In several recent writings and various upcoming ones I have been considering in a more sustained fashion wider aspects of the culture of new music, both historically and in the present day. My long chapter, just published, ‘New Music: Performance Institutions and Practices’, in The Oxford Handbook of Music Performance, Volume 1, edited Gary E. McPherson (New York: Oxford University Press, 2022), pp. 396-455, traces the growth of a network of festivals, concert series and other aspects of a new music infrastructure from after the end of World War One, as well as the development of specialised performance skills on the part of individual interpreters and ensembles, all as part of a specific culture of ‘new music’ which developed with a degree of autonomy from a more mainstream culture of art music performance (as represented by orchestral, chamber, choral, solo concerts of repertoire primarily from the common practice period) over the course of a century. This very fact of inhabiting a separate realm is to me a defining aspect of new music, a term which has developed ever since the publication of Paul Bekker’s vital essay ‘Neue Musik’ (1919), advocating a range of new approaches to music, some of them then still relatively latent, which constituted a significant break with or at least shift of emphasis from the immediate past, one which was amplified at a time which saw the collapse of various aspects of the pre-war order, revolution in Russia, and an attempt revolution in Germany, which members of the influential Berlin Novembergruppe sought to sublimate into artistic creation.
In ‘Modernist Fantasias: The Recuperation of a Concept’, Journal of the Royal Musical Association, vol. 144, no. 2 (2019), pp. 473-493, starting from a detailed critical examination of The Routledge Research Companion to Modernism in Music, edited Björn Heile and Charles Wilson (Abingdon and New York: Routledge, 2019), I consider the provenance and development of the term ‘modernism’ (and its equivalents such as French modernisme, German Moderne, Spanish modernismo and so on) both in music and other arts, not least in terms of recent attempts to frame the concept more broadly than hitherto (in some cases to date it back to the French Revolution) as well as to recapture it as a living force deserving of reconsideration, as informed the so-called New Modernist Studies in literary and cultural scholarship beginning in 1999, which has been matched more gradually by the growth of parallel scholarship in music. I have also been working on a book chapter considering the historiography of new music since 1989, and recently gave a lecture looking more broadly at historiographical issues through the 20th and 21st century, which have also been the theme of other lectures and publications considering the ways in which ‘experimental’ and ‘minimal’ music have informed such historiography.
All of this work, combined with my ongoing work on the creation and development of the infrastructure for new music in post-1945 Germany, have brought to the fore difficult questions relating to new music as a whole and its place today. I have been professionally active as a pianist in the world of new music for three decades, and have become intimately aware of its range of mores, orthodoxies, internal politics, and so on, and the ways in which its institutions and those operating those tend to work. It remains a field of cultural activity which in my opinion has immense value, but claims for its wider importance and significance are less easy to articulate in a manner which might convince those who need convincing. But this latter activity, if one believes this importance to be the case (which I do, but in a less unequivocal manner than I might have done 15-20 years ago), is vital if those engaged with new music seek an impact and respect beyond the narrow realms of fellow travellers. This is not so often to be found, and a reticence to engage with the wider issues concerned suggests either dangerous complacency or even a wilful disregard married to a sense of entitlement, which I believe should be challenged.
I am fully aware that there are a great many who would describe a lot of the atonal music I play (and even some of the more dissonant late tonal music as well), and which those I know compose, at the politest as ‘not music’, often through much harsher derogatory epithets. These will include some friends, some students and many other members of the wider public with no personal investment in this work nor necessarily any desire for such. It is much too easy to dismiss those who think in such a way as idiots, philistines, etc., in the process writing off large swathes of any population. But in my experience those who think such a way do not particular care unless they feel made to listen to such music, whether in a performance situation where it is not their reason for being there, feeling it is imposed upon them in education, or in the face of stentorian claims about its importance.
Yet one might struggle to be aware of this within the rarefied circles of those professionally involved in new music. That a great many people might be not simply indifferent but actively hostile to their music in the contexts described above can seem a subject which it is unacceptable even to consider. That the work of musicians involved must be vital and must deserve the widest support is an article of faith, or at least amongst different factions of individuals, who do not necessarily extend this view to members of rival factions. Some looking from outside might be shocked to see the extent of the personalised vitriol extended by some towards anyone (not least critics, but also various others) who aver an opinion that they do not find some piece of music engaging, moving, or some other quality they seek. The response can be to pathologise those who think such a way, or seek to disallow their opinions from being heard. Following the recent death of Richard Taruskin, there was a furious set of posts on social media about a highly critical review he wrote of two CDs of the American composer Donald Martino, which extended into a wider critique of aspects of new music (see below). The view seemed to be that the only type of legitimate review is one which praises this type of work, and anything else should not be allowed to be printed. It would be interesting to see this principle applied to restaurant reviewing – I am sure some restaurant owners would be more than happy.
There are ways to frame new music and its particularity which avoid the need to make wider claims for its public significance. In a 2014 article, Martin Iddon conceptualised new music as a type of ‘subculture’, drawing upon the concept propounded most notoriously by Dick Hebdige in his 1979 book Subculture: The Meaning of Style. I have used this concept myself in my ‘New Music’ article mentioned above, but have doubts (some reservations expressed in a footnote there did not make it into the final version!). Certainly new music has from the outset entailed a realm of activity distinct from a ‘mainstream’, as is true of many subcultures explored and theorised by Hebdige and others (space does not allow consideration here of the later concept of ‘post-subculture’). But its economic situation is not at all comparable with the subculture of the mods, rockers, punks or whatever. In large measure, new music activity relies heavily on subsidy for its continued operation; it would not be financially viable via ticket sales alone, other than very small operations. This subsidy comes either from public money generated through taxation and distributed in various ways via local, regional and state arts organisations, as is the case in much of Western Europe and to a lesser extent the UK (though considerably less so in the United States), or through the patronage of universities, in which those involved in new music production may find employment and some concomitant financial support for their activities. These things lend such music a level of institutional or official prestige which is quite uncharacteristic of other forms of subculture. If one could imagine a group of death metal fans receiving regular government grants to develop their music, clothing, writings, and so on, and present these in major government-backed venues, this would surely seem a long way from the conventional idea of a subculture.
Here subcultural theory does present one phenomenon which is familiar in part: numerous studies observe how subcultures, despite defining themselves in opposition to some mainstream, exhibit marked homologous tendencies and appear to require a degree of discipline and unity from their own members, with little tolerance for internal dissent. In the case of new music circles, it would be untrue to deny the existence of divisions, because of the opposing factions mentioned earlier. But these are divisions between different groups competing for the mantle of new music, seen as representing progress, the one true way forward, the most supposedly enlightened form of music, and so on. It would be much more rare to hear many within any faction questioning the status of new music as a whole, or the purpose of its institutions. Some who have done – not least various of the key figures viewed as ‘minimalist’ (Steve Reich, Philip Glass, John Adams, etc.) – have tended to operate to a large degree outside of these circles, while others holding to a neo-romantic or other related late tonal aesthetic have sought and sometimes found recognition within more mainstream performance circles.
In subsequent posts, I will consider wider issues to do with the institutionalisation of new music, the means by which it is legitimated (not least, in present times, by attachment to various political causes), and look more widely at the question of why new music and its practitioners enjoy a status in universities not always granted to other types of musicians and scholars. But here I want to consider some of the starkly opposed views from musicians scholars regarding the prestige of new music.
Milton Babbitt was one of the most articulate advocates of the benefits of new music composition in a university setting, allowing some degree of autonomy from audience indifference or hostility, or commercial pressures. This was outlined in his essay ‘The Composer as Specialist’ (1958), first published in High Fidelity, vol. 8, no. 2 (February 1958) to which editors (rather than Babbitt himself) gave the title ‘Who Cares if you Listen?’
Why should the layman be other than bored and puzzled by what he is unable to understand, music oranything else? It is only the translation of this boredom and puzzlement into resentment and denunciation that seems to me indefensible. After all, the public does have its own music, its ubiquitous music: music to eat by, to read by, to dance by, and to be impressed by. Why refuse to recognize the possibility that contemporary music has reached a stage long since attained by other forms of activity? The time has passed when the normally well-educated man without special preparation could understand the most advanced work in, for example, mathematics, philosophy, and physics. Advanced music, to the extent that it reflects the knowledge and originality of the informed composer, scarcely can be expected to appear more intelligible than these arts and sciences to the person whose musical education usually has been even less extensive than his background in other fields. But to this, a double-standard is invoked, with the words “music is music,” implying also that “music is just music.” Why not, then, equate the activities of the radio repairman with those of thetheoretical physicist, on the basis of the dictum that “physics is physics”? It is not difficult to find statements like the following, from the New York Times of September 8, 1957: “The scientific level of the conference is so high . . . that there are in the world only 120 mathematicians specializing in the field who could contribute.” Specialized music on the other hand, far from signifying “height” of musical level, has been charged with “decadence,” even as evidence of an insidious “conspiracy.”
I dare suggest that the composer would do himself and his music an immediate and eventual service by total, resolute, and voluntary withdrawal from this public world to one of private performance and electronic media, with its very real possibility of complete elimination of the public and social aspects of musical composition. By so doing, the separation between the domains would be defined beyond any possibility of confusion of categories, and the composer would be free to pursue a private life of professional achievement, as opposed to a public of unprofessional compromise and exhibitionism.
But how, it may be asked, will this serve to secure the means of survival for the composer and his music? One answer is that, after all, such a private life is what the university provides the scholar and the scientist. It is only proper that the university, which—significantly—has provided so many contemporary composers with their professional training and general education, should provide a home for the “complex,” “difficult,” and “problematical” in music. Indeed, the process has begun; and if it appears to proceed too slowly, I take consolation in the knowledge that in this respect, too, music seems to be in historically retarded parallel with now sacrosanct fields of endeavor. In E. T. Bell’s Men of Mathematics, we read: “In the eighteenth century the universities were not the principal centers of research in Europe. They might have become such sooner than they did but for the classical tradition and its understandable hostility to science. Mathematics was close enough to antiquity to be respectable, but physics, being more recent, was suspect. Further, a mathematician in a university of the time would have been expected to put much of his effort on elementary teaching; his research, if any, would have been an unprofitable luxury.” A simple substitution of “musical composition” for “research”, of “academic” for “classical”, of “music” for “physics,” and of “composer” for “mathematician,” provides a strikingly accurate picture of the current situation. And as long as the confusion I have described continues to exist, how can the university and its community assume other than that the composer welcomes and courts public competition with the historically certified products of the past, and the commercially certified products of the present?
Perhaps for the same reason, the various institutes of advanced research and the large majority of foundations have disregarded this music’s need for means of survival. I do not wish to appear to obscure the obvious differences between musical composition and scholarly research, although it can be contended that these differences are no more fundamental than the differences among the various fields of study.
Babbitt’s article demonstrates an unerring faith of a notion of musical ‘progress’, which he maps onto scientific research. But he does not ask what purpose the ‘complex’, ‘difficult’ and ‘problematical’ in music serves? It is not so difficult to demonstrate the wider impact and application of various types of science, but what is the equivalent for music? Over a hundred years on, Schoenberg’s atonal and dodecaphonic explorations have won only a modest following even amongst musicians, certainly compared to the more widespread valuing of music of Stravinsky, Prokofiev, Bartok, and others who were once viewed as members of avant-gardes. Some might cite the occasional use of atonal material in film or video games for particular effect, but this seems very modest in comparison to the claims made by Babbitt.
The polar opposite of Babbitt’s view can be found in feminist scholar Susan McClary’s essay ‘Terminal Prestige: The Case of Avant-Garde Music Composition’, Cultural Critique, No. 12 (Spring 1989), pp. 57-81, somewhat notorious in musicological circles. McClary considers the views of Arnold Schoenberg, Roger Sessions and Milton Babbitt on certain valorisations of ‘difficult’ music and its distance from mainstream audiences (though she has relatively little to say on the music itself):
Perhaps only with the twentieth-century avant-garde, however, has there been a music that has sought to secure prestige precisely by claiming to renounce all possible social functions and values [….]
This strange posture was not invented in the twentieth century, of course. It is but the reductio ad absurdum of the nineteenth-century notion that music ought to be an autonomous activity, insulated from the contamination of the outside social world. […]
In this century (especially following World War II), the “serious” composer has felt beleaguered both by the reified, infinitely repeated classical music repertory and also by the mass media that have provided the previously disenfranchised with modes of “writing” and distribution-namely recording, radio, and television. Thus even though Schoenberg, Boulez,and Babbitt differ enormously from each other in terms of socio-historical context and music style, they at least share the siege mentality that has given rise to the extreme position we have been tracing: they all regard the audience as an irrelevant annoyance whose approval signals artistic failure. [….]
By aligning his music with the intellectual elite-with what he identifies as the autonomous “private life” of scholarship and science (this at the height of the Cold War!) – Babbitt appeals to a separate economy that confers prestige, but that also (it must be added) confers financial support in the form of foundation grants and university professorships. [….]
Babbitt’s rhetoric has achieved its goal: most university music departments support resident composers (though many, including the composers in my own department, find the “Who Cares if You Listen” attitude objectionable); and the small amount of money earmarked by foundations for music commissions is reserved for the kind of “serious” music that Babbitt and his colleagues advocate.
I objected a good deal to McClary’s essay when I first read it some 20 years ago, but as time has gone on have come to felt that she is onto something important in her allusions to legitimation via alignment to scholarship and science, though the exaggerated statements about claims to autonomy are unsustainable, especially today, when so many composers seek to justify their work as much through allusions to society and politics as through its musical merits.
I mentioned earlier a review-article by Richard Taruskin which generated a lot of anger amongst new music practitioners. In a range of writings, including in the Oxford History of Western Music, Taruskin has been sharply critical about many claims made by those associated with modernism and the avant-garde to the mantle of history, and of the ways in which historiography and pedagogy has foregrounded work of this type and marginalised other varieties. Perhaps the most prominent expression of Taruskin’s view is that article which takes some CD reviews of the music of Donald Martino as its starting point, ‘How Talented Composers Become Useless’. This was first published in The New York Times on 10 March 1996, and reprinted in the collection The Danger of Music and Other Anti-Utopian Essays (Berkeley and Los Angeles, CA: University of California Press, 2009), pp. 86-93. Like McClary, Taruskin grounds his critic in an attack on the position of Babbitt:
By comparing “serious” or “original” contemporary music to mathematics (and appropriating concepts like seriousness and originality to one kind of music was where the arrogance lay), Mr. Babbitt was saying, in effect, that such music was to be valued and judged not for the pleasure it gave but for the truth it contained. Truth, in music as in math, lay in accountability to basic principles of relatedness. In the case of math, these were axioms and theorems: basic truth assumptions and the proofs they enabled. In the case of music, truth lay in the relationship of all its details to a basic axiomatic premise called the twelve-tone row.
Again, Mr. Babbitt’s implied contempt and his claims of exclusivity apart, the point could be viewed as valid. Why not allow that there could be the musical equivalent of an audience of math professors? It was a harmless enough concept in itself—although when the math professors went on to claim funds and resources that would otherwise go to the maintenance of the “lay” repertory, it was clear that the concept did not really exist “in itself”; it inescapably impinged on social and economic concerns. Yet calling his work the equivalent of a math lecture did at least make the composer’s intentions and expectations clear. You could take them or leave them. […]
Mr. Martino’s piano music […] strives for conventional expressivity while trying to maintain all the privileged and prestigious truth claims of academic modernism. Because there is no structural connection between the expressive gestures and the twelve-tone harmonic language, the gestures are not supported by the musical content (the way they are in Schumann, for example, whose music Mr. Martino professes to admire and emulate). And while the persistent academic claim is that music like Mr. Martino’s is too complex and advanced for lay listeners to comprehend, in fact the expressive gestures, unsupported by the music’s syntax or semantics, are primitive and simplistic in the extreme. [….]
The reason it is still necessary to expose these hypocrisies, even after the vaunted “postmodern” demise of serialism, is that the old-fashioned modernist position still thrives in its old bastion, the academy. Composers like Mr. Martino are still miseducating their pupils just as he was miseducated himself, dooming them to uselessness. Critics and “theorists,” many of them similarly miseducated, are still propagandizing for Pointwise Periodic Homeomorphisms in the concert hall, offering their blandishments as consolation for the loss of a musical language and decrying the attempts of younger composers to find a new one.
Taruskin has gone on to be a leading advocate of the ‘Cold War’ view of avant-garde musical history, which maintains essentially that the institutionalisation and prestige of avant-garde music was a product of both an intellectual culture privileging quasi-scientific positivism, and was dominant in US universities, but also the conspiratorial view, which I maintain is utterly false on the basis of a lot of archival result, that the success of the Darmstadt Summer Schools for new music, and other aspects of new music in Europe, were the result of covert funding by the CIA. There is no evidence to substantiate this (unlike with some other art forms, from which information this conclusion has simply been inferred); as Ian Wellens in particular has shown, the primary CIA-funded organisation, the Congress for Cultural Freedom, had as its secretary general Nicolas Nabokov, who showed no real interest in serial and other avant-garde composition in the post-1945 era (as compared to his advocacy of the music of Stravinsky), and the events sponsored by the CCF are too exceptional and unrepresentative as to be defining in terms of the wider history. I will expand on this in a subsequent post.
A British figure who has delivered harsh critiques of new music and the prestige it entertains is Nicholas Cook, from whom I offer two citations. The first is from his ‘On Qualifying Relativism’, Musica Scientiae, vol. 5, issue 2 supplement (September 2001), pp. 167-189.
As Richard Toop (who works in Sydney but is closely associated with the European avanr-garde) points out, composition occupies very different roles in different countries. In North America it has been almost inextricably entangled with universities since the early days of Babbitt (whose “social contract”, as Herman Sabbe points out, “is with the academy”); the relationship is only a little less close in Britain, where composition is fully accepted as a form of research for purposes of institutional and national quality reviews. But in continental Europe, as Toop goes on to say, contemporary music revolves around festivals and radio stations; “One may be dealing with a heavily subsidized market place,” he adds, “but it’s a market place none the less.” Makis Solomos also raises the issue of subsidy, contrasting the subsidization of contemporary music in France with the situation in Britain (where the subsidies do exist, incidentally, but they go towards propping up the social rituals of the Royal Opera House rather than into contemporary music).
Solornos’s key observation, however, is that “en France, où les subventions existent, la musique contemporaine a un public”. It does in Britain and America too, of course, but there the audience has traditionally been one of contemporary music buffs, a niche within a niche. (One should recognize the potential for change not only through the cross-over musical styles of composers like Glass or Zorn, but also through the incorporation of contemporary music within educational and outreach programmes, which is why I said “traditionally”: all part of the crumbling of barriers to which I referred in my Foreword.) And when taking part in conferences or workshops in such countries as Holland, Belgium, and Germany I have always been struck by the centrality of contemporary composition within the definition of what “music” is and what an intelligent interest in the subject might mean: it is simply taken for granted that one has an interest in and commitment to contemporary music, in a way that it would never be in a similar situation in Britain or America. But it seems that the position of contemporary music is even more varied than this might suggest, to judge by the comments of Robert Walker (who writes from the University of New South Wales, Sydney): “it is indeed ironic”, he says,”that the academy can now include Beatles songs in analysis classes and research reports, but still not Berio’s vocal music”. And later he talks of Messiaen, Britten, Cage, and electronic music, and comments that “The music academy has shown comparatively scant interest in all this”. That surprised me, not only because new music was high on the agenda when I was teaching at Sydney University (though that was back in 1988), but also because music from Messiaen and Cage to Berio and beyond is well represented in the British academy, far beyond any possible measure of the music’s dissemination throughout society at large. It is popular music that is under-represented, resulting in a situation where the few PhDs in this area get quickly snapped up by university departments anxious to respond to the interests of their students.
Writers on contemporary ‘art’ music—what they often call ‘new music’—generally act as apologists, in the same sense as the earliest analysts did: writing in the early decades of the 19th century, these analysts’ basic purpose was to explain the coherence and hence the greatness of Beethoven’s music, despite its discontinuities and sudden irruptions and otherwise incoherent appearance (it would hardly be exaggeration to say that the whole genre of musical analysis developed as an act of advocacy for Beethoven). In the same way, writers on new music either argue that the music is aesthetically attractive even though it might appear otherwise on first acquaintance, or they argue that its aesthetic unattractiveness is integral to its cultural significance (and sometimes, just to make sure, they argue both). Their advocacy is prompted by the increasingly marginalised nature of the music—now even to some extent within academia—and this apologetic function is built into the genre: if you pick a book on new music off the shelf, you expect it to fulfil this role of advocacy, and again the few books that have attacked new music have appeared anomalous against this background. [….]
I’ve noticed that, when I go to conferences or similar events in continental Europe, people make the assumption that, because I’m interested in music, I must have an interest in and commitment to new music; that’s not an expectation about me in particular, but a taken-for-granted assumption about what it means to be seriously engaged in music. (In the UK or the USA, people make no such assumption.) And at least as far as the contributors to the Musicae Scientiae collection were concerned, this revolved not so much around the aesthetic properties of new music as its critical potential. In my book, I referred briefly to critical theory in general and Adorno in particular, as a way of introducing one of the main intellectual strands of the ‘New’ musicology of the 1990s, but I made no direct link between Adorno’s critique and new music. In her commentary, Anne Boissière (2001, p. 32) picked this up, asking why I didn’t discuss ‘the problem of contemporary music which resists consumption’: instead, she complained, I made music sound as if it was just another commodity, and in this way passed up the opportunity to offer ‘a critical analysis of consumer society’. In which case, she asked, ‘what point is there in making reference to Adorno?’: if one’s critique isn’t motivated by moral or political commitment, as Adorno’s was, then what is there to it but nihilism?
Actually, the argument Boissière is putting forward here, and which other contributors also reflected, has a long and rather peculiar history. It originates in the conservative critique of the modern world—the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of ‘blood and soil’.
There are many ripostes to the views of McClary, Taruskin and Cook, just as there are to that of Babbitt, or those advocates of latter day composition-as-research who essentially adhere to his view. In subsequent posts I will consider some of these in more detail.
But for now, I just want to end with a plea for moderation. New music is a niche interest; this much appears very clear, and there is little evidence of such a situation changing. Can we accept this, and move away from both the unmediated and exaggerated claims for its centrality of Babbitt, the hatred and aggression towards dissenters, but also the types of denunciations of McClary, Taruskin and Cook, often clothed in ferocious political language (as with Cook’s attempts to link Boissière to the Nazis, to which I have alluded on here before)?
Those involved in new music who enjoy institutional prestige and economic wherewithal because of existing situations are unlikely to be sympathetic to any view which questions their status. Nor are those who jealously covet such a thing from different fields likely to have any sympathy towards them. Neither of these groups are likely to engage in mature scholarly debate. But such a debate ought to be possible without degenerating into polarised oppositions, including some of those presented above.
One of the biggest challenges for any performer of jazz, at least as the majority of jazz players I know would say, has to do with rhythm, and specifically the performance of uneven rhythms so as to ‘swing’. Some have tried to notate these, sometimes very approximately, sometimes in much more detail. But the consensus appears to be that codifying such a rhythm then simply executing according to the ‘rules’ thus generated will sound artificial and contrived. Furthermore, it is difficult via such an approach to be flexible in one’s ‘swinging’, as the nature of this can be subject to small variations depending upon the musical moment, or to respond to the particular variants heard from other players in a group setting. So in general, there is thought to be no real substitute for simply playing with others on a regular basis, and absorbing the rhythm through listening, imitation, osmosis.
A parallel situation applies to language learning. While it may be possible to learn a good deal of vocabulary and grammar, even some idiomatic usage, through independent study, from textbooks, etc., many believe there is no real substitute from being immersed amongst native speakers, having to communicate on a regular basis without necessarily having recourse to ‘guides’ when immediate responses are needed. This is not least to do with the process of learning a decent accent (something generally thought rarely to be possible to such an extent as one could pass as a native speaker to other native speakers, unless one learns from a young age), but also absorbing a wide range of idiomatic employment in the form of speech (writing is a different matter).
It would be rash to rule out the possibility that there could ever be found means of learning jazz performance, or languages, in such a way that obviates the necessity for such regular interaction amongst those who have absorbed the idioms. But I am not aware of such means having yet been discovered and comprehensively tested.
This brings me to the question of empirical musicology (by which I mean specifically that using empirical means of measurement of aural data, by software such as Sonic Visualiser or other alternatives) for the analysis of musical performance, something which has been on my mind during a (generally excellent and very stimulating) conference on Performance Studies which I am currently attending (today is the last day). Empirical Musicology is a relatively recent development, about which an important edited volume was published in 2004, edited by Nicholas Cook and Eric Clarke, and for which there is a dedicated academic journal. With roots in the use of quantitative approaches employed in music psychology, and some others relating to such things as bodily motion during performance, a range of musicologists have increasingly used this to analyse various parameters of musical performance, especially tempo and its modification, rhythm, also pitch, timbre (notoriously difficult to analyse using more qualitative means), dynamics and so on.
The value of musical analysis (in the broadest sense) is not uncontested; it is an activity developed within the realms of academia which has not necessarily played a significant role (or a role at all) in the actual work of a great many practising musicians past and present. Cook himself, in his book Beyond the Score: Music as Performance (about which I published an extended review-article which also considers more widely the field of performance studies) was sharply critical of what he described as ‘Analytically-Informed Performance’ (AIP) whereby performers shape their interpretations according to priorities determined by analysts. Focusing on some key writings by music analysts Wallace Berry and Eugene Narmour, Cook suggests this implies a hegemonic imposition of academic ideologies on the world of music-making, not least because the dialogue appears one-way; he believes analysts have as much to learn from listening to performers as vice versa. So far, I can agree that a more two-way approach would be fruitful, but here and elsewhere Cook expresses major scepticism about the possibility that performers could learn anything of value from analysis and analysts, questioning the value at all of a musicological discipline which he has also linked to creating artificial hierarchies of value.
Here I disagree. I have my own scepticism about the value of certain highly systematised modes of analysis, such as grew up especially in the early post-1945 era in the United States, which has been plausibly argued to have been driven both by a positivistic, scientistic academic climate in which research in the arts and humanities was valued largely to the extent it could on the surface mimic the trappings of a ‘science’, but also by the growth of mass education and the concomitant need to find approaches to analysis which could be taught on an industrial scale and learned almost by rote. Much of the analytical work I have read from continental European musicologists has been no less rigorous or thorough, but more ad hoc in nature, freely adapting a variety of tools (or creating new ones) according to needs of the music at hand, and as such avoiding the unhappy situation by which the key criterion appears to be whether the music serves to bolster the theory, rather than vice versa.
But if one embraces a broader conception of analysis, to encompass most approaches to understanding the inner workings of a musical composition (or a performance or other sonic phenomenon), then I think not only can this be invaluable for performers (and listeners) possessing any basic curiosity, but also actually something that many performers do as a matter of course to some extent, as I argued in a keynote lecture entitled ‘In Defence of Analytically-Informed Performance’, delivered in a conference in São Paulo in 2019, which I intend to revise for publication at some point soon.
It is very far from unusual, for example, for a performer to gauge a series of mounting dynamic curves in a series of phrases leading to a mini-climax according to the melodic, harmonic and rhythmic properties of the information contained in the score. This may be done in a relatively intuitive and non-systematic manner, but nonetheless does constitute a form of analysis, a discernment of aspects of the score which reveal something about the musical processes, which then inform aspects of the realisation of the score in performance. Whether this perspective is generated simply by playing the music to oneself and listening, or some more studied process of identifying chord progressions, melodic properties, etc., does not make it any more or less ‘analysis’, in my view.
I was doing this myself (essentially intuitively) when practising the opening passage of the last movement of Schumann’s Fantasy in C, op. 17, yesterday, trying out different ways of shaping the two-bar phrases in bars 5-14, in terms of relative dynamic peaks, my choices informed by such factors as the extent to which the music modulates away from the home key before returning to a dominant harmony on the relative minor in bar 10, or the transformation of the bass line from a descending progression starting in whole tones towards a chromatic one in bars 11-14. Much is at stake in these bars in terms of the expressive and emotional trajectory prior to a return to a dominant pedal point in the home key in bar 15. Similarly, the shift to the major submediant in bar 2 is striking in the context of the wider style. Even after having played this work for over 30 years and having heard many others perform it, it still makes an impact, and so I wonder about such questions as whether to register this sentiment by a small holding back of the pulse and tenuto at the beginning of bar 2.
Even if I am describing aspects of the score above using very basic technical terms, I do not believe that I am in any sense unusual in grappling with such interpretive questions; the use of that language is simply a way to articulate some information discerned essentially intuitively so as to be comprehensible to one reading this piece of writing.
Empirical musicology is on another level in terms of the technical language and illustrations employed. Over the course of the conference, I have been looking at highly detailed charts, multi-coloured shapes (containing many hues) to illustrate timbral properties, animated graphics to trace the variation in basic pulse during a performance. Much of this yields interesting insights and conclusions, some of which appear to be established on a more secure basis than might have been possible otherwise.
But then I do ask the basic question: what purpose does this research serve? In one case, the researcher suggested that they were attempting to codify the rhythmic practices found to be common in a particular regionality when performing some music identified with that regionality, so that those performing such works in more remote locations could do a type of ’empirical musicology in reverse’ (my term, not theirs) and translate these back into performance.
But this is where I become more sceptical, and wonder if the results of such a process would ever really convince, for the same reasons as those outlined above with respect to jazz or language learning. How much music-making can really be reduced to a finite set of stylistic principles which can be codified and reproduced so as to create plausible imitation of the ‘real thing’? I would need to hear a range of realisations of this model to judge that, but do not have a huge amount of faith. Musical style is not, I believe, something so easily reified, but a flexible and continuously developing thing, driven as much (in repertoire involving more than one musician) by regular interactions between players as by collective adherence to a set of rules.
The context of this had to do with global music-making, in particular performance of a certain repertoire at localities a long distance from the music’s point of origin, also the place where the most regular and distinctive performance tradition has occurred over an extended period. But one possible conclusion from the above – that it is no more possible to perform in a relatively ‘unaccented’ style without regular interactions with the music’s ‘native speakers’ than is the case for speaking a language – may be unacceptable in terms of global aspirations. I should emphasise here that the analogy of a ‘native speaker’ does not really have anything to do with particular upbringing, nationality and certainly not ethnicity; it is about whether one has had the opportunities over an extended period for acculturation through musical interaction with others well-versed in the style. This ought in theory to be perfectly possible amongst diaspora communities; a group of Georgian folk singers who relocate in Brazil could in some sense continue a tradition of such singing in the new location, and incorporate into it others not originally from Georgia (whether other social and political factors might influence the extent to which this actually happens is of course a whole other set of questions).
Empirical musicology applied to performance attempts to provide an alternative to this, a means of learning a style through applying a set of principles obtained through systematic empirical analysis of performance. Those employing those are of course also free to listen to the original performances too, but what they may not be able to do is play together with other musicians versed in it.
Is this a viable alternative? I am not sure, and would need much more evidence to be convinced. But there is another possibility to consider, related to the considerations of the post-1945 United States academic environment I described above. Whether or not this research has a wider ‘impact’ (to use a buzzword familiar to all those in UK academia), could such empirical musicology be notable primarily as a means of trying to turn a lot of what musicians do anyhow, without necessarily having any input from academics, so as to appear like a type of quasi-scientific ‘research’ which is thought to be the best way to secure the status and funding of a particular academic sub-disciplines?
There was an interesting recent social media thread from Cambridge Professor of Music Marina Frolova-Walker, following reading of some unhappy Twitter exchanges between musicians and musicologists. I am not exactly sure which these were, but there had recently been a particularly angry set of responses to conductor Kenneth Woods after his suggestion that some young musicians were not getting the type of training and experience they need when the National Youth Orchestra spent half a programme on some contemporary works – which I have not personally heard – which he described as ‘tenth rate’ and not featuring much of consequence for the players to do. Some may not realise that any type of value judgement is rejected and even despised in some musicological quarters, and so many responses were to pile on Woods for daring to indulge in such a thing, which is after all ‘subjective’ (as if a lot of what musicologists say and write does not also fall into this category).
Anyhow, Frolova-Walker (who I am citing with permission) suggested wryly (and perhaps only half-seriously) that musical practitioners and music academics might to best to keep apart from each other, since they inhabit such different worlds, value systems, use different vocabularies, etc. This provoked considerable debate, some including myself reluctant to throw in the towel when it comes to fruitful interactions between practitioners and scholars. One of Frolova-Walker’s conclusions was ‘performing is about advocacy, musicology is about criticism’. From a position of high respect, I want to consider this dichotomy further. For the purposes of this post, I define ‘scholars’ as those who produce generally written outputs in the standard forms (article, book chapter, monograph) for academic publishers; ‘practitioners’ as those whose work is primarily in the form of practice – performance, composition, artistic installation, recording, video, etc.
This issue, which I have touched upon in earlier blog posts (see here, here, here and here) is naturally very close to my own heart, as I straddle the worlds of performance and scholarship. Sometimes I like to think this makes me able to bridge the two worlds, but equally often I can feel estranged from and sceptical about both. Frolova-Walker’s point about different vocabularies employed by practitioners and scholars is highly familiar; even such basic terms as ‘the canon’ or ‘Western art music’ are found much more frequently amongst scholars than practitioners, in my experience, whilst few scholars are happy with ideas of ‘musicality’ and the like.
I have recently published two articles in the Times Higher Education Supplement arguing for the need for universities to facilitate higher academic status and progression for a range of practitioners in the performing arts (see here and here), questioning in particular the use (in the UK) of the Research Excellence Framework as the primary measure of the value of their work. This short article is in a sense a rejoinder to those from a different perspective which realises the limits of the field of practitioners, after advocating for their academic integration.
The concepts of ‘advocacy’ and ‘criticism’ can of course have a variety of meanings or emphases. ‘Advocacy’ can mean a basically supportive though not uncritical view of some phenomenon (such as some artistic work), but can also mean either a rigid or even a defensive attitude towards such a thing, which brooks for no dissenting views, and thus can be dismissive of such views, or even try to pathologise those who hold them. ‘Criticism’ can imply something a primarily pejorative view of a phenomenon (in that sense, the direct opposite of advocacy), but here I believe it was intended more in the manner of ‘critique’, relating to a more dispassionate evaluation of a phenomenon (in the case of musicology, this could be an aesthetic critique, an ideology critique, or other type of commentary or analysis of musical phenomena undertaken with that degree of critical distance that is generally believed to be the best approach for a scholar).
Can or should musicologists be advocates? The former Regius Professor of Music at Cambridge, Nicholas Cook, thinks they should not. In a 2003 article (‘Writing on Music or Axes to Grind: road rage and musical community’, Music Education Research, vol. 5, no. 3 (November 2003), pp. 249-261), examines a range of types of advocacy found in musical writing – for individual composers and performers (especially in biographical writing), for rock musicians by demonstrating various qualities within their work, advocacy for new music, arguing for its merits in the face of marginalisation, for early music, and political advocacy for the writers’ informants in ethnomusicology. Cook is especially scathing on forms of advocacy for new music which positively valorise its alleged resistance to consumer culture (breaching Godwin’s Law in a hyperbolic passage in which he compares the view of one protagonist expressing such a position, Anne Boissière to a tradition of thought which ‘fed ultimately into the Nazi creed of “blood and soil”‘ (p. 257)). But in terms of advocacy based on value judgement, after surveying in particular the relationship between this and analysis at the hands of the likes of Heinrich Schenker, Carl Dahlhaus and Rudolph Réti, Cook delivers the following pronouncement, ending in a formulation reminiscent of Leopold Ranke’s view of the job of history:
It seems to me that the idea of the musical academy acting as some kind of quality control, with musicologists or theorists issuing admission tickets to a canonic hall of fame, is way past its sell-by date, and that the prerequisite for a more open-minded approach to musical culture than musicology has traditionally had is a more modest intellectual ambition: to register, to describe, to establish the facts as they are. (p. 259)
While taking Cook’s views seriously (though not his outrageous slur on Boissière), I disagree with this rejection of value judgement and advocacy in general, reject his caricature of ‘musicologists and theorists’, and find it hard to imagine such a view coming from a practising musician, who would have a different personal relationship with the music in question. (I also do not believe there is such a thing as ‘establishing the facts as they are’, somehow free from the interpretive lens of the academic who is doing that (though this is no sense to take a post-modern ‘anything goes’ attitude with respect to relatively objective factual data), but that is a different matter.)
It is hard to see why one would wish to spend a very considerable amount of time or energy on studying music if one did not care about it, or at least find it fascinating. The exceptions might be if one has a passion for history, sociology or another discipline distinct from music, so one studies the music to learn more about the wider history, the society from which it comes, and so on. I have spent some fair amount of time considering what I consider minor and now-forgotten works in various traditions, not in order to uncover ‘lost masterpieces’ (though it is of course a bonus if one finds something really striking in such research), but rather to gain a wider understanding of the context in which other music which I do value was developed, or to comprehend better developments in style, genre, and so on.
Nonetheless, there are basic principles developed in the humanities which I believe continue to be as essential as ever in musical scholarship: maintaining a key awareness of the range of data available and its limitations, not ignoring inconvenient findings if they might interfere with a priori theories or conclusions, familiarising oneself and engaging critically with existing secondary literature and recognising the relationship of one’s own work to what has already been achieved, understanding that the assumptions, tastes, priorities and values of other times and places may be quite different from one’s own, and most importantly here, maintaining a degree of healthy critical distance from one’s subject, so as to be able to assess and interpret it in a more balanced manner, while avoiding the types of highly subjective judgements which rely essentially on whim rather than more substantive and detailed appraisal. For music, I would add the avoidance of pronouncing on music without having heard it (or, where music has been published but either never-yet performed, or no recording exists, studying the score as the next-best thing). Furthermore, in general I believe it is better if scholars are at least guarded before making blatant political pronouncements which assume the reader share their own particular ideological convictions. If the arguments and interpretations are made in a rigorous and well-substantiated fashion, the reader is perfectly capable of drawing their own political conclusions.
I do enjoy immensely reading scholarly work on music (of all types and traditions) by those who clearly have a passion for it, including on occasions when I might not share the same aesthetic view as the writer, at least initially. I may hear some music which makes an impression, but not always be clear to myself why this is the case, and am always interested to know more of its workings in order to understand more about my own reaction. Amongst large bodies of work, such as Marenzio’s Madrigals, Haydn’s Symphonies, Schubert’s songs or Miles Davis’s albums, I am interested in reading those intimately familiar with such bodies of work and their arguments for why some parts of these oeuvres might be especially distinctive. I (and I am sure a great many others) am perfectly capable of still having my own view after such reading, and of course there has always been lively debate amongst different people about aesthetic matters; Cook’s view of such advocacy as a type of hegemony appears to assume that readers will inevitably have an opinion imposed on them, and presents them as essentially passive. By contrast, as I have argued in a review-article on his book Beyond the Score: Music as Performance (New York: Oxford University Press, 2003), I can find Cook’s stand-offish approach clinical and alienating, objectifying and removing the life from music by treating it like a laboratory specimen. It is more ‘open-minded’ to allow for advocacy, at least of certain types, than to attempt to have it banished from scholarly writing, as Cook seems to wish.
However, to give the range of Cook’s arguments the proper consideration they deserve, some of the more questionable types of advocacy within musicology he identifies do certainly exist. The line dividing some supposedly scholarly writing on popular music from that which might appear in a ‘fanzine’ is not always carefully drawn (not least because popular music scholars are not so often well-versed in the types of more detailed perspectives on aesthetics which can be found elsewhere, including in some popular music journalism or other non-academic writing). In and outside of ethnomusicology, ‘activist’ writing can be an unedifying spectacle, eschewing attempts at scholarly balance and critical distance in favour of bald assertion of political points, to an extent that I would question whether some such work really qualifies as scholarship. And, as I said earlier, there are forms of advocacy that rest either on the simple fact that such a view is commonplace, and has been over an extended period, or the assumption that there must be something wrong with anyone who disagrees (an approach which unfortunately permeates such composer monographs as that of Lois Fitch on Brian Ferneyhough, of Pirkko Moisala on Kaija Saariaho).
The works of Fitch and Moisala may be amongst the most egregious examples, but they epitomise a wider phenomenon within writing on new music, one of the areas mentioned by Cook (about which I have been writing much for publications recently, and on which I am preparing a longer blog post). A very large number of practitioners working in research positions in UK academic departments are involved with new music, including myself. In this context I have found the dichotomy between advocacy and criticism to be most acute.
While a few practitioners also produce written and other outputs (as I do, some of which have no direct or obvious link to my own practice), others are focused primarily or exclusively on their practice. More to the point, they frequently also operate in external non-academic arenas, sites dominated by different values, attitudes and behaviours than one might find in academia. Practitioners need to network with those with the power to grant them commissions, performances, exhibits, etc., have to advocate strongly for their own work and sometimes that of others, and often cannot risk expressing views or perspectives which might give grounds for any scepticism about their work, or which those with whom they network might not favour. I have certainly found this when attempting to engage some in the new music world with issues of the development of that world in the aftermath of fascism, or the more specific example of the patronage of new music by the Ernst von Siemens Stiftung, bearing in mind that the Siemens family fortune rests at least in part on their having run slave labour camps at Auschwitz, then spent 30 years trying to fight against compensation claims from survivors – not what those who have received or wish to receive a major grant from this organisation, or their acolytes, wish to hear. Often they are part of wider networks of practitioners whose collective reputation impacts upon their own individual one, and so need to be staunch advocates for these networks.
Amongst practitioners operating in more highly commercialised environments (compared to that of new music, which can at least occasionally entertain some more critical discourse within its ranks), in which total loyalty to an employer, an outfit, a brand, etc., can be utterly essential, and anything else might have one ostracised, these issues may be even more acute. Some of those working in academic departments who are also pursuing commercial work can be mystified when they encounter the type of critical discourse pursued by musicologists, uncomprehending of why one would engage in the type of thinking which may be at cross-purposes with what might help one gain work. Similarly, study of the music industries/business can take radically different forms depending upon whether one is seeking to understand their workings, operations, priorities in the manner of a scholar, or trying to look at (or teach others) how best to succeed in them. Nonetheless, there are important figures with commercial connections who can move between such discourses.
In many institutions and conferences, I have sat through a range of events billed as research presentations by composers, improvisers, sound artists, other performers, and so on, which amount essentially to a form of self-advocacy or even self-promotion, somewhat akin to ‘artists’ statements’. The practitioner will describe what they do, why they chose to embark on a particular project, how they set about this, often with some liberal number of references both to other admired artists to whose work this practitioner links their own, and to certain intellectual figures (Gilles Deleuze or Bruno Latour are often a safe bet, and increasingly a few writings by anthropologist Tim Ingold, though rarely his highly critical articles on ethnography or soundscape), as well as to key concepts from philosophy and other fields (not always presented in a manner which accords with their recognised and established meanings) as part of the process of situating one’s work within a research culture. This is distinct from autoethnography (which, for reasons too intricate to go into here, but which I have argued elsewhere, I do think is often quite deeply linked to the framing of practice-as-research), which is not simply autobiography, but at best entails a critical perspective on the self and the practice in which they are engaged. Occasionally one will encounter a bit of critical self-reflection in such research presentations, entertaining the possibility that it entailed failures as well as successes, but I have found this increasingly rare, as if the practitioners are loath to engage in something which might make themselves seem vulnerable.
Of course there is an important place for this type of self-advocacy, but the values and attitudes it embodies appear at cross-purposes with those of more disinterested humanities scholarship. For this reason, situating practice-research (for this type of presentation invariably relates to such a thing) within the humanities may be a category error.
It would also be unfair to associate this type of advocacy and lack of critique exclusively with practitioners. I have certainly encountered it frequently in some presentations on popular music (in the manner mentioned above), certain types of ethnography dominated by simple representation of the views of the informants, with little critical interpretation (to such an extent that some such work can appear hagiographic, as I have argued in a variety of cases – see my two essays on ethnography in this volume), or those soundscape studies which consist primarily of listing a range of sounds to be found in a particular location, whereby the simple fact of the sounds being variegated appears to suffice for interpretation.
Some of those can rub off on those working in academia who are not themselves practitioners, but write about contemporary work (this was a recurrent subject in the 2017 conference at the University of Surrey on ‘Writing on Contemporary Artists’, where it was fascinating to find how many scholars working on different artistic disciplines had experienced the same issues, conflicts of interests, and so on). Many will share faculties with practitioners, sometimes working in fields related to those about which they write. In my experience, such practitioners, especially those who believe their fields to be beleaguered or little recognised in a wider social context (as with many in new music, not least electroacoustic music), can respond very negatively and even in a hostile fashion that the sort of critical writing which might do something other than simply flatter the type of work they do. While this can only be conjecture/speculation, I do believe that this type of ‘peer pressure’ often has an impact on scholars, leading them to avoid more difficult critical questions, aesthetic or otherwise. But this compromises the depth and integrity of their research, and in my view has led to scholarly writing on new music remaining a very uneven field compared to those dealing with other areas, where will not interact almost on a daily basis with individuals deeply invested in such fields.
This is the type of major conflict which can result from the integration of practitioners in academia without some grounding in wider critical scholarly discourse and the values of the humanities. It can also be damaging for teaching, if one might otherwise not necessarily deem the work of a practitioner colleague itself sufficiently significant to be included in a survey of a field of work, or might wish to unpack some of the aesthetic and ideological assumptions behind their work or those of the circles with which they are involved. Here we do see advocacy and critique drastically at cross-purposes.
But I do not believe this has to be the case, so long as there is recognition the distinct qualities and types of expertise of scholars and practitioners, neither conflates these nor tries to establish a rigid hierarchy, and respects the independent perspectives and academic freedom of each. With teaching, this can be more complicated; here I would aver that on balance scholars might hold back from engaging in practical teaching, and practitioners from scholarly teaching, if they do not have considerable experience of their own in such fields. Teleological views of music history which just happen to feature the work of the composer teaching them as the telos, academic study of performance trends and cultures which are centered around the work of the performer teaching them, or abstract and dry directives on how music should be played on the basis of academic knowledge, by those who have little experience themselves of the process of performing music, are not often good practice in these respective areas.
Music-making can exist without musicology (indeed has done or continues to do so in various times and places), but musicology not engaged with music or music-making which still remains a living concern at least to some (which in no sense means any prioritisation of contemporary work), or has the potential to be so, will invite, not unreasonably, charges of ‘ivory-towerism’. Academics talking solely to each other is not always encouraging, nor an insistence that their own work is only valorised by those other academics (usually within the same sub-discipline, and often sharing a range of ideological assumptions) who by virtue of their very position can never really be more disinterested judges of the wider societal or other value of such work.
It is in my view essential that academic musicians are engaged with music and music-making existing outside of academia, without in the process sacrificing their scholarly independence. This is not about adopting advocacy wholesale, but recognising a world in which this does play a very major role, developing perspectives on this which are not blindly dismissive, but also demanding that practitioners equally recognise that academics may not share the assumptions appertaining to the particular (and sometimes small) cultural or social milieu inhabited by some practitioners.
The departure from academia of a brilliant scholar unafraid to critique the relationship of culture to capitalPosted: October 17, 2021
For several months, various friends have known about the upcoming departure of Professor J.P.E. Harper-Scott from academia, at the age of 43, to take up a job in the Civil Service. To friends he is Paul, and I will refer to him as that from this point, as I am mourning the loss to the profession not only of a brilliant scholar, but also a close personal friend.
Paul published a ‘farewell blog post’, which has been widely shared on social media. In this, without engaging in any targeted critiques of individual scholars or groups, he identified the heart of the problem with which he no longer wanted to be continuously embroiled: an approach to scholarship which preaches dogma and allows for no dissent from orthodoxies, in drastic opposition to the spirit of critical thought which was what drew him to academia in the first place. He exemplified this with a stark statement (an imaginary one, but definitely of a type with which many will be familiar) about how, on account of the interactions between nineteenth-century music and imperial societies, ‘The classical music canon must be decolonised’ (my emphasis). He followed this with a considerably more nuanced view compared to this dogmatic utterance. Then he noted the necessary consequence which would likely be drawn of the dogmatic statement: that music departments stop teaching Beethoven and Wagner, rather than the alternative he suggests by which such music can be used as a means of understanding more about the social contexts from which they emerged. Then he went on to describe his own sense of joy and liberation upon discovering a lot of such music, coming from a background in which it played almost no part. There was a real sense of sadness in the portrayal of a situation in many quarters in which anyone who dissents from this type of ideology is subject to personalised attacks, shaming, no-platforming, and attempts to have them removed from their posts, and how the dogmatic approach mirrors that found in media, politics and business. This was not a world in which he any longer wished to operate.
At first, Paul’s blog post provoked a lot of expressions of sadness and regret, combined with various individuals imploring musicology to look at itself and how it has got to this state. I certainly recognise quite a bit of what he diagnoses, though some of this is more prominent in the US than the UK, and in the UK it is found in certain quarters much more than others. There is a pronounced divide within the UK sector between the ‘post-92’ institutions (former polytechnics before 1992) which in large measure (with a few exceptions) focus on more vocational teaching of Music Technology, Music Business, Musical Theatre, Popular Music Performance, and so on, and the Russell Group (the elite group of research-intensive institutions) in which there is a greater emphasis on a humanistic approach to the study of a wide historical range of music, ethnomusicology, critical academic study of music and its contexts, analysis, performance practice, and so on. Various institutions fall in neither of these groups, and often combine aspects of both approaches. Many of the Russell Group and mid-ranking institutions have taken on aspects of popular music (notoriously Oxford University’s recent introduction of a part-core module in Global Hip-Hop), music business, in some cases music technology, and so on, integrating these into wider curricula, but there has been less traffic in the other direction. Few outside of conservatoires would be able to complete their studies without at least facing some critical questions about the reasons for a canonical repertoire and especially the role of popular music and non-Western traditions relative to this, but many studying popular music can limit their focus exclusively to such music, usually overwhelmingly from the English-speaking world and from a relatively limited historical period, To engage with older historical popular traditions, or those around the world less deeply indebted to the Anglo-American model, is far more rare. Even within part of the sector, there are more than a few ethnomusicologists who heap down criticism on most things related to Western art musics, its traditions, and associated scholarship, often in deeply impugning, accusatory and denunciatory ways (there are some examples of this in this article, which can be found together with the companion piece ‘When Ethnography becomes Hagiography’ in this book) , but react with horror at even the slightest critique towards their own field. And, as for example expressed in relatively mild form in this exchange following a quite denunciatory radio talk by one professor on ‘Dead White Composers’, there are plenty in academia who will happily dismiss centuries of heterogenous traditions with a few tawdry adjectives (or, in many cases, claiming it to do little more than embody feudal, imperial, racist, misogynistic values – all true in some ways, and of other musics, but far from a nuanced picture) whilst making extravagantly liberatory or emancipatory claims for their own favoured popular musics.
But some of the responses on social media to Paul’s resignation post, including some from academics, exemplified a lot of what he was diagnosing. While a few respectfully questioned some of the arguments made and whether he represented the reality appropriately, others were extremely aggressive, personalised, espousing contempt bordering on hatred, righteous, while others flagrantly misrepresented what Paul’s article actually said, or attempted to undermine his words on ad hominem grounds. Others even claimed that the article caused ‘hurt’, and then felt obliged to denounce it and him as a result. There were no personalised attacks on anyone or any groups in the article, but this was not true of the responses, some of which seemed calculated to cause maximum hurt. This was the unedifying spectacle of a pile-on, and it was deeply disappointing to see some scholars, perhaps the types Paul had in mind when he spoke of those claimed to be ‘generally quite well-meaning’ but not ‘brave’, feel pressure to join in the mobbing.
Paul was clearly a brilliant scholar from the outset. His early work on Elgar (in Edward Elgar: Modernist (Cambridge: Cambridge University Press, 2006), drawing upon his PhD; Elgar: An Extraordinary Life (London: ABRSM, 2007); and the edited collection with Julian Rushton, Elgar Studies (Cambridge: Cambridge University Press, 2007)) made a very significant contribution to a wider body of scholarship drawing the concept of musical ‘modernism’ more broadly than hitherto and highlighting, with the aid of various analytical tools, the ways in which musical strategies, aesthetics, processes, structures and more left an indelible mark even on work not usually considered together with the most radical figures.
He became a full Professor at the relatively early age of his late 30s, and continued to be highly productive, having to his name by the time of leaving academia five sole-authored monographs, several edited volumes, and countless articles and book chapters (an unfinished book comparing neo-Riemannian analysis with Hugo Riemann’s own work will be completed by another scholar). He was also a highly respected, though far from uncritical, mentor to many junior scholars.
The most important aspect of his work, in my view, was his endless exploration of the relationship between music, musicology, and capital. In this he came from a position on the radical left, drawing upon Marxist models of capital, and was very critical of what he saw as much more casual work in which ‘capitalism’ is essentially viewed as synonymous with any system in which goods are bought and sold. Paul, by contrast, examined what he perceived as the ideological complicity of various strands of thinking fashioned as progressive, democratic, anti-elitist, etc., with the interests of capital. His position was made clear in the Preface to The Quilting Points of Musical Modernism (Cambridge and New York: Cambridge University Press, 2012):
But as well as critiquing scholarship on modernism in particular, the book constitutes a broader ideological critique of all manifestations of what could variously be termed postmodern, pluralist, or as Badiou would say democratic materialist musicology. I will therefore make a Leftist case for the possibility of an emancipatory politics that is diametrically opposed to the relativist–cultural sweep of (the bulk of: emphatically not all of) modern ethnomusicology, empirical musicology, musicology of pop music, and all other crypto-capitalist work on what are called musics, by showing how modernist music (on this new dialectical definition) helps to advance our most pressing present concern – to escape the horrors of the present by imagining the transformations of a coming society. (p. xiv)
The following passage indicates his type of argument at full flow:
[Richard] Taruskin’s second suggestion is that ‘cast[ing] aesthetic preferences as moral choices at the dawn of the twenty-first century is an obscenity’. Let us turn this on its head and insist instead that concealing the moral consequence of obfuscated xenophobic–capitalist aesthetic preferences at the start of the twenty-first century is an obscenity. What Taruskin is doing, of course, is to deny the emancipatory potential of classical music – not because he particularly disbelieves it, I expect (he wrote a five-volume history of it, after all) – but because it pleases him argumentatively to assault other musicologists. In parallel, he wants to say that popular classical music is more valuable – which is to say (as he does) more consumable – in the world of late capitalism. But this aesthetic decision in favour of the popular over the recondite has ethical consequences that Taruskin neither admits nor – as is clear from his gruff rejection of any possible link between aesthetic choice and ethical act – would acknowledge. But capitalism has subjects, subjects who are exploited, limited, have their life’s possibilities minutely circumscribed and controlled. Declaring in favour of the popular is fine as far as it goes, but doing so while denying any possibility of a truth-statement that exceeds the definition of the merely popular (that is, ideologically normative) with the intention of tearing apart the prevailing understanding of the situation – which for us today is global neoliberal capitalism – is simultaneously to declare in favour of the dictatorship of Capital, and the impossibility of its revolutionary destruction.
More extended such arguments can be found in the longer passage from this book, a link to which I posted earlier. In general, a good deal of his strongest critiques were directed at a particular Anglo-American ideological viewpoint, now common within musicology, which can loosely be associated with postmodernism, a position of high relativism which remains oblivious to the influence of capital. For myself, while I can no longer subscribe wholly to the type of Marxist thinking with which I once had some sympathies (and especially not the neo-Maoism of Alain Badiou), and believe the relationship between popular art and capital to be somewhat more complex, I do have other sympathies with various of his arguments from a social democratic perspective, one which rejects the untethered reign of market forces and the commodity principle as a fundamental measure of the value of everything, but believes in regulation, a strong public sector (including in the realms of education and culture), progressive taxation and public spending, and also which does not necessarily view the ‘state’ always as a malign and hegemonic force, but one which can equally act as a democratic check on the power of capital and big business. In this post, I have collated some examples of musicologists who are more explicit in appealing to commercial forces and the market as a supposedly emancipatory alternative to other means of cultural production, or sometimes denying there could be any alternative to the former. This is a perfectly legitimate perspective, and one which deserves proper consideration, but there are many obvious reasons to doubt the extent to which such an ideological viewpoint should be associated with the political left.
Paul also repeatedly returned to the issue of Anglo-American xenophobia in musicology. He was not alone in this; even Nicholas Cook, coming from a very different ideological and scholarly perspective from Paul, had reason to criticise what he called ‘the xenophobic essentialism that Taruskin seems on occasion to erect into a historiographical principle’ (Nicholas Cook, ‘Alternative Realities: A Reply to Richard Taruskin’, 19th-Century Music, vol. 30, no. 2 (2006), p. 208; a reply to Richard Taruskin, ‘Review: Speed Bumps’, 19th-Century Music, vol. 29, no. 2 (2005), pp. 185-207). Paul wrote about the ‘E→G→N short circuit’, which he associated especially with Taruskin, whereby Europeans (E) become conflated with Germans (G) which become conflated with Nazis (N). This is rooted within a tradition of neo-conservative thought, which sees American-style capitalist democracy, fascism, or Stalinist communism, with the latter two also seen as very similar in many ways, and European social democracy distrusted and sometimes demonised for its lack of wholehearted embrace of the US model.
Paul’s final book as an academic is The Event of Music History (Woodbridge: The Boydell Press, 2021), some of which I am continuing to process at present, and about which I plan to write a more extended response. In this he sought to address fundamental historiographical questions and the question of what constitutes a ‘subject of music history’. He concentrated critical attention on postmodern theories of history such as those of Hayden White, F.R. Ankersmit, Keith Jenkins or Alun Munslow, as well as a range of alternative models provided within musicology, in particular some outlined by James Hepokoski (in ‘Dahlhaus’s Beethoven-Rossini Stildualismus: Lingering Legacies of the Text-Event Dichotomy’, in The Invention of Beethoven and Rossini: Historiography, Analysis, Criticism, edited Nicholas Mathew and Benjamin Walton (Cambridge and New York: Cambridge University Press, 2013), pp. 15-48). These could be delineated into four categories: (1) a critique of Western European canons and their ideological underpinnings; (2) an attempt to dilute what is perceived as an elitist, anti-democratic and German-centred canon by greater incorporation of Mediterranean opera, performer-centered composition, nationalistic works not traditionally viewed as significant, or types of popular or commercial music; (3) a more pronounced shift away from a German-centered canon towards alternative traditions coming from the opposite side of the ‘Beethoven-Rossini divide’ as articulated by Carl Dahlhaus, so that the likes of Donizetti, Verdi, Paganini or Liszt move to centre stage, while a focus on performance replaces score-based analysis, quite deeply distrusted; (4) more difficult to summarise, but employing the opposition between the ‘drastic’ and the ‘gnostic’ cited by Carolyn Abbate (in ‘Music – Drastic or Gnostic’, Critical Inquiry, vol. 30, no. 3 (2204), pp. 505-36), borrowed from philosopher Vladimir Jankélévitch, focusing above all on musical reception, and valorising the performative/drastic in opposition to the gnostic. Paul examines these in some detail, in all cases critically, and proceeds in the book to engage with the work of Theodor Adorno to a more thorough extent than previously, leading to extended chapters returning to the central figure of Beethoven, the role of analysis in discerning the ‘truth content’ of his works, as well as questioning some reductive models of the relationship of Beethoven’s ‘heroic’ style to the Napoleonic era and so on.
I have significant differences with Paul on many issues. He is deeply invested in Lacanian psychoanalysis, about which I am more sceptical, as I am about some intellectual figures he strongly favours, such as Badiou or Slavoj Žižek. I take a somewhat different view of such issues as the ‘Beethoven-Rossini divide’, and have perhaps greater sympathies with views which believe in a certain decentring of a particular Austro-German canon (and as such, have more time for strategy 2 above, which has informed some of my own teaching), and even with those which make a rather stark valorisation between highly commercially focused music-making and that which exists with some degree of protection from the vagaries of the market. In that respect, I do not so strongly go along with every aspect of Paul’s critique of some of the arguments of Richard Taruskin, even though I also maintain some aspects of this and other critiques of this body of work. Paul is not sympathetic to the most of the field of historically-informed performance, from a position probably closer to that of Pierre Boulez than Taruskin, while I see this field as of huge importance and value. Furthermore, I believe some of Paul’s critiques themselves to be too all-encompassing in nature, though it is important to note, for example, his critique of some work of ethnomusicologist Henry Stobart was balanced by a counter-example taken from another ethnomusicologist, Martin Stokes. While heavily critical of a lot of directions in ethnomusicology, this did not amount to a blanket rejection of this sub-discipline. For myself, I think study of at least one musical tradition from outside of Europe or North America should be an core part of most music curricula, showing students very different musics, social and cultural contexts from those with which they are likely to be familiar, but have a variety of critiques of some methods and ideological positions associated with ethnomusicology.
But I recognise a lot of the tendencies outlined in Paul’s resignation post, especially the level of dogmatism, with bullying, pathologisation and demonisation as an alternative to any attempts at communication, engagement and scholarly critique with those of divergent viewpoints. This is very unbefitting of academia, and the very converse of genuine diversity (which should include ideological diversity) and a spirit of critical thinking. Paul has left behind an important body of work, and numerous other contributions to academic life – for example as an elected trustee of the Society for Music Analysis, like myself, and through his immensely generous work creating and maintaining the Golden Pages, an invaluable resource for all musicologists listing upcoming conferences, dissertation abstracts, citation guides, online resources, university music departments, and more. But he had weathered the storms for as long as he wanted to, and wished (on an entirely voluntary basis) for a career change, also in light of an unhappy situation where cuts were made to his department at Royal Holloway, which was also a key arena for very pitched battles between factions. For my part, I am simply very sad to see the departure of both a friend and a scholar for whom I have the highest respect, even where we disagree. British musicology will be all the poorer without Paul.
The pianist Peter Donohoe recently posted an interesting piece of text on social media, in response to a question posed on Quora: ‘Is classical music truly “superior” to the popular music of any era? And, if so, why is it?’. There has been many a debate within musicological circles on this issue, not least as relate to the shaping of curricula for music education. In Anglophone musicology, it is very rare to find many scholars who would argue for any primary importance for classical music, with the result often being that it is becoming increasingly marginalised in a good deal of institutions. Those who have read this blog will know this is not a situation I favour, and have posted various things relating to the subject: see for example this set of responses to a radio talk given by Simon Zagorski-Thomas on a related subject, also another set of responses to an article by Stella Duffy on the arts, elitism and community (and this follow-up), not to mention the debate on teaching musical notation in schools following an article by Charlotte C. Gill. I have also posted some related articles on musical canons, and this on deskilling in musical education.
The dominant ideologies within academia are by no means necessarily shared more widely in the musical world – indeed can be quite antagonistic. I believe it is very important to encourage a wider discourse, involving many who care about music, on these subjects, and so with permission I am posting Donohoe’s text here, and also part of a response of my own drawing on a paper I gave on a few occasions in 2018 in musicological populism.
I welcome further responses from any angle (but would request that people refrain from any personalised insults or abuse towards others, and just address the arguments).
The following is Donohoe’s response:
This is a reply to recent tweet asking me my opinion of this: The tweeter in question asks: ‘Could it just be an era thing?’
It is only related to the era in that the determination with which the mediocre seeks to defeat the excellent is gaining ground.
However good pop music is – I include all the other brackets such as rock, country, blues, etc – by the side of the best classical music, it is always primarily commercialised, it is always primarily aimed at a majority audience, it is always the product of less skill on the part of both performer and listener, and it is always short-lived – even 40 years, as in the lasting effect of The Beatles is nothing compared to the greatest classical music. Jimi Hendrix, Bob Dylan, The Beach Boys, and The Beatles were all fantastic in their field, but not in the same field as the best classical music.
By what authority or standard of measurement is Jimi Hendrix the equal of Franz Liszt? The question also applies all the other absurd claims made in this piece. Dylan’s lyrics are more complex and deeper than the libretto of Mozart’s operas? The Beach Boys’ Pet Sounds as complex as a Haydn string quartet? The Beatles were every bit as ground-breaking as Beethoven. Give me a break – this is utter twaddle and has no basis in analysis. And who said greatness equates to complexity?
Pop music does not need to be taught as it is at its best a reactive protest against the status quo – in which case if it becomes part of the status quo it has no function – and at its worst it has considerably less content than most nursery rhymes, no harmonic grammar, no sense of shape, form and no skill. That it can be better than that is undoubtedly true, and I have a deep affection for certain pieces of pop music from across the years of my life, but to suggest that it equates to the best classical music is ridiculous, pretentious, and to my mind makes a mockery of popular culture, and its position in society.
The following is part of my response:
The arguments above about popular music being commercialised (with which I agree) would certainly make a significant body of musicologists unhappy, and they try to deny, that there is any real alternative. For example:
‘Although we live in a commercially dominated culture, the music industry, despite its many faults, more closely approaches a meritocracy and offers opportunities to a wider spectrum of artists than any other form of support – certainly more than the patronage systems of old. Music by women can continue to flourish in the public sphere, but only so long as it manages to sell tickets and recordings: the unexpected success of the Lilth Fair concerts, featuring exclusively female artists, confirmed not only the artistry of the participating musicians but also the willingness of a mass audience to support their efforts.’
Susan McClary, ‘Women and Music on the Verge of the New Millenium’, Signs, vol. 25, no. 4 (Summer 2000), pp. 1285-6.
‘…the condemnation of fusion for its commercial success drastically underestimates the vitality, subtlety, and expressiveness of the pop traditions that influenced David. It is nothing more than an antipopulist chauvinism that turns from the unacceptable view that “what sells is good” to the opposite and likewise unacceptable view that “what sells must be bad.”
And finally the contrast of commercial fusion with noncommercial earlier jazz amounts to elitism pure and simple, to a snobbish distortion of history by jazz purists attempting to insulate their cherished classics from the messy marketplace in which culture has always been negotiated. Those who advocate such a view should reread Ralph Ellison’s review of Blues People, where he reminded Baraka that even Bird and the other early boppers, the ne plus ultra for many critics of esoteric jazz intellectualism, “were seeking . . . a fresh form of entertainment which would allow them their fair share of the entertainment market” (1978:59). Or, in a different connection, they should read recent nonhagiographical music histories that have Beethoven hawking the same opus to three different publishers, or Mozart conniving, with a sad lack of savvy, at one music-business killing or another. Music created with an eye to eternal genius and blind to the marketplace is a myth of European Romanticism sustained by its chief offspring, modernism.’
Gary Tomlinson, ‘Cultural Dialogics and Jazz: A White Historian signifies’, in Katherine Bergeron and Philip V. Bohlman (eds.), Disciplining Music: Musicology and its Canons (Chicago and London: University of Chicago Press, 1992), pp. 82-3.
‘I’ve noticed that, when I go to conferences or similar events in continental Europe, people make the assumption that, because I’m interested in music, I must have an interest in and commitment to new music; that’s not an expectation about me in particular, but a taken-for-granted assumption about what it means to be seriously engaged in music. (In the UK or the USA, people make no such assumption.) [….] In my book, I referred briefly to critical theory in general and Adorno in particular, as a way of introducing one of the main intellectual strands of the ‘New’ musicology of the 1990s, but I made no direct link between Adorno’s critique and new music. In her commentary, Anne Boissière (2001, p. 32) picked this up, asking why I didn’t discuss ‘the problem of contemporary music which resists consumption’: instead, she complained, I made music sound as if it was just another commodity, and in this way passed up the opportunity to offer ‘a critical analysis of consumer society’. In which case, she asked, ‘what point is there in making reference to Adorno?’: if one’s critique isn’t motivated by moral or political commitment, as Adorno’s was, then what is there to it but nihilism?
Actually, the argument Boissière is putting forward here, and which other contributors also reflected, has a long and rather peculiar history. It originates in the conservative critique of the modern world—the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of ‘blood and soil’; Adorno’s critical theory might accordingly be seen as appropriating a conservative tradition in order to attack the right-wing ideology of his own day.’
Nicholas Cook, ‘Writing on Music or Axes to Grind: road rage and musical community’, Music Education Research, vol. 5, no. 3 (November 2003), p. 257.
‘My contention is that petty capitalism – a term I take to encompass myriad small-scale form of entrepreneurial, commercial activity in culture – has been one of the key means by which progressive leftist, anti-racist, and resistant forms of culture, music, and art have been made possible: have been produced, circulated, and lived. It’s a despised category of economic activity and analysis, generally seen as collusive with capital, as politically irredeemable, an insignificant and ineffective in any meta-historical analysis. But with regard specifically to cultural activity it sits somewhere crucial between full-blown corporate capitalism and the quite different but just as marked forms of cultural, ideological, and aesthetic closure and policing that tend to characterize statist and other kinds of subsidized cultural institutions, whether in music, broadcasting or academia. I’ve researched statist cultural institutions rather deeply, as those who know my writings on IRCAM and the BBC will be aware. So my argument today is that while there is no necessary connection between progressive or politicized culture and these small-scale, entrepreneurial petty capitalist interventions – and in that sense there is no deterministic relation – there are, nonetheless, opportunities; they might be conceived as affordances or, better, in William Connolly’s fruitful phrase, indebted to complexity theory as pluri-potentialities. In terms of the possibility of new experimental, and alternative forms of production and circulation, informed by a politic of cultural production, we should be more aware of this category of activity and what it can achieve.’
Georgina Born, ‘On Music and Politics: Henry Cow, Avant-Gardism and its Discontents’, in Robert Adlington (ed.), Red Strains: Music and Communism Outside the Communist Bloc (Oxford: Oxford University Press, 2013), p. 64.
To do justice to Arnold’s enviable legacy, we should reverse the tendency towards the de-skilling of a discipline.
During the contributions to Arnold Whittall’s 80th birthday colloquium at King’s College, London, Jonathan Cross linked two events: Arnold’s appointment as the first Professor of Theory and Analysis in 1982, and later in the decade the purported expansion of musicology to incorporate issues of gender, sexuality and race, methodologies from sociology, anthropology, cultural studies and elsewhere, and greater focus on popular musics and other traditions outside of Western art music. Some of the latter phenomena are associated with the so-called ‘new musicology’ in the US and its slightly milder counterpart ‘critical musicology’ in the UK.
All of these were portrayed by Cross as a general broadening of the discipline, a welcome infusion of increased diversity of subject and methodology, a natural step forward. But an academic field now in large measure antipathetic to claims of musical autonomy seems nonetheless to claim a fair degree of autonomy for its own trajectory, in a way I find implausible and even disingenuous. There may be some common determinants underlying all these apparent broadenings of the field, and both systematic analysis and the new musicology have been opposed by conservatives such as Peter Williams. Nonetheless, the wider ideologies underlying these disparate developments can be quite antagonistic, as was certainly made clear in an important interview between Arnold and Jonathan Dunsby published in Music Analysis (Vol. 14, No. 2/3 (Jul. – Oct., 1995), pp. 131-139) for the former’s 60th birthday.
The ‘new musicology’ is frequently argued to have been inaugurated with the publication of Joseph Kerman’s Contemplating Music (Cambridge, MA: Harvard University Press, 1985) (UK title Musicology). Despite being replete with factual errors, Kerman’s appeal to a musicological inferiority complex, a field presented as trailing far behind other disciplines in terms of adoption of ideas from phenomenology, post-structuralism, feminism and more, not to mention his negative view of both musical modernism and historically-informed performance, as well as residual anti-German prejudice, would prove very influential.
But Kerman was also the author of the polemical ‘How We Got into Analysis, and How to Get out’ (Critical Inquiry, Vol. 7, No. 2 (Winter 1980), pp. 331-331), absolutely at odds with what Arnold was advocating and aiming for at around the same time. The contexts for these two musicologists were very different: Kerman was responding to a particular North American situation (though he was shameless in extrapolating universal pronouncements from a rather provincial perspective), with a much starker distinction between ‘historians’ and ‘theorists’ than in the UK. In the US, a heavily mediated rendition of Schenker’s work had flowered since 1931 through his student Hans Weisse, and in the early post-war era through other students Felix Salzer and Oswald Jonas, whilst other intense analytical approaches had been developed by Rudolph Réti, Milton Babbitt, Allen Forte, George Perle, David Lewin and others. In the UK, on the other hand, as Arnold would note in a 1980 article (‘Musicology in Great Britain since 1945. III. Analysis’, Acta Musicologica, Vol. 52, Fasc. 1 (Jan. – Jun. 1980), pp. 57-62), systematic analysis had made little advance, despite a gauntlet having been set down by Ian Bent’s advocacy at the Congress of the International Musicological Society in 1972. What did exist – through some interest in Réti’s work, the ‘functional analysis’ of Hans Keller, and a smattering of other work from Alan Walker, David Osmond Smith and a few others – was occasional and patchy, and this was undoubtedly a major factor in Arnold’s co- founding, in 1982, the journal Music Analysis together with Jonathan Dunsby, with whom he would author what remains the leading general textbook on analysis in English six years later. The subject has continued to grow and develop, with excellent work from UK academics, such as Matthew Riley’s studies on Haydn and Mozart, Michael Spitzer’s work on the affective function of gesture, Nicholas Cook on analysis and performance, or Allan Moore’s work on rock, but it is difficult in 2015 to see analysis as having attained a central position in musicology as might have seemed possible in 1982. Various musicologists who assumed prominent positions from the 1990s onwards have made no secret of their disdain for this sub-discipline, sometimes inspired by American writings of a similar ideological persuasion.
Assumptions of autonomous development of the discipline in the 1980s and 1990s are belied by issues such as the wider politics of education from the Thatcher years onwards. These entailed cuts in musical provision in schools, the 1992 removal of the formal distinction between universities and polytechnics, and then expansion of student numbers. After a doubling of the number of students (in all subjects) between 1963 and 1970 following the Robbins Report, numbers remained static until the late 1980s, when during a period of around a decade student numbers practically doubled from 17% in 1987 to 33% in 1997, then rose steadily to peak at 49% in 2011. This move from an elite to a mass educational system occurred in parallel with attempts to erase the very real differences in preparedness and background amongst students at different types of institutions, with a net levelling effect upon many.
Much of the new embrace of popular music had less to do with genuine diversification than an enforced denial of very real differences of various forms of musical production’s relationship to the marketplace. One of Thatcher’s neoliberal mantras, ‘There Is No Alternative’ (TINA) was echoed by many a musicologist scornful of any possible value in state-subsidised musical activity thus able to operate with a degree of autonomy from shortterm market utility. As subsidy is rare or minimal in the US, this ideology was convenient for American musicologists eager to claim some radical credentials through valorisation of the commercial whilst still appearing patriotic; it was disappointing to see so much of this ideology imported wholesale in the UK, a country with a modest level of subsidy for music compared to its continental European counterparts.
I had always thought of music, at a tertiary level, as a highly skilled discipline for those who have already developed and refined musicianship prior to entering university. This belief may reflect a background in a specialist music school in which, if nothing else, the teaching of fundamental musical skills was rigorous and thorough. Nonetheless, the importance of not allowing music slip to become a ‘soft’ subject requiring only nominal prior skills (and, as with much work in the realm of cultural studies, not requiring any particular artistic disciplinary expertise or extended knowledge) is to me self-evident. But with declining primary and secondary musical educational provision, frequently the extent of such prior skills amongst students can be quite elementary.
Furthermore, following the trebling of tuition fees in 2012 and other measures removing caps on recruitment, higher education has become a more ruthlessly competitive market with institutions fighting to attract and keep students. These various factors provide the context from which we should view the growth in many departments of types of popular music studies, film music studies, cultural studies, and some varieties of ethnomusicology, in which engagement with sounding music is a secondary or even non-existent concern. Such focus enables the production of modules which can be undertaken by those students with limited prior skills, but militates against musical analysis in particular.
We now have a situation, unthinkable a few decades ago, where some senior academics – even at professorial level – have no ability to read any type of musical notation. These academics (not to mention some of their students who will go onto teach at primary and secondary levels) may only perpetuate and exacerbate this situation for their own students. Similarly, a number of sub-disciplines of academic music can now be undertaken without linguistic skills, or much background in history, literature, the visual arts, philosophy and so on. Students have always had uneven or patchy backgrounds in these respects, but the will to help them improve upon this has also declined in various institutions. Expansion of musical study to encompass wider ranges of music and disciplinary approaches is certainly to be welcomed when this entails the cultivation of equal degrees of expertise and methodological refinement and critical acumen, but not necessarily when these are simply a means for attracting and holding onto less able students.
In short, these developments in musical higher education have seen a well-meaning liberal quest for inclusivity amount in practice to a pseudo-egalitarian de-skilling of a profession. In order to build upon the legacy bequeathed above all by Arnold for the support of specialised and rigorous analytical skills, we cannot ignore this issue any longer.
On June 1st, 2016, there took place at City University a debate on the subject ‘Are we all Ethnomusicologists now?’, with a panel consisting of Amanda Bayley, Tore Lind, Laudan Nooshin, Michael Spitzer, and myself, chaired by Alexander Lingas. The starting point for the debate was Nicholas Cook’s article ‘We Are All (Ethno)musicologists Now’, in The New (Ethno)musicologies, ed. Henry Stobart (Lanham, MD: Scarecrow Press, 2008), pp. 48-70.
Here is a video of the full debate.
Various statements from the debate and responses have been posted on my blog and that of Music at City. Here are all of these.
(My statement and that of Spitzer can also be viewed on the City blog here)
And here is my response to Nooshin’s statement, together with a series of ethnographically sourced statements of other musicologists’ and students’ experiences of ethnomusicology and ethnomusicologists.
Following my earlier posts on the ‘Are we all Ethnomusicologists Now?’ debate (see here and here), here, reproduced with permission, is the statement from Michael Spitzer given in the debate.I will be posting my own response to the statement by Laudan Nooshin (which can be read here), together with some ethnographically sourced views from musicologists and students on their experience of ethnomusicology and ethnomusicologists.
I’d like to pull out three strands from Nicholas Cook’s rich and though-provoking article – a thought-piece I mostly agree with, except to suggest that Cook may have been too optimistic. What I mean by ‘too optimistic’ I’ll get to after I try to clarify these three strands.
The first point to make is that the term ‘ethnomusicology’ ought to be distinguished from ethnography. We see ethnographic methods usefully applied to all walks of scholarship in Western music, including music in everyday life, and music psychology. By contrast – and this claim doesn’t seem to be wildly out of line with the programmes of recent British Forum for Ethnomusicology Conferences – Ethnomusicology seems to throw its focus on world music.
The second point is that the analogy with historical musicology is limited. To be sure, ‘the past is another country’, and all that. But ethnographic research requires living respondents, and the people in the distant past are dead. The notion of hermeneutic ‘alterity’ is a fudge in this respect. I began my career as a Beethoven sketch scholar, and Beethoven isn’t around to explain his shocking handwriting; nor his choice of inks or the water-marks on his paper. Paleography, like forensic pathology, is the art of the silent witness. It’s also a highly technical discipline; and – in an economy of time-scarcity – every hour the medievalist or sketch scholar puts into reading Lacan or Bourdieu is one hour less to perfect their specialist craft.
My third and final point is that the ‘performative turn’ isn’t necessarily the best bridge between the two disciplines. Or rather, performativity isn’t the same thing as performance tout court. All scores address the implied performer, do they not? And the Kantians taught us that listening is a kind of internal, imaginative, performance, as we mentally track the dynamics and intensions of the music. The Dutch theorist Michael Schijer wrote provocatively that his experience teaching at the Amsterdam Conservatoire suggests that analysts can sometimes be more creatively performative than pianists who mechanically or unthinkingly reproduce the music.
All of which points to the so-called problem of the musical score being in fact a red herring. One field not mentioned in Cook’s article is popular-music analysis, since it came of age fairly recently. A common starting point for analysing popular song is that there often is no score; or rather, the analyst works with a transcription they have made themselves. And yet the ‘music itself’ is no less an object for reflection for the lack of an original score; it is a sonic conceptualisation (I am aware that a notion of ‘the music itself’ is hugely over-determined. In defense, I can point to Brian Kane’s recent book, Sound Unseen, which mounts an impressive recuperation of the ‘musical object’ on Husserlian transcendental grounds, indebted to Pierre Schaeffer’s typology of hearing types as well as to Jean-Luc Nancy’s philosophy of listening). And it is this which brings me back to my opening claim that Cook was too optimistic. Why?
Cook’s ideal is laudable in principle, but in practice it hits the rocks of academic politics. In short, it is not a two-way street. On one side of the street, Musicology has been attacked for a generation for its apparently inadequate social and cultural mediation, and it has got its house in order. On the other side, I am not aware of many bullets shooting in the opposite direction; and yet the sniping against Musicology continues. Let me give two examples, one general, the other personal.
In 2013, Liverpool held an International Conference on Analysing Popular Music. The world’s main forum for popular-music scholarship is IASPM, yet many of the renowned visitors to our conference told me how difficult it is for them to get a friendly hearing at IASPM, an organization much more oriented towards ethnographic approaches. My personal example is a polemic aimed at me by David Hesmondhalgh in his recent book, Why Music Matters, where he accuses me of ‘formalism’ in my forays into analysing musical emotion. I answer Hesmondhalgh in an article coming out soon in the journal, Popular Music. All I will say here is that I hit the ball back over the net, and ask: what is so wrong with ‘formalism’? Don’t songs have form? Isn’t it useful, even enjoyable, to explore how an artist or composer crafts and finesses musical materials? More bluntly, how much do the critics of music analysis really understand what it involves?
So, in sum, I would set the disciplinary boundaries elsewhere. There are fine ethnomusicologists who effortlessly absorb and deploy analytical methods. Simon Mills, on rhythm in Korean folk-music; or Chloe Zadeh, on schemata in Indian classical improvisation, not to mention more senior figures such as Michael Tenzer, Richard Widdess, or Martin Clayton. Equally, most if not all Western musicologists are socially and culturally aware, whilst upholding the values of abstraction and, let us say it, ‘formalism’.
Rather, the real difference is – to borrow categories from game theory – between zero-sum games, and positive-sum games. In a zero-sum game, one side needs to lose for the other side to gain. In a positive-sum game, both sides win. Certainly, my experience of musicologists or music theorists is that they are happy to live and let live. But perhaps this is not always the case for ethnomusicologists or social scientists in their attitude towards musicologists.
Equally, I think there <are> differences, notwithstanding the absorption of music analysis and ethnography by both sides. You see that in our conference programmes. The spread of repertories in an ethno conference is extremely diverse, whereas most delegates at an RMA meeting will know their Schubert or Debussy. In musicology, this experience of commonality is an invaluable basis for intersubjective discussion and methodological progress. Stepping gingerly, and at the risk of over-simplification, I suggest that the pattern of consensus in an ethno meeting is reversed: people may agree more on theory and method, the repertories tending to be mutually unfamiliar. And that is perfectly fine. It is a difference worth preserving, as its dynamic will help keep music studies as a whole moving and developing. But, to repeat, this will only happen if both sides respect each other in a live-and-let-live culture. And, at the moment, I see this respect as rather one-sided.