schenker. Maybe this is true in US academia, where I understand the music history survey, harmony and counterpoint are still a staple of the curriculum, but I would say it is emphatically not so in the UK, and I sometimes wish those on the opposite side of the debate would be more forthcoming in recognizing this. I have to confess here that my own experience has perhaps made me quite embittered in this respect: as a new PhD student in the UK, I enthusiastically embraced the claim (sometimes implicit, sometimes explicit) that music does not simply mean classical music, but other musics too. Even though my expertise was nominally in classical music, I felt the need to engage with the broader world out there, and when I started to teach I made sure to introduce plenty of non-classical topics in my teaching (in courses such as “Analysis” “Historiography”, “Research skills”, which don’t call for a specific repertoire); I also try to engage with other areas of Music study via reading and attending music research seminars. However, over the years I have noticed that colleagues whose main specialization was in ethnomusicology or popular music didn’t feel they needed to diversify their own teaching and engagement to the same extent, and this I’ve found sometimes disheartening, particularly when some of these same colleagues felt the need to point out that my own teaching wasn’t diversified enough (and this often based on the fact that I was, nominally, a “classical” musicologist, and not on the actual content of my classes). Conversations with colleagues at other UK universities suggest that my experience is not uncommon: many scholars who publish predominantly on classical music teach outside those topics, whereas I would dare to say the opposite is less common: while we can surely celebrate the fact that some Music scholars have eclectic research and teaching profiles, we should perhaps also ask ourselves whether cultivating such an eclectic profile (which is surely rewarding, but takes time and work) has become de facto a requirement for some but not for others.
I also wish there was more recognition that the canon is not hegemonic anymore at British universities. I have long resigned myself to the fact that, when teaching Pauline Oliveros’s Bye bye Butterfly, only a handful of students will have heard of Puccini; when teaching Tchaikovsky in relation to queer theory, only a handful will know sonata form and its ideologies to any level of detail, and so on. In his response to Pace’s article, John Aulich used Notre Dame organum as an example, implying that it is a staple of undergraduate teaching. At my university, I can conclusively say that the number of students who encountered Notre Dame organum in the classroom can be counted on the fingers of one hand – i.e. those who took my non-compulsory course in medieval music last year.
I am not saying that civilization is at risk of falling apart if we don’t remedy this; I am saying that this is the reality at the university where I teach, and I would say at many universities in the UK, and that this reality is at odds with the pretence that the content of UK HE music education is still predominantly white, male and formalist. These days, I find myself pondering whether the brave new world that was being envisaged in British academy fifteen, twenty years ago, a world centered around “musics” and not just classical music, is finally here, but maybe we are all realizing it is not that great and we are reacting, in our own way, against that. And, in my own perception, the fact that it is not great it is not necessarily because of anything inherent to the repertoires studied, but because of marketization pressures, de-funding, internal department politics, sometimes even politics plain and simple, and so on. One thing, however, seems clearer to me now more than ever: the problems with music education in HE were and are not due to the hegemony, or even the mere presence of, the classical canon.
Today, as a member of the University and College Union (UCU), I have been participating in the 8-day strike action (followed by indefinite Action Short Of a Strike (ASOS)), and have been on the picket line. I hope to blog regularly through the course of the strike – certainly I believe this is a more valid use of free time than using it to catch up on research, which amounts to crossing the #digitalpicketline , which I wish to avoid. A strike means withdrawing one’s labour: in higher education, this can take various forms, including teaching, administration, research, giving papers, visiting conferences, answering endless e-mails, and so on. All those who are striking should avoid doing any of these things on the strike days. I will be picketing every day during the strike except Monday 2 December (when I am meeting with the current head teacher of my former school to talk about a huge history of sexual and other abuse at the institution, as discussed amply elsewhere on the blog). Here are some pictures from the first day of action at City.
The reasons for the strike are clear, and laid out clearly on a page produced by UCU for Cambridge University, but applicable to all the institutions where staff have voted for strike. Our pay (and this applies to all university workers, not just those in academic jobs) has fallen by a massive 20% in real terms over a period of 10 years. There is serious gender inequality in the sector: male university workers hold 23% more secure contracts than women (I work in a department with 8/10 male permanent staff), there is major pay inequality, with the gender pay gap at City at 14.7%, higher than the national HE average. Workloads have become unmanageable, with staff chronically overworked and trying desperately to balance huge demands in terms of teaching, administration, research and more. Many report working at least 50 hours, and often many more, per week, 12 more than what the standard 37.5 hour working week entails. Managements and their representatives continue to heap new tasks on staff, often using spurious justifications of the need to respond to students’ needs. Furthermore, there has been a marked increase in precarity across the sector, with universities having become the second most casualised sector of the economy (after hospitality). Already in 2016, a UCU report showed that 54% of academic staff were on precarious contracts (temporary or otherwise insecure). This year, another UCU report found 70% of 49,000 researchers in the sector on fixed-term contracts, as are 37,000 teaching staff, mostly on hourly contracts, and a further 71,000 teachers categorised as ‘atypical academics’, on the lowest contract levels, with few employment rights. Furthermore, following the 2018 strike, universities have continued to ignore evidence of an independent review on the pension scheme (USS) and push through a proposal worsening the situation for us.
The issue of precarity is related to that of gender parity. In a society where women still undertake the majority of the burden of childcare and other domestic responsibilities, many are placed in near-impossible situations when faced with the need to keep relocating to different places to take on temporary contracts, or even shuttle between locations to fulfil a variety of part-time contracts simply to make enough of an income for basic needs. To secure a permanent contract, many institutions will only consider those with a stream of journal articles or equivalent outputs which they think will be considered 4* in the Research Excellence Framework or REF (on this, see this blog from the last strike). This is not remotely feasible for those juggling part-time jobs, travel, childcare and domestic responsibilities, unless they practically work themselves to death.
I will endeavour to blog and collate further information on these issues during the course of the strike. But as The Guardian have set forth in an excellent editorial, this is not simply a short-term strike about pay, pensions, etc., but a concerted action by so many who have been driven to exasperation by what higher education has become, so far from many of the ideals which are supposed to drive it.
It is also an opportunity for those who profess in their work to adhere to certain values (or, in some cases, find it an appropriate career move) to demonstrate their commitment through action. It is one thing to tick the right boxes in one’s writings on gender equality (and fighting other discrimination based upon ethnicity, class, etc.), another thing to actually take the appropriate action on this basis. Strike action matters considerably more than virtue-signalling.
Increasingly we have seen the consequences of an academic culture which views the student as a ‘consumer’ (which, from a management perspective, means simply a source of revenue), increasing use of all types of metrics which are ruthlessly applied to discipline and demean academic workers, degradation of the values of the humanities, critical thinking, and so on, which are so fundamental to the very concept of the university, in favour of narrowly focused technical and vocational education, and a reduction in status of academics, compared to bloated layers of management, often made up of those with relatively undistinguished academic careers of their own.
We do not, and should not, simply produce a ‘product’, a commodity to be bought on the open market, we provide an essential service. Education is a right, and a vital part of any civilised society. Government moves which have shifted the burden of the cost of higher education from the taxpayer (where it belongs) to the student, have used this in order to drive a wedge between students and those who teach them, attempting to mobilise students from below to keep academics in line. Happily, a great many students, and the majority of organisations representing them, can see through this, but such rhetoric is used for the purposes of bullying and to justify overwork. One decrease in a department’s National Student Survey (NSS) score (which sometimes can result from just a tiny number of disgruntled students, in smaller departments) can be the catalyst for a whole host of new directives required of already stressed academics.
I would like highlight three important Twitter threads relating to the industrial action, to which I am most grateful to Professor Elizabeth Eva Leach of Oxford University, a medievalist musicologist (a category whose numbers are decreasing all the time, and in which discipline scholars are very rarely able to find employment other than in a select few jobs in the most elite institutions, as historical subjects are deemed less ‘relevant’ than those more directly related to the supposed short-term needs of ‘the industry’).
Read this thread especially on chronic overwork in academia, and how the consequent levels of stress are noticed by insurers, but academic managements often remain oblivious.
Then for those who claim cuts to staff pay reflect economic realities and the like, look at this thread on universities’ reserves, capital expenditure, and the proportion of money actually spent on staff.
I would urge people to read this thread on the reality of precarious employment.
I will always be most grateful for any information provided by others which I can blog (I will be using my Twitter account @drianpace during the course of the industrial action).
Tomorrow I hope to tweet about stress, its debilitating effect upon academics, the toxic culture of overwork, and the types of macho competition it instils in the sector. On other days I will blog about personal reasons for backing the strike over and above the issues raised above, about the decline of essential subjects and approaches to learning, and various else.
I welcome comments on any of this (though not trolling or abuse).