Oxford Lecture on ‘Academic Music in the United Kingdom and the Dalliance with Practice’, 25 April 2023 – Handout for downloadPosted: April 25, 2023 Filed under: Academia, Higher Education, History, Music - General, music analysis, Musical Education, Musicology, Practice-Research | Tags: Denis Arnold Hall, music in higher education, Oxford University 1 Comment
Today at 17:15 GMT, I am giving a lecture on ‘Academic Music in the United Kingdom and the Dalliance with Practice’ at the Denis Arnold Hall, Faculty of Music, Oxford University. This can also be viewed live on Zoom – please use the sign-up sheet here if you would like to watch it this way.
There will be an extensive hand-out distributed at the talk, which includes a timeline for the development of the music higher education sector since 1945, and wider information on courses available at present, some broad figures on student numbers, and also a little on faculties, as provided in more detail in my recent blog post.
As I hope this handout will be of interest to many, including those viewing the talk remotely, I am making it available on here.
Furthermore, as always I recognise the possibility of human error, and would ask that if anyone spots any significant errors in the information provided here to let me know, and I will modify it accordingly.
How to create an inclusive classroom for students of all political persuasionsPosted: December 20, 2022 Filed under: Academia, brexit, Conservative Party, Culture, European Union, Higher Education, History, Labour Party, Musical Education, Politics | Tags: 1996 Education Act, academic freedom, activism, alice sullivan, brexit, british national party, busby berkeley, communism, creative industries, cultural industries, culture industry, daily mail, daniel goldhagen, david miliband, decolonise the curriculum, Ed Miliband, edi, edward said, ethnomusicology, fascism, friedrich hayek, Higher Education, ho chi minh, holocaust, james olsen, john moore, judith suissa, leni riefenstahl, Lenin, lord moore, michel foucault, milton friedman, olufemi taiwo, patrick porter, paul harper-scott, political impartiality, ralph miliband, raoul hillberg, russia, slavery, stalin, stuart hall, tito, trotsky, united states, vladimir putin 6 Comments
This blog post was planned earlier this year in response to a very important question placed on social media, by the account known as Experimental Philosophy (@xphilosopher ), which was as follows:
At this moment in time, this issue seems more vivid than ever, and it is one I myself have considered at length during my university career, both when my own politics were more aligned with the radical left and in terms of the social democratic position which I espouse nowadays.
Teaching is not preaching. In the UK, the 1996 Education Act forbids the ‘promotion of partisan political views’ at primary and secondary level. This is sensible when teaching at that level; a corresponding prohibition at tertiary level would inevitably entail a significant loss of autonomy and academic freedom which would be undesirable. Furthermore, students are generally legally adults, and as such it is reasonable to think that they are in more of a position to be able to recognise and critique such views for themselves.
But what about the duty of academics to make all students feel welcome, and able to express their own views without fear or intimidation? Here there is much reason for concern, not least with respect to political bias amongst academics themselves. There is clear evidence that academics identifying with conservative or right-of-centre positions are in a quite small minority. There have been various attempts to refute this, some involving obfuscation, other balanced appraisals (such as this study), suggesting that the situation varies between countries and disciplines, but without denying this is the case in the humanities in particular. As one working in the humanities, and identifying as left-of-centre, this concerns me very much.
I was distressed and angry by the Brexit vote, and continue to believe that this will soon be seen as one of the worst own goals in this country for a very long time. Nonetheless, I am quite sure that not everyone who supported or continues to support Brexit is simply stupid or ignorant (I think they are wrong, but that is not the same). Furthermore, as 52% of those who voted in the 2016 referendum supported Brexit, this is sure to include at least some who were students at the time, or their families. For a lecturer in class to brand them stupid and ignorant (the views they express outside of the classroom are their own business) would be grounds for legitimate complaint. I dislike a lot about the form of unbridled capitalism in the United States, as well as the meagreness of welfare provision in that country, the gun culture, the fact that this is the only Western country still to execute its own citizens, or the draconian sentencing policies implemented in many of its regions. I do not believe this amounts to a slur on American citizens in general (anymore than drastic opposition to Putin and the actions of the Russian government and military amounts to a slur on all Russians), whilst recognising that to some extent in a democracy the actions of governmental authorities cannot be divorced from the will of its citizens. But I would never think that teaching is a place to try and preach this to students, some of whom may be from the United States.
Some of the responses to the Twitter post above were encouraging (I won’t link to all the tweets, but one can go and view the thread oneself): some suggested that one should avoid making partisan statements in class, avoid making one’s own political opinion clear (I do not necessarily agree with this, but certainly think it needs to be tempered – see below), or interestingly suggested the teacher can present themselves as the advocate for an argument in a paper, perhaps thus inviting the students to find holes in it. But others epitomised what the post was trying to address – one said that conservative students are ‘threatened by rational thought, scientific evidence, and collective determination of invariant truth’ (which I argued is equally true of many on the left), another branded anyone right-of-centre as ‘racist or intolerant’. One suggested that one should become friendly with conservative colleagues, with which I wholeheartedly agree. Others reasonably asked whether this was not equally an issue for conservative academics teaching left-of-centre students, and this certainly needs to be considered too; I would say (including in my own field) there are more than a few who present themselves as politically ‘progressive’, and assume themselves to be left-of-centre, but their neglect of the economic lead them to become quite aggressive advocates of market forces and consumer culture (see my earlier post here and the end of the post here).
This is a blog post rather than a scholarly article, and does not allow for the type of thoroughgoing research required to ascertain the extent to which political activism and intimidation of students with different political views are major factors within higher education. So here I draw upon personal experience, and knowledge imparted by a wide range of other academics and some students or former students. I am not sure I have always been successful with avoiding some of these factors in my teaching, but over the last decade-and-a-bit have thought and worked harder on this.
- Always ensure that your lecture materials, set readings, and so on, draw attention to plural political and other perspectives on the issues at stake.
- As an extension of 1, make sure you set readings which are not just those with which you personally agree.
- If you wish to inform the students of your own position on certain matters, always emphasise that this is your own, should not be given priority over the views of other scholars, and above all stress that students will never be penalised in their assignments for disagreeing with your position, nor win any special favour for agreeing with it.
- When there is a clear majority of students adhering to a particular view in class discussions, make sure you interject alternative views into this, and present these at their most convincing. Otherwise, students whose views are in the minority may feel afraid of not ‘going with the flow’.
- Avoid asking leading questions (this is a wider academic point) on all occasions. This includes assignments – anything along the lines of ‘Show how various forms of culture or knowledge served to sustain the power of particular groups in society’ should be right out. This should be reframed as a question of whether the forms of culture or knowledge in question served such an end. Also, avoid any type of passive-aggressive language which indicates a ‘right’ position to take or could be viewed as denigrating those who might disagree.
- Never present the work of highly politicised and contested figures – whether Friedrich Hayek or Milton Friedman, or Michel Foucault, Stuart Hall and Edward Said – as if their work represents some type of objective truth. Always draw attention to the critiques which exist of their work.
- As an issue directed towards those of a more right-of-centre persuasion: be aware of how politically loaded some concepts might be (I would include ‘cultural industries’ and ‘creative industries’ in this category, just as much as the Adornian negative conception of the ‘culture industry’). While students will often be working in a capitalist and market-driven world after graduation, that in no way means that education should exclude more critical positions on the marketplace and commercialism. Remember that you are teaching students to be intelligent, mature and independent critical thinkers, not just to adhere to a dominant ideology which you think might serve them well at a later stage.
- Do not appropriate rhetoric about white supremacy simply for the purposes of closing down discussion. This term should not be used lightly, especially not with students. This is no better than using racial epithets against students. Similarly, avoid as far as possible any comparisons with the Nazis unless talking about obvious genuine fascists. Also, be proactive if you see students trying to use similar rhetoric for the same aims.
- Much of the rhetoric about ‘decolonising’ education is toxic; loaded with all sorts of unchallenged assumptions, frequently ahistorical, again used as a means to close down debate and force through a particular political programme, and exploited by particular academic factions in order to bolster their own positions. I have published on the subject here in the context of music here and here; I would also recommend this piece by Patrick Porter, this by James Olsen and this interview with Olúfẹ́mi Táíwò for alternative perspectives to the dominant positions within the academic industry on this subject; the article upon leaving academic from Paul Harper-Scott gives a prime example of how this rhetoric is exploited. This does not mean by any means that the subject of possible intersections between culture, knowledge, institutions and colonialism are not a legitimate area for study; far from it. But whether particular intersections exist, and if so their nature, are critical questions, not opportunities for imposing dogma via questionable claims of EDI (Equality, Diversity and Inclusivity – see this article by Alice Sullivan and Judith Suissa on how bodies dealing with this are often hijacked by activists and political extremists). To be able to engage with such questions, teach students about the history of colonialism (including that from non-European powers) and slavery (likewise), introduce them to culture, thought, from non-Western culture, but allow them to arrive at their own conclusions. To put some non-Western cultural work, social practice or variety of knowledge on a pedestal, as if beyond criticism, is as demeaning and dehumanising to the heterogeneous people and social groups in any such region as anything from a far-right racist.
- Equally pernicious is the argument that ‘everything is political’, used to suggest that one person’s teaching cannot be more ‘politicised’ than another’s. This is aggressive and belligerent rhetoric which could equally be exploited by those on the far right.
- There are not that many subjects which lie outside of the boundaries of legitimate debate – those which involve dehumanisation and denigration of people on the grounds simply of what they were born, or those which involve cynical denial of genocidal events, are amongst the few. Even some for which academics may feel most passionately – about the extent to which a government should allow admission to those seeking to immigrate or claiming asylum, or whether the termination of a pregnancy is purely a matter of a woman’s own body, or whether the unborn child has rights and deserves protection too – elicit multiple views which exist within the boundaries of democratic debate. In some cases this may prove extremely difficult – how to respect, for example, the religious sensibilities of those who have firm views on the place of women, or on homosexuals, which would be beyond the realms of acceptable discourse for many others. Here I do not have a solution other than to argue that tertiary education should be conducted from a secular perspective, and no religion deserves special treatment.
More broadly, the use of teaching as a vehicle for propaganda and political activism should be entirely unacceptable, and students should receive independent advice to become aware of this and be provided with appropriate channels to register their unhappiness about it.
I have found many in academia may pay lip service to ‘critical thinking’, but this is tempered in one of two ways. For many, such critical thinking does not apply to many of the assumptions underlying their own field of work. Numerous ethnomusicologists, in my experience, can be especially wedded to axiomatic assumptions about the relationship between music and its social/cultural context (not to mention frequently treating the works of their own set of canonical thinkers practically as sacred texts). They are of course perfectly entitled to their own views and to express them, but students should not be made to adhere to and avoid critique to such thinking under fear of ostracisation or penalisation of their work. For others, their concept of ‘critical’ means absolute adherence towards a particular political view which they deem ‘critical’. Critiques of the NHS, of trade unions, of factions within the left, of antisemitic ideologies in the same place, can be just as ‘critical’ as those of capitalist institutions, the military, the monarchy or the church (and I say this as a dedicated trade unionist, with huge pride in the NHS, also very sceptical of the monarchy, many churches, and certainly of unregulated power given to the forces of capital).
There are of course limits – it would be foolish to think that a position advocating slavery, or expressing support for Nazism or Stalinism, should be treated just like any other political position. But even in these cases there is much more to education than simply telling students how bad these things are. There are many questions relating to the workings of the Western slave trade, the extent of complicity or active involvement of many in various fields of life, the extent to which assent towards this was dominant within political discourse or the extent to which it engendered significant opposition, and the sensitive issue of active complicity of some members of the societies from which slaves were taken (just as Holocaust scholar Raoul Hillberg encountered great controversy when investigating the involvement of some Jewish organisations in facilitating the machinery of genocide, now a perspective accepted by a wide range of historians). Nazism, wider fascism and the Third Reich form parts of my own research areas; I see how important it is in education to consider historical conceptions of fascism (far from the crude way the term is often bandied about nowadays), but also consider not just the extent to which it formed/forms a continuity with the pre- and post-fascist histories of the societies in question, to what extent there was popular approval for the movement (equally a question for Stalinism), including during the times of the worst atrocities, and how and why this might have been true, if there was indeed considerable support (the extent continues to divide historians, especially in the wake of the work of Daniel Goldhagen). I have taught a module entitled Music, Fascism, Communism for over a decade. In this, I frequently show students a section from Leni Riefenstahl’s Triumph des Willens (1935), focused around a Nuremberg Rally, presenting the Führer almost like an angel sent from on high, and with mesmerising choreographed scenes of sacralised, ritualistic displays of militaristic power. It would be easy just to tell students why this is so terrible; but actually I would like them to consider what it was about these types of spectacles (if indeed they did resemble Riefenstahl’s portrayals, which is a big ‘if’) might have proved so compelling, and by extension consider how cultural forms (I often juxtapose the Riefenstahl with some choreographed scenes from Busby Berkeley – others have commented on the similarities, and Riefenstahl herself acknowledged the influence of Berkeley) can operate upon the spectator (and listener) in such an atavistic manner, appealing in a purely sensuous and emotive manner, not to rational and critical faculties, and how this strategy has proved as effective in steering consumer habits as in bolstering emotional identification with fascism – though of course also registering dissenting views towards this interpretation. This is about attempting to encourage wider critical analysis of the phenomena in question and related ones, not simply to bolster support for a viewpoint with which no reasonable person would disagree (that Nazism was a disastrous and genocidal movement). Knowledge of Stalinism or more widely of documented atrocities under actually-existing communism seems to become thinner with every year that passes since the end of the Cold War; it is vital that students are aware of what has been documented beyond reasonable doubt, but there remain many different interpretations to explore, concerning such issues as whether Stalinism and its counterparts elsewhere were an inevitable consequence of any type of social upheaval following the principles laid down by Marx and Engels, or whether it was a distortion of these and this historical trajectory could have been avoided, the role of personalities such as Lenin, Trotsky, Stalin, Tito, Mao, Ho Chi Minh and many others, and in a cultural context whether there was any necessary connection between this type of politics and radical artistic movements (see my latest piece in The Spectator for some thoughts on this).
At one institution where I once did some teaching, I found that one student with whom I was working was a supporter of the British National Party. However, so long as this did not lead to the expression of overtly racist views in front of others, I did not see any reason for this to affect things. In another somewhat less loaded case, when teaching about performing some music explicitly linked to a specific left-wing political programme, with associated texts alluding to global events, I realise that some students there who had grown up in Eastern European countries under communism were uncomfortable with any suggestion that one should share the view of the composer in question, so I tried to adapt teaching from then onwards to make clear this needn’t be the case. I have also (briefly) taught a student who went on to become a Brexit Party MP; I have no idea what they think about my teaching, but hope at least that it didn’t make them feel politically excluded.
But let me end with an inspiring example from the past: the case of Ralph Miliband, father of David and Ed. Miliband was born to a Jewish refugee parents from Poland, who had settled in Belgium, and in turn had to flee the country to escape persecution at the hands of the Nazis and their Belgian allies. Miliband was a major political theorist who taught at the London School of Economics, the University of Leeds, and various US institutions. His positions were associated with particular factions of the Marxist left (and he had little time for the idea that change could be achieved through the Labour Party), unlike both of his sons, though this fact was used to discredit Ed Miliband in particular by association in pernicious journalism in the Daily Mail, calling the elder Miliband ‘The man who hated Britain’. But one who defended Miliband most strongly was Lord Moore, formerly John Moore, known in the 1980s as a right-wing member of Thatcher’s cabinet (associated in particular with major cuts to social security). Beyond defending Miliband against the charge that he hated Britain, he recalled studying under Miliband at the London School of Economics, where Moore was a student in the late 1950s:
Ralph Miliband taught me and I can say he was one of the most inspiring and objective teachers I had. Of course, we had different political opinions but he never treated me with anything less than complete courtesy and I had profound respect for his integrity.
I cannot imagine any stronger tribute to the fairness of one’s teaching than to have such a testimony from someone at the other end of the political spectrum, nor more worthy aim for academics than to be as fair and balanced to one’s own students as Miliband was to his.
Academic Freedom: definitions and risksPosted: September 27, 2022 Filed under: Academia, Art, Culture, Germany, Higher Education, History, Music - General, Musical Education, Musicology, Practice-Research | Tags: 1988 education reform act, 1997 unesco recommendation concerning the status of higher eduaction teaching personnel, 2017 higher education and research act, 2021 higher education (freedom of speech) bill, academic freedom, Academic Freedom and Internationalisation Working Group, activism, akua reindorf, alice sullivan, arif ahmed, brexit, brian ferneyhough, charles sanders pierce, christopher wiley, collegiality, david ruebain, decolonisation, edi, estelle morris, free speech, higher education policy institute, hillhead amendment, j.p.e. harper-scott, judith suissa, kathleen stock, laura favaro, lord jenkins, Model Code of Conduct for the Protection of Academic Freedom and the Academic Community in the Context of the Internationalisation of the UK Higher Education Sector, music and the university, nick hillman, office for students, philip ewell, quality assurance agency, quillette, researching and writing on contemporary art and artists, roy jenkins, royal holloway, schenkergate, tenure, times higher education supplement, timothy jackson, unesco, university college london, university of birmingham, university of southampton, university of sussex, wilhelm von humboldt, william cheng, wlliam matthews, writing about contemporary musicians 3 Comments
Last week I attended the debate ‘How can universities promote academic freedom? Insights from the front line of the gender wars’, at University College London’s Institute of Education. This was a stimulating and thoughtful event, organised in conjunction with the publication of a booklet of the same name by philosopher Professor Judith Suissa and sociologist Professor Alice Sullivan (both from UCL) (free to download). Suissa and Sullivan gave short introductions then responses to the booklet came from Baroness Estelle Morris (former Labour Secretary of State for Education), Professor David Ruebain (Pro-Vice-Chancellor for Culture, Equality and Inclusion at the University of Sussex), Professor Arif Ahmed (Professor of Philosophy at the University of Cambridge) (Akua Reindorf was unable to be present). With a debate focused upon the issues of biological sex against gender, it would be hard to deny that the panel was dominated by those believing that the former is not simply subsumed within the latter, though I gather various proponents of the primacy of gender and/or trans individuals (the lack of which was noted by Ruebain) were invited but declined to participate. The discussion centered around the evidence and arguments in the booklet for concerted attempts to silence, no-platform and ostracise ‘gender-critical’ scholars, a phenomenon also identified in a recent Times Higher Education Supplement article by early career scholar Laura Favaro (also available at this link), based upon interviews with 50 academics involved with gender studies. Favaro found many examples of a culture of fear, self-censorship, gatekeeping within journals and academic networks, and a total lack of frank and open discussion on what are undoubtedly contested areas. Various panellists and members of the packed audience at the event related similar experiences. What I have not seen is gender-critical feminists attempting to have their opponents censored, no-platformed, or hounded from their positions, though some have naturally responded very negatively to highly abusive comments towards the former, sometimes advocating sexual or other violence.
Morris argued that the disputes relating to sex and gender were about ideology versus evidence-based reasoning. Sullivan argued that some university Equality, Diversity and Inclusion (EDI) organisations can be and have been infiltrated by those from activist groups with extremist views. Ahmed, who paid tribute to Suissa and Sullivan, recognising the concerted hostility they will have faced, also noted other areas of intolerance, such as a tendency to brand anyone in a university who was or is a supporter of Brexit as a bigot. Despite being a 200% Remainer myself, I would be hard-pressed to disagree that this is the case, and can see how much of a problem it is. Ruebain was the one panellist giving a somewhat different view, arguing that we need to understand the contexts in which contested examples of academic freedom occur, and also suggesting that the issues here are so intensely personal and emotionally felt by many that it is hard to subject them to the usual processes of academic critique. This may be the case, but personal feelings do not seem to be a concern for those engaged in quite vicious and abusive hate campaigns against those associated with gender-critical views, often trying to force them out of their job, as occurred with philosopher Professor Kathleen Stock at the University of Sussex, after facing a huge mobbing campaign from by students and colleagues. Ruebain also compared current debates with the fervent disputes between second-wave feminists and disability activists in the 1980s over such issues as abortion rights. One questioner argued that the situation depended a lot on the institution at which one was based, noting that UCL’s record on defending academic freedom and staff was exemplary, but the situation was rather different at the Universities of Birmingham or Sussex. A somewhat more ambivalent account of the debate was published by Jim Dickinson for Wonkhe.
Academic freedom is in my view an utterly essential component of university life, a non-negotiable prerequisite of scholarly rigour and integrity. I nonetheless find it disappointing to find that there are more than a few academics, including some in senior positions, who have a rather dismissive view of the whole concept. In part I believe this is relates to one of the most troubling recent phenomena in academia, its infiltration by activists, uninterested in any scholarly knowledge other than that which bolsters their a priori positions, who attempt to recruit in their own image, limit curricula and teaching materials to those things which concur with their activist beliefs, and can act shockingly towards other scholars or students who dare to disagree (more to follow on fair engagement with students of multiple political perspectives in a subsequent blog post). Also at stake is the legacy of postmodernism, sometimes imagined now to be a dated movement of the 1980s and 1990s which no longer carries any sway, but some of the aspects of which, in particular extreme relativisation of concepts of ‘truth’ (often in opposition to straw man characterisations of positions supposedly insisting on 100% objectivity), and the somewhat later dissolution of scholarship into politics, continue to be major presences on the academic landscape.
Stock has written of her memories of pugilistic debate from faculty members (mostly men) with visiting speakers from when she was a Masters philosophy student, which seemed frightening at the time and designed to humiliate the speakers. But for all the problems with this (and it is certainly possible to conduct robust debate in a more civilised fashion), she believes that what came later was worse. Stock observed an exaggerated synthetic ‘niceness’ in debates, but combined with unctuous name-dropping, endless rules around debate, rather arcane rituals for raising hands and fingers, and often banal questions. This did not however remove the aggression, but simply directed it elsewhere. In the absence of proper open debate, many would revert to surreptitious means to undermine others, through mass denunciations on social media, many ad hominem attacks, complaints, hidden campaigns, and so on. As so often, those enforcing an agenda ostensibly about ‘kindness’ could be amongst the most vicious in trying to silence those who disagree with them on anything. One professor has even described debate per se as ‘an imperialist capitalist white supremacist cis heteropatriarchal technique that transforms a potential exchange of knowledge into a tool of exclusion & oppression.’
Suissa and Sullivan (whose excellent booklet I will not describe in detail here, as I would prefer that people read it themselves) find ample evidence of both students and academics attempting to suppress free speech and academic freedom, and make various key recommendations. These include the maintenance of the university as a pluralistic space which welcomes diverse views, avoiding official ideological viewpoints on behalf of institutions and the use of political lobby groups in shaping policy or providing training, and while recognising that activist networks have a place in academia, they must be independent of the university administration. They also advocate education of staff and students on academic freedom and the value of productive disagreement, including its legal and philosophical bases, the promotion of academic freedom alongside equality, including the appointment of a champion for academic freedom within the senior leadership team, further promotion of collegiality (sometimes a misused term taken to signify concurrence with a dominant ideology or promotion of a collective ‘brand’ – see below) and tackling harassment, providing security of tenure, signalling institutional support for academic freedom, and defence of the pursuit of truth. An article on the booklet, in particular the need for appointment of champions of academic freedom, can be read here.
What does ‘academic freedom’ mean? Many at the debate agreed that it was a different concept to ‘free speech’, though the two do overlap. In a paper I gave in ‘Musicology and Academic Freedom’ at the Music and the University Conference at City, University of London in July, I enlisted several definitions which I wanted to share here as well as some other arguments made in this paper. Whilst the concept can be dated back many centuries, it is generally accepted that the moder definition has its roots in the work of Wilhelm von Humboldt and the founding of the Berlin Universität in 1810. Humboldt published an essay entitled ‘Über die innere und äussere Organisation der höheren wissenschaftlichen Anstalten zu Berlin’ (1809-10), which has been translated as ‘On the Spirit and the Organisational Framework of Intellectual Institutions in Berlin’, Minerva, vol. 8, no. 2 (April 1970), pp. 242-250. The following are amongst the most pertinent passages:
Since these institutions [universities] can only fulfil their purposes when each of them bears continuously in mind the pure idea of science and scholarship [these two terms are used to translate Wissenschaft], their dominant principles must be freedom and the absence of distraction (Einsamkeit).
At the higher level, the teacher does not exist for the sake of the student; both teacher and student have their justification in the common pursuit of knowledge. The teacher’s performance depends on the students’ presence and interest – without this science and scholarship could not grow. If the students who are to form his audience did not come before him of their own free will, he, in his quest for knowledge, would have to seek them out. The goals of science and scholarship are worked towards most effectively through the synthesis of the teacher’s and the students’ dispositions.
The state must always remain conscious of the fact that it never has and in principle never can, by its own action, bring about the fruitfulness of intellectual activity. It must indeed be aware that it can only have a prejudicial influence if it intervenes. The state must understand that intellectual work will go on infinitely better if it does not intrude.
Now as regards the organisational and material side of the relationship of the institution to the state, the only concerns of the latter must be profusion (in the sense of mental power and variety) of intellectual talents to be brought together in the institution. This can be achieved through care in the selection of persons and the assurance of freedom in their intellectual activities. This intellectual freedom can be threatened not only by the state, but also by the intellectual institutions themselves which tend to develop, at their birth, a certain outlook and which will therefore readily resist the emergence of another outlook. The state must seek to avert the harm which can possibly arise from this source.
The heart of the matter is the appointment of the persons who are to do the intellectual work.
The state must not deal with its universities as Gymnasia or as specialised technical schools; it must not use its academy as if it were a technical or scientific commission. It must in general – with certain exceptions among the universities which will be considered later – demand nothing from them simply for the satisfaction of its own needs. It should instead adhere to a deep conviction that if the universities attain their highest ends, they will also realise the state’s ends too, and these on a far higher plane. On this higher plane, more is comprehended and forces and mechanisms are brought into action which are quite different from those which the state can command.
The young person, on entry into university, should be released from the compulsion to enter either into a state of idleness or into practical life, and should be enabled to aspire to and elevate himself to the cultivation of science or scholarship which hitherto have only been pointed out to him from afar.
The way thereto is simple and sure. The aim of the schools must be the harmonious development of all the capacities of their pupils. Their powers must be focused on the smallest possible number of subject- matters but every aspect of these must be dealt with to as great an extent as possible. Knowledge should be so implanted in the mind of the pupil that understanding, knowledge and creativity excite it, not through any external features, but through their inner precision, harmony and beauty. [. . . ] A mind which has been trained in this way will spontaneously aspire to science and scholarship.
Humboldt’s writings should be read in the context of the traditional German division between universities on one hand and academies of the sciences and arts on the other. He definitely favoured the former, and suggested that the latter have only really flourished where there are few universities. Academies had less strict requirements for selection of staff, compared to the habilitation required in a German university. Humboldt also believed the state should take exclusive control of appointments, rather than faculties:
Although disagreements and disputes within a university are wholesome and necessary, conflicts which might arise between teachers because of their specialised intellectual interests might unwittingly affect their viewpoints.
This important point is at odds with common processes for selection in the UK today.
From Humboldt’s ideas came the twin concepts of Lehrfreiheit (freedom to teach) and Lernfreiheit (freedom to learn), as subsets of Wissenschaftsfreiheit or Akademische Freiheit. These concepts developed through the course of the nineteenth century.
Another hugely important intervention in the development of the concept came from philosopher Charles Sanders Pierce, in his lectures delivered at Cambridge, MA in 1898 (collected in the 1992 Harvard University Press volume Reasoning and the Logic of Things: The Cambridge Conferences Lectures of 1898), in particular that entitled ‘The First Rule of Logic’, in which he compared the situation in American universities deeply unfavourably with their German counterparts in terms of free intellectual inquiry and in particular the link between this and teaching:
…inquiry of every type, fully carried out, has the vital power of self-correction and of growth. This is a property so deeply saturating its inmost nature that it may truly be said that there is but one thing needful for learning the truth, and that is a hearty and active desire to learn what is true. If you really want to learn the truth, you will, by however devious a path, be surely led into the way of truth, at last. No matter how erroneous your ideas of the method may be at first, you will be forced at length to correct them so long as your activity is moved by that sincere desire. Nay, no matter if you only half desire it, at first, that desire would at length conquer all others could experience continue long enough. But the more voraciously truth is desired at the outset, the shorter by centuries will the road to it be.
In order to demonstrate that this is so, it is necessary to note what is essentially involved in The Will to Learn. The first thing that the Will to Learn supposes is a dissatisfaction with one’s present state of opinion. There lies the secret of why it is that our American Universities are so miserably insignificant. What have they done for the advance of civilization? What is the great idea or where is [a] single great man who can truly be said to be the product of an American University? The English universities, rotting with sloth as they always have, have nevertheless in the past given birth to Locke and to Newton, and in our time to Cayley, Sylvester and Clifford. The German universities have been the light of the whole world. The medieval University of Bologna gave Europe its system of law. The University of Paris, and that despised Scholasticism took Abelard and made him into Descartes. The reason was that they were institutions of learning while ours are institutions for teaching. In order that a man’s whole heart may be in teaching he must be thoroughly imbued with the vital importance and absolute truth of what he has to teach; while in order that he may have any measure of success in learning he must be penetrated with a sense of the unsatisfactoriness of his present condition of knowledge. The two attitudes are almost irreconcilable.
A range of statements followed from the American Association of University Professors, of which the most important is the ‘1940 Statement of Principles on Academic Freedom and Tenure’, which was and is endorsed by a wide range of US institutions:
- Teachers are entitled to full freedom in research and in the publication of the results, subject to the adequate performance of their other academic duties; but research for pecuniary return should be based upon an understanding with the authorities of the institution.
- Teachers are entitled to freedom in the classroom in discussing their subject, but they should be careful not to introduce into their teaching controversial matter which has no relation to their subject [my emphasis]. Limitations of academic freedom because of religious or other aims of the institution should be clearly stated in writing at the time of the appointment.
- College and university teachers are citizens, members of a learned profession, and officers of an educational institution. When they speak or write as citizens, they should be free from institutional censorship or discipline, but their special position in the community imposes special obligations. As scholars and educational officers, they should remember that the public may judge their profession and their institution by their utterances. Hence they should at all times be accurate, should exercise appropriate restraint, should show respect for the opinions of others, and should make every effort to indicate that they are not speaking for the institution.
The idea of limitations on academic freedom with deference to religious or other related principles now seems archaic in the modern secular university, but is understandable in the context of its time. What exactly is entailed by the phrase ‘respect for the opinions of others’ is open to much interpretation (certainly it is hard to see how this is true of those who regularly brand their opponents fascists, communists, colonialists, white supremacists, and so on), but there can be proper arenas and frameworks for this, through scholarly forums and the like, in which any aspect of someone’s arguments can be rigorously debated so long as this does not trespass into the realms of personalised attacks on an ad hominem basis, invoking factors irrelevant to the work. Most arguments, within reason, should be allowed a fair hearing but so should challenges to such arguments. To separate individual from work is harder than ever, however, in a time of intense subjectivity in scholarship, in which some make their case essentially on the basis of who they are and the experiences they have had, rather than the cogency of their arguments, as identified in William Matthews recent article for the THES.
In the UK, the most significant definition of academic freedom in recent times came about in the 1988 Education Reform Act, specifically in the so-called ‘Hillhead amendment’, named after Lord [Roy] Jenkins of Hillhead, which appeared within Section 202. This concerned the appointment of a body of University Commissioners (following the abolition of tenure), who would have various tasks:
to ensure that academic staff have freedom within the law to question and test received wisdom, and to put forward new ideas and controversial or unpopular opinions, without placing themselves in jeopardy of losing their jobs or privileges they may have at their institutions;
Similar principles, presented in a more elaborate fashion, can be found in the 1997 UNESCO Recommendation concerning the Status of Higher-Education Teaching Personnel:
III. 4: Institutions of higher education, and more particularly universities, are communities of scholars preserving, disseminating and expressing freely their opinions on traditional knowledge and culture, and pursuing new knowledge without constriction by prescribed doctrines. The pursuit of new knowledge and its application lie at the heart of the mandate of such institutions of higher education. In higher education institutions where original research is not required, higher-education teaching personnel should maintain and develop knowledge of their subject through scholarship and improved pedagogical skills.
VI. 26: Higher-education teaching personnel, like all other groups and individuals, should enjoy those internationally recognized civil, political, social and cultural rights applicable to all citizens. Therefore, all higher-education teaching personnel should enjoy freedom of thought, conscience, religion, expression, assembly and association as well as the right to liberty and security of the person and liberty of movement. They should not be hindered or impeded in exercising their civil rights as citizens, including the right to contribute to social change through freely expressing their opinion of state policies and of policies affecting higher education. They should not suffer any penalties simply because of the exercise of such rights. Higher-education teaching personnel should not be subject to arbitrary arrest or detention, nor to torture, nor to cruel, inhuman or degrading treatment. In cases of gross violation of their rights, higher-education teaching personnel should have the right to appeal to the relevant national, regional or international bodies such as the agencies of the United Nations, and organizations representing higher-education teaching personnel should extend full support in such cases.
VI. 27: The maintaining of the above international standards should be upheld in the interest of higher education internationally and within the country. To do so, the principle of academic freedom should be scrupulously observed. Higher-education teaching personnel are entitled to the maintaining of academic freedom, that is to say, the right, without constriction by prescribed doctrine, to freedom of teaching and discussion, freedom in carrying out research and disseminating and publishing the results thereof, freedom to express freely their opinion about the institution or system in which they work, freedom from institutional censorship and freedom to participate in professional or representative academic bodies. All higher-education teaching personnel should have the right to fulfil their functions without discrimination of any kind and without fear of repression by the state or any other source. Higher-education teaching personnel can effectively do justice to this principle if the environment in which they operate is conducive, which requires a democratic atmosphere; hence the challenge for all of developing a democratic society.
VI. 28: Higher-education teaching personnel have the right to teach without any interference, subject to accepted professional principles including professional responsibility and intellectual rigour with regard to standards and methods of teaching. Higher-education teaching personnel should not be forced to instruct against their own best knowledge and conscience or be forced to use curricula and methods contrary to national and international human rights standards. Higher-education teaching personnel should play a significant role in determining the curriculum.
VI. 29: Higher-education teaching personnel have a right to carry out research work without any interference, or any suppression, in accordance with their professional responsibility and subject to nationally and internationally recognized professional principles of intellectual rigour, scientific inquiry and research ethics. They should also have the right to publish and communicate the conclusions of the research of which they are authors or co-authors, as stated in paragraph 12 of this Recommendation.
VI. 30: Higher-education teaching personnel have a right to undertake professional activities outside of their employment, particularly those that enhance their professional skills or allow for the application of knowledge to the problems of the community, provided such activities do not interfere with their primary commitments to their home institutions in accordance with institutional policies and regulations or national laws and practice where they exist.
The UK 2017 Higher Education and Research Act (which came in the wake of a wide range of changes to Higher Education from 2010 onwards and established the Office for Students, superseding the earlier Higher Education Funding Council for England and Office for Fair Access), contained relevant material on academic freedom in Section 2(8):
In this Part, “the institutional autonomy of English higher education providers” means—
(a) the freedom of English higher education providers within the law to conduct their day to day management in an effective and competent way,
(b) the freedom of English higher education providers—
(i) to determine the content of particular courses and the manner in which they are taught, supervised and assessed,
(ii) to determine the criteria for the selection, appointment and dismissal of academic staff and apply those criteria in particular cases, and
(iii) to determine the criteria for the admission of students and apply those criteria in particular cases, and
(c) the freedom within the law of academic staff at English higher education providers—
(i) to question and test received wisdom, and
(ii) to put forward new ideas and controversial or unpopular opinions,
without placing themselves in jeopardy of losing their jobs or privileges they may have at the providers.
For wider reasons beyond the scope of this article (but which will appear in a piece to be published in the THES in the week beginning 3 October), I do question some aspects of complete autonomy of higher education providers, which I do not believe has ever been wholly meaningful in light of wider bodies dedicated to the maintenance of standards (until recently by the Quality Assurance Agency). Furthermore staff deserve wider protection in terms of selection, appointment and dismissal practices, through employment laws which exceed the priorities of individual providers. Nonetheless, sections (a) and (c) are sound bases for the conducting of academic work.
In 2020, The Academic Freedom and Internationalisation Working Group produced a document entitled ‘Model Code of Conduct for the Protection of Academic Freedom and the Academic Community in the Context of the Internationalisation of the UK Higher Education Sector’. Whilst recognising the difficulties inherent in defining academic freedom satisfactorily, this group emphasise the following freedoms, drawing upon the 1988, 1997 and 2017 provisions:
- teach, discuss, assess, define the curriculum and study within their areas of academic expertise and/or inquiry;
- promote and engage in academic thinking, debate and inquiry;
- carry out research, and publish the results and make them known;
- freely express opinions about the academic institution or system in which they work or study;
- participate in professional or representative academic bodies;
- not be censored; and,
- fulfil their functions without discrimination or fear of repression.
These should not supplant the earlier definitions, but can be combined with them to demonstrate the priorities, and this provides a good basis for formulating working definitions.
Finally, the 2021 Higher Education (Freedom of Speech) bill (based on the white paper ‘Higher Education: Free Speech and Academic Freedom‘) from the UK Department of Education, still going through Parliament, lists the following duties for Higher Education Providers (HEPs):
A1 Duty to take steps to secure freedom of speech
(1) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (2).
(2) That objective is securing freedom of speech within the law for—
(a) staff of the provider,
(b) members of the provider,
(c) students of the provider, and
(d) visiting speakers.
(3) The objective in subsection (2) includes securing that—
(a) the use of any premises of the provider is not denied to any individual or body on grounds specified in subsection (4), and
(b) the terms on which such premises are provided are not to any extent based on such grounds.
(4) The grounds referred to in subsection (3)(a) and (b) are—
(a) in relation to an individual, their ideas, beliefs or views;
(b) in relation to a body, its policy or objectives or the ideas, beliefs or views of any of its members.
(5) The objective in subsection (2), so far as relating to academic staff, includes securing their academic freedom.
(6) In this Part, “academic freedom”, in relation to academic staff at a registered higher education provider, means their freedom within the law—
(a) to question and test received wisdom, and
(b) to put forward new ideas and controversial or unpopular opinions, without placing themselves at risk of being adversely affected in any of the ways described in subsection (7).
(7) Those ways are—
(a) loss of their jobs or privileges at the provider;
(b) the likelihood of their securing promotion or different jobs at the provider being reduced.
(8) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (9).
(9) That objective is securing that, where a person applies to become a member of academic staff of the provider, the person is not adversely affected in relation to the application because they have exercised their freedom within the law to do the things referred to in subsection (6)(a) and (b).
(10) In order to achieve the objective in subsection (2), the governing body of a registered higher education provider must secure that, apart from in exceptional circumstances, use of its premises by any individual or body is not on terms that require the individual or body to bear some or all of the costs of security relating to their use of the premises.
(11) In this Part—
references to freedom of speech include the freedom to express ideas, beliefs and views without suffering adverse consequences;
“registered higher education provider” and “governing body”, in relation to such a provider, have the same meanings as in Part 1 of this Act
A3 Duty to promote the importance of freedom of speech and academic freedom
The governing body of a registered higher education provider must promote the importance of—
(a) freedom of speech within the law, and
(b) academic freedom for academic staff of registered higher education providers and their constituent institutions,
in the provision of higher education.
The bill goes on to list responsibilities for students unions, governing bodies and the Office for Students in these respects and in particular the creation of a Director of Freedom of Speech and Academic Freedom to monitor that such commitments on the part of HEPs are upheld.
While the bill is certainly not without problems, and may undergo further amendment before becoming law, I do believe overall it is a step forward. Those on the left who are committed to free speech and academic freedom should be prepared to concede some value in a piece of legislation introduced by a Conservative government.
Risks to Academic Freedom
In my own field of music/musicology, various recent events have highlighted issues of academic freedom. One is the affair known as ‘Schenkergate’, relating to the publication of a special issue of The Journal of Schenkerian Studies in 2020 in reference to the article by Philip A. Ewell, ‘Music Theory and the White Racial Frame’, Music Theory, vol. 26, no. 2 (September 2020). The controversy related in particular to an article by Schenker scholar Dr Timothy Jackson, making arguments about the prevalence of anti-semitism amongst African-Americans, and also arguing that the lack of involvement of African-Americans in music theory had much to do with the low incidence of classical music in the common upbringing of members of this community. Jackson found himself removed from the editorship of the journal as a result. He contested this in court and a Judge determined that this may violate his First Amendment rights. Prior to this, Jackson responded with an article for Quillette (‘The Schenker Controversy’, 20 December 2021) arguing for many fallacies in Ewell’s argument and reasoning.
The second affair was the resignation from a chair in musicology at Royal Holloway in the summer of 2021 of Professor J.P.E. Harper-Scott (who I will refer to as ‘Paul’, as that is how all who know him address him), about which I blogged earlier. Paul published an article online about his reasons for leaving academia, which included the following:
Without direct experience of academics until I went (as the first of my family) to university, I naively imagined them to be how they were presented in novels and TV programmes: sometimes quite bumbling and unworldly, but always committed to the pursuit of truth, never trusting in a commonplace ‘fact’ without subjecting it to the most serious sceptical scrutiny. This did not turn out to be true.
[…] It is a place filled with generally quite well-meaning people, but on the whole not with brave people, not people who are willing to follow the truth wherever it leads.
[….] I would put the problem in this (Kantian) way: I wrongly supposed that universities would be critical places, but they are becoming increasingly dogmatic.
This was followed by an example of a statement on the need to ‘decolonise’ the classical musical canon (on which subject I published an article in The Critic in July of this year), which was an example of what Harper-Scott deemed dogmatic, with a suggested alternative which he felt was more in the spirit of critical scholarly inquiry.
I share many of Paul’s concerns, and am also concerned with the trajectory of events relating to Schenkergate. But these relate to what I perceive as a range of factors which serve to limit and condition academic freedom in academia. So I offer the following list of these, some of which would concern those on the left, some those on the right, but all of which I think should concern anyone for whom academic freedom, defined more or less in the ways above, is a defining aspect of a university.
External Pressures from Industries and Institutions
I wrote more extensively about this subject in earlier blog posts here and here, but wish to emphasise (in line with the arguments in the later blog post), that in no sense should this be taken to imply that I oppose external engagement. I am referring to the situation whereby academics enter into partnerships with external institutions and bodies, which may be commercial, state-supported or partially state-supported. These partnerships may relate to research, teaching or both. In particular, I have in mind the situation in which the external institutions provide some financial support for these activities. If there is no such thing as a free lunch, there may also be no such thing as a free teaching or research grant. For such institutions to ask that their finance or other support entail concentration on certain areas is fair and to be expected. But what if the results are not necessarily what the external body wishes to hear?
The point may be made most clearly through reference to wider examples. Suppose that some major manufacturing corporation sponsors some research into the effects of particular types of manufacturing upon the environment. Perhaps the researchers in question may find their work leads them to the inexorable conclusion that this specific corporation are responsible for a range of environmentally damaging actions in the course of their regular activities, contrary to their own promotional material which argues that they are an environmentally-friendly corporation, also drawing attention to the fact that they sponsor this research in order to bolster such a thing. If the researchers felt under pressure to artificially modify or not publish their findings, for fear of not upsetting the corporation, this would in my view severely compromise academic freedom and integrity.
There needs to be some commonly agreed set of principles which become a basic prerequisite for academics entering into some partnership with an external institution, whereby they are free to follow where their research leads them without fear of the institution blocking their access or terminating the partnership prematurely, and also so that future partnerships will not discriminate against those who may have written critically about the institution in the past.
The Complex Relationship between Research and External Practice
This relates to concerns explored in some depth in the conference on ‘Writing on Contemporary Artists’ at the University of Surrey in 2017, organised by Christopher Wiley and myself, and features both in the 2020 Palgrave Macmillan, volume we edited, Researching and Writing on Contemporary Art and Artists: Challenges, Practices and Complexities, while in a specifically musical context will feature in our forthcoming Routledge volume Writing about Contemporary Musicians: Promotion, Advocacy, Disinterest, Censure. This subject is also discussed at more length in the two earlier blog posts linked to in the previous section.
What happens when academics are dealing with living or recently living practitioners or their estates – writers, composers, artists, directors of institutions, critics, promoters, and so on? Or if they have strong external connections with some of these people beyond academia? How free can they feel to write and research these independently, at least considering perspectives on them and their work which may not necessarily coincide with their own self-presentation, that of their publishers, and so on?
Is the role of academics to be ‘advocates’ for these figures, or is it the case, as I believe, that a too-strong application of this principle (as opposed to simply researching things to which one is sympathetic, which is a different matter) can easily result in hagiographic treatment? How do academics maintain critical independence without the fear of being frozen out of some of these people’s circles, their materials, and so on (a situation I know various scholars have experienced)? I have certainly felt the pressure when writing about a range of living composers whose work I also play, and to some extent upon whom I rely upon for some good favour, writing new works for me, recommending me to festivals to play their work, and so on. I am still unsure about the feasibility of reconciling this with being a critical scholar.
One of the factors afflicting a fair amount of writing on new music, in my view, is a failure to consider this. As I have written about in the case of various such writings, a position of defensive advocacy, coupled to attempts to pathologise any who disagree with a 100% favourable view, leads to something more akin to promotional material than more sober scholarly work.
There are of course also plenty of practitioners themselves active within academic arts departments. Whilst some are engaged in the type of more dispassionate scholarship characteristic of the humanities – and I would like to count myself in that category – in other cases the work is of a different nature, framing practice in terms of research questions and context, with the use of verbal material essentially to articulate the ways in which it qualifies ‘as research’. Artistic practitioners frequently have external careers, working in an alternative economy in which critical thinking is by no means necessarily respected or admired. Sometimes simply saying the right thing to the right people, those in positions of power able to do favours, and not questioning all sorts of dominant ideologies operative in these circles, is a much better bet than asking more difficult questions. This can lead to a situation which I conceive as ‘two cultures’ of scholars and practitioners in terms of the attitude and approaches they take.
These issues do, for sure, also apply to those who, as I do, seek to write in non-academic arenas about the arts (or other disciplines), for various reasons, not least because of the differing role that value judgement might play therein. But I think it is possible to differentiate between academic and other writing and not confuse the two. It is less clear where the distinction lies with non-written forms of practice.
Top-down demands by institutions.
In any institutions with a degree of central control of teaching and research, individual academics may find themselves in conflict with the explicit demands or requirements of their department, school, or whole university. Some may try to specify the contents of curricula, or require academics to fashion teaching in general towards generalised criteria of employability. In other cases, support and internal funding for research may rely upon its falling within certain areas, which may be fair enough, but could also require the employment of certain methods which themselves might be more likely to produce certain types of results. These factors might affect the extent, for example, to which teaching can realistically focus on critical perspectives upon the industries or institutions for which students might be looking to work, to link to the first point.
Elsewhere, policies relating to diversity or ‘decolonisation’ might dictate choices or approaches to their teaching, at worst precluding critical treatment of certain types of subjects, and conversely requiring only negative or pejorative attitudes towards others. It is notable in my experience that some who are ferociously defensive of their independence in other contexts can also be supportive of top-down policies in these respects.
But I believe it is important to maintain independence right down to singular academics when it comes to precisely how they conduct their teaching and research. It is fair that departments need to require that certain things are taught as part of a programme, and that certain knowledge and skills are imparted, but the approach to so doing should be left to the individual academic as far as possible. In this respect I have a lot of sympathy with the 2021 Higher Education Bill.
This said, as I will argue in next week’s THES, I do believe that there is a requirement for provision of certain core subjects to a recognised level in all regionalities of the country (not least to facilitate ‘commuter students’, not wishing to incur huge amounts of debt through moving away from home to study), and in this article will advocate some type of tertiary ‘national curriculum’, a more rigorous form of the types of subject benchmarks previously provided by the QAA. Nonetheless, it should still be possible to maintain freedom of individual academics within a framework of encouraging pluralistic perspectives and debate.
Different academics, sometimes of very different or opposing views, work together in departments. A further concern in terms of academic freedom has to do with pressures to conform with prevailing orthodoxies within a department, not questioning these or colleagues who propagate them, so as to maintain a consistent ‘brand’ for a department which is competing with others for students.
Sometimes the term employed here to put pressures on individual academics is ‘collegiality’, understood as working within a set of parameters, not markedly questioning them in ways which are incompatible with a group view. But this is not consistent with what I think is a decent definition provided in the UNESCO 1997 document:
UNESCO 1997, VI. 32: The principles of collegiality include academic freedom, shared responsibility, the policy of participation of all concerned in internal decision making structures and practices, and the development of consultative mechanisms. Collegial decision-making should encompass decisions regarding the administration and determination of policies of higher education, curricula, research, extension work, the allocation of resources and other related activities, in order to improve academic excellence and quality for the benefit of society at large.
All of this is entirely compatible with permitting academics to work without feeling pressure to conform or fashion their work in line with some ‘majority view’ in their department, and I think this is also essential.
Need to concentrate work in particular fields.
Securing academic jobs depends a good deal on one’s particular field and the job opportunities available. In the UK, fewer than 20% of students take traditional BMus or BA courses with a humanities approach which includes historical, analytical, critical and other types of musicology. The remainder take courses in musical theatre, music technology, popular music to a lesser extent, and certain types of musical performance, all of which are primarily vocationally oriented. As a result, the openings for historical musicologists (especially those working on early music), music analysts, and indeed ethnomusicologists working on the non-Western world are limited. Even those already holding university positions can come under pressure to shift in certain directions in light of changing provision, and some have encountered redundancies as a result. To link to a point made earlier, in some contexts a more critical view of the music industry, compared to some presentations of it as a model of diversity and inclusivity, may create problems for the individual academics if they are seeking work in institutions wedded to such a view.
Here I would look back to the Humboldt model and make what now seems a radical suggestion, which is that appointments should be administered centrally by the state rather than individual institutions, so as to ensure a fair distribution and representation of plural areas of teaching and research. Individual departments may recruit ‘in their own image’, and this can have the effect of shutting out openings for academics who once again do not fit with the dominant ‘brand’.
Here I have in mind the view put forward by William Cheng, in his 2016 book Just Vibrations, which has received positive endorsement from a range of leading musicologists (see for example here and here), though others have written very critically about this (see also here). Cheng is dismissive of academic freedom and even of ‘the belief that academics have a right to pursue their work free from political pressures and without fear of termination’. In place of this he advocates a musicology which he says ‘upholds interpersonal care as a core feature’. This is hardly compatible with Cheng’s own dismissive remarks about other musicologists and musicology, but is part of a certain view, usually linked to the term ‘social justice’, seemingly innocuous, but which in reality requires that researchers comply with an unyielding political agenda and fashion their work towards this. A recent position advertised at the University of Southampton Music Department which included ‘social justice’ in the job title. I do not see the difference between this and advertising a position in ‘Music and Support for Jeremy Corbyn’, ‘Musicology and Brexit Advocacy’, and so on – it appears entirely unreasonable and a constraint on academic freedom to specify a specific political outlook in a job description, and this should be investigated in terms of employment law. The view of Cheng and others reminds me strongly of the dictates in various undemocratic countries, in which academics and artists found themselves under strong pressure to propagate particular political ideologies, or find themselves facing censure, termination or worse. This should be utterly unacceptable to anyone concerned about academic freedom.
A new study conducted by the Higher Education Policy Institute (Nick Hillman, ‘“You can’t say that!” What students really think of free speech on campus’ (June 2022)) suggests that very significant numbers of UK students prioritise what they regard as demands for safety and protection from discrimination over free speech, wish to place issues such as sexism and racism outside of the boundaries of legitimate debate, would limit expression of views which offend certain religious groups, and so on.
We hear in many places about the vital role of students as ‘consumers’ who make the activities of universities possible, definitively placing teaching rather than research at the centre of their activities. The pressure on institutions to respond to demands from these ‘consumers’ can be intense, and it is by no means guaranteed that they will always act to protect the freedoms of academics in the face of student pressure.
Here I think we do need statutory measures implemented and enforced by the state, and also welcome some of the proposals in the 2021 act for this reason. For students to be able to hound out academics because they do not like some of what they have to say (as opposed to illegal activity or other things which transgress the inevitable constraints on free speech which need to be enforced by law) is to produce a culture more reminiscent of Mao’s China during the Cultural Revolution.
While formal disciplinary mechanisms precluding academic freedom in the Western world may not be that extensive, there are other pressures which can lead to self-censorship. These include increasingly precarious employment. In the UK there is no tenure system, and – as we are witnessing in other areas of the arts and humanities at present – academics can find themselves dispensable.
Some on the left often advocate for silencing of those they deem racist, transphobic, etc., but are highly defensive when others are accused of anti-semitism (or when those associated with genderist politics are accused of misogyny). Some on the right focus on anti-semitism (which ought to be an issue for those of all political persuasions) or advocacy of views they associate with terrorism, but are more defensive with respect to other things. I believe that only in very blatant and explicit cases should any of these be used as a justification for limiting academic freedom. Anti-Zionists and gender-critical feminists should not feel that their view is illegitimate in academia.
Critical subjects should remain a presence in all universities. All academics must be free to follow where their research and convictions take them, even if their conclusions are not what their institutions, external partners, or colleagues want to hear. To fashion one’s work according to the demands of any of these is another fundamental betrayal of academic freedom.
Critical Engagement with Practice is not the same as subservience, or being a practitionerPosted: August 3, 2022 Filed under: Academia, Culture, Higher Education, Music - General, music analysis, Musical Education, Musicology | Tags: artistic research, autoethnography, C.P. Snow, critical thinking, ethnography, musicology, practice, practice-as-research, Practice-Research, ref, research excellence framework, terry eagleton, two cultures 4 Comments
Over a long period, I have repeatedly considered the question of ‘practice’ in an academic context, its meanings and implications, following on from earlier writings on the relationship between practice and research (see an index to earlier blog posts on this subject here), then most recently two articles in the Times Higher Education Supplement arguing for the need of different means to integrate practitioners into academia (see here and here) and then a blog article intended as a dialectical response to those articles, drawing upon a wider debate of the relationship between ‘advocacy’ and ‘criticism’, mapped by some onto ‘practitioners’ and ‘scholars’ respectively.
These subjects remain not only complex, both in theory and literally in ‘practice’, but also touch upon raw nerves amongst various scholars and practitioners. I have encountered significant rage from some composers at the suggestion that perhaps, just as few would suggest that musicological scholars are experts in the practice of composition, they might show some humility towards musicologists as well, rather than assuming they know just as much about their discipline and are equally adept at teaching it. Much of this anger likely relates to competition for positions in an ever-more competitive and narrowing academic job market, especially at the current time, when at least in some other arts/humanities subjects (not music as of recently, though over the last two decades a significant number of music departments and programmes have closed), departments have been making sweeping cuts (for example Roehampton University).
There are those who choose to view the humanities on one hand, and practical work and the sciences on the other, as fundamentally opposing groups of disciplines, not only in their subject matter, but also in approach, method, ethos, and so on, so that any teaching which relates to the former is antithetical to the latter. I fundamentally disagree, and believe this view is at odds with the defining aspect of a university (as also argued back in 2010 in an article by Terry Eagleton, claiming that a university without humanities would be like ‘a pub without alcohol’). But that issue, which leads back to C.P. Snow’s 1959 essay on The Two Cultures, is extensive and for another article.
What I want to consider here is the role of universities in terms of engagement with practice, both practice undertaken by academics themselves, and that conducted in external institutions. In many ways I believe this is not just important but quite vital in a range of disciplines. Those working in medicine or other health sciences need to draw upon knowledge garnered through practical medical work, and conversely develop research with practical application. The same is true in study of business and the law. A literary scholar is engaging at a deep level with literary practice, just as is a music analyst with the musical equivalent. The extent to which academic research into the arts does or should feed into practice is more open to question, however. Certainly in the case of music there is a body of musicological opinion which is markedly sceptical about the value of performers using the findings of analytical and other research to inform their own performances, noting the very limited to which a great many important performers have done so over history, and how often their performances are quite distinct from what might be implied by such research. The same is true of composition – someone once wrote sardonically about composers who think that if one can analyse music, one can compose it, it is just a matter of doing the process in reverse! Nonetheless, in other ways performers do frequently draw upon knowledge in the business of crafting a performance (sometimes simply that garnered from listening to other performances), as do composers, and so such criticisms may in reality relate more to specific strategies than the use of external knowledge per se in the process of artistic creation.
Some areas such as pure maths (at the heart of my own first degree) may be different with respect to practical engagement; certainly from what I recall 35 years on a good deal of pure mathematical research was undertaken without primary consideration for its potential application, which was something to be discovered later on. I believe (but am no expert) that a similar approach underlies some work in other ‘pure’ sciences, and this is certainly true of those non-empirical branches of philosophy which believe in the possibility of synthetic a priori knowledge.
But in fields for which large areas of practical activity exist, it would be foolish to deny the value of engaging with knowledge drawn from this realm. I will from this point limit my discussion to artistic areas, as they are those which I know best. The key issue, in my view, is not whether but how one should do so. And this is where I would emphasise the vital aspect of a critical engagement with practice, and also of academic independence. When dealing with external practitioners or institutions dedicated to practice, one is confronted with those who have their own distinct desires, needs, economic imperatives, possible rivalries with others, and so on. Not all of these things would make for good scholarship if taken at face value. An artist may prefer a scholar to focus exclusively on their most successful work, not that whose merits might be more questionable, but a scholar who did so and claimed to be examining the work in its entirety would be disingenuous. The same is true of one examining a theatre and the responses of its audiences, who chose to bracket out from their study those audience responses which were less positive, in order to avoid upsetting the theatre owners. To use a dichotomy underlying a blog post from almost a decade ago, this is the difference between scholarship and PR. The scholar’s task is to follow where the results of their research lead them; to bury some of these in order to keep an external partner happy, or for that matter to undertake the research in such a way as to make such an outcome inevitable (as I have criticised sharply in some varieties of ethnographic work which eschew a critical view of the views and perceptions of their subjects, and as such can amount to hagiography), is to foresake one of the most fundamental aspects of being a scholar.
What I am arguing here is that critical scholarly engagement with practice (which can certainly involve partnerships and the like) should not be confused with a subservient relationship to this. This may not be the preference of some external practitioners, but if they wish for academic input, they need to respect the integrity of the academics involved.
But what about if the scholar is also the practitioner, as is the case in various forms of practice-as-research, artistic research, and so on? I have argued repeatedly that the question of whether certain practice is research is rather banal. In some ways most practice can be construed as such (as most practice requires answering certain types of questions to which there are multiple possible answers, and a range of methods for doing so), but what really matters is the quality of the research. This is not necessarily synonymous with what satisfies other aesthetic criteria (in an artistic context), but has to do with the generation of new knowledge expressed in the form of practice, which can have at least potential application for others. So an artist who develops new approaches which are found to bear aesthetic fruit, and upon which others can draw, would in an academic context generally be thought of as having done valuable research of a type.
Not all do accept this view of research (certainly artistic researchers have on the whole rejected the idea that research can simply be located in practice itself). I do accept it, but I am less sure of the extent to which it maps onto other forms of research, or qualifies the practitioner to undertake the latter, other than in some exceptional circumstances. Furthermore, while the quality of such research can, I believe, be gauged simply by close inspection of the practical work engendered, I wonder of the extent to which those engaged in assessment really do those to an intense degree (hardly possible if one has a wide range of things to assess), or whether the research quality is based upon finding the work more-or-less seems to resemble some of the qualities presented in associated verbal material (see my post on the 300-word statements that are essentially mandatory for submission of practice-based outputs to the REF).
Once again, I return to the question of critical engagement, or self-critical engagement. A practitioner can describe their work, even give a significant amount of detail about how it was put together, upon which ideas, philosophies or other determinants they have drawn (as one will find in many an ‘artist’s statement’), but that does not amount to this form of engagement. What can be difficult for practitioners is an attempt to ‘stand outside’ of their own work (and the immediate concerns of their own self), especially when in other contexts they are required to ‘sell themselves’ and in the process hide any acknowledgement of weaknesses, doubts or other more ambivalent self-reflection. Of course academics are far from immune to the latter tendency, which can sometimes dampen the possibilities of their own self-criticism, but they do function in scholarly arenas where if they do not do so, others can and often will follow up on vulnerabilities in their work, which is not always the case in more precious artistic circles.
The much-debated and contested field of autoethnography appears to me to hinge on the critical element; critical self-reflection upon personal experience, for the purposes of generating new knowledge which wider potential application is not the same thing as simply writing about oneself (which would be closer to autobiography), though a fair amount of writing and lectures I have encountered which is billed as autoethnography comes closer to the second category.
One anecdote may explain how these different attitudes and approaches can also inform teaching and its relationship to external practice. At a former institution, I was once tasked with developing a module on ‘Music and the Marketplace’, which I conceived as a broad consideration of the ways in which market forces inform music and music-making over a period of history, how other forms of music-making less subject to market forces might be different in nature, and so on. I had to be away for a period for some external performing work, so someone else took over the module design in my absence. When I returned, it had been changed to something like ‘How to get ahead in the musical marketplace’, which was a long way from my original design. What is the difference exactly? The module as originally conceived was about a critical engagement with the practice of music-making and its economic context. This by no means need imply a primarily negative view of market forces or their effect upon music, but should have been able to entertain a plurality of possible perspectives based upon careful and critical study of the phenomenon. The latter would have been entirely an ’employability’ module. Now I am certainly not going to deny the importance of such things. Some aspects of such teaching, such as how to write a CV or design a business plan, I would categorise as ancillary rather than academic skills – certainly they are things which do not necessarily require a university in order to be learned. But if employability skills become the only or primary things taught in a university context, or the attitude associated with them underlies the majority of teaching, I wonder then if a university degree has become more of a training course, lacking true intellectual inquiry and critical thinking that is more than purely functional. This touches on the question of a humanities approach – critical thinking in that context I would associate with a relatively dispassionate search for ‘pure’ knowledge, rather than subsuming that knowledge to narrow external criteria such as ‘how do I get ahead?’ or ‘how do I keep certain people happy?’
Any academic department without critical scholars will be impoverished in terms of the wider mission of a university. Practitioners can be critical scholars/thinkers as well, as can external partners, but one should not assume this is necessarily the case and certainly not ignore the possibility that other agendas may condition their thinking, either as expressed explicitly or implicitly assumed. In order that universities fulfil their central mission, it is vital to engage with practice, but in a critical and independent manner, whilst recognising that simply undertaking practice and promoting it in a certain way is not at all the same thing. And institutions must take care to guard and protect scholars’ independence from external pressures, simply to ensure that what they do remains scholarship. Then there is no reason to worry that engagement with practice entails any necessary conflict with the imperatives of research.
Musicological Observations 12: Articles and links relating to Practice-ResearchPosted: August 2, 2022 Filed under: Academia, Culture, Higher Education, Music - General, Musical Education, Musicology, New Music, Practice-Research | Tags: camden reeves, christopher fox, christopher frayling, christopher leedham, david pocknee, huib schippers, james bulley, joanne 'bob' whalley, john croft, lauren redhead, lawrence dunn, linda candy, luk vaes, martin parker dixon, martin scheuregger, nicholas till, Ozden Sahin, piers hellawell, practice reearch, practice-as-research, praguk, TEMPO 3 Comments
In advance of writing a new blog post on academic engagement with practice, I thought it might be useful to give links to my various writings on practice-research and other important links in one place here, much from the period following the publication of John Croft’s article ‘Composition is not Research’, Tempo, Vol. 69, Issue 272 (April 2015), pp. 6-11.
Here is Croft’s article and my response:
John Croft, ‘Composition is not Research’.
Ian Pace, ‘Composition and Performance can be, and often have been, Research’.
The following articles appeared in the same issue of Tempo as my response to Croft. Unfortunately there do not appear to be open access versions of them available.
Camden Reeves, ‘Composition, Research and Pseudo-Science: A Response to John Croft’.
John Croft, ‘Composing, Research and Ways of Talking’ (a response to both Reeves and myself)
Musicology is not Musical PR. A post from 2013, from when I started to think hard about the different value-systems and expectations of scholarship from practitioners and musicologists.
Research Forum, ‘Can Composition and Practice be Research? Critical Perspectives’, City University, November 25th, 2015. This was a post in advance of the debate.
‘Musicological Observations 4: Can Commercial Music be Research?’ This was an earlier article asking about the relationship between commerce and research in a musical context.
Performance-as-Research – A Reply to Luk Vaes. This was a response to an article by artistic researcher Luk Vaes (linked to in the post) in advance of the debate.
Video of Research Seminar on Composition and Performance as Research, and some wider responses to John Croft and others. This contains the full video of the debate, some of my text presented there (the information on university music departments is rather dated, and will be supplanted by new information posted on this blog soon), and wider responses to Croft’s response.
Some final thoughts on composition, performance, the REF, and teaching. Subsequent reflections following the debate.
Those 300-word statements on Practice-as-Research for the RAE/REF – origins and stipulations – ‘academic butt-covering’ or more problematic? Specifically on the role of 300-word statements accompanying practice-based outputs.
The RAE and REF: Resources and Critiques. An article written during the period of the 2018 industrial action in academia, collating a wide range of views on these institutions mostly expressed on social media, with wider links to literature on the subject. This contains a small amount relating to practice-research and the REF.
Musicological Thoughts 9: Practitioners and Scholars – Advocacy vs Criticism? A much more recent post, entailing some revision of earlier positions and somewhat more sceptical about the extent to which practitioners and scholars are able to find genuine common ground.
Musicological Thoughts 10: The Value of Empirical Musicology for the Performer? A piece written during the 2022 Performance Studies Network conference, after a mixture of listening to papers and practising, considering the relationship between practice and a particular musicological sub-discipline.
Two other articles, not blog posts, which I wrote earlier this year for the Times Higher Education Supplement, are also relevant in this context:
‘We need a Research and Practice Excellence Framework’ (10 May 2022)
‘University departments need a broad range of performing artists’ (22 May 2022) (written in response to Victoria Kelley, ‘The REF does not disadvantage practice-based subjects’ (13 May 2022)).
The blog post on ‘Practitioners and Scholars’ above is in part an attempt to offer a further side to this debate, not possible within the word-count of the THES articles.
The following are a range of further weblinks available at the time of the debate.
Piers Hellawell, ‘Treating Composers as Researchers is Bonkers.’
Luk Vaes, ‘When Composition is not Research.’
Lawrence Dunn, ‘Squaring the damn composition-research circle.’
Martin Parker Dixon, ‘Composition can be research (some comments on John Croft’s recent article).’
David Pocknee, ‘Composition Is Not A Jaffa Cake, Research Is Not A Biscuit: A Riposte to John Croft.’
Lauren Redhead, ‘Is Composition Research?’
Nicholas Till, ‘Opus versus Output’
Huib Schippers, ‘The Marriage of Art and Academia: Challenges and Opportunities for Music Research in Practice-based Environments.’
Christopher Fox, ‘Music for a Dis-Uniting Kingdom?’ (Including some reflections on composition as research).
The following book chapter continues some of the important themes. Unfortunately it is not available open access, but can be requested from the authors at the link below.
Martin Scheuregger and Christopher Leedham, ‘The Purpose of the Written Element in Composition PhDs’, in Researching and Writing on Contemporary Art and Artists, edited Christopher Wiley and Ian Pace (Basingstoke: Palgrave Macmillan, 2020), pp. 65-90.
The website for PRAGUK (Practice Research Group UK) includes a good list of major texts on the subject. Especially important, coming out of this group, is the following:
James Bulley and Özden Şahin, ‘Practice Research’ (2021).
And the following are some earlier relevant articles more widely on practice and research:
Christopher Frayling, ‘Research in Art and Design.’
Linda Candy, ‘Practice Based Research: A Guide.’
Joanne ‘Bob’ Whalley and Lee Miller, ‘Partly Cloudy, Chance of Rain: A Case Study’, in John Freeman (ed) Blood, Sweat and Theory: Research through Practice in Performance. (Middlesex University Press, London, 2010), pp. 218-232.
Musicological Thoughts 11: The Value of Empirical Musicology for the Performer?Posted: July 3, 2022 Filed under: Academia, Higher Education, Music - General, music analysis, Musical Education, Musicology | Tags: analytically-informed performance, empirical musicology, eric clarke, Eugene Narmour, music analysis, nicholas cook, performance, positivism, Robert Schumann, Wallace Berry 3 Comments
One of the biggest challenges for any performer of jazz, at least as the majority of jazz players I know would say, has to do with rhythm, and specifically the performance of uneven rhythms so as to ‘swing’. Some have tried to notate these, sometimes very approximately, sometimes in much more detail. But the consensus appears to be that codifying such a rhythm then simply executing according to the ‘rules’ thus generated will sound artificial and contrived. Furthermore, it is difficult via such an approach to be flexible in one’s ‘swinging’, as the nature of this can be subject to small variations depending upon the musical moment, or to respond to the particular variants heard from other players in a group setting. So in general, there is thought to be no real substitute for simply playing with others on a regular basis, and absorbing the rhythm through listening, imitation, osmosis.
A parallel situation applies to language learning. While it may be possible to learn a good deal of vocabulary and grammar, even some idiomatic usage, through independent study, from textbooks, etc., many believe there is no real substitute from being immersed amongst native speakers, having to communicate on a regular basis without necessarily having recourse to ‘guides’ when immediate responses are needed. This is not least to do with the process of learning a decent accent (something generally thought rarely to be possible to such an extent as one could pass as a native speaker to other native speakers, unless one learns from a young age), but also absorbing a wide range of idiomatic employment in the form of speech (writing is a different matter).
It would be rash to rule out the possibility that there could ever be found means of learning jazz performance, or languages, in such a way that obviates the necessity for such regular interaction amongst those who have absorbed the idioms. But I am not aware of such means having yet been discovered and comprehensively tested.
This brings me to the question of empirical musicology (by which I mean specifically that using empirical means of measurement of aural data, by software such as Sonic Visualiser or other alternatives) for the analysis of musical performance, something which has been on my mind during a (generally excellent and very stimulating) conference on Performance Studies which I am currently attending (today is the last day). Empirical Musicology is a relatively recent development, about which an important edited volume was published in 2004, edited by Nicholas Cook and Eric Clarke, and for which there is a dedicated academic journal. With roots in the use of quantitative approaches employed in music psychology, and some others relating to such things as bodily motion during performance, a range of musicologists have increasingly used this to analyse various parameters of musical performance, especially tempo and its modification, rhythm, also pitch, timbre (notoriously difficult to analyse using more qualitative means), dynamics and so on.
The value of musical analysis (in the broadest sense) is not uncontested; it is an activity developed within the realms of academia which has not necessarily played a significant role (or a role at all) in the actual work of a great many practising musicians past and present. Cook himself, in his book Beyond the Score: Music as Performance (about which I published an extended review-article which also considers more widely the field of performance studies) was sharply critical of what he described as ‘Analytically-Informed Performance’ (AIP) whereby performers shape their interpretations according to priorities determined by analysts. Focusing on some key writings by music analysts Wallace Berry and Eugene Narmour, Cook suggests this implies a hegemonic imposition of academic ideologies on the world of music-making, not least because the dialogue appears one-way; he believes analysts have as much to learn from listening to performers as vice versa. So far, I can agree that a more two-way approach would be fruitful, but here and elsewhere Cook expresses major scepticism about the possibility that performers could learn anything of value from analysis and analysts, questioning the value at all of a musicological discipline which he has also linked to creating artificial hierarchies of value.
Here I disagree. I have my own scepticism about the value of certain highly systematised modes of analysis, such as grew up especially in the early post-1945 era in the United States, which has been plausibly argued to have been driven both by a positivistic, scientistic academic climate in which research in the arts and humanities was valued largely to the extent it could on the surface mimic the trappings of a ‘science’, but also by the growth of mass education and the concomitant need to find approaches to analysis which could be taught on an industrial scale and learned almost by rote. Much of the analytical work I have read from continental European musicologists has been no less rigorous or thorough, but more ad hoc in nature, freely adapting a variety of tools (or creating new ones) according to needs of the music at hand, and as such avoiding the unhappy situation by which the key criterion appears to be whether the music serves to bolster the theory, rather than vice versa.
But if one embraces a broader conception of analysis, to encompass most approaches to understanding the inner workings of a musical composition (or a performance or other sonic phenomenon), then I think not only can this be invaluable for performers (and listeners) possessing any basic curiosity, but also actually something that many performers do as a matter of course to some extent, as I argued in a keynote lecture entitled ‘In Defence of Analytically-Informed Performance’, delivered in a conference in São Paulo in 2019, which I intend to revise for publication at some point soon.
It is very far from unusual, for example, for a performer to gauge a series of mounting dynamic curves in a series of phrases leading to a mini-climax according to the melodic, harmonic and rhythmic properties of the information contained in the score. This may be done in a relatively intuitive and non-systematic manner, but nonetheless does constitute a form of analysis, a discernment of aspects of the score which reveal something about the musical processes, which then inform aspects of the realisation of the score in performance. Whether this perspective is generated simply by playing the music to oneself and listening, or some more studied process of identifying chord progressions, melodic properties, etc., does not make it any more or less ‘analysis’, in my view.
I was doing this myself (essentially intuitively) when practising the opening passage of the last movement of Schumann’s Fantasy in C, op. 17, yesterday, trying out different ways of shaping the two-bar phrases in bars 5-14, in terms of relative dynamic peaks, my choices informed by such factors as the extent to which the music modulates away from the home key before returning to a dominant harmony on the relative minor in bar 10, or the transformation of the bass line from a descending progression starting in whole tones towards a chromatic one in bars 11-14. Much is at stake in these bars in terms of the expressive and emotional trajectory prior to a return to a dominant pedal point in the home key in bar 15. Similarly, the shift to the major submediant in bar 2 is striking in the context of the wider style. Even after having played this work for over 30 years and having heard many others perform it, it still makes an impact, and so I wonder about such questions as whether to register this sentiment by a small holding back of the pulse and tenuto at the beginning of bar 2.
Even if I am describing aspects of the score above using very basic technical terms, I do not believe that I am in any sense unusual in grappling with such interpretive questions; the use of that language is simply a way to articulate some information discerned essentially intuitively so as to be comprehensible to one reading this piece of writing.
Empirical musicology is on another level in terms of the technical language and illustrations employed. Over the course of the conference, I have been looking at highly detailed charts, multi-coloured shapes (containing many hues) to illustrate timbral properties, animated graphics to trace the variation in basic pulse during a performance. Much of this yields interesting insights and conclusions, some of which appear to be established on a more secure basis than might have been possible otherwise.
But then I do ask the basic question: what purpose does this research serve? In one case, the researcher suggested that they were attempting to codify the rhythmic practices found to be common in a particular regionality when performing some music identified with that regionality, so that those performing such works in more remote locations could do a type of ’empirical musicology in reverse’ (my term, not theirs) and translate these back into performance.
But this is where I become more sceptical, and wonder if the results of such a process would ever really convince, for the same reasons as those outlined above with respect to jazz or language learning. How much music-making can really be reduced to a finite set of stylistic principles which can be codified and reproduced so as to create plausible imitation of the ‘real thing’? I would need to hear a range of realisations of this model to judge that, but do not have a huge amount of faith. Musical style is not, I believe, something so easily reified, but a flexible and continuously developing thing, driven as much (in repertoire involving more than one musician) by regular interactions between players as by collective adherence to a set of rules.
The context of this had to do with global music-making, in particular performance of a certain repertoire at localities a long distance from the music’s point of origin, also the place where the most regular and distinctive performance tradition has occurred over an extended period. But one possible conclusion from the above – that it is no more possible to perform in a relatively ‘unaccented’ style without regular interactions with the music’s ‘native speakers’ than is the case for speaking a language – may be unacceptable in terms of global aspirations. I should emphasise here that the analogy of a ‘native speaker’ does not really have anything to do with particular upbringing, nationality and certainly not ethnicity; it is about whether one has had the opportunities over an extended period for acculturation through musical interaction with others well-versed in the style. This ought in theory to be perfectly possible amongst diaspora communities; a group of Georgian folk singers who relocate in Brazil could in some sense continue a tradition of such singing in the new location, and incorporate into it others not originally from Georgia (whether other social and political factors might influence the extent to which this actually happens is of course a whole other set of questions).
Empirical musicology applied to performance attempts to provide an alternative to this, a means of learning a style through applying a set of principles obtained through systematic empirical analysis of performance. Those employing those are of course also free to listen to the original performances too, but what they may not be able to do is play together with other musicians versed in it.
Is this a viable alternative? I am not sure, and would need much more evidence to be convinced. But there is another possibility to consider, related to the considerations of the post-1945 United States academic environment I described above. Whether or not this research has a wider ‘impact’ (to use a buzzword familiar to all those in UK academia), could such empirical musicology be notable primarily as a means of trying to turn a lot of what musicians do anyhow, without necessarily having any input from academics, so as to appear like a type of quasi-scientific ‘research’ which is thought to be the best way to secure the status and funding of a particular academic sub-disciplines?
On the importance of teaching musical theory and techniquePosted: March 18, 2022 Filed under: Academia, Culture, Higher Education, History, Music - General, Musical Education, Musicology, New Music | Tags: Anton Rubinstein, beethoven, classical music, creativity, Crimean War, frédéric chopin, Gabriel Fauré, improvisation, jazz, johannes brahms, john cage, Mikhail Glinka, Mily Balakirev, Missa Solemnis, music theory, Nikolay Rimsky-Korsakov, Nikolay Rubinstein, paris conservatoire, technique, Yelizaveta Dmitriyevna Khrushchova 5 Comments
In the period prior to the end of the Crimean War (1856), Russian musical life differed in various respects from that in other leading European countries. It was dominated by opera, but much else went on in aristocratic salons, with few regular concert societies. One exception, the St Petersburg Philharmonic Society, founded in 1802 (and which gave the premiere of Beethoven’s Missa Solemnis in 1824) mostly produced popular numbers from Italian opera. To be a professional musician meant being in the service of the state, which was unacceptable to most aristocrats. Most major recitals were given by visiting foreign artists, while few Russian composers had a formal musical training. The great pianist Nikolay Rubinstein, who had begun a professional career as a pianist in 1854 (he would later give the premieres of Mily Balakirev’s notorious piano piece Islamey (1869) and was a champion of Chaikovsky’s First Piano Concerto), was made to give up this career in 1855 in order to marry Yelizaveta Dmitriyevna Khrushchova, daughter of a prominent Moscow official, as the profession was deemed as little more than a low-class entertainer. The marriage however turned sour, and Nikolay resumed his career after they separated in 1858.
Nikolay’s older brother Anton, an equally leading pianist and also composer who spent much time travelling around Europe for concerts (both brothers had also spent four years in Berlin when young), wrote an article in the Viennese journal Blätter für Musik, Theater und Kunst in 1855 entitled ‘Die Komponisten Rußland’s’, in which he was sharply critical of the reliance of existing Russian music on allusions to folk songs and dance melodies, provoking some fury from nationalistically-minded composers (some of it deeply anti-semitic in nature), especially Mikhail Glinka, who had been singled out by Rubinstein. But Rubinstein’s article betokened a wider view, as he would later articulate – to him, Russian music was amateurish and dilletantish compared with that he had encountered elsewhere, in large measure down to the lack of provision of professional training, especially compared to that in the German Confederation. Some other Russian composers, led by Mily Balakirev, strongly opposed Rubinstein’s plans, believing him to be planning to import foreign and academic ideas to Russia (once again, in the ugly exchanges, Rubinstein’s Jewishness and the concomitant view that he was less deeply rooted in Russian culture and tradition than others, continued to be evoked). To teach compositional and other technique, to many nationalists, was in contradiction to the idea that it lay somehow deep within the Russian soul, an almost mystical conception. But with his convictions in mind, Rubinstein sought to establish a conservatoire on the model of those in other European cities to provide the training he sought. He was able to do this in 1862, in part due to the support of the Grand Duchess Elena Pavlovna, in whose household he had earlier worked as an accompanist for singers, also due to relaxations in higher education brought in under the reign of Tsar Alexander II from 1855, enabling music graduates to call themselves ‘Free Artists’, which freed them from military service and some taxation.
Today the conservatoires in St Petersburg and Moscow (which was founded in 1866 by Nikolay) are amongst the most renowned in the world, and it is strange to think of how their very foundation occasioned such controversy. In 1871 Nikolay Rimsky-Korsakov was invited to teach composition and orchestration (while remaining in the navy and teaching in uniform). Rimsky-Korsakov had previously been close to the Balakirev faction, but he changed ideological direction at this point and undertook his own intensive study of compositional technique, harmony and counterpoint, in order to be able to teach them. This also bore great fruit in his work, as can be found in works such as the Symphony No. 3 (1866-1873, rev. 1886).
This story came to mind in light of hearing similar arguments both over a period in musicological circles, and in an exchange (in Spanish) on social media. Commonly the type of argument in its contemporary guise goes as follows, with respect to composition teaching: ‘There is no need to teach boring things like harmony and counterpoint, the point is to allow students to be creative‘. Music theory is viewed in opposition to some sort of innate creativity, and the purpose of composition teaching is simply to liberate this, give students a type of ‘permission’ to express themselves however they want. Sometimes one will hear cited the words of John Cage recalling how his own ‘teacher’ (in a loose sense of the word) Arnold Schoenberg told him that he had no feeling for harmony and would come up against a wall which would prevent him from progressing, to which Cage replied that he would continue to beat his head against this wall (the veracity of Cage’s many anecdotes should always be treated with some scepticism, as he was clearly someone who carefully constructed his own mythology). As such, some of those identifying themselves with the field of ‘experimental music’ can be amongst the most vociferous opponents of the teaching of traditional technique (and some indeed advocate primarily for amateur rather than professional music-making).
But I find utterly unconvincing this opposition between technique and creativity, in music or any other art form. Harmony is a factor in most forms of Western music; that in jazz is every bit as sophisticated as in much classical music. Some other musical traditions, such as many from the Arab world, are primarily monophonic, but the primary focus of most education in the West, unsurprisingly and not unnaturally, is upon the range of traditions which have developed here, and this is the primary focus of most students (it would be as strange for Western institutions to discontinue the teaching of Western traditions as for Chinese institutions to do the same with their own). There are varieties of new music which owe relatively little to such traditions (such as that of Cage and some of his followers, or perhaps around Iannis Xenakis as well), but these are niche interests, like much new music (I will be writing more about this in a subsequent blog post). Most of those drawn to more integrative art music traditions, popular musics, musical theatre, film music and much else are dealing with musics rooted in developed harmonic traditions. To understand the workings of these and the possibilities thus engendered is to expand the range of possible creative application, not to narrow it.
The teaching of counterpoint has had an interesting history. In the Renaissance harmony was largely seen as a by-product of counterpoint, indicating particular ways in which musical lines formed vertical groupings of consonances and dissonances at particular points. In a gradual process from the advent of the seconda pratica at the beginning of the 17th century, harmony, and the structural relationships between different chords, came to assume an ever more prominent position in theory and education, coming to supersede the teaching of counterpoint in some places by the early 19th century, not least at the Paris Conservatoire. Certainly plenty of composers of this period, such as Frédéric Chopin or Johannes Brahms, still believed in the value of knowledge of counterpoint and studied it diligently. It was later in the century that counterpoint returned centre-stage in Paris, in the context of a post-1871 era which witnessed increased interest in earlier (pre-revolutionary) French musical traditions (which were viewed as archaic and reactionary after 1789), and became fundamental to the work and teaching of Gabriel Fauré, who was director of the Conservatoire from 1905 to 1920. Ultimately, I believe many who have studied it are deeply conscious of the value of understanding the interactions of lines even for the purpose of teaching more vertically-oriented music.
The same goes for the teaching of instrumental and orchestral technique – understanding the possibilities and limitations of different instruments, their particular characteristics and the results of performers employing certain techniques, and of course the ways in which they can be combined to optimal effect. Anyone wanting to write for live musicians can surely only gain from such knowledge, enabling more incisive use of such instruments. The same can be said for the compositional study of vocal technique.
Some such theoretical teaching is dismissed by some as simply a set of antiquated practices irrelevant to the modern era, and a means of artificially elevated the status of the group of dead white (mostly) males who developed them. But the same could be said of most technical or technological innovations which occurred in the West – would people reject the use of the telephone or the computer or the train for the same reason? In my opinion, very little music of lasting consequence is created ‘out of nothing’, most draws upon knowledge and understanding of other music which has preceded it, and can build upon or enter into a more critical relationship with its achievements (and limitations).
And once again this is not unique to classical traditions, as many others have highly developed and sophisticated styles which are the result of the application of various techniques. Sometimes these are of a different nature or constitute a different set of priorities, for sure; the sort of intricate thematic development which has traditionally accompanied a good deal of music in the sonata/symphonic classical tradition from the late 18th century is much less of a factor in popular song, for example, and other approaches to vocal writing, or particular use of instruments and electronic timbres, play a more central role. As one commentator on the thread linked to earlier pointed out, a great many blues musicians learned their craft through hours of listening, practice and imitation, which are another form of learning of technique. Those who idealise impressive instrumental improvised solos from jazz or other musicians may not always be aware of the many hours of work which have gone into developing the ability (not least the inner self-criticism) to do these, to go beyond simple repetition of known figurations, to be able to achieve fluency and genuine spontaneity, and so on; improvisation builds upon technique as much as any form of music-making.
It would be narrow to suggest that only a particular set of techniques from the common practice period should be taught (equally narrow not to teach them, however), and there is a reasonable argument that music theory and compositional technique should encompass a more plural range of traditions than has sometimes been the case hitherto. But the argument which opposes technique to creativity is myopic, primitivist and amateurish, in line with those arguments maintaining everyone is an artist and to pretend otherwise is the unwelcome hegemony of an elite, arguments which were soundly critiqued here. The professionalisation of musical education may in certain senses be ‘elitist’, in the sense that those who have had a professional training generally achieve skills and abilities which set them apart from those who have not. But to reject this type of elitism is really to reject education altogether, and (re-)institute other forms of less welcome elitism and discrimination, for if there is no reason to judge the quality of anyone’s work, one can be sure that other measures (which may relate to possession of independent means, family connections, and so on) will determine which art achieves some prominence.
Ultimately, if we eschew the teaching of compositional technique in education, we are giving students a meagre offering for the considerable amount of money they spend on such education. There are students who would prefer not to have to put in the considerable amount of self-directed study required to develop technique (definitely this cannot be achieved exclusively in the classroom), but to pander to this view is to facilitate a form of infantilisation and discourage students from developing the greater intellectual and creative maturity which will serve them well after graduation. If we want to help students be creative, we should be helping to provide them with the means to do so. And the wider the range of techniques taught, the greater the range of possibilities thus opened up.
(The story about the conservatoire and professionalisation of Russian musical life in the nineteenth century is covered in various books on Russian music and the Rubinsteins, but the most comprehensive treatment can be found in Lynn M. Sargeant’s Harmony & Discord: Music and the Transformation of Russian Cultural Life (New York: Oxford University Press, 2011)).
The departure from academia of a brilliant scholar unafraid to critique the relationship of culture to capitalPosted: October 17, 2021 Filed under: Academia, Culture, Germany, Higher Education, History, Music - General, Musical Education, Musicology, Politics | Tags: alain badiou, alun munslow, beethoven, benjamin walton, carl dahlhaus, Caroly Abbate, dead white composers, decolonisation, donizetti, Elgar, ethnography, ethnomusicology, f.r. ankersmit, golden pages, hayden white, henry stobart, j.p.e. harper-scott, james hepokoski, julian rushton, keith jenkins, Liszt, martin stokes, marxism, music business, music technology, musical theatre, napoleon, nicholas cook, nicholas mathew, paganini, paul harper-scott, performance, popular music, richard taruskin, Rossini, royal holloway, russell group, slavoj zizek, society for music analysis, the event of music history, the quilting points of musical modernism, theodor adorno, Verdi, Vladimir Jankélévitch 3 Comments
For several months, various friends have known about the upcoming departure of Professor J.P.E. Harper-Scott from academia, at the age of 43, to take up a job in the Civil Service. To friends he is Paul, and I will refer to him as that from this point, as I am mourning the loss to the profession not only of a brilliant scholar, but also a close personal friend.
Paul published a ‘farewell blog post’, which has been widely shared on social media. In this, without engaging in any targeted critiques of individual scholars or groups, he identified the heart of the problem with which he no longer wanted to be continuously embroiled: an approach to scholarship which preaches dogma and allows for no dissent from orthodoxies, in drastic opposition to the spirit of critical thought which was what drew him to academia in the first place. He exemplified this with a stark statement (an imaginary one, but definitely of a type with which many will be familiar) about how, on account of the interactions between nineteenth-century music and imperial societies, ‘The classical music canon must be decolonised’ (my emphasis). He followed this with a considerably more nuanced view compared to this dogmatic utterance. Then he noted the necessary consequence which would likely be drawn of the dogmatic statement: that music departments stop teaching Beethoven and Wagner, rather than the alternative he suggests by which such music can be used as a means of understanding more about the social contexts from which they emerged. Then he went on to describe his own sense of joy and liberation upon discovering a lot of such music, coming from a background in which it played almost no part. There was a real sense of sadness in the portrayal of a situation in many quarters in which anyone who dissents from this type of ideology is subject to personalised attacks, shaming, no-platforming, and attempts to have them removed from their posts, and how the dogmatic approach mirrors that found in media, politics and business. This was not a world in which he any longer wished to operate.
At first, Paul’s blog post provoked a lot of expressions of sadness and regret, combined with various individuals imploring musicology to look at itself and how it has got to this state. I certainly recognise quite a bit of what he diagnoses, though some of this is more prominent in the US than the UK, and in the UK it is found in certain quarters much more than others. There is a pronounced divide within the UK sector between the ‘post-92’ institutions (former polytechnics before 1992) which in large measure (with a few exceptions) focus on more vocational teaching of Music Technology, Music Business, Musical Theatre, Popular Music Performance, and so on, and the Russell Group (the elite group of research-intensive institutions) in which there is a greater emphasis on a humanistic approach to the study of a wide historical range of music, ethnomusicology, critical academic study of music and its contexts, analysis, performance practice, and so on. Various institutions fall in neither of these groups, and often combine aspects of both approaches. Many of the Russell Group and mid-ranking institutions have taken on aspects of popular music (notoriously Oxford University’s recent introduction of a part-core module in Global Hip-Hop), music business, in some cases music technology, and so on, integrating these into wider curricula, but there has been less traffic in the other direction. Few outside of conservatoires would be able to complete their studies without at least facing some critical questions about the reasons for a canonical repertoire and especially the role of popular music and non-Western traditions relative to this, but many studying popular music can limit their focus exclusively to such music, usually overwhelmingly from the English-speaking world and from a relatively limited historical period, To engage with older historical popular traditions, or those around the world less deeply indebted to the Anglo-American model, is far more rare. Even within part of the sector, there are more than a few ethnomusicologists who heap down criticism on most things related to Western art musics, its traditions, and associated scholarship, often in deeply impugning, accusatory and denunciatory ways (there are some examples of this in this article, which can be found together with the companion piece ‘When Ethnography becomes Hagiography’ in this book) , but react with horror at even the slightest critique towards their own field. And, as for example expressed in relatively mild form in this exchange following a quite denunciatory radio talk by one professor on ‘Dead White Composers’, there are plenty in academia who will happily dismiss centuries of heterogenous traditions with a few tawdry adjectives (or, in many cases, claiming it to do little more than embody feudal, imperial, racist, misogynistic values – all true in some ways, and of other musics, but far from a nuanced picture) whilst making extravagantly liberatory or emancipatory claims for their own favoured popular musics.
But some of the responses on social media to Paul’s resignation post, including some from academics, exemplified a lot of what he was diagnosing. While a few respectfully questioned some of the arguments made and whether he represented the reality appropriately, others were extremely aggressive, personalised, espousing contempt bordering on hatred, righteous, while others flagrantly misrepresented what Paul’s article actually said, or attempted to undermine his words on ad hominem grounds. Others even claimed that the article caused ‘hurt’, and then felt obliged to denounce it and him as a result. There were no personalised attacks on anyone or any groups in the article, but this was not true of the responses, some of which seemed calculated to cause maximum hurt. This was the unedifying spectacle of a pile-on, and it was deeply disappointing to see some scholars, perhaps the types Paul had in mind when he spoke of those claimed to be ‘generally quite well-meaning’ but not ‘brave’, feel pressure to join in the mobbing.
Paul was clearly a brilliant scholar from the outset. His early work on Elgar (in Edward Elgar: Modernist (Cambridge: Cambridge University Press, 2006), drawing upon his PhD; Elgar: An Extraordinary Life (London: ABRSM, 2007); and the edited collection with Julian Rushton, Elgar Studies (Cambridge: Cambridge University Press, 2007)) made a very significant contribution to a wider body of scholarship drawing the concept of musical ‘modernism’ more broadly than hitherto and highlighting, with the aid of various analytical tools, the ways in which musical strategies, aesthetics, processes, structures and more left an indelible mark even on work not usually considered together with the most radical figures.
He became a full Professor at the relatively early age of his late 30s, and continued to be highly productive, having to his name by the time of leaving academia five sole-authored monographs, several edited volumes, and countless articles and book chapters (an unfinished book comparing neo-Riemannian analysis with Hugo Riemann’s own work will be completed by another scholar). He was also a highly respected, though far from uncritical, mentor to many junior scholars.
The most important aspect of his work, in my view, was his endless exploration of the relationship between music, musicology, and capital. In this he came from a position on the radical left, drawing upon Marxist models of capital, and was very critical of what he saw as much more casual work in which ‘capitalism’ is essentially viewed as synonymous with any system in which goods are bought and sold. Paul, by contrast, examined what he perceived as the ideological complicity of various strands of thinking fashioned as progressive, democratic, anti-elitist, etc., with the interests of capital. His position was made clear in the Preface to The Quilting Points of Musical Modernism (Cambridge and New York: Cambridge University Press, 2012):
But as well as critiquing scholarship on modernism in particular, the book constitutes a broader ideological critique of all manifestations of what could variously be termed postmodern, pluralist, or as Badiou would say democratic materialist musicology. I will therefore make a Leftist case for the possibility of an emancipatory politics that is diametrically opposed to the relativist–cultural sweep of (the bulk of: emphatically not all of) modern ethnomusicology, empirical musicology, musicology of pop music, and all other crypto-capitalist work on what are called musics, by showing how modernist music (on this new dialectical definition) helps to advance our most pressing present concern – to escape the horrors of the present by imagining the transformations of a coming society. (p. xiv)
The following passage indicates his type of argument at full flow:
[Richard] Taruskin’s second suggestion is that ‘cast[ing] aesthetic preferences as moral choices at the dawn of the twenty-first century is an obscenity’. Let us turn this on its head and insist instead that concealing the moral consequence of obfuscated xenophobic–capitalist aesthetic preferences at the start of the twenty-first century is an obscenity. What Taruskin is doing, of course, is to deny the emancipatory potential of classical music – not because he particularly disbelieves it, I expect (he wrote a five-volume history of it, after all) – but because it pleases him argumentatively to assault other musicologists. In parallel, he wants to say that popular classical music is more valuable – which is to say (as he does) more consumable – in the world of late capitalism. But this aesthetic decision in favour of the popular over the recondite has ethical consequences that Taruskin neither admits nor – as is clear from his gruff rejection of any possible link between aesthetic choice and ethical act – would acknowledge. But capitalism has subjects, subjects who are exploited, limited, have their life’s possibilities minutely circumscribed and controlled. Declaring in favour of the popular is fine as far as it goes, but doing so while denying any possibility of a truth-statement that exceeds the definition of the merely popular (that is, ideologically normative) with the intention of tearing apart the prevailing understanding of the situation – which for us today is global neoliberal capitalism – is simultaneously to declare in favour of the dictatorship of Capital, and the impossibility of its revolutionary destruction.
More extended such arguments can be found in the longer passage from this book, a link to which I posted earlier. In general, a good deal of his strongest critiques were directed at a particular Anglo-American ideological viewpoint, now common within musicology, which can loosely be associated with postmodernism, a position of high relativism which remains oblivious to the influence of capital. For myself, while I can no longer subscribe wholly to the type of Marxist thinking with which I once had some sympathies (and especially not the neo-Maoism of Alain Badiou), and believe the relationship between popular art and capital to be somewhat more complex, I do have other sympathies with various of his arguments from a social democratic perspective, one which rejects the untethered reign of market forces and the commodity principle as a fundamental measure of the value of everything, but believes in regulation, a strong public sector (including in the realms of education and culture), progressive taxation and public spending, and also which does not necessarily view the ‘state’ always as a malign and hegemonic force, but one which can equally act as a democratic check on the power of capital and big business. In this post, I have collated some examples of musicologists who are more explicit in appealing to commercial forces and the market as a supposedly emancipatory alternative to other means of cultural production, or sometimes denying there could be any alternative to the former. This is a perfectly legitimate perspective, and one which deserves proper consideration, but there are many obvious reasons to doubt the extent to which such an ideological viewpoint should be associated with the political left.
Paul also repeatedly returned to the issue of Anglo-American xenophobia in musicology. He was not alone in this; even Nicholas Cook, coming from a very different ideological and scholarly perspective from Paul, had reason to criticise what he called ‘the xenophobic essentialism that Taruskin seems on occasion to erect into a historiographical principle’ (Nicholas Cook, ‘Alternative Realities: A Reply to Richard Taruskin’, 19th-Century Music, vol. 30, no. 2 (2006), p. 208; a reply to Richard Taruskin, ‘Review: Speed Bumps’, 19th-Century Music, vol. 29, no. 2 (2005), pp. 185-207). Paul wrote about the ‘E→G→N short circuit’, which he associated especially with Taruskin, whereby Europeans (E) become conflated with Germans (G) which become conflated with Nazis (N). This is rooted within a tradition of neo-conservative thought, which sees American-style capitalist democracy, fascism, or Stalinist communism, with the latter two also seen as very similar in many ways, and European social democracy distrusted and sometimes demonised for its lack of wholehearted embrace of the US model.
Paul’s final book as an academic is The Event of Music History (Woodbridge: The Boydell Press, 2021), some of which I am continuing to process at present, and about which I plan to write a more extended response. In this he sought to address fundamental historiographical questions and the question of what constitutes a ‘subject of music history’. He concentrated critical attention on postmodern theories of history such as those of Hayden White, F.R. Ankersmit, Keith Jenkins or Alun Munslow, as well as a range of alternative models provided within musicology, in particular some outlined by James Hepokoski (in ‘Dahlhaus’s Beethoven-Rossini Stildualismus: Lingering Legacies of the Text-Event Dichotomy’, in The Invention of Beethoven and Rossini: Historiography, Analysis, Criticism, edited Nicholas Mathew and Benjamin Walton (Cambridge and New York: Cambridge University Press, 2013), pp. 15-48). These could be delineated into four categories: (1) a critique of Western European canons and their ideological underpinnings; (2) an attempt to dilute what is perceived as an elitist, anti-democratic and German-centred canon by greater incorporation of Mediterranean opera, performer-centered composition, nationalistic works not traditionally viewed as significant, or types of popular or commercial music; (3) a more pronounced shift away from a German-centered canon towards alternative traditions coming from the opposite side of the ‘Beethoven-Rossini divide’ as articulated by Carl Dahlhaus, so that the likes of Donizetti, Verdi, Paganini or Liszt move to centre stage, while a focus on performance replaces score-based analysis, quite deeply distrusted; (4) more difficult to summarise, but employing the opposition between the ‘drastic’ and the ‘gnostic’ cited by Carolyn Abbate (in ‘Music – Drastic or Gnostic’, Critical Inquiry, vol. 30, no. 3 (2204), pp. 505-36), borrowed from philosopher Vladimir Jankélévitch, focusing above all on musical reception, and valorising the performative/drastic in opposition to the gnostic. Paul examines these in some detail, in all cases critically, and proceeds in the book to engage with the work of Theodor Adorno to a more thorough extent than previously, leading to extended chapters returning to the central figure of Beethoven, the role of analysis in discerning the ‘truth content’ of his works, as well as questioning some reductive models of the relationship of Beethoven’s ‘heroic’ style to the Napoleonic era and so on.
I have significant differences with Paul on many issues. He is deeply invested in Lacanian psychoanalysis, about which I am more sceptical, as I am about some intellectual figures he strongly favours, such as Badiou or Slavoj Žižek. I take a somewhat different view of such issues as the ‘Beethoven-Rossini divide’, and have perhaps greater sympathies with views which believe in a certain decentring of a particular Austro-German canon (and as such, have more time for strategy 2 above, which has informed some of my own teaching), and even with those which make a rather stark valorisation between highly commercially focused music-making and that which exists with some degree of protection from the vagaries of the market. In that respect, I do not so strongly go along with every aspect of Paul’s critique of some of the arguments of Richard Taruskin, even though I also maintain some aspects of this and other critiques of this body of work. Paul is not sympathetic to the most of the field of historically-informed performance, from a position probably closer to that of Pierre Boulez than Taruskin, while I see this field as of huge importance and value. Furthermore, I believe some of Paul’s critiques themselves to be too all-encompassing in nature, though it is important to note, for example, his critique of some work of ethnomusicologist Henry Stobart was balanced by a counter-example taken from another ethnomusicologist, Martin Stokes. While heavily critical of a lot of directions in ethnomusicology, this did not amount to a blanket rejection of this sub-discipline. For myself, I think study of at least one musical tradition from outside of Europe or North America should be an core part of most music curricula, showing students very different musics, social and cultural contexts from those with which they are likely to be familiar, but have a variety of critiques of some methods and ideological positions associated with ethnomusicology.
But I recognise a lot of the tendencies outlined in Paul’s resignation post, especially the level of dogmatism, with bullying, pathologisation and demonisation as an alternative to any attempts at communication, engagement and scholarly critique with those of divergent viewpoints. This is very unbefitting of academia, and the very converse of genuine diversity (which should include ideological diversity) and a spirit of critical thinking. Paul has left behind an important body of work, and numerous other contributions to academic life – for example as an elected trustee of the Society for Music Analysis, like myself, and through his immensely generous work creating and maintaining the Golden Pages, an invaluable resource for all musicologists listing upcoming conferences, dissertation abstracts, citation guides, online resources, university music departments, and more. But he had weathered the storms for as long as he wanted to, and wished (on an entirely voluntary basis) for a career change, also in light of an unhappy situation where cuts were made to his department at Royal Holloway, which was also a key arena for very pitched battles between factions. For my part, I am simply very sad to see the departure of both a friend and a scholar for whom I have the highest respect, even where we disagree. British musicology will be all the poorer without Paul.