The Blog of Ian Pace, pianist, musicologist, political animal. A place for thoughts, reflections, links, both trivial and not so trivial. Main website is at http://www.ianpace.com . Contact e-mail ian@ianpace.com.
In several recent writings and various upcoming ones I have been considering in a more sustained fashion wider aspects of the culture of new music, both historically and in the present day. My long chapter, just published, ‘New Music: Performance Institutions and Practices’, in The Oxford Handbook of Music Performance, Volume 1, edited Gary E. McPherson (New York: Oxford University Press, 2022), pp. 396-455, traces the growth of a network of festivals, concert series and other aspects of a new music infrastructure from after the end of World War One, as well as the development of specialised performance skills on the part of individual interpreters and ensembles, all as part of a specific culture of ‘new music’ which developed with a degree of autonomy from a more mainstream culture of art music performance (as represented by orchestral, chamber, choral, solo concerts of repertoire primarily from the common practice period) over the course of a century. This very fact of inhabiting a separate realm is to me a defining aspect of new music, a term which has developed ever since the publication of Paul Bekker’s vital essay ‘Neue Musik’ (1919), advocating a range of new approaches to music, some of them then still relatively latent, which constituted a significant break with or at least shift of emphasis from the immediate past, one which was amplified at a time which saw the collapse of various aspects of the pre-war order, revolution in Russia, and an attempt revolution in Germany, which members of the influential Berlin Novembergruppe sought to sublimate into artistic creation.
In ‘Modernist Fantasias: The Recuperation of a Concept’, Journal of the Royal Musical Association, vol. 144, no. 2 (2019), pp. 473-493, starting from a detailed critical examination of The Routledge Research Companion to Modernism in Music, edited Björn Heile and Charles Wilson (Abingdon and New York: Routledge, 2019), I consider the provenance and development of the term ‘modernism’ (and its equivalents such as French modernisme, German Moderne, Spanish modernismo and so on) both in music and other arts, not least in terms of recent attempts to frame the concept more broadly than hitherto (in some cases to date it back to the French Revolution) as well as to recapture it as a living force deserving of reconsideration, as informed the so-called New Modernist Studies in literary and cultural scholarship beginning in 1999, which has been matched more gradually by the growth of parallel scholarship in music. I have also been working on a book chapter considering the historiography of new music since 1989, and recently gave a lecture looking more broadly at historiographical issues through the 20th and 21st century, which have also been the theme of other lectures and publications considering the ways in which ‘experimental’ and ‘minimal’ music have informed such historiography.
All of this work, combined with my ongoing work on the creation and development of the infrastructure for new music in post-1945 Germany, have brought to the fore difficult questions relating to new music as a whole and its place today. I have been professionally active as a pianist in the world of new music for three decades, and have become intimately aware of its range of mores, orthodoxies, internal politics, and so on, and the ways in which its institutions and those operating those tend to work. It remains a field of cultural activity which in my opinion has immense value, but claims for its wider importance and significance are less easy to articulate in a manner which might convince those who need convincing. But this latter activity, if one believes this importance to be the case (which I do, but in a less unequivocal manner than I might have done 15-20 years ago), is vital if those engaged with new music seek an impact and respect beyond the narrow realms of fellow travellers. This is not so often to be found, and a reticence to engage with the wider issues concerned suggests either dangerous complacency or even a wilful disregard married to a sense of entitlement, which I believe should be challenged.
I am fully aware that there are a great many who would describe a lot of the atonal music I play (and even some of the more dissonant late tonal music as well), and which those I know compose, at the politest as ‘not music’, often through much harsher derogatory epithets. These will include some friends, some students and many other members of the wider public with no personal investment in this work nor necessarily any desire for such. It is much too easy to dismiss those who think in such a way as idiots, philistines, etc., in the process writing off large swathes of any population. But in my experience those who think such a way do not particular care unless they feel made to listen to such music, whether in a performance situation where it is not their reason for being there, feeling it is imposed upon them in education, or in the face of stentorian claims about its importance.
Yet one might struggle to be aware of this within the rarefied circles of those professionally involved in new music. That a great many people might be not simply indifferent but actively hostile to their music in the contexts described above can seem a subject which it is unacceptable even to consider. That the work of musicians involved must be vital and must deserve the widest support is an article of faith, or at least amongst different factions of individuals, who do not necessarily extend this view to members of rival factions. Some looking from outside might be shocked to see the extent of the personalised vitriol extended by some towards anyone (not least critics, but also various others) who aver an opinion that they do not find some piece of music engaging, moving, or some other quality they seek. The response can be to pathologise those who think such a way, or seek to disallow their opinions from being heard. Following the recent death of Richard Taruskin, there was a furious set of posts on social media about a highly critical review he wrote of two CDs of the American composer Donald Martino, which extended into a wider critique of aspects of new music (see below). The view seemed to be that the only type of legitimate review is one which praises this type of work, and anything else should not be allowed to be printed. It would be interesting to see this principle applied to restaurant reviewing – I am sure some restaurant owners would be more than happy.
There are ways to frame new music and its particularity which avoid the need to make wider claims for its public significance. In a 2014 article, Martin Iddon conceptualised new music as a type of ‘subculture’, drawing upon the concept propounded most notoriously by Dick Hebdige in his 1979 book Subculture: The Meaning of Style. I have used this concept myself in my ‘New Music’ article mentioned above, but have doubts (some reservations expressed in a footnote there did not make it into the final version!). Certainly new music has from the outset entailed a realm of activity distinct from a ‘mainstream’, as is true of many subcultures explored and theorised by Hebdige and others (space does not allow consideration here of the later concept of ‘post-subculture’). But its economic situation is not at all comparable with the subculture of the mods, rockers, punks or whatever. In large measure, new music activity relies heavily on subsidy for its continued operation; it would not be financially viable via ticket sales alone, other than very small operations. This subsidy comes either from public money generated through taxation and distributed in various ways via local, regional and state arts organisations, as is the case in much of Western Europe and to a lesser extent the UK (though considerably less so in the United States), or through the patronage of universities, in which those involved in new music production may find employment and some concomitant financial support for their activities. These things lend such music a level of institutional or official prestige which is quite uncharacteristic of other forms of subculture. If one could imagine a group of death metal fans receiving regular government grants to develop their music, clothing, writings, and so on, and present these in major government-backed venues, this would surely seem a long way from the conventional idea of a subculture.
Here subcultural theory does present one phenomenon which is familiar in part: numerous studies observe how subcultures, despite defining themselves in opposition to some mainstream, exhibit marked homologous tendencies and appear to require a degree of discipline and unity from their own members, with little tolerance for internal dissent. In the case of new music circles, it would be untrue to deny the existence of divisions, because of the opposing factions mentioned earlier. But these are divisions between different groups competing for the mantle of new music, seen as representing progress, the one true way forward, the most supposedly enlightened form of music, and so on. It would be much more rare to hear many within any faction questioning the status of new music as a whole, or the purpose of its institutions. Some who have done – not least various of the key figures viewed as ‘minimalist’ (Steve Reich, Philip Glass, John Adams, etc.) – have tended to operate to a large degree outside of these circles, while others holding to a neo-romantic or other related late tonal aesthetic have sought and sometimes found recognition within more mainstream performance circles.
In subsequent posts, I will consider wider issues to do with the institutionalisation of new music, the means by which it is legitimated (not least, in present times, by attachment to various political causes), and look more widely at the question of why new music and its practitioners enjoy a status in universities not always granted to other types of musicians and scholars. But here I want to consider some of the starkly opposed views from musicians scholars regarding the prestige of new music.
Milton Babbitt was one of the most articulate advocates of the benefits of new music composition in a university setting, allowing some degree of autonomy from audience indifference or hostility, or commercial pressures. This was outlined in his essay ‘The Composer as Specialist’ (1958), first published in High Fidelity, vol. 8, no. 2 (February 1958) to which editors (rather than Babbitt himself) gave the title ‘Who Cares if you Listen?’
Why should the layman be other than bored and puzzled by what he is unable to understand, music oranything else? It is only the translation of this boredom and puzzlement into resentment and denunciation that seems to me indefensible. After all, the public does have its own music, its ubiquitous music: music to eat by, to read by, to dance by, and to be impressed by. Why refuse to recognize the possibility that contemporary music has reached a stage long since attained by other forms of activity? The time has passed when the normally well-educated man without special preparation could understand the most advanced work in, for example, mathematics, philosophy, and physics. Advanced music, to the extent that it reflects the knowledge and originality of the informed composer, scarcely can be expected to appear more intelligible than these arts and sciences to the person whose musical education usually has been even less extensive than his background in other fields. But to this, a double-standard is invoked, with the words “music is music,” implying also that “music is just music.” Why not, then, equate the activities of the radio repairman with those of thetheoretical physicist, on the basis of the dictum that “physics is physics”? It is not difficult to find statements like the following, from the New York Times of September 8, 1957: “The scientific level of the conference is so high . . . that there are in the world only 120 mathematicians specializing in the field who could contribute.” Specialized music on the other hand, far from signifying “height” of musical level, has been charged with “decadence,” even as evidence of an insidious “conspiracy.”
I dare suggest that the composer would do himself and his music an immediate and eventual service by total, resolute, and voluntary withdrawal from this public world to one of private performance and electronic media, with its very real possibility of complete elimination of the public and social aspects of musical composition. By so doing, the separation between the domains would be defined beyond any possibility of confusion of categories, and the composer would be free to pursue a private life of professional achievement, as opposed to a public of unprofessional compromise and exhibitionism.
But how, it may be asked, will this serve to secure the means of survival for the composer and his music? One answer is that, after all, such a private life is what the university provides the scholar and the scientist. It is only proper that the university, which—significantly—has provided so many contemporary composers with their professional training and general education, should provide a home for the “complex,” “difficult,” and “problematical” in music. Indeed, the process has begun; and if it appears to proceed too slowly, I take consolation in the knowledge that in this respect, too, music seems to be in historically retarded parallel with now sacrosanct fields of endeavor. In E. T. Bell’s Men of Mathematics, we read: “In the eighteenth century the universities were not the principal centers of research in Europe. They might have become such sooner than they did but for the classical tradition and its understandable hostility to science. Mathematics was close enough to antiquity to be respectable, but physics, being more recent, was suspect. Further, a mathematician in a university of the time would have been expected to put much of his effort on elementary teaching; his research, if any, would have been an unprofitable luxury.” A simple substitution of “musical composition” for “research”, of “academic” for “classical”, of “music” for “physics,” and of “composer” for “mathematician,” provides a strikingly accurate picture of the current situation. And as long as the confusion I have described continues to exist, how can the university and its community assume other than that the composer welcomes and courts public competition with the historically certified products of the past, and the commercially certified products of the present?
Perhaps for the same reason, the various institutes of advanced research and the large majority of foundations have disregarded this music’s need for means of survival. I do not wish to appear to obscure the obvious differences between musical composition and scholarly research, although it can be contended that these differences are no more fundamental than the differences among the various fields of study.
Babbitt’s article demonstrates an unerring faith of a notion of musical ‘progress’, which he maps onto scientific research. But he does not ask what purpose the ‘complex’, ‘difficult’ and ‘problematical’ in music serves? It is not so difficult to demonstrate the wider impact and application of various types of science, but what is the equivalent for music? Over a hundred years on, Schoenberg’s atonal and dodecaphonic explorations have won only a modest following even amongst musicians, certainly compared to the more widespread valuing of music of Stravinsky, Prokofiev, Bartok, and others who were once viewed as members of avant-gardes. Some might cite the occasional use of atonal material in film or video games for particular effect, but this seems very modest in comparison to the claims made by Babbitt.
The polar opposite of Babbitt’s view can be found in feminist scholar Susan McClary’s essay ‘Terminal Prestige: The Case of Avant-Garde Music Composition’, Cultural Critique, No. 12 (Spring 1989), pp. 57-81, somewhat notorious in musicological circles. McClary considers the views of Arnold Schoenberg, Roger Sessions and Milton Babbitt on certain valorisations of ‘difficult’ music and its distance from mainstream audiences (though she has relatively little to say on the music itself):
Perhaps only with the twentieth-century avant-garde, however, has there been a music that has sought to secure prestige precisely by claiming to renounce all possible social functions and values [….]
This strange posture was not invented in the twentieth century, of course. It is but the reductio ad absurdum of the nineteenth-century notion that music ought to be an autonomous activity, insulated from the contamination of the outside social world. […]
In this century (especially following World War II), the “serious” composer has felt beleaguered both by the reified, infinitely repeated classical music repertory and also by the mass media that have provided the previously disenfranchised with modes of “writing” and distribution-namely recording, radio, and television. Thus even though Schoenberg, Boulez,and Babbitt differ enormously from each other in terms of socio-historical context and music style, they at least share the siege mentality that has given rise to the extreme position we have been tracing: they all regard the audience as an irrelevant annoyance whose approval signals artistic failure. [….]
By aligning his music with the intellectual elite-with what he identifies as the autonomous “private life” of scholarship and science (this at the height of the Cold War!) – Babbitt appeals to a separate economy that confers prestige, but that also (it must be added) confers financial support in the form of foundation grants and university professorships. [….]
Babbitt’s rhetoric has achieved its goal: most university music departments support resident composers (though many, including the composers in my own department, find the “Who Cares if You Listen” attitude objectionable); and the small amount of money earmarked by foundations for music commissions is reserved for the kind of “serious” music that Babbitt and his colleagues advocate.
I objected a good deal to McClary’s essay when I first read it some 20 years ago, but as time has gone on have come to felt that she is onto something important in her allusions to legitimation via alignment to scholarship and science, though the exaggerated statements about claims to autonomy are unsustainable, especially today, when so many composers seek to justify their work as much through allusions to society and politics as through its musical merits.
I mentioned earlier a review-article by Richard Taruskin which generated a lot of anger amongst new music practitioners. In a range of writings, including in the Oxford History of Western Music, Taruskin has been sharply critical about many claims made by those associated with modernism and the avant-garde to the mantle of history, and of the ways in which historiography and pedagogy has foregrounded work of this type and marginalised other varieties. Perhaps the most prominent expression of Taruskin’s view is that article which takes some CD reviews of the music of Donald Martino as its starting point, ‘How Talented Composers Become Useless’. This was first published in The New York Times on 10 March 1996, and reprinted in the collection The Danger of Music and Other Anti-Utopian Essays (Berkeley and Los Angeles, CA: University of California Press, 2009), pp. 86-93. Like McClary, Taruskin grounds his critic in an attack on the position of Babbitt:
By comparing “serious” or “original” contemporary music to mathematics (and appropriating concepts like seriousness and originality to one kind of music was where the arrogance lay), Mr. Babbitt was saying, in effect, that such music was to be valued and judged not for the pleasure it gave but for the truth it contained. Truth, in music as in math, lay in accountability to basic principles of relatedness. In the case of math, these were axioms and theorems: basic truth assumptions and the proofs they enabled. In the case of music, truth lay in the relationship of all its details to a basic axiomatic premise called the twelve-tone row.
Again, Mr. Babbitt’s implied contempt and his claims of exclusivity apart, the point could be viewed as valid. Why not allow that there could be the musical equivalent of an audience of math professors? It was a harmless enough concept in itself—although when the math professors went on to claim funds and resources that would otherwise go to the maintenance of the “lay” repertory, it was clear that the concept did not really exist “in itself”; it inescapably impinged on social and economic concerns. Yet calling his work the equivalent of a math lecture did at least make the composer’s intentions and expectations clear. You could take them or leave them. […]
Mr. Martino’s piano music […] strives for conventional expressivity while trying to maintain all the privileged and prestigious truth claims of academic modernism. Because there is no structural connection between the expressive gestures and the twelve-tone harmonic language, the gestures are not supported by the musical content (the way they are in Schumann, for example, whose music Mr. Martino professes to admire and emulate). And while the persistent academic claim is that music like Mr. Martino’s is too complex and advanced for lay listeners to comprehend, in fact the expressive gestures, unsupported by the music’s syntax or semantics, are primitive and simplistic in the extreme. [….]
The reason it is still necessary to expose these hypocrisies, even after the vaunted “postmodern” demise of serialism, is that the old-fashioned modernist position still thrives in its old bastion, the academy. Composers like Mr. Martino are still miseducating their pupils just as he was miseducated himself, dooming them to uselessness. Critics and “theorists,” many of them similarly miseducated, are still propagandizing for Pointwise Periodic Homeomorphisms in the concert hall, offering their blandishments as consolation for the loss of a musical language and decrying the attempts of younger composers to find a new one.
Taruskin has gone on to be a leading advocate of the ‘Cold War’ view of avant-garde musical history, which maintains essentially that the institutionalisation and prestige of avant-garde music was a product of both an intellectual culture privileging quasi-scientific positivism, and was dominant in US universities, but also the conspiratorial view, which I maintain is utterly false on the basis of a lot of archival result, that the success of the Darmstadt Summer Schools for new music, and other aspects of new music in Europe, were the result of covert funding by the CIA. There is no evidence to substantiate this (unlike with some other art forms, from which information this conclusion has simply been inferred); as Ian Wellens in particular has shown, the primary CIA-funded organisation, the Congress for Cultural Freedom, had as its secretary general Nicolas Nabokov, who showed no real interest in serial and other avant-garde composition in the post-1945 era (as compared to his advocacy of the music of Stravinsky), and the events sponsored by the CCF are too exceptional and unrepresentative as to be defining in terms of the wider history. I will expand on this in a subsequent post.
As Richard Toop (who works in Sydney but is closely associated with the European avanr-garde) points out, composition occupies very different roles in different countries. In North America it has been almost inextricably entangled with universities since the early days of Babbitt (whose “social contract”, as Herman Sabbe points out, “is with the academy”); the relationship is only a little less close in Britain, where composition is fully accepted as a form of research for purposes of institutional and national quality reviews. But in continental Europe, as Toop goes on to say, contemporary music revolves around festivals and radio stations; “One may be dealing with a heavily subsidized market place,” he adds, “but it’s a market place none the less.” Makis Solomos also raises the issue of subsidy, contrasting the subsidization of contemporary music in France with the situation in Britain (where the subsidies do exist, incidentally, but they go towards propping up the social rituals of the Royal Opera House rather than into contemporary music).
Solornos’s key observation, however, is that “en France, où les subventions existent, la musique contemporaine a un public”. It does in Britain and America too, of course, but there the audience has traditionally been one of contemporary music buffs, a niche within a niche. (One should recognize the potential for change not only through the cross-over musical styles of composers like Glass or Zorn, but also through the incorporation of contemporary music within educational and outreach programmes, which is why I said “traditionally”: all part of the crumbling of barriers to which I referred in my Foreword.) And when taking part in conferences or workshops in such countries as Holland, Belgium, and Germany I have always been struck by the centrality of contemporary composition within the definition of what “music” is and what an intelligent interest in the subject might mean: it is simply taken for granted that one has an interest in and commitment to contemporary music, in a way that it would never be in a similar situation in Britain or America. But it seems that the position of contemporary music is even more varied than this might suggest, to judge by the comments of Robert Walker (who writes from the University of New South Wales, Sydney): “it is indeed ironic”, he says,”that the academy can now include Beatles songs in analysis classes and research reports, but still not Berio’s vocal music”. And later he talks of Messiaen, Britten, Cage, and electronic music, and comments that “The music academy has shown comparatively scant interest in all this”. That surprised me, not only because new music was high on the agenda when I was teaching at Sydney University (though that was back in 1988), but also because music from Messiaen and Cage to Berio and beyond is well represented in the British academy, far beyond any possible measure of the music’s dissemination throughout society at large. It is popular music that is under-represented, resulting in a situation where the few PhDs in this area get quickly snapped up by university departments anxious to respond to the interests of their students.
Writers on contemporary ‘art’ music—what they often call ‘new music’—generally act as apologists, in the same sense as the earliest analysts did: writing in the early decades of the 19th century, these analysts’ basic purpose was to explain the coherence and hence the greatness of Beethoven’s music, despite its discontinuities and sudden irruptions and otherwise incoherent appearance (it would hardly be exaggeration to say that the whole genre of musical analysis developed as an act of advocacy for Beethoven). In the same way, writers on new music either argue that the music is aesthetically attractive even though it might appear otherwise on first acquaintance, or they argue that its aesthetic unattractiveness is integral to its cultural significance (and sometimes, just to make sure, they argue both). Their advocacy is prompted by the increasingly marginalised nature of the music—now even to some extent within academia—and this apologetic function is built into the genre: if you pick a book on new music off the shelf, you expect it to fulfil this role of advocacy, and again the few books that have attacked new music have appeared anomalous against this background. [….]
I’ve noticed that, when I go to conferences or similar events in continental Europe, people make the assumption that, because I’m interested in music, I must have an interest in and commitment to new music; that’s not an expectation about me in particular, but a taken-for-granted assumption about what it means to be seriously engaged in music. (In the UK or the USA, people make no such assumption.) And at least as far as the contributors to the Musicae Scientiae collection were concerned, this revolved not so much around the aesthetic properties of new music as its critical potential. In my book, I referred briefly to critical theory in general and Adorno in particular, as a way of introducing one of the main intellectual strands of the ‘New’ musicology of the 1990s, but I made no direct link between Adorno’s critique and new music. In her commentary, Anne Boissière (2001, p. 32) picked this up, asking why I didn’t discuss ‘the problem of contemporary music which resists consumption’: instead, she complained, I made music sound as if it was just another commodity, and in this way passed up the opportunity to offer ‘a critical analysis of consumer society’. In which case, she asked, ‘what point is there in making reference to Adorno?’: if one’s critique isn’t motivated by moral or political commitment, as Adorno’s was, then what is there to it but nihilism?
Actually, the argument Boissière is putting forward here, and which other contributors also reflected, has a long and rather peculiar history. It originates in the conservative critique of the modern world—the attack on capitalism and consumerism that developed throughout the German-speaking countries in the 19th century (where it was associated with the nostalgic values of an idealised rural past), and fed ultimately into the Nazi creed of ‘blood and soil’.
There are many ripostes to the views of McClary, Taruskin and Cook, just as there are to that of Babbitt, or those advocates of latter day composition-as-research who essentially adhere to his view. In subsequent posts I will consider some of these in more detail.
But for now, I just want to end with a plea for moderation. New music is a niche interest; this much appears very clear, and there is little evidence of such a situation changing. Can we accept this, and move away from both the unmediated and exaggerated claims for its centrality of Babbitt, the hatred and aggression towards dissenters, but also the types of denunciations of McClary, Taruskin and Cook, often clothed in ferocious political language (as with Cook’s attempts to link Boissière to the Nazis, to which I have alluded on here before)?
Those involved in new music who enjoy institutional prestige and economic wherewithal because of existing situations are unlikely to be sympathetic to any view which questions their status. Nor are those who jealously covet such a thing from different fields likely to have any sympathy towards them. Neither of these groups are likely to engage in mature scholarly debate. But such a debate ought to be possible without degenerating into polarised oppositions, including some of those presented above.
During the 2022 conference of the Performance Studies Network, which took place at the University of Surrey from 30 June to 3 July, the news was received of the sad death of musicologist Richard Taruskin (2 April 1945 – 1 July 2022). His writings on performance, especially those collected in the volume Text and Act, have been hugely influential. With this in mind, I had the idea of assembling an impromptu roundtable of scholars present at the conference with an interest in him and his work. This roundtable, which I chaired, took place on the afternoon of Saturday 2 July, featuring Claire Fedoruk, Anthony Gritten, Julian Hellaby, George Kennaway, Lina Navickaite-Martinelli, John Rink and Eva Moreda Rodriguez. It ranged in scope from personal memories and anecdotes, through details of first encounters with his work, to wider scholarly critiques, but also generated a remarkable amount of consensus. The organisers of the conference hope at some point soon to assemble version of the various statements given on the conference website. For now, I am posting here my introductory overview of Taruskin’s life and work, and then my own statement for the roundtable, both with just minor edits and corrections.
Personally, despite many major differences with Taruskin on a range of things, his work was deeply important for me and also for teaching purposes. I only met him once, at the Ultima Festival in Oslo in 2015, where I was performing and he was delivering a lecture. This meeting was very cordial; we also corresponded a little by e-mail, not least in the last months of his life. This correspondence could be both cordial and uncordial! But I would always continue to read every new article or book from him.
The following is my overview of Richard Taruskin’s life and work:
Richard Taruskin was born in New York on 2 April 1945. He grew up in a moderately musical household; his mother taught violin and his father played the piano at an amateur level. He studied cello growing up and went to study at Columbia University in 1965 where he continued from Bachelor’s to Doctoral level, receiving a PhD in historical musicology in 1976, working with musicologist Paul Henry Lang. That he was part of a ‘sixties generation’, a student during that period, is something often overlooked, but I think is significant in terms of various iconoclastic aspects of his subsequent thought and work. He taught at Columbia until 1987, when he was appointed Professor of Music at University of California, Berkeley, where he remained for the rest of his life, eventually becoming Emeritus Professor.
In the earlier stage of his career Taruskin was also active first as a choral conductor, overseeing the Columbia University Collegium Musicum, and making recordings with them and Cappella Nova, such as those of Ockeghem and Byrd. He was also a viola da gamba player and toured as a soloist with Aulos Ensemble through to the late 1980s. As such, he was deeply involved in the early music world, of which he would become one of the leading critics.
Taruskin’s first book was Opera and Drama in Russia: As Preached and Practied in the 1860s (1981), establishing a scholarly basis for this body of work which was then relatively obscure to Anglophone musicians and scholars. His work on Russian music in general, which spanned several centuries of work, would be extended in his collection Musorgsky: Eight Essays and an Epilogue (1992), his mammoth two-volume study of Stravinsky and the Russian Traditions (1996), the important volume of essays Defining Russia Musically: Historical and Hermeneutical Essays (1997), and two later collections of journalistic and academic essays, On Russian Music (2009) and Russian Music at Home and Abroad (2016). He was a prominent protagonist in scholarly debates on such issues as the nature of Chaikovsky’s death, or the veracity of Solomon Volkov’s memoir of Shostakovich, Testimony.
Taruskin was also a journalist and ‘public musicologist’, writing regularly in particularly for The New York Times. Both in this capacity and also as a contributor to scholarly fora, Taruskin wrote regularly on performance and issues relating in particular to historically-informed performance (or ‘authentic performance’ or ‘period performance’, to use two terms now rather out of fashion but still common at the time Taruskin was writing). He was sharply critical of some of the work in this realm, in both musical and methodological terms, with a special focus on the work done by British performers and ensembles, not least Christopher Hogwood and the Academy of Ancient Music. One of his key essays on this subject, ‘The Pastness of the Present and the Presence of the Past’, was collected in an 1988 symposium edited by Nicholas Kenyon, Authenticity and Early Music, and then in 1995 Taruskin collected all his major writings on the subject in a collection entitled Text and Act. Amongst his key arguments were those relating to the fragmentary, ambiguous, contradictory and inconclusive nature of documentary evidence into historical performance, and perhaps most significantly he created a range of dualisms, such as between ‘vitalist’ and ‘geometric’ performance, concluding from this that many supposedly ‘historical’ approaches actually represented modernist aesthetics, especially those associated with the Neue Sachlichkeit and the neo-classical Stravinsky.
Taruskin continued to be a prominent public intellectual throughout his career, generating much attention through wider op-eds and pronouncements on music in public fora, such as his support for the cancellation of a performance of John Adams’ opera The Death of Klinghoffer in 2001, following the attacks of 9/11.
His major later work was undoubtedly the mammoth sole-authored six-volume The Oxford History of Western Music, first published in 2005, when Taruskin was 60. A hugely comprehensive but also highly contentious work, which overhauled all sorts of previous practices for history writing, Taruskin claimed a new dispassion and objectivity for his enterprise, in contrast to earlier writers. I am sure various people will have a variety of views on this type of claim.
For the rest of his life and career, Taruskin’s work was mostly occupied with some new essays and assembling new collections of others, in the volumes The Danger of Music and Other Anti-Utopian Essays, (2008), and Cursed Question: On Music and its Social Practices (2020). Amongst these were a notorious review-article of Cambridge Histories of Nineteenth- and Twentieth-Century Music, ‘Speed Bumps’ (2005) which led to a quite exasperated response by Nicholas Cook. Another important article was ‘The Musical Mystique’ (2007), a review-article of books by Julian Johnson, Joshua Fineberg and Lawrence Kramer all considering the place of classical music today, with quite ferocious critiques of some of these. He was also of course a highly regular conference attendee and guaranteed to enliven proceedings.
The following is the statement I delivered at the roundtable.
I have found myself led towards engagement with Taruskin’s work of various types throughout my own career as performer and musicologist. His work on performance is obviously relevant to me as a scholar of historically-informed performance and performance studies, but also as one whose research has much to do with twentieth-century Germany, in light of Taruskin’s views on that region and its music. Also, when working on issues to do with the historiography of music, I could not fail to engage with Taruskin’s thoughts on that, and the ways in which they inform the Oxford History, not least in terms of new music and its place both in repertoire and music history and pedagogy. But I can say that his models and approaches for nineteenth- and twentieth century music history have had a profound impact on how I write and teach about it. Without them, I would not have had the same inspiration towards teaching a core music history module which tried to move away from technocratic and teleological approaches, focused above all on advances in compositional technique, towards broader approaches which do not overly privilege this line of development and attempt to give equal consideration to musical developments in terms of their social and political context, though in a less didactic fashion than Taruskin. Also, as one who teaches much about nineteenth-century music, not least opera, Taruskin’s writings on that area are regular set readings for my students.
But I want to focus on Taruskin’s thoughts on performance, the bulk of which are contained within Text and Act. He did occasionally return to the subject in some later essays, amongst the most interesting of which I would suggest is ‘Of Kings and Divas’ (1993), collected in The Danger of Music, a review-article of a range of recordings of French baroque music. But to the best of my knowledge Taruskin never wrote or spoke at length about later developments in the fields of performance studies, including the relationship between analysis and performance, ethnomusicological approaches, practice-research and Artistic Research, or the various work emerging from the research clusters in the UK CHARM and CMPCP, especially relating to the study of early recordings. Certainly Taruskin did write on early recordings earlier in his career, but not when the study of them had become a much more extensively developed field of scholarship. The heart of his work on performance has to do with historically-informed performance, the culture of early music, and the ways in which these came to encroach upon the performance of a good deal of mainstream repertoire.
One thing which is striking upon returning to Taruskin on performance, with knowledge of his later writings, is his at least partial advocacy of Adorno’s view (though Adorno was writing in a different time and context), and how strongly his critique of HIP is explicitly related to its anti-German tendencies. He only appears to have engaged with Adorno’s views as found in the essay ‘Bach Defended Against His Devotees’ (1951), not the Theory of Musical Reproduction, which was not available in either German or English at the time of most of Taruskin’s writings on performance.
I do not believe it would be unfair to say that Taruskin held frequently negative views about many things British. His writings on the historically-informed performance movement frequently dealt with the work of the likes of Christopher Hogwood, Roger Norrington, Trevor Pinnock, John Eliot Gardiner and their associated ensembles. He did also, for sure, consider some Austrian, German, Belgian and Dutch early music protagonists, most notably in a piece on the Harnoncourt-Leonhardt series of Bach Cantatas (‘Facing Up, Finally, to Bach’s Dark Vision’ (1991), reproduced in Text and Act), but these were generally treated as the periphery with the British scene as the centre. Taruskin also had little to say about the later growth of HIP elsewhere, especially France (except for in the essay I mentioned before) and Italy.
Yet I believe that the Austrian, Belgian and Dutch early music performance scenes were a central component of the wider international scene for as long as the British, even if some of the associated writings were less familiar to British and American scholars, as few were translated for a long time.
Taruskin’s views on German matters in this context were less wide-reaching; I am not aware of his considering in depth the problematic status of medieval music in Germany after 1945 following its appropriation by parts of the youth movement in the Third Reich. While various movements there which were already active in the 1920s, in regional centres such as Munich, Cologne and Freiburg, continued after 1945 to a limited extent, the growth of many a new Studio für alte Musik went alongside a similar Studio für neue Musik, as a means of resituating a realm of musical activity in a context which, rightly or wrongly, was for a period associated with opposition to fascism. But it is also surely no coincidence that one of the most important German groups for medieval music to be founded in the early post-war era, the Studio der frühen Musik in Munich, was led not by a German but an American, Thomas Binkley.
Taruskin did certainly engage with some aspects of a historically-informed performance and early music movement prior to around the 1960s, but in a fragmentary manner. In this he was no different to plenty of other scholars, but the appearance of Harry Haskell’s The Early Music Revival: A History in 1988 demonstrated the breadth and depth of a movement which can be traced back well into the nineteenth-century. Since Haskell, there has been a wide range of important wider scholarship – such as Katharine Ellis’s work on early music in France in the nineteenth century, Celia Applegate’s study of Mendelssohn and the Bach Revival, James Garratt on the German Palestrina Revival, William Weber’s study of concert programming, or various studies of individual musicians who contributed to revivals of earlier repertoire and performing styles. All of this could contribute to a new comprehensive history to succeed Haskell’s, which would I believe place the questions which Taruskin raises in a more nuanced context.
At the heart of Taruskin’s arguments are the conviction that historicist approaches are part of a modernist project, which he sets in opposition to earlier tendencies. But I believe this argument is founded upon too homogeneous a view of earlier traditions. Taruskin was without question aware of the extent to which Germanic constructions of musical subjectivity had more limited application in other regions in the nineteenth century, but was not prepared to go the extra mile and consider that some of what he constructs as ‘modern’ or ‘neo-classical’ might have deeper historical roots. That Chaikovsky’s neo-classicism might in some ways resemble Stravinsky’s is something I would not have imagined Taruskin denying, but he could have done more to draw the implications of this for a historical model.
Taruskin’s work on performance has certainly had its critics, or those who have presented alternative views. John Butt, in his book Playing with History (2003), offers a quite witty response to Taruskin’s self-presentation as a champion of consumers’ rights as against the ideals of historically-informed performers. Butt conflates this position with an advocacy of market forces, which is not strictly accurate. But nonetheless, he notes that in purely consumer terms, Taruskin’s arguments do not necessarily hold up – as he puts it ‘someone must have bought all those records’ (of Christopher Hogwood). Other important responses to the gauntlets laid down by Taruskin include those of Peter Walls, in his History, Imagination and the Performance of Music (2003), or Bruce Haynes, in his The End of Early Music (2007), which shares some of Taruskin’s view of ‘modernist’ performance. This is presented in an over-homogenised manner, in my opinion, by Haynes, as also by Nicholas Cook and Daniel Leech-Wilkinson, but this view has been challenged by some of the work of Dorottya Fabian. Haynes however creates a tripartite formulation of ‘romantic’, ‘modern’ and ‘period’ styles, the contrast between the second and third of which is at odds with Taruskin’s model. Nick Wilson, in his The Art of Re-Enchantment: Making Early Music in the Modern Age (2013), presents a quite different picture of the early music subculture than that at least implied by Taruskin. More recently Stefan Knapik, in a chapter in The Routledge Research Companion to Modernism in Music (2018) dealing with violin playing has shown how problematic are Taruskin’s dualisms, on the basis of wider reading of treatises.
I would say that Taruskin’s model is both British-centered and also centered upon a particular state of play which existed in the 1970s and 1980s, which is not unnatural as some of his first writings date from this time. We certainly know a good deal more now about ‘modernist’ performance from the early twentieth century, but Taruskin was definitely onto something by making the link with Stravinsky, Hindemith and other early twentieth-century figures, including José Ortega y Gassett or Ezra Pound, not primarily associated with music (referencing Pound’s interest in Arnold Dolmetsch and the particular culture around him and his work). That these and others such as Alfredo Casella, Gian Francesco Malipiero or Carl Orff were very significant in terms of the revival of some Renaissance and Baroque music is clearly documented. Hindemith, amazingly listed by ethnomusicologist Henry Kingsbury as an example of a composer who did not also perform, was not only a leading viola player involved in premieres of works from Webern to Walton, but also a prime moving force in the development of early music at Yale University after his relocation to the United States.
What is described most harshly as the ‘sewing machine’ style of baroque performance in mid-century grew out of some of the objectivist ideals of these composers and their interactions with the interwar early music scene. Adorno’s notorious essay was a response to this, and entirely in line with his own antipathy towards Stravinsky and Hindemith. But performance styles did change, and in some ways the branch of historically-informed performance which developed from this point was in some ways a reaction against this, seeking more nuanced and stylistically aware approaches through excavation of historical data. Taruskin’s all-purpose ‘modernist’ model takes too little account of these changing tendencies. There was of course also the radical shift in the 1970s away from the more ‘counter-cultural’ approach to early music associated with Binkley’s group in Munich, The Early Music Consort of London, and the Clemencic Consort towards the more austere a cappella approach pioneered by British groups in the 1970s, of which Christopher Page was the most eloquent spokesperson. Taruskin considers Page’s work in one essay, ‘High, Sweet, and Loud’ (1987) (reproduced in Text and Act), but does not really filter this shift into his wider arguments. All of these things point to the fact that the early music movement has been – and continues to be – a diffuse and diverse movement. Occasionally Taruskin acknowledges this, as in his contrasting of the ‘crooked’ work of Reinhard Goebel and Musica Antiqua Köln with some of their more ‘straight’ British counterparts, but does not draw the wider implications that would have been possible from a wider and more generous perspective.
What would have strengthened Taruskin’s arguments is the considerable cross-fertilisation between the early and new music worlds in the Netherlands in the 1960s, with common cause found between the likes of conductor and recorder/flute player Franz Brüggen, and the new generation involving individuals such as Louis Andriessen, Reinbert de Leeuw and Misha Mengelberg. All were united in antipathy to what they perceived as a conservative Dutch musical scene with pronounced Germanic elements, and espousing an objectivist style, in part influenced by American jazz and wider aspects of an idealised view of Americana, not dissimilar to the view of the Neue Sachlichkeit and others associated with Amerikanismus in Germany in the 1920s. In this Dutch context we absolutely see a commonality of purpose between those in early and new music, though married to a particular far left politics which I doubt Taruskin would have shared. To be fair, though, much of the information on this period in musical history was little known other than to Dutch specialists until recent work such as that of Robert Adlington, not available at the time Taruskin was writing. But it could fruitfully feed into reevaluations of Taruskin’s arguments.
Part of the problem is Taruskin’s tendency to employ a monolithic view of ‘modernism’, which he knew as well as anyone constituted a heterogenous body of music and aesthetic thought. But the tendency to employ an all-purpose conception of ‘modernism’ as a rhetorical strategy for dismissing musical work, in the process knowing the populist implications of so doing, was a shame. Few now would surely deny that Stravinsky and Schoenberg represented very different musical tendencies, and charged debates between factions associated with either have informed musical discourse since the mid-1920s. But Taruskin was not above associating one with ‘modernism’ and then using this as a stick to beat the other.
Taruskin’s views on many things German, which could translate into blanket remarks about European culture and thought, could have a waspish and xenophobic tint to them (which he would have been the first to condemn if applied to other regions or peoples), akin to the thought of Brexiteers and American neo-conservatives, especially in his later work. For one so unafraid to speak harshly of others, sometimes in ways I believe were ad hominem, Taruskin would cry foul if others did the same. In one article, he presented four of us, J.P.E. Harper-Scott, Christopher Fox, Franklin Cox and myself (all except Cox British), as his arch-opponents, almost as if part of a conspiracy. But I do believe the critiques of all of these were fundamentally about Taruskin’s work. My view may be more generous than some of the others, especially Harper-Scott, though I concur with some aspects of the latter’s critique, especially of Taruskin’s sometimes quite fanatical anti-German pronouncements, such as in ‘Speed Bumps’.
Taruskin’s knowledge of and interest in new music was, by many accounts of those who spoke to him about it at length, considerably more rich and nuanced than one would necessarily discern from some of his writings. He took, for example, a great interest in the work of Belgian pianist and musicologist Luk Vaes in the work of Mauricio Kagel. I regret that he did not write more from this perspective, though can see how it might have seemed uncharacteristic in the context of the wider views he frequently expressed.
Taruskin had a striking ability to identify the fundamental issues at stake in many scholarly and other musical debates without obfuscation. As a result his writing can be very direct and clearly expressed. Furthermore, he did not shy from viewing music in social, historical and political context, including specifically in relation to its meanings today. He was not one simply to take the views of composers or performers at face value, and recognised musicians’ self-fashioning immediately. All of this, from when I first encountered his work, was a breath of fresh air in the context of what I found, and still find in some ways, a rather stultified musical and academic culture in the UK, in which so much depends upon saying the right things to the right people with power rather than entering into more trenchant debate on the basis of conviction, with passive-aggressive demands to conform to prevailing group-think, and where short-term demands of pleasing others can supersede quests for truth.
As time went on and I became more familiar with his work, I came to realise that Taruskin was not however someone with whose work I would associate a balanced examination of evidence and a measured conclusion. The very possibility of moderate conclusions also appeared to elude him. Both of these things are very significant flaws in a scholar, I believe, but also characteristic of a polarised scholarly world. Taruskin was highly critical of others for drawing wide conclusions from fragmentary information, but was far from averse from doing the same himself to ram home points. An example would be his arguments about tempo flexibility in Beethoven Symphonies (in ‘Resisting the Ninth’ (1988-89), in Text and Act), which depend heavily on the account by Anton Schindler, with just token recognition of the various information which points to the unreliability of Schindler as a source. I would contrast this with the thorough examination of the conflicting accounts of Beethoven by Schindler and Carl Czerny in George Barth’s book The Pianist as Orator (1992), which also arrives at a conclusion that some of what Schindler claimed may be correct, but Barth does so on far stronger scholarly grounds.
Nonetheless, I believe Taruskin was a very worthy opponent and without doubt a tremendously significant figure in the landscape of musicology, from whom I will greatly miss the possibility of reading new writings.
For several months, various friends have known about the upcoming departure of Professor J.P.E. Harper-Scott from academia, at the age of 43, to take up a job in the Civil Service. To friends he is Paul, and I will refer to him as that from this point, as I am mourning the loss to the profession not only of a brilliant scholar, but also a close personal friend.
Paul published a ‘farewell blog post’, which has been widely shared on social media. In this, without engaging in any targeted critiques of individual scholars or groups, he identified the heart of the problem with which he no longer wanted to be continuously embroiled: an approach to scholarship which preaches dogma and allows for no dissent from orthodoxies, in drastic opposition to the spirit of critical thought which was what drew him to academia in the first place. He exemplified this with a stark statement (an imaginary one, but definitely of a type with which many will be familiar) about how, on account of the interactions between nineteenth-century music and imperial societies, ‘The classical music canon must be decolonised’ (my emphasis). He followed this with a considerably more nuanced view compared to this dogmatic utterance. Then he noted the necessary consequence which would likely be drawn of the dogmatic statement: that music departments stop teaching Beethoven and Wagner, rather than the alternative he suggests by which such music can be used as a means of understanding more about the social contexts from which they emerged. Then he went on to describe his own sense of joy and liberation upon discovering a lot of such music, coming from a background in which it played almost no part. There was a real sense of sadness in the portrayal of a situation in many quarters in which anyone who dissents from this type of ideology is subject to personalised attacks, shaming, no-platforming, and attempts to have them removed from their posts, and how the dogmatic approach mirrors that found in media, politics and business. This was not a world in which he any longer wished to operate.
At first, Paul’s blog post provoked a lot of expressions of sadness and regret, combined with various individuals imploring musicology to look at itself and how it has got to this state. I certainly recognise quite a bit of what he diagnoses, though some of this is more prominent in the US than the UK, and in the UK it is found in certain quarters much more than others. There is a pronounced divide within the UK sector between the ‘post-92’ institutions (former polytechnics before 1992) which in large measure (with a few exceptions) focus on more vocational teaching of Music Technology, Music Business, Musical Theatre, Popular Music Performance, and so on, and the Russell Group (the elite group of research-intensive institutions) in which there is a greater emphasis on a humanistic approach to the study of a wide historical range of music, ethnomusicology, critical academic study of music and its contexts, analysis, performance practice, and so on. Various institutions fall in neither of these groups, and often combine aspects of both approaches. Many of the Russell Group and mid-ranking institutions have taken on aspects of popular music (notoriously Oxford University’s recent introduction of a part-core module in Global Hip-Hop), music business, in some cases music technology, and so on, integrating these into wider curricula, but there has been less traffic in the other direction. Few outside of conservatoires would be able to complete their studies without at least facing some critical questions about the reasons for a canonical repertoire and especially the role of popular music and non-Western traditions relative to this, but many studying popular music can limit their focus exclusively to such music, usually overwhelmingly from the English-speaking world and from a relatively limited historical period, To engage with older historical popular traditions, or those around the world less deeply indebted to the Anglo-American model, is far more rare. Even within part of the sector, there are more than a few ethnomusicologists who heap down criticism on most things related to Western art musics, its traditions, and associated scholarship, often in deeply impugning, accusatory and denunciatory ways (there are some examples of this in this article, which can be found together with the companion piece ‘When Ethnography becomes Hagiography’ in this book) , but react with horror at even the slightest critique towards their own field. And, as for example expressed in relatively mild form in this exchange following a quite denunciatory radio talk by one professor on ‘Dead White Composers’, there are plenty in academia who will happily dismiss centuries of heterogenous traditions with a few tawdry adjectives (or, in many cases, claiming it to do little more than embody feudal, imperial, racist, misogynistic values – all true in some ways, and of other musics, but far from a nuanced picture) whilst making extravagantly liberatory or emancipatory claims for their own favoured popular musics.
But some of the responses on social media to Paul’s resignation post, including some from academics, exemplified a lot of what he was diagnosing. While a few respectfully questioned some of the arguments made and whether he represented the reality appropriately, others were extremely aggressive, personalised, espousing contempt bordering on hatred, righteous, while others flagrantly misrepresented what Paul’s article actually said, or attempted to undermine his words on ad hominem grounds. Others even claimed that the article caused ‘hurt’, and then felt obliged to denounce it and him as a result. There were no personalised attacks on anyone or any groups in the article, but this was not true of the responses, some of which seemed calculated to cause maximum hurt. This was the unedifying spectacle of a pile-on, and it was deeply disappointing to see some scholars, perhaps the types Paul had in mind when he spoke of those claimed to be ‘generally quite well-meaning’ but not ‘brave’, feel pressure to join in the mobbing.
Paul was clearly a brilliant scholar from the outset. His early work on Elgar (in Edward Elgar: Modernist (Cambridge: Cambridge University Press, 2006), drawing upon his PhD; Elgar: An Extraordinary Life (London: ABRSM, 2007); and the edited collection with Julian Rushton, Elgar Studies (Cambridge: Cambridge University Press, 2007)) made a very significant contribution to a wider body of scholarship drawing the concept of musical ‘modernism’ more broadly than hitherto and highlighting, with the aid of various analytical tools, the ways in which musical strategies, aesthetics, processes, structures and more left an indelible mark even on work not usually considered together with the most radical figures.
He became a full Professor at the relatively early age of his late 30s, and continued to be highly productive, having to his name by the time of leaving academia five sole-authored monographs, several edited volumes, and countless articles and book chapters (an unfinished book comparing neo-Riemannian analysis with Hugo Riemann’s own work will be completed by another scholar). He was also a highly respected, though far from uncritical, mentor to many junior scholars.
The most important aspect of his work, in my view, was his endless exploration of the relationship between music, musicology, and capital. In this he came from a position on the radical left, drawing upon Marxist models of capital, and was very critical of what he saw as much more casual work in which ‘capitalism’ is essentially viewed as synonymous with any system in which goods are bought and sold. Paul, by contrast, examined what he perceived as the ideological complicity of various strands of thinking fashioned as progressive, democratic, anti-elitist, etc., with the interests of capital. His position was made clear in the Preface to The Quilting Points of Musical Modernism (Cambridge and New York: Cambridge University Press, 2012):
But as well as critiquing scholarship on modernism in particular, the book constitutes a broader ideological critique of all manifestations of what could variously be termed postmodern, pluralist, or as Badiou would say democratic materialist musicology. I will therefore make a Leftist case for the possibility of an emancipatory politics that is diametrically opposed to the relativist–cultural sweep of (the bulk of: emphatically not all of) modern ethnomusicology, empirical musicology, musicology of pop music, and all other crypto-capitalist work on what are called musics, by showing how modernist music (on this new dialectical definition) helps to advance our most pressing present concern – to escape the horrors of the present by imagining the transformations of a coming society. (p. xiv)
The following passage indicates his type of argument at full flow:
[Richard] Taruskin’s second suggestion is that ‘cast[ing] aesthetic preferences as moral choices at the dawn of the twenty-first century is an obscenity’. Let us turn this on its head and insist instead that concealing the moral consequence of obfuscated xenophobic–capitalist aesthetic preferences at the start of the twenty-first century is an obscenity. What Taruskin is doing, of course, is to deny the emancipatory potential of classical music – not because he particularly disbelieves it, I expect (he wrote a five-volume history of it, after all) – but because it pleases him argumentatively to assault other musicologists. In parallel, he wants to say that popular classical music is more valuable – which is to say (as he does) more consumable – in the world of late capitalism. But this aesthetic decision in favour of the popular over the recondite has ethical consequences that Taruskin neither admits nor – as is clear from his gruff rejection of any possible link between aesthetic choice and ethical act – would acknowledge. But capitalism has subjects, subjects who are exploited, limited, have their life’s possibilities minutely circumscribed and controlled. Declaring in favour of the popular is fine as far as it goes, but doing so while denying any possibility of a truth-statement that exceeds the definition of the merely popular (that is, ideologically normative) with the intention of tearing apart the prevailing understanding of the situation – which for us today is global neoliberal capitalism – is simultaneously to declare in favour of the dictatorship of Capital, and the impossibility of its revolutionary destruction.
More extended such arguments can be found in the longer passage from this book, a link to which I posted earlier. In general, a good deal of his strongest critiques were directed at a particular Anglo-American ideological viewpoint, now common within musicology, which can loosely be associated with postmodernism, a position of high relativism which remains oblivious to the influence of capital. For myself, while I can no longer subscribe wholly to the type of Marxist thinking with which I once had some sympathies (and especially not the neo-Maoism of Alain Badiou), and believe the relationship between popular art and capital to be somewhat more complex, I do have other sympathies with various of his arguments from a social democratic perspective, one which rejects the untethered reign of market forces and the commodity principle as a fundamental measure of the value of everything, but believes in regulation, a strong public sector (including in the realms of education and culture), progressive taxation and public spending, and also which does not necessarily view the ‘state’ always as a malign and hegemonic force, but one which can equally act as a democratic check on the power of capital and big business. In this post, I have collated some examples of musicologists who are more explicit in appealing to commercial forces and the market as a supposedly emancipatory alternative to other means of cultural production, or sometimes denying there could be any alternative to the former. This is a perfectly legitimate perspective, and one which deserves proper consideration, but there are many obvious reasons to doubt the extent to which such an ideological viewpoint should be associated with the political left.
Paul also repeatedly returned to the issue of Anglo-American xenophobia in musicology. He was not alone in this; even Nicholas Cook, coming from a very different ideological and scholarly perspective from Paul, had reason to criticise what he called ‘the xenophobic essentialism that Taruskin seems on occasion to erect into a historiographical principle’ (Nicholas Cook, ‘Alternative Realities: A Reply to Richard Taruskin’, 19th-Century Music, vol. 30, no. 2 (2006), p. 208; a reply to Richard Taruskin, ‘Review: Speed Bumps’, 19th-Century Music, vol. 29, no. 2 (2005), pp. 185-207). Paul wrote about the ‘E→G→N short circuit’, which he associated especially with Taruskin, whereby Europeans (E) become conflated with Germans (G) which become conflated with Nazis (N). This is rooted within a tradition of neo-conservative thought, which sees American-style capitalist democracy, fascism, or Stalinist communism, with the latter two also seen as very similar in many ways, and European social democracy distrusted and sometimes demonised for its lack of wholehearted embrace of the US model.
Paul’s final book as an academic is The Event of Music History (Woodbridge: The Boydell Press, 2021), some of which I am continuing to process at present, and about which I plan to write a more extended response. In this he sought to address fundamental historiographical questions and the question of what constitutes a ‘subject of music history’. He concentrated critical attention on postmodern theories of history such as those of Hayden White, F.R. Ankersmit, Keith Jenkins or Alun Munslow, as well as a range of alternative models provided within musicology, in particular some outlined by James Hepokoski (in ‘Dahlhaus’s Beethoven-Rossini Stildualismus: Lingering Legacies of the Text-Event Dichotomy’, in The Invention of Beethoven and Rossini: Historiography, Analysis, Criticism, edited Nicholas Mathew and Benjamin Walton (Cambridge and New York: Cambridge University Press, 2013), pp. 15-48). These could be delineated into four categories: (1) a critique of Western European canons and their ideological underpinnings; (2) an attempt to dilute what is perceived as an elitist, anti-democratic and German-centred canon by greater incorporation of Mediterranean opera, performer-centered composition, nationalistic works not traditionally viewed as significant, or types of popular or commercial music; (3) a more pronounced shift away from a German-centered canon towards alternative traditions coming from the opposite side of the ‘Beethoven-Rossini divide’ as articulated by Carl Dahlhaus, so that the likes of Donizetti, Verdi, Paganini or Liszt move to centre stage, while a focus on performance replaces score-based analysis, quite deeply distrusted; (4) more difficult to summarise, but employing the opposition between the ‘drastic’ and the ‘gnostic’ cited by Carolyn Abbate (in ‘Music – Drastic or Gnostic’, Critical Inquiry, vol. 30, no. 3 (2204), pp. 505-36), borrowed from philosopher Vladimir Jankélévitch, focusing above all on musical reception, and valorising the performative/drastic in opposition to the gnostic. Paul examines these in some detail, in all cases critically, and proceeds in the book to engage with the work of Theodor Adorno to a more thorough extent than previously, leading to extended chapters returning to the central figure of Beethoven, the role of analysis in discerning the ‘truth content’ of his works, as well as questioning some reductive models of the relationship of Beethoven’s ‘heroic’ style to the Napoleonic era and so on.
I have significant differences with Paul on many issues. He is deeply invested in Lacanian psychoanalysis, about which I am more sceptical, as I am about some intellectual figures he strongly favours, such as Badiou or Slavoj Žižek. I take a somewhat different view of such issues as the ‘Beethoven-Rossini divide’, and have perhaps greater sympathies with views which believe in a certain decentring of a particular Austro-German canon (and as such, have more time for strategy 2 above, which has informed some of my own teaching), and even with those which make a rather stark valorisation between highly commercially focused music-making and that which exists with some degree of protection from the vagaries of the market. In that respect, I do not so strongly go along with every aspect of Paul’s critique of some of the arguments of Richard Taruskin, even though I also maintain some aspects of this and other critiques of this body of work. Paul is not sympathetic to the most of the field of historically-informed performance, from a position probably closer to that of Pierre Boulez than Taruskin, while I see this field as of huge importance and value. Furthermore, I believe some of Paul’s critiques themselves to be too all-encompassing in nature, though it is important to note, for example, his critique of some work of ethnomusicologist Henry Stobart was balanced by a counter-example taken from another ethnomusicologist, Martin Stokes. While heavily critical of a lot of directions in ethnomusicology, this did not amount to a blanket rejection of this sub-discipline. For myself, I think study of at least one musical tradition from outside of Europe or North America should be an core part of most music curricula, showing students very different musics, social and cultural contexts from those with which they are likely to be familiar, but have a variety of critiques of some methods and ideological positions associated with ethnomusicology.
But I recognise a lot of the tendencies outlined in Paul’s resignation post, especially the level of dogmatism, with bullying, pathologisation and demonisation as an alternative to any attempts at communication, engagement and scholarly critique with those of divergent viewpoints. This is very unbefitting of academia, and the very converse of genuine diversity (which should include ideological diversity) and a spirit of critical thinking. Paul has left behind an important body of work, and numerous other contributions to academic life – for example as an elected trustee of the Society for Music Analysis, like myself, and through his immensely generous work creating and maintaining the Golden Pages, an invaluable resource for all musicologists listing upcoming conferences, dissertation abstracts, citation guides, online resources, university music departments, and more. But he had weathered the storms for as long as he wanted to, and wished (on an entirely voluntary basis) for a career change, also in light of an unhappy situation where cuts were made to his department at Royal Holloway, which was also a key arena for very pitched battles between factions. For my part, I am simply very sad to see the departure of both a friend and a scholar for whom I have the highest respect, even where we disagree. British musicology will be all the poorer without Paul.
I posted earlier my contribution to one component of the City School of Arts and Social Sciences debate on the legacy of Stuart Hall, which I co-convened. Another event within the same online conference was an excellent debate on ‘Classical Music Performance: Meaning and Relevance in Modern Society’, convened by Natalie Tsaldarakis and chaired by Professor Alexander Lingas (City, University of London), which took place on Monday 22 June 2020. The panellists were Natalie Tsaldarakis (City, University of London), myself (City, University of London, Dr Izabela Wagner (University of Warsaw), Professor Ratko Delorko (pianist), Ben Johnson (tenor). The event was stimulated by a lively debate following a tweet from Daniel Leech-Wilkinson, Emeritus Professor at King’s College, University of London.
Of course not. Because classical performance has nothing to say about current concerns. And so cultural commentators think, rightly (sad to say), that it's not their business. More on this in https://t.co/zTchhYU0jjhttps://t.co/shDDOuDsMv
In this year of Beethoven’s 250th anniversary I propose to organise a public debate following the assertion by Dr. Leech-Wilkinson through social media that ‘classical music performance has nothing to say about current concerns’ taken together with his referenced work on the matter (Challenging Performance). Purportedly, the classical performing world as a whole offers approximations of a single idealised performance and rejects deviations, in the process becoming inaccessible to the audience, and finally culturally divorcing itself from current concerns. Thus, this public debate would welcome a balanced discussion about the role, meaning, and relevance of classical music.
It is important that practising professional musicians not working in academia were able to participate in this debate. As I indicate at the beginning of my contribution, academics frequently disparage musicians and the classical music world, but are rarely open to listening to criticism coming from the opposite direction. Leech-Wilkinson was invited to participate in this debate, but declined. One hopes that in the future he will be prepared to subject his views to more scrutiny from beyond circles of like-minded academics.
I am hoping that the video of the full debate will go online soon, and if so, I will post a link to it. Here is my contribution, of which I delivered a slightly abridged version in June.
It is common to hear musicologists passing judgement upon the work and other activities of classical musicians, sometimes in a deprecatory fashion, much less common to hear the reverse. There are various possible explanations for this; amongst the most plausible, I believe, would be that a good deal of contemporary musicology makes relatively little impact upon classical musicians in general, and so some find it insufficiently important or prominent to warrant comment. This is not a happy state of affairs, and there are many ways it can be demonstrated not always to have been the case. Certainly in the field of historical performance there has long been fruitful exchange between scholars and performers. More widely, those who simply draw upon relatively general literature on music to inform their music-making – I am thinking here of general histories or basic analytical work such as are aimed at those who are not academic musicologists, but have a sound general musical training – frequently imbibe the fruits of more detailed scholarly micro-studies which have informed the best of these more general texts. The writings on music of Charles Rosen, whose academic training was as a literary scholar rather than a musicologist, and who only ever held a few short-term fellowships in music departments, would nonetheless have been impossible without his wider knowledge of musicological scholarship, about which he sometimes wrote in more detail.
But while there is in my opinion still plenty of vital scholarship being produced which has at least the potential to be of value to practising musicians, there has been a counter-current for around three decades, a brand of scholarship which frequently seeks to indict numerous varieties of classical music in particular, charging it with colonialism, misogyny, elitism, or at best irrelevance. It is a bizarre spectacle to see such a number of musicologists – a disproportionate number of whom, as the musicologist Paul Harper-Scott has demonstrated, come from very privileged backgrounds in which a sound training in classical music can be taken for granted – spend a large part of their careers trying to do down this realm.[1]
Now, I would never argue that classical music is wholly autonomous of issues of imperialism, gender, race, social division, by any means, but nor do I accept those arguments that would reduce that music primarily or solely to such factors, with a concomitant disdain for any suggestion of musical ‘autonomy’. This direction, far more prevalent in Anglophone musicology than that from elsewhere, has been steered by self-styled ‘new’ musicologists, some ethnomusicologists, sociologists of music, and others who would view the study of classical music as just one relatively small component of cultural studies, its ‘relevance’ to be gauged primarily on the basis of the size of its audiences, by which measure it would become a minor concern compared to commercial pop.
It is in this context that we should consider this now somewhat notorious remark of Daniel Leech-Wilkinson, even though he is not really a figure commonly associated with the ‘new musicology’, nor with other of the factions I mentioned, and was for a long period primarily known as a scholar of medieval music. As I said, a key axiom of ‘new musicology’ (or its British near-counterpart, ‘critical musicology’) is a denial of the possibility that music can, let alone should, exhibit any autonomous features, those which cannot simply be explained by social, ideological or other determinants. Yet even if one believes this to be the case, demonstrating such a degree of determination is a difficult process, because of the nature of the medium, and attempts to do so often fall back upon hugely speculative associations. It is not difficult to see how some choral ode to a monarch is linked to aspects of feudalism and associated ceremony, but much harder to explain every note of it can be deduced from such an ideological viewpoint, even less why some such such works, but not others, have proved to have a lasting appeal long after such monarchs are consigned to history. To argue that Josquin’s masses or Bach’s sacred cantatas or Messiaen’s Vingt regards sur l’enfant Jésus could only ever be meaningful or valuable to those committed to the particular religious beliefs associated with such works would be myopic in the extreme, and I maintain the same is true of much other music written for a particular social function or in a specific cultural context.
But such a view persists in sub-sections of musicology, and frequently takes another modified form, an active disapproval of music considered more abstract or autonomous. This view is not new, for sure, and is rooted in the nineteenth-century opposition between a more autonomous musical ‘romanticism’ and species of ‘realist’ music given to external depiction, such as fuelled opposing factions in the so-called ‘War of the Romantics’. The American musicologist Richard Taruskin in particular has been quite unequivocal in his partisanship in this respect,[2] drawing largely upon terminology largely developed in a musicological context by one of his nemeses, Carl Dahlhaus.[3] Another American musicologist, Lawrence Kramer, concludes some extravagant hermeneutical readings on the basis of relatively slight evidence,[4] but in particular is clear that the condition for music to be meaningful requires some external referent, a position which caused even Taruskin to balk somewhat.[5]
In an article which was in part a critique of Kramer, Rosen said that ‘music has meaning but very little reference’, having previously argued that ‘It is not that music is more autonomous [than literature], but more ambiguous, slippery: it will not allow itself to be caught and pinned down like a novel or even like a poem.’[6] The same could be said of sculpture, or of dance, and for none of these art forms is this a weakness. But for Leech-Wilkinson, it would appear that it is, as revealed through his disparaging tweet copied above.
This attracted a fair amount of charged response from musicians such as Peter Donohoe, Paul McCreesh, Lars Vogt, as can be seen in the thread which followed it, and here:
Does anyone have any idea what this tweet means? I haven’t the remotest; I have read the piece that it links to, and am none the wiser. I just have a strong feeling that the idea that classical music is irrelevant to the modern world and has nothing to say is twaddle. Comments? https://t.co/XMR4WkphyP
It should be noted that Leech-Wilkinson’s comment was itself a response to another tweet by Donohoe bemoaning the lack of mention of classical music in a BBC news item on the grave financial implications of the virus upon the arts. Leech-Wilkinson’s response was widely regarded as a highly insensitive comment at a time when, due to COVID-19, classical musicians and classical music per se are fighting for their very economic survival. An established musicologist, Emeritus Professor at one of the most prestigious of British institutions, King’s College, University of London, occupies at the very least a position of relative power compared to those dependent for their livelihoods on the field he is berating. However, when this was pointed out, Leech-Wilkinson did issue a partial apology in response to McCreesh.
But what would it mean for classical performance to have ‘something to say about current concerns’, specifically the virus? I fear we will soon come across a whole host of lachrymose works with opportunistic titles or dedications, COVID-19 Requiem, ‘To the memory of those we lost to the virus’, Lockdown Lament, and so on, just as many composers rushed to produce works alluding to 9/11.[7] In many cases the music employed might equally have been produced to order for any other traumatic event – and will be interpreted as communicating an emotion of sadness, and thereby ‘tell’ listeners that they should remember how sad this is. Any other critical or aesthetic judgement of the piece may then be viewed as demonstrating some lack of proper sensitivity. It is not difficult to imagine at some future date a theatrically-inclined composer instructing all musicians to wear face masks during their piece (independently of any medical need), while the composer will speak in earnest tones in a pre-concert talk in about the importance of preserving memory and the like.
This is not to say that there cannot be value in music which attempts some wider commentary upon traumatic events – a strong counter-example would be Shostakovich’s settings of Yevgeny Yevtushenko in his Thirteenth Symphony – which generally avoids the type of mawkish sentimentality that can be found in many previous essays in the type of composition I have just described. Shostakovich’s work of course involves a text with vivid subject matter, and so hermeneutical readings are somewhat less contentious than has been the case for some of his purely instrumental works.
Ultimately, however, I do not accept that the primary purpose of music is to do social good, and reject prescriptive talk insisting that it must do so in order to be considered significant, as Leech-Wilkinson’s comment appears to imply. This view is not really so different from that of Victorian moralists such as Leech-Wilkinson’s compatriots John Ruskin or Matthew Arnold, who insisted on a socially edifying role for art.[8] What all appear to fear is the possibility that art may have value through such attributes as opening up new realms of consciousness, sensation, emotion, in ways which cannot be understood simply as an expression of moral philosophy or political dogma.
It is far too early to ascertain any conclusive scholarly data on how and to what extent classical music or other art might have been important to people during the time of COVID-19. All I can point to is that there have been a great many making the most of the small number of streamed videos of concerts, operas and other musical events, and by no means just those in which one might find particular references which can be linked to the current situation.
For the purposes of this debate, I also listened through to Episode 1 of Leech-Wilkinson’s Challenging Performance podcast. This features a mixture of frequent pleas as if from a beleaguered position, evoking some apparently sternly ‘policed’ environment of performance, which a range of comments suggesting an equal wish to ‘police’ this himself. It is hard to escape the conclusion that Leech-Wilkinson, while professing to wish for a more pluralistic culture of performance, is really arguing for one dominated by the aesthetics of the early twentieth-century. There are some quite bizarre claims, for example that only some historically ‘correct’ performances being allowed in conservatoires, which would be belied by conversations with those responsible for teaching historical performance at many conservatoires, frequently marginalised and dismissed by ‘star’ teachers.
Leech-Wilkinson’s examples of the Moonlight Sonata, claiming that both are acceptable in classical music circles, appear to contradict some of his earlier claims. No examples are given of these audience members who apparently hate something because it is ‘incorrect’. Also, when noting that Paderewski plays with the two hands desynchronised, Leech-Wilkinson argues as if this practice were not still employed by a fair range of pianists today, including Tom Beghin in the example he gives! My own observation of a large range of recordings through the course of the century shows that this practice never wholly disappeared, just that some came to use it rather more discreetly than was once more common. But even in Paderewski’s time, there were marked differences of degree as well. I myself regularly employ such a technique, not only between hands but also between parts in the same hand, but so do plenty of others, if not necessarily in such a stark fashion as Paderewski. Whether Paderewski’s style mirrors that of a century earlier, during Beethoven’s lifetime, we can never know for sure, but on the basis of other information which does exist about performance in the early nineteenth-century, it is safe to assume that there were a variety of different practices, as there are today. There is nothing to stop a Presto rendition of the Moonlight Sonata, as we hear on the podcast, if someone thinks it worthwhile – Leech-Wilkinson acts as his own ‘police’ when he declares ‘it works musically’, though I find his criteria narrow, by their rendering tempo as a secondary, even trivial, concern. He is perfectly entitled to his view, but so are some of the other reviewers and commenters on YouTube – it seems as if Leech-Wilkinson wants to ‘police’ them.
Would Paderewski be denied a conservatoire place today? I am not sure that can be answered unequivocally. Were critics and teachers somehow less censorious during Leech-Wilkinson’s golden age? I do not think so, as any survey of critical reception or pedagogical writings from musicians active during that time will show (obvious examples include those of Josef Lhevinne or Heinrich Neuhaus).[9] Furthermore, many would have found themselves pigeonholed on national grounds, explicitly attacked for being Jewish, for being women, with many attributes of their playing directly linked to such things. Very few non-white performers were ever heard in the West, and the opportunities for performers from non-monied backgrounds to achieve performing careers were very considerably fewer. The repertoire performed was very much smaller – works such as Schubert’s late sonatas or many of Liszt’s works or for that matter Bach’s cantatas, save for a small few, were practically unknown. Also – and this is no small point – the number of those prepared to explore earlier instruments, rather than assume that the most modern ones always entailed ‘progress’ in all respects, was very much smaller than today, and those who did occupied a very marginal position in performing culture. We need to remember these aspects of early twentieth-century performing culture, every bit as ‘policed’ as our own if not more so, rather than view it through a rose-tinted rear-view mirror.
If looking for more possibilities than appear to work musically at the moment, Leech-Wilkinson might consider more of the phenomenally creative work going on in early music, for example the medieval ensemble Graindelavoix, the manic virtuosity of some of the Italian baroque groups, or the vast amount of embellishment enacted by Robert Levin in performances of Mozart Concertos, so relentless as to be mannered. I am sure that he is aware of these; the choice to ignore them is one reason I believe his contribution is essentially polemical in nature.
Many of the other points made in the podcast concerning beliefs and aesthetics constitute more straw man arguments. I could add something about where the boundaries might lie in terms of in some sense playing a score,[10] but there is not really time for that. Leech-Wilkinson may have been open to a whole variety of performances of Machaut’s Mass,[11] but I wonder how he would have felt about one in which each part were played on swanee whistles, with most pitches extremely unstable. Everyone has their limits.
Ultimately, I think the majority of this says more about Leech-Wilkinson’s personal projections than about classical music. Furthermore, I do not believe many musicians need his permission to arrive at performances with which they feel pleased and creatively empowered.
[1] See J.P.E. Harper-Scott, ‘Musicology, the Middlebrow, and the Question of Elitism’, in Rethinking Contemporary Musicology: Perspectives on Interdisciplinarity, Skills and Deskilling, edited Ian Pace and Peter Tregear (London: Routledge, forthcoming).
[2] Richard Taruskin, ‘Speed Bumps’, 19th-Century Music, vol. 29, no. 2 (2005), pp. 185-207.
[3] See in particular Carl Dahlhaus, Realism in Nineteenth-Century Music, translated Mary Whittall (Cambridge: Cambridge University Press, 1985). Dahlhaus was not the first to theorise musical realism, for sure – one can find much earlier writings in English by Norman Cazden, ‘Towards a Theory of Realism in Music’, The Journal of Aesthetics and Art Criticism, vol. 10, no. 2 (1951), pp. 135-151, not to mention in the work on socialist realism of Boris Asafiev in the 1930s, specifically his Muzykal’naia Forma Kak Protsess (St Petersburg, 1930) and Intonazia (St Petersburg, 1947). A full translation into English of both of these (viewed as two volumes of a complete work) can be found in James Robert Tull, ‘B.V. Asaf’ev’s Musical Form as a Process: Translation and Commentary (Volumes I-III)’ (PhD thesis, Ohio State University, 1977); commentaries in English on both can be found in Malcolm H. Brown, ‘The Soviet Russian Concepts of “Intonazia” and “Musical Imagery”’, The Musical Quarterly, vol. 60, no. 4 (1974), pp. 557-567; Gordon D. McQuere, ‘Boris Asafiev and Musical Form as a Process’, in Russian Theoertical Thought in Music, edited Gordon D. McQuere (Ann Arbor, MI: UMI Research Press, 1983), pp. 217-252; and Ildar Khannanov, ‘Boris Asafiev’s Intonatsia in the Context of Music Theory of the 21st Century’, Rasprave, vol. 44, no. 2 (2018), pp. 485-501. However, Dahlhaus went further than others before him in viewing nineteenth-century music in terms of a dichotomy of romanticism against realism, such as had long been applied to literature and the visual arts.
[4] See various of the essays in Lawrence Kramer, Music as Cultural Practice, 1800-1900 (Berkeley and Los Angeles, CA and London: University of California Press, 1990); Classical Music and Postmodern Knowledge (Berkeley and Los Angeles, CA and London: University of California Press, 1995) and Musical Meaning: Toward a Critical History (Berkeley and Los Angeles, CA and London: University of California Press, 2002).
[5]Taruskin writes ‘If the value of music lies in the words and the pictures that it prompts, then why not cut out the middleman and go straight for the words and the pictures?’; Richard Taruskin, ‘The Musical Mystique: Defending Classical Music against Its Devotees’, in The Danger of Music and Other Anti-Utopian Essays (Berkeley and Los Angeles, CA and London: University of California Press, 2009), p. 349.
[6] Charles Rosen, ‘The New Musicology’, in Critical Entertainments: Music Old and New (Cambridge, MA and London: Harvard University Press, 2000), p. 270. First published as ‘Music à la Mode’, New York Review of Books, vol. 41, no. 12 (23 June 1994), pp. 55-62, review of books by or edited by Lewis Lockwood, Elaine R. Sisman, James Webster, Susan McClary, Richard Leppert, Ruth A. Solie, Steven Paul Scher, Philip Brett, Elizabeth Wood and Gary C. Thomas.
[8] For a good study of this, see Edward Alexander, Matthew Arnold, John Ruskin, and the Modern Temper (Columbus, OH: Ohio State University Press, 1973).
[9] Josef Lhevinne, Basic Principles in Pianoforte Playing, with a new foreword by Rosina Lhevinne (New York: Dover, 1972); Heinrich Neuhaus, The Art of Piano Playing, translated K.A. Leibovitch (London: Kahn & Averill, 1993).
[10] This is a subject I pursue in my ‘Notation, Time and the Performer’s Relationship to the Score in Contemporary Music’, in Unfolding Time, edited Darla Crispin (Leuven: Leuven University Press, 2009), pp. 151-192.
[11] About which he authored a book: Daniel Leech-Wilkinson, Machaut’s Mass: An Introduction (Oxford: Clarendon Press, 1990).
At this year’s Royal Musical Association annual conference, at the University of Manchester/Royal Northern College of Music, I was very pleased to convene a panel on ‘Rethinking Contemporary Musicologies: Disciplinary Shifts and the Risks of Deskilling’ (12 September 2019). These featured the following speakers and papers:
Larson Powell (University of Missouri, Kansas City, USA): ‘Film-Music Studies between Disciplines’.
Eva Moreda Rodriguez (University of Glasgow): ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’.
Darla M. Crispin (Norwegian Academy of Music, Oslo, Norway): ‘Artistic Research in Music: Brave New World – or Harbinger of Decline?’
Peter Tregear (University of Melbourne, Australia): ‘Telling Tales in (and out of) Music Schools’.
Below, I reproduce my Introduction to the panel in full, then give a detailed account of the first two papers (as some of these are drafts for chapters in the book, I prefer not to reproduce them verbatim). In the second part of this, I will do the same with the other two papers and also give some wider reflections of my own on the very well-attended and constructive event.
Ian Pace, Introduction
Twenty years ago, in 1999, Nicholas Cook and Mark Everist published the co-edited volume Rethinking Music. This followed in the wake of a series of publications now associated with the ‘New Musicology’ from the early 1990s, but the scale of this publication and its appearance from such a major publisher as Oxford University Press indicated how various tendencies had entered the musicological mainstream. Twenty years later, Peter Tregear and I are in the process of co-editing a new volume, Rethinking Contemporary Musicology: Perspectives on Interdisciplinarity, Skills and Deskilling, which will appear from Routledge in 2020. This brings together a range of leading scholars who all offer critical perspectives on both developments in English-speaking academia which were relatively new when Cook/Everist was published and the state of play in more long-established realms of research and teaching. Four of the contributors are here and will be giving papers, most of which relate to their chapters in the book.
I would emphasise that this book deals specifically with English-speaking academia. This is not because of any type of provinciality, let alone any assertion of centrality of Anglophone contributions to the disciplines. Rather, the editors simply feel that the issues at stake in the Anglosphere, while far from homogeneous, are somewhat distinct from those elsewhere, and as such warrant separate consideration.
Amongst the other chapters in the book – this is not an exhaustive list – are Paul Harper-Scott on musicology, the middlebrow and questions of demographics amongst academics, Christopher Wiley on popular music education and the question of specifically musical engagement, Mu-Xuan Lin on body politics and gendered orthodoxies relating to contemporary composition and the ‘New Discipline’, myself on the application of ethnomusicological approaches to the study of Western art music, then Michael Spitzer on the state of musical analysis, Alan Davison on that for music history, Nicole Grimes on neo-liberalism and the study of Western art music, and case studies relating to issues provoked by the work of Richard Taruskin, Nicholas Cook and Georgina Born, written by Frank Cox, me and Joan Arnau Pamiès respectively.
In general, the contributors can be said to share varying degrees of scepticism towards some aspects of such Anglophone musicology which can be said either to have become orthodoxies, or are sufficiently widespread as to be worthy of critical interrogation. In short, it is time to cast a critical eye on what the discipline has become. Key questions which recur in many essays have to do with the demands of interdisciplinarity, especially whether some allegedly interdisciplinary work entails more than a superficial injection of a handful of concepts or buzzwords from other disciplines (as has been argued by Giles Hooper, another contributor to the book) rather than more rigorous engagement, and the complementary issue of ‘deskilling’ of musicology.
The term ‘deskilling’ was coined by Marxist theorist Harry Braverman in his Labor and Monopoly Capital (New York: Monthly Review, 1974) to characterise the lowering of skill levels as part of a process of progressive estrangement and alienation of workers, relating to the division of labour, in the process increasing their dispensability. As musicology has supposedly become more diverse, many of us argue that various core skills and knowledge, not least relating to basic musicianship, notation, familiarity with history and repertoire, and especially theory and analysis, can no longer be assumed on the part of students, graduates, and indeed many academics themselves. This reduces the possibility of broader interactions between those working in different sub-disciplinary areas, and limits the ability of many to contribute to certain types of core curriculum.
What remains, at worst, is an atomised profession permeated by disputes and struggles for territory and power, in place of genuine quests for knowledge, however utopian such ideals might be. Such a situation is exacerbated and in some ways fuelled by neo-liberal reforms to higher education, pitting students as ‘consumers’, creating increased precarity for academics, and importing aspects of market culture as well as ever-growing strata of top-down management. Whilst many of the new musicological tendencies are advocated by those laying claim to ‘progressive’ political causes, at the same time they have often proved most amenable to the strictures of the commercialised university, not least through the post-modernist eschewal of conceptions of truth and knowledge with a degree of autonomy from their social function, in a capitalist society.*
Contributors to the book consider how his situation has come about, what are some of the ideological assumptions which underlie such a predicament, how this has been manifested in certain types of work, and what might be positive alternatives.
*This point may deserve more explanation than I gave in the introduction. My argument here is essentially that concepts of truth and scholarly autonomy and integrity serve as a brake on attempts to enlist academia in the service of the production of good capitalist functionaries. As such, post-modernists who jettison such things, or the likes of William Cheng and his acolytes (see the arguments of Peter Tregear below), facilitate such a process. It is no coincidence that many of these are strong advocates for heavily commercialised forms of music-making.
Larson Powell, ‘Film-Music Studies between Disciplines’.
Professor Powell began by identifying a growth in the field of film music studies in English since the publication of Claudia Gorbman’s Unheard Melodies (Bloomington: Indiana University Press, 1987), but noted the difficulty in defining the field. He cited David Neumeyer, in the introduction to The Oxford Handbook of Film Music Studies, edited Neumeyer (Oxford and New York: Oxford University Press, 2014), on how film music studies are ‘a node between disciplines’ and how scholars ‘have begun to bypass the modes requiring highly specialized musical knowledge and jargon by moving toward sound studies’. Whilst accepting the need for broadening of established musicological methodologies in light of this specific technological context, Powell argued that when links to musicology are loosened, the result is often ‘imprecision and methodological inconsistency’. He cited James Buhler’s discernment (in ‘Ontological, Formal, and Critical Theories of Music and Sound’, in the Oxford Handbook) of three phases in film music theory: (i) the ontological, prior to World War Two; (ii) the methodological, linked to institutionalisation of the discipline, and incorporating structuralism, semiotics and psychoanalysis; and (iii) the ‘field theory’, a looser conglomerate of approaches. Buhler notes that when the term ‘critical theory’ is employed in film music studies, it no longer refers to the hybrid of Marxism and psychoanalysis which characterised the work of the Frankfurt School, but also areas such as poststructuralism, gender and sexuality studies, postcolonialism and race studies, narrative and cultural studies, and so on, without recognising the incompatibility of some of these. Furthermore, the forms of interpretation employed are usually limited to ‘semantic content or associations’, which are notoriously ambiguous.
Powell gave quite a severe critique of Anahid Kassabian’s book Hearing Film: Tracking Identifications in Contemporary Hollywood Film Music (New York and London: Routledge, 2000) (for another critique of a different piece of writing by Kassabian, see my contribution here), not least on account of her (mis-)characterisations of the work of Adorno, which he called ‘schoolbook examples of cultural studies misconceptions’. Kassabian claims that Adorno, Stravinsky and Irwin Bazelon ‘all seem to suggest that music is outside of social relations, pure in some fundamental, ontological way’, which Powell found absurd in light of Adorno’s work such as his Introduction to the Sociology of Music (New York: Seabury Press, 1976; translated by E.B. Ashton from Einleitung in der Musiksoziologie (Frankfurt: Suhrkamp, 1962)). Furthermore, he noted that Kassabian’s ideas of ‘meaning’ were unconstrained by any technical musical engagement, nor by any sociological theory, and amounted to little more than speculation, held up in opposition to a straw-man notion of ‘absolute music’.
Kassabian claims that the relationship between musics and social orders is something that Western society has attempted to repress since the Enlightenment, and in a similar manner, ‘film music constitutes society while being constituted by it’. Powell characterised this as typical of ‘the amateur sociology of cultural studies’ which ‘sees society as an undifferentiated totality’, and uses the simple concept of ‘repression’ to encompass all of the various ‘subsystems of art, economics, morality, politics and law, a central component of theories of modernity’ (I would add that in Marxist terms these constitute key elements of the superstructure). She assumes that her readers share her own prejudices and assumptions, such as that high culture is repressive by its nature, while popular music is an emancipatory force; Powell then demonstrated how some of her claims of ‘our’ identifications with certain music amount to little more than brand recognition, and so ‘scholarship’ becomes little more than registering one’s favourite top 40 tune.
Powell then looked at Emilio Audissino’s Film/Music Analysis: A Film Studies Approach (Basingstoke: Palgrave Macmillan, 2017), which he finds considerably more edifying than the work of Kassabian, but not without methodological problems. Audissino takes more of a neo-formalist approach (this is a school of film studies heavily indebted to the work of Noël Burch, David Bordwell and Kristin Thompson from the early 1980s onwards), and is sceptical towards ‘culturalist analysis’ without ‘some basic grasp and knowledge of the musical art’, though is vague on what the latter might amount to. Audissino rejects a ‘separatist’ view of the visual and aural aspects of a film, presenting as an alternative a view of a film as ‘as an integrated system of elements (say, a soup)’, whereby an analysis should ‘break down the single substance to its single ingredients (tomatoes, salt, oil, etc.)’ Powell was quite amazed by the idea that an integrated system of music and image (like a Wagnerian Gesamtkunstwerk) might be seen as a ‘soup’, and in contrast presented the view from Ludwig von Bertalanaffy’s General System Theory (New York: Braziller, 1968):
A system can be defined as a set of elements standing in interrelations. Interrelation means that elements, p, stand in relations, R, so that the behavior of an element p in R is different from its behavior in another relation, R’.
In a film, a piece of music ‘behaves’ differently to how it would in another film, or a concert hall, argued Powell, but the concept of the system means that its identity is not wholly dissolved in the process, as the metaphor of the soup might imply.
Audissino cites an analysis by Frank Lehman of John Williams’ score to Raiders of the Lost Ark in which a cadence is coordinated with the discovery of the Ark, and is ‘exactly in synch with the sun rays’. But Powell subtly probed the use of the concept of ‘function’ for music in such a context, whereby it implies a teleological view by which a coupling of music and image is required to be ‘effective’ or ‘work’. In contrast to this, Powell suggested that function ought to be a comparison rather than a teleology, and pertinently observed that ‘If one only grasps film music in relation to the image, one cannot imagine what other kinds of music could have been used’. Williams’ music is able to be visually functional by ‘straining the boundaries of tonal functionality’, which Powell compared to the Rückung or harmonic shift identified by Adorno in Schubert or late Beethoven (as discussed in Michael Spitzer, Music as Philosophy: Beethoven’s Late Style (Bloomington and Indianapolis, IN: Indiana University Press, 2006)).
To Powell, Audissino employs a concept of ‘effectiveness’ which is wholly in the ear of the listener, and as such renders a particular acculturated response as something absolute, as does Kassabian when talking about responses to pop music heard on a car radio (which she thinks more ‘natural’ than those experienced in a concert hall). But Powell alluded to a standard practice in film studies of listening to a sequence with the sound turned off and then on, which demonstrates its distinctive role and codes. He maintained that perceived effect (or German Wirkung), while certainly an important consideration, should not be the only one, and called for greater understanding of the craft of writing film scores.
For an alternative approach to the audio-visual relation, Powell looked to semiotics, claiming that this had had relatively little impact upon cultural studies, and differentiating the ‘encoding/decoding’ model bequeathed by Stuart Hall, which Powell felt had more to do with communications theory (I am personally a little unsure about this claim about cultural studies and semiotics in light of the influence of Roland Barthes’ Mythologies (Paris, Editions du Seuil, 1957; translated Annette Lavers as Mythologies (London, Paladin, 1972)) on the former field, though this could be considered some of Barthes’ loosest and most journalistic work, in comparison to his almost exaggeratedly analytical approach to semiotics elsewhere). Drawing upon Christian Metz’s observation (in The Imaginary Signifier, trans. Celia Britton et al. (Bloomington: Indiana University Press, 1982)) that film language ‘possesses a grammar, up to a point, but no vocabulary’, Powell noted how neither Kassabian nor Audissino ‘clearly define the relation of sound to image‘, instead simply ‘leaping straight from music to larger narrative or cultural signification’. He related this problem back to Gorbman and her argument that ‘musical codes’ are always overridden by ‘cultural’ or ‘cinematic’ codes.
Musical semiotics, however, is a rich and pluralist tradition, often at best combined with rhetoric, hermeneutics or pragmatics, as detailed in Michael Spitzer’s Metaphor and Musical Thought (Chicago and London: University of Chicago Press, 2004) and Nicholas Cook’s A Guide to Musical Analysis (London: Dent, 1987). Powell drew various theses from this:
(i) it is very hard to pin down a ‘natural’ or unitary correlation between musical signifier and signified, as ‘Music does not simply ‘transmit’ a signal from sender to receiver’. To assume otherwise reflects the biases of communications studies, in departments of which film scholars are often employed.
(ii) this situation comes about because musical signification cannot exist without associated competencies, as argued by music semiotician Eero Tarasti in Signs of Music (Berlin: De Gruyter, 2002), and also by Kofi Agawu in the related field of topic theory (Playing with Signs: A Semiotic Interpretation of Classical Music (Princeton, NJ and Oxford: Princeton University Press, 1991).
(iii) musical signs cannot be analysed in isolation, as the minimal units of meanings are not simply sounds heard in isolation, but utterances. Scott Murphy (in ‘Transformational Theory and the Analysis of Film Music’, in the OxfordHandbook) has shown this for popular film music scores, using neo-Riemannian theory.
(iv) access to what Jean-Jacques Nattiez (in Music and Discourse: Toward a Semiology ofMusic, translated Carolyn Abbate (Princeton, NJ and London: Princeton University Press, 1990)) calls the ‘musical object’ is not provided by a naïve approach to listening, where the listener hears only what they want to hear. Kassabian and Audissino, in a similar fashion, hear only their own cultural and academic conventions.
Powell advocated recent dissertations by Juan Chattah (‘Semiotics, Pragmatics, and Metaphor in Film Music Analysis’ (Florida State University, 2006)) and Alex Newton (‘Semiotic of Music, Semiotics of Sound, and Film: Toward a Theory of Acousticons’ (University of Texas, 2015)). Newton’s ‘acousticon’ is a new semiotic audiovisual unit, investigated through a combination of musical and visual analysis, while he makes a link to the topic theories of Leonard Ratner, Agawu, and especially Robert Hatten and suggests that film music theory could learn from art-historical iconography and iconology. Powell argued that one might also draw further on Spitzer’s work on musical metaphor and associated scepticism about certain uses of semiotics (when they become ‘a kind of glorified motive-spotting’, like a similar criticism from Nicholas Cook), so as ‘not merely to produce another castle-in-the-sky of system-building that could risk its own problems’.
Eva Moreda Rodriguez, ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’
Dr Moreda Rodriguez began by noting how for over 200 years many have been fascinated by the idea of a global history of music, and how in contemporary times this coincided with moves towards internationalisation in many Anglo-Saxon universities who wish to recruit more international students and also, ‘more recently, to develop broader, more diverse, “decolonized” curriculums’. In this context, she proceeded with a critical examination of three attempts at writing such a history: Mark Hijleh, Towards a Global Music History: Intercultural Convergence, Fusion, and Transformation in the Human Musical History (New York: Routledge, 2019); Philip V. Bohlman (ed.), The Cambridge History of World Music (Cambridge: Cambridge University Press, 2013); and the project ‘Towards a Global Music History’ led by Reinhard Strohm (Oxford University) under the auspices of the Balzan Prize for Musicology.
Moreda Rodriguez also alluded to her own experiences as an ‘international’ academic working at a British university, whose work focuses on her own country of origin, Spain, which is considered somewhat marginal within Western art music. This, she said, had shaped her perceptions of the ‘global’, not least when having to put together grant applications justifying the relevance of her research beyond the community of musicologists working on music in the same time and place. As such, she felt it necessary at least implicitly to engage with the questions underlying these ‘global music history’ projects. Moreda Rodriguez’s principal projects to date have related to music under the Franco regime, which led her towards history and political science, and the national and international nature of fascism; and on the early history of recording technologies, about which she noted that there are many localised non-Anglophone studies, but the more ‘global’ narrative is dominated by US or other English-language sources and issues without acknowledging this.
Hijleh’s book justifies the sole-author narrative by framing itself as a textbook as would be used in a US context, where students take a greater range of foundational, comprehensive courses than in British universities. He also claims that it should be viewed as a gateway for the development of musicianship, in light of which Moreda Rodriguez argued that it should be viewed as a companion to Hijleh’s earlier Towards a Global MusicTheory: Practical Concepts and Methods for the Analysis of Music across Human Cultures (London: Routledge, 2016). She also noted the extent of Hijelh’s interest in music theory, manifested in investigations of the relative role of melody and harmony in different times and places, or issues of tuning and temperament, as well as the development of ‘global regions’ of influence and prominence at various periods in history. While these two axes suggested very promising results, Moreda Rodriguez felt the book to be let down by omissions and overgeneralizations. For example, he treats the Americas as a whole in the period from 1500 to 1920, but after then ‘the Americas’ becomes exclusively the United States. Also, he neglects the crucial years in the formation of a European canon (also the period which saw increased colonisation) with no mention of Bach, Handel, Mozart, Schumann or Schubert, while Hijleh does bring up Jordi Savall and a range of Spanish Renaissance composers, on the grounds of the musical exchanges between Spain and its American colonies in the early modern era. Moreda Rodriguez argued that an equally plausible case could be made for the global reach of Bach, Mozart or Italian opera.
She also hesitantly evoked the concept of ‘music history minus Beethoven’ as recently imagined by Leah Broad, in order to argue for the difficult place where this book is situated, neither wholly a textbook nor a research monograph. It would be unlikely to be of service to first year undergraduates who have only a partial knowledge of some of the musical traditions (though it was not entirely clear why Moreda Rodriguez thought so, though she acknowledge a sensitive tutor could use it productively). Instead, she thought it might have a more polemical aim: specifically to test, in front of other academics, ‘the viability of a single-authored, predominantly narrative music history’. In this, she thought he succeeded to a significant degree.
In contrast with Hijleh, who acknowledges that power in music and power in the real world do not simply mirror one another, Moreda Rodriguez noted how ‘power dynamics and otherness’ are central to the essays in Bohlman’s edited volume, many of which studiously disregard aesthetic and qualitative matters and avoid any engagement with musical detail. As such, the whole history of Western opera (itself undoubtedly something which has had global ramifications, as Moreda Rodriguez pointed out) is simply reduced to a perfunctory mention of its colonial aspects. While the introduction disavows narrative, the chronological ordering of the book – from non-European music during the Antiquity and Medieval Times, through ‘The Enlightenment and world music’s historical turn’, to ‘Music histories of the folk and nation’ – does imply something of the type. Despite various attempts to define ‘world music’, few try to ascertain how this might differ from a global history of music; any such venture is viewed as an academic exercise rather than something which could impact upon the regular work of musicologists. Chapters written from a position of great expertise, such as those of Peter Manuel (‘Musical cultures of mechanical reproduction’) or Bonnie C. Wade (‘Indian music history in the context of global encounters’) are nonetheless both rushed and founded upon too many assumptions to work as introductory texts, but contain too little critical or innovative detail to qualify as research chapters.
Strohm’s project has so far resulted in one edited volume (Strohm (ed.), Studies on a Global History of Music: A Balzan Musicology Project (London: Routledge, 2018)), while two more are in preparation. In his acceptance speech, Strohm expressed his motivation to ‘learn new things on the musical relations between geographical regions and chronological eras’, focusing less on narrative than attempts to ‘explore, through assembled case studies, parameters and terminologies that are suitable to describe a history of many different voices’. As Moreda Rodriguez, noted, at that stage such parameters and terminologies were not yet defined, but the publication and workshops suggest overlaps with the approaches of both Hijleh and Bohlman. She urged, as further outputs are published, investigation of whether these ends have been achieved more efficiently than in existing collections which relate single issues or questions to diverse cultures and contexts, but do not necessarily explore global or transnational issues.
In conclusion, Moreda Rodriguez anticipated the appearance of further such attempts at writing global music history, but also that the search for some ultimate such history will prove elusive. Many of them might reveal less about music history than about ‘the shared assumptions, values and trends embedded in the musicological community at particular moments in time’ as with the contributors to Bohlman’s volume in their ‘attempt to understand world music history under the now-fashionable lens of power dynamics’. As such, such works may be ‘less interesting as product than they are as process’.
On Sunday 11 April at 18:45, on BBC Radio 3, the Sunday Feature will be a programme called ‘Radio Controlled’, looking at the role of radio stations in supporting and promoting new music in Germany. This is based extensively upon my own research and I am interviewed at length for the feature. My work on radio forms part of a wider research project, drawing extensively upon a large amount of archival data and also many German newspapers from the period, into the origins of German (and indeed European) new music in the period from 1945 to 1951, and its earlier provenance during the Weimar Republic and to some extent through the Third Reich.
Some time ago, I figured out to myself that the infrastructure for new music in Europe had its origins in West Germany, in the sense that in that country, before anywhere else, there was a large and elaborate range of festivals, concert series, radio stations broadcasting new music, dedicated journals, newspapers with a range of sympathetic critics, and educational institutions in which modernist composers had teaching positions. Nowadays similar such infrastructures exist, and have done for some decades, in France, Belgium, the Netherlands, Austria, Italy, Spain, Finland and elsewhere, but that in Germany was essentially in place by the early 1950s. Considering how devastated the country was been after the war, with over three-quarters of buildings destroyed in many major cities, this was a remarkable development, which took place very quickly. I was fascinated to explore how and why this could have happened, exactly which types of music were most favoured at the time (not just those that today’s historical filter determines to be important). Other scholars, including historians David Monod, Toby Thacker, Elizabeth Janik and Andreas Linsenmann, had explored wider aspects of post-war German musical life and its reconstruction, but while all had considered new music, none had made this the primary focus of their study.
There have been other historical models applied loosely in this respect: the so-called Stunde null or ‘zero hour’ model, which maintains that in the wake of the devastation of war, Germany had to rebuild itself from scratch. This was equally true of music, necessitating the forging a new language, free of the tainted historical past. Another model, based upon some questionable writings of Frances Stonor Saunders and others, and widely disseminated by Richard Taruskin, maintains that new music was essentially fuelled by the United States and its intelligence agencies, beginning in the occupation era, and the most ‘abstract’ (especially atonal and pointillistic) work was supported in opposition to Soviet ideals of socialist realism, especially following the Zhdanov Decree of 1948. Thus new music was enlisted as a weapon in the cultural Cold War.
Both these models contain grains of truth, but both are also too simplistic. There were a great many continuities of works, styles and personnel in German music before and after 1945. There is also very little evidence of US support for the most radical new music in Germany after the occupation era, though there was certainly a programme in place in the late 1940s to promote US composers, who were mostly contemporary. These were however mostly the likes of Howard Hanson, Aaron Copland, Quincy Porter or Walter Piston. In the 1950s John Cage would visit Germany on several occasions, and his influence was pronounced and sustained, but there is little evidence of this being connected to any wider US government policy or Cold War strategy. The latter was mostly focused elsewhere (the German programme of the leading agency, the Congress for Cultural Freedom, was relatively small and mostly focused upon Berlin) and they promoted neo-classical music and jazz more actively than the far-out achievements of the post-war avant-garde.
What is a much more significant factor, in my view, is the concept of Nachholbedarf (‘catching up’), which was used widely immediately after 1945. This held basically that Germany had been cut off from all significant international and modernist developments in music for a period of 12 years, and so it was now necessary to ‘catch up’. The assumptions entailed here were at most only partially true, however. Whilst the protagonists of one wing of Nazi aesthetic ideology, epitomised by Alfred Rosenberg and his Kampfbund für deutscheKultur , were implacably hostile to modernism in all the arts, others thought differently, as did their counterparts in fascist Italy. Composers such as Bartók and Stravinsky were quite widely performed in Nazi Germany at least up until the early years of the war, while the twelve-tone composer and Schoenberg student Winfried Zillig won great success for a range of operas and took a position as music director in occupied Poznań, in Poland (part of the so-called Warthegau, a region of Poland which was the site of some of the most atrocious racial policies against both Jewish people and Poles at the hands of fanatical ideologue Arthur Greiser). Much has been made of the Entartete Musik exhibition in Düsseldorf in 1938, now and also after 1945, but this was not a large-scale event and was in many ways a personal obsession of the organiser Hans Severus Ziegler. It was not attended by many prominent musicians, and did not impress Joseph Goebbels, who wrote about it in his diaries. There was plenty of international music performed throughout the Reich, though generally from friendly nations. Modern Italian music could be heard regularly, as could Spanish music after 1939, while there were tours from Romanian, Hungarian, Bulgarian musicians, even a reasonable amount of Russian music during the period of the Nazi-Soviet Pact. Japanese conductor Hidemaro Konoye travelled repeatedly to conduct the Berlin Philharmonic Orchestra, and and his score Etenraku (1930), based on a traditional gagaku melody, was played widely throughout the Third Reich and occupied territories. Cultural exchange associations between fascist nations sprung up during the period, while Peter Raabe, head of the Reichsmusikkammer after Richard Strauss’s resignation, essentially subscribed to what is now thought of as a ‘nationalistic cosmopolitics’, favourable towards multiple cultural nationalisms, in opposition to pan-national cosmopolitanism. Raabe was also sympathetic to a fair amount of modernist music. He conducted Schoenberg, Hindemith, Skryabin and others when Generalmusikdirektor in Aachen from 1918 to 1929, and was impressed when he heard Berg’s Wozzeck.
Nonetheless, the assumptions underlying the concept of Nachholbedarf were rarely questioned after 1945, and this argument was used to justify the creation of a range of specialised institutions for new music, gaining financial support from local and state authorities, and the occupying powers, towards this end. Many contemporary institutions for new music were either founded during this period or have their roots there. Furthermore, the US, France and the Soviet Union all had extensive cultural programmes, in large measure devoted to promoting culture from their own countries for a variety of motives (for the US, in part from an inferiority complex, aware of German perceptions that the US was a highly commercialised society lacking high culture; for the French, in order to supplant Germany as the central nation for European culture; for the Soviet Union, in order to promote the purportedly superior possibilities for culture under communism). The UK had a certain programme, but it was relatively modest, and primarily focused upon the press and media, seen as vital in generating a culture of political pluralism.
Furthermore, as has been shown above all in the comprehensive scholarship of Martin Thrun, there was an extremely extensive infrastructure for new music in place during the Weimar Republic. Berlin, Frankfurt, Cologne, Stuttgart, Munich and elsewhere all had extensive cultures of new music – and some of the musical aesthetics entailed a more radical break with the recent past (with widespread opposition to the values of Wagnerism and Imperial Germany prominent especially amongst the Novembergruppe of artists in Berlin) than was the case after 1945. A great many festivals and concert series came and went between 1918 and 1933, some continuing beyond 1933. Radio began in Germany in late 1923, and a few years later stations were commissioning new works of music, and composers exploiting the specific possibilities of the medium.
However, this was a time of huge economic instability, and few of the institutions proved financially stable for this reason. The same situation was naturally true after 1945, especially at the time of currency reform in 1948, in which the introduction of a new currency rendered many people’s savings essentially worthless. However, this is where the role of the radio stations, whose funding was relatively stable due to a licence fee system, is crucial. Many of the most prominent and important festivals and concert series for new music – in Munich, Darmstadt, Frankfurt, Donaueschingen, Baden-Baden, Stuttgart, Heidelberg, Cologne and Hamburg in particular – were supported by radio stations, which gave them a staying power which was rare in the 1920s.
Furthermore, it is vital to consider some of the individuals involved with these radio stations – figures such as Heinrich Strobel at Südwestfunk in Baden-Baden, who did a huge amount to support and promote contemporary French music, Herbert Eimert at the branch of Nordwestdeutscher Rundfunk in Cologne (later Westdeutscher Rundfunk), who founded the electronic music studio in Cologne and was mentor to the young Karlheinz Stockhausen, Eigel Kruttge, the first music director at the same station and later co-founder of the important new music series Musik derZeit,Hans Heinz Stuckenschmidt at Rundfunk im amerikanischen Sektor in Berlin, who presented a range of programmes with quasi-Socratic dialogues between himself and other individuals unsympathetic to new music, Heinz Schröter at Radio Frankfurt, later Hessischer Rundfunk, who developed a major new music festival in Bad Nauheim and then Frankfurt, and was also involved in supporting the courses at Darmstadt, or Herbert Hübner, also at Nordwestdeutscher Rundfunk (later Norddeutscher Rundfunk) but at the central headquarters in Hamburg, who like others created a special late-night series devoted to new music, and from 1951 the series das neue werk, Otto-Erich Schilling at Radio Stuttgart, later Süddeutscher Rundfunk in Stuttgart, or Heinz Pringsheim at Radio Munich, later Bayerischer Rundfunk. All of these figures had a strong commitment to new music, and almost all were appointed to key positions between 1945 and 1946 (Hübner in 1947). Some had very questionable pasts: Schilling, Kruttge and Hübner had been NSDAP members (possibly also Stuckenschmidt, and also certainly his wife, singer Margot Hinnenberg-Lefèbre, though both may have been entered without their consent), as had other influential figures such as composers Wolfgang Fortner, Ernst Lothar von Knorr and Gerhard Frommel, Robert Ruthenfranz, founder of the Wittener Tage für Neue Kammermusikin 1936, Hugo Herrmann, an interim director of the Donaueschinger Musiktage and musical director of other festivals in Konstanz, Trossingen and Tübingen right after the war, pianist Eduard Erdmann, choral expert Siegfried Goslich, who worked at the radio station in Weimar, in the Soviet Zone, after 1945, and from 1948 played a major role in developing new music at Radio Bremen, or electronic music pioneer Werner Meyer-Eppler. Schilling had written an opera based on the anti-semitic propaganda film Jüd Suß and also a cantata beginning with the text ‘Wir hassen den Juden und lieben, was deutsch ist’ (‘We hate the Jews and love that which is German’). Stuckenschmidt and Eimert’s Nazi-era journalism sometimes parroted Nazi propaganda, as did that of Strobel when writing for the Nazi occupation paper Pariser Zeitung, though in Strobel’s case it should be borne in mind that he was married to a Jewish woman and there is good evidence that he made whatever compromises were necessary to protect her.
But in almost all cases the individuals involved with radio found that the occupying powers found them acceptable and were happy to allow them to take up the positions they did. Kruttge was an exception, and removed from his position at an early stage for a period. Why this was depends on individual cases: in some cases there was simply not the time for the military authorities to investigate the fine details of some people’s journalism and employment of Nazi tropes and rhetoric, and this became less and less of a concern as denazification was scaled down and handed over to German authorities, before being brought to an end entirely. In the case of Strobel, who been an opponent of German romanticism and indeed the expressionism of Schoenberg back in the 1920s, the French authorities had plenty of good reason to believe in his Francophile tendencies, notwithstanding his wartime journalism. As such he could be counted upon to support their own cultural agenda, a prediction which proved wholly accurate.
Without the work of these individuals at radio stations, I do not believe that not only avant-garde German composers such as Karlheinz Stockhausen (and arguably less radical composers such as Hans Werner Henze or Giselher Klebe), but also those from elsewhere including Pierre Boulez, Luigi Nono, Bruno Maderna, and indeed John Cage, all of whom were widely performed in West Germany, would have gained the reputation and profile that they did, at least for a period. And their work paved the way for subsequent generations.
‘New music’ is a concept whose roots are in an essay ‘Neue Musik’ published by critic Paul Bekker in 1919, stimulating a wide range of responses through the 1920s), in the sense of a separate realm of musical activity from more ‘mainstream’ classical music, with financial support from sources other than ticket sales and private sponsorship. It is fundamentally a phenomenon borne out of particular historical circumstances in Germany after crushing defeat in 1918 and 1945. This is not the whole picture, for sure, and one should not neglect other parallel developments elsewhere – for example the Festival internazionale di musica contemporanea founded in Venice in 1932 (thus in the midst of the Fascist era), which continues to the present day, or other developments in France, Austria, the UK and elsewhere. But the scale of such a thing was greatest in Germany. What then becomes a difficult question for all of those (including myself) committed to and involved with such a scene, is what is the basis for its continuation, and financial support, now that historical conditions have changed, and the legitimising arguments for the associated infrastructure no longer have the same cogency.
In my last post following the ethnomusicology debate at City University, I gave links to two responses to the event, and also to the position statement by Laudan Nooshin [ADDENDUM: see also the position statement by Michael Spitzer). I will post a more detailed reply to this latter soon, believing it to be disingenuous in various ways and in others to confirm a lot of what I was arguing. But here I just wanted to post a longer section from one text cited briefly by Nooshin, J.P.E. Harper-Scott’s The Quilting Points of Musical Modernism: Revolution, Reaction, and William Walton (Cambridge: Cambridge University Press, 2012). Here I should not hide the fact that Paul Harper-Scott is a friend and someone with whom I have had many discussions about these types of issues, as I have with many other musicologists and others. A good deal of Harper-Scott’s work entails revisionist views of composers and aspects of nineteenth- and twentieth-century history, from a perspective broadly sympathetic to a modernist aesthetic and firmly opposed to the values of late capitalism, from which context he can re-assess figures such as Elgar and Walton, never merely in an over-generalised fashion, but backed up by analytical detail. Quilting Points is a remarkable book with an ambitious scope; I certainly do have some reservations, not least the employment of aspects of Freudian psychoanalysis (a discipline for which I have little time), and some other theorists about whom I have serious doubts, but it is endlessly stimulating and also extremely clearly written, with incisive points springing out from almost every page. Harper-Scott, as a real expert on the music on which he writes, can move from musical detail to social and political context extraordinarily convincingly without relying merely on vague allusions, in a manner which I think many of those whose work I have criticised in my earlier piece would do well to study.
This book is one of the very few which includes a critique of ethnomusicology from an ‘outsider”s position (i.e. one who does not identify as an ethnomusicologist), and I value it especially for that reason. For too long ethnomusicology has sought to present itself as a self-regulating enterprise (often, in my experience, in a jealously defensive fashion), and the lack of proper external scrutiny and critique has in my view enabled some very poor work to sail through PhD examination, peer review, and so on,when ratified by those with an obvious vested interest in so doing. This passage in Harper-Scott’s book is part of a wider critique of various recent Anglophone musicological trends (not least the ‘new musicology’ and the work of Richard Taruskin), many of which he links to a xenophobic Anglo-American variety of late capitalism. I want to quote in full the section ‘Ethnomusicology and pop musicology as class enemies’. This I found very impressive, not least because of my own long-term disdain for Western intellectuals’ romanticising and idealising of massively unequal and reactionary social and cultural practices just because they happen to be in the third world (a legacy of Maoism, an ideology which enforces a conformity to romantic ideals in murderous fashion), an issue touched upon in the commentary by Ben Smith on the debate, and which lies at the heart of a remarkable book I have recently been reading, Leigh Phillips’ Austerity Ecology and the Collapse-Porn Addicts: A Defence of Growth, Progress, Industry and Stuff (Winchester: Zero Books, 2014).
I was also deeply drawn to Harper-Scott’s description of his own class background and readiness to entertain the possibility that a good deal of the liberal grandstanding to be found amongst ethnomusicologists, popular music scholars and new musicologists primarily relates to a conscience-soothing exercise for sons and daughters of privilege feeling a bit guilty for that very reason (just as the Indian Marxist writer Aijaz Ahmad has pointed out how the narrative bequeathed by Edward Said suits the interests of the sons and daughters of the ruling classes in formerly colonised nations, for they definitely need a narrative which takes class out of the equation – see the bottom of this post for the passage in question). I come from a background not so different to Harper-Scott (indeed today our parents live less than a mile from each other in Hartlepool, though are not personally acquainted). I grew up in West Park, Hartlepool, to a reasonably comfortable family, though the circumstances in which my parents themselves grew up were very different – my father was born into deep poverty in 1931, and during the Depression he and his family would be moving house every three months or so in a desperate trek for work; his father found some construction on a huge cooling tower together with a friend during this time and through inappropriate safety regulations watched his friend plunge to his death. Both parents left school at 16; I was the first in this strand of the family to go to university (both my younger sister and I went to Oxford), which naturally was a source of great pride. I learned about music and much else in large measure through the resources available at my local library, before going to music school at age 10. My background is far from typical for a musician (even less typical today than it was in some of the post-war era in the UK), and I have had to fight for it in the face of snobbery and privilege. As such, I feel nothing other than total and utter contempt for the patronising nonsense presented by academics, including some sociologists and ethnomusicologists, who would have denied either Harper-Scott or me the chances we had, by trying to make musical education more ‘relevant’ and ‘inclusive’. One of my greatest joys is when I am able to introduce students of all types of background to many types of music, literature, visual arts, complex ideas, and so on, which they would have been unlikely to encounter otherwise (and will be unlikely to in many university departments if some have their way), and to hear their own individual responses (often very different from my own), and help them gain tools for developing and framing these ideas – and also push them to read and listen widely! – such as facilitates critical perspectives which are based upon detail and real knowledge rather than generalities and stereotypes. In short I want them to have the opportunities I had; this is one of my main reasons for wanting to teach in a university, and I would like to think I achieve this reasonably well. One reason for embarking on a critique of some varieties of ethnomusicology (as well as being shocked by what passed for scholarship in many cases) is the identification of a group of scholars essentially working to deny students much of what I have described, instead using them and curricula as vehicles to flatter those very ethnomusicologists, under the auspices of spurious rhetoric of diversity and relevance, or turning wider deficiencies in British education into virtues. These are worrying trends which can be found in many places.
One factor which Harper-Scott identifies very precisely is the limitations of the empirical mentality of those people who patronise the lower classes (this is one reason why a truly progressive left is in short supply in the empiricist Anglophone world): they can only imagine what has been, can be experienced, not what might be, and thus to what various members of social groups might aspire. In short, they treat the lower classes as another variety of noble savages, just as (as documented in David Cannadine’s Ornamentalism: How the British saw their Empire (London: Allen Lane, 2001)) there is a long history in British society of portraying the poor using similar concepts and categories as used to dehumanise colonial subjects of non-Caucasian ethnicities.
Harper-Scott also touches on another point, in which context he cites Slavoj Žižek, specifically how self-styled Western multiculturalists are happy to tolerate an idealised ‘Other’, and ignore an actual ‘Other’ which might not correspond to many of their preconceptions. As a sceptic about multiculturalism myself (influenced by the thinking of Kenan Malik on this subject), I consider this to be a symptom of an ideology – certainly common amongst plenty of ethnomusicologists and anthropologists – which fetishes culture (especially local cultures) and is blind to the very universal workings of global capitalism and its effects upon peoples and cultures. As Terry Eagleton put it in his pungent critique of Gayatri Spivak (Terry Eagleton, ‘In the Gaudy Supermarket, London Review of Books 21/10 (May 13, 1999), pp. 3-6):
Much post-colonial writing behaves as though the relations between the North and South of the globe were primarily a ‘cultural’ affair, thus allowing literary types to muscle in on rather more weighty matters than insect imagery in the later James. Spivak, by contrast, has a proper scorn for such ‘culturalism’, even if she shares a good many of its assumptions. She does not make the mistake of imagining that an essay on the figure of the woman in A Passage to India is inherently more threatening to the transnational corporations than an inquiry into Thackeray’s use of the semi-colon. The relations between North and South are not primarily about discourse, language or identity but about armaments, commodities, exploitation, migrant labour, debt and drugs; and this study boldly addresses the economic realities which too many post-colonial critics culturalise away.
A ‘culturalist’ view, on the other hand, can lead to some of the most crazy conclusions, such as Germaine Greer’s defence of female genital mutilation, or Julia Kristeva’s of Chinese foot-binding, presented as some beguiling alternative model of feminine physical demeanour (in Des Chinoises (Paris: Editions des femmes, 1974), available in English as About Chinese Women, translated Anita Barrows (London: Marion Boyars, 1977)).
Anyhow, here is ‘Ethnomusicology and pop musicology as class enemies’. Below this is a passage from the conclusion from which the quote by Nooshin comes (‘According to ethnomusicology, the cultures of the non-western world should take intellectual precedence, and those of us who spend our time focusing on Western [classical] music should feel ashamed of ourselves (there is quite an irony in the fact that ethnomusicology, in the UK at least, increasingly attempts to colonize the Western-music syllabuses of our universities’). Nooshin may not ‘recognise the ethnomusicology described here and would be interested to know what it is based on’; I am sure Harper-Scott could provide plenty of examples, as could I (including some of Nooshin’s own work). As regards syllabuses, I wonder how the faculty at the School of Oriental and African Studies would feel if they were made to have a few Western art music historians/analysts on their faculties, who could then insist that the ethnomusicology core curricula must in part be fashioned around their activities and specific interests and expertise? But it is important to see this in the wider context of the critique presented in the book.
I would like to encourage others not simply to adhere to my view on this text, but submit their own thoughts and responses to this and the wider issues, whatever those may be, though keeping such responses focused on the specifics in question and refraining from personal attacks.
4.12 Ethnomusicology and pop musicology as class enemies
‘Henry Stobart’s study of music and potato farming in the Bolivian Andes can be taken as representative of this risk as it manifests itself in ethnomusicology.74 It is certainly not representative of ethnomusicology as a whole, though there are plenty of other ethnomusicologists like Stobart. Nor is the foil I shall use later (some work by Martin Stokes) the only example of an alternative ethnomusicological approach. The exact proportion of these kinds of studies in ethnomusicology is not germane to the theoretical use I am putting this material, which is to demonstrate the possibility for the obscure subject to emerge in this subdiscipline. My arguments may be met by one of three arguments academics habitually wheel out when their field is under attack: the ‘non-articulation’ argument, the ‘one rogue reporter’ argument, and the ‘you can’t read’ argument. The non-articulation argument says that ‘the individual or group you direct your criticisms at is of course profoundly aware of the issues you raise, even if they do not articulate them’. I am at a loss to see why we are to believe that someone has an articulable understanding of anything, if they do not evidence it, particularly when (a) it harms them not to articulate it and (b) there is no bar to them articulating it. The only possible reason for remaining silent in such circumstances is that they must be consciously deciding, perhaps for reasons of intellectual masochism, to bare themselves to attack – in which case they will enjoy what I have to say. The ‘one rogue reporter’ argument (made famous by News International in defending charges of phone hacking at its newspapers; it was plausible until further evidence revealed the alleged abuses to be more or less systemic) says ‘yes, of course, the target you have chosen here is guilty as charged, and if what you say were generally true across the subdiscipline then of course I would agree with you – but this individual is alone in doing this, and as a whole the subdiscipline is sound’. The answer to this is first that Stobart is certainly not alone, and second that even if he were, the existence of even ‘one rogue reporter’ would be sufficient evidence of the possibility of the obscure subject presenting itself within ethnomusicology in terms of the formal theory I am elaborating in this chapter. The third argument, ‘you can’t read’, which implies that the critic fails to understand the subtlety or intellectual context of a position in such a way as to undermine their criticism, is the last resort, and requires rather a lot of support if the mud is to stick. But it is at least the basis of a meaningful discussion, since it requires the rearticulation of the criticized position that explains why the criticism is wrong. I would welcome that.
In Stobart’s study, non-Western music is not only declared to be interesting, to a sympathetic and accustomed Western ear, but – and here a simplistic liberal move that is widespread but not wholly permeating in these disciplines shines through – also to evince an essential authenticity in its production and consumption that is lost, to our great discredit and disadvantage, in the West (this by way of a pseudo-critique of capitalism).75 The tacit contention is that we would all do rather better (morally, not intellectually) as musicologists if we turn away from our Eurocentric focus on Beethoven and so on. The fractured body of modernist works is therefore denied as a focus for study (¬c) and the emancipatory truth claim of modernism is denied (¬ε) and replaced by a new ‘emancipation’ for the West’s neglected Other (in this case, the potato farmers of Bolivia).
Stobart’s essay follows an exemplary democratic-materialist logic. First, six lines into the essay, he reminds us that ‘music is not the universal language that many [implicitly bad] people have often claimed it to be’, paralleling the logic that ‘there are only bodies and languages’, nothing universal in musical experience, but only a multiplicity of musical languages and persons who (re)create and experience it: this is true so far as it goes, but banal. Second, in the very next sentence, he declares with beautiful capitalist ingenuousness: ‘this does not prevent us deriving great pleasure and inspiration from the music of other cultures’.76 This statement has a double edge. On the one hand we are to submit to the superego injunction to enjoy this music: and if it sounds unlovely to an unaccustomed Western ear, Stobart proves his aretē (and his moral worth) by his capacity to love it.77 But on the other hand, the intellectual and material poverty of the farmers whose music this is should inspire us. This is the democratic-materialist manifestation of the (ironically!) disavowed Rousseauian ‘noble savage’. The authenticity of the Bolivian farmers casts our privileged Western consumerism into shameful relief. The paradoxical solution, of course, is for us to buy into the Bolivian culture, by visiting, buying CDs of the music, and so on.
The tale Stobart tells of these farmers’ use of music in the different seasons of the potato-growing year is unquestionably interesting. ‘The pinkillu flutes and kitarra of the growing season are said to call the clouds and rain up from the valleys and to help the crops to grow. In turn the dry season wauqu and siku panpipes blow the clouds away causing clear skies and frosts.’78 The farmers believe it to be vital that they play the right tunes, because both their diet and their livelihood depend utterly on the success of the potato harvest.79 Stobart is careful, early in the essay, to report that the connexion between certain instruments and tunes only has a direct climatic effect according to the beliefs of the locals, but it is essential to the ideological trajectory of the essay that by the end, all the qualifications are removed, and the music does,in all actuality cause the the right weather conditions to produce the successful potato harvest. 80 Here is the kernel of the ‘inspiration’ we are to draw from the Bolivians: their closeness to their natural world has been lost to us, and it is through their musical practices that we see it. We may not return to the subsistence farming they endure (though we may dabble in a 1970s, Good Life-style small-holding lifestyle, cultivate an allotment, or have grubby-looking organic vegetables delivered from local farmers in weekly boxes), but through their music we can approach their perception of the world, and see that ours is neither the only one (which is banally true) nor one that we could hope to universalize (which is wrong, as I shall argue, and is in fact a quintessential manifestation of the obscure subject).
I do not for a moment question the need for the West to rethink its relation to nature, and the positive component of the Bolivian experience here has a basic appeal (though the need to prevent environmental devastation is scarcely a realization that requires the reports from Bolivia to bring it to Western attention). But a nastier failing is also present here: the consequences of a refusal to speak from a universal moral position.81 One of the dances the farmers perform while they think they are aiding the growth of the potatoes involves the circling and ‘trapping’ of the male flute players by a group of women. Stobart interprets the symbolism: ‘it would seem that the dancers represent the soil or mother earth which protects, but also imprisons and ultimately destroys the parent seed potato when it has given birth to the next generation’.82 Considering this comment in the light of Stobart’s final words reveals a rich subtext. For my hosts the potato is no mundane staple, but is an enchanting and magical being whose life is seen in many ways to parallel and enable their own. Potatoes must be loved and cared for, just like human children. This sentiment is expressed through music, song, poetry and dance which, in turn, are some of the ultimate expressions of human feeling. For the people of this highland hamlet, at least, it would seem that the potato must count among the most important organizing principles of musical performance. Or rather, might it be more accurate to say that music is one of the primary expressions of the potato?83
It is easy to itemize the components of this ideological message:
• subsistence farming is not a burden, a stressful hand-to-mouth existence, but a genuine spiritual wonder that rich Westerners might in some ways envy;
• potatoes are like children, and (implicitly) children are one of the greatest things on earth, and the procreation of them is or should be the generic pursuit of all humankind;
• women, whose role is clarified symbolically in the Bolivian dance, are meant to cultivate and destroy: they should as surely be rearing children as the earth produces the potatoes.
This message of the musical and farming practices of these Bolivians is clearly both anti-feminist and pro-natalist in its focus on the reproductive duty of women. And yet, in line with the democratic-materialist refusal to acknowledge a universal moral position, this is never once questioned in Stobart’s essay. I would not accuse him of sympathy with this position, but his intellectual commitment here prevents him from raising an objection (this is the mystery of the ‘non-articulation’ argument). Not even a disarming remark that this focus on women as mere wombs and (even worse) deadly ensnarers and destroyers surfaces in the text, and since by the end of the essay we could be forgiven for thinking that the author believes, with his hosts, that the right tunes bring the right weather, Stobart forces himself into the invidious position of failing to address the unpalatable parts of the ideology of the Bolivian farmers. Are we supposed to tolerate this misogyny merely because it is an expression of an Other who we – nasty imperialist Europeans – are morally forbidden to criticize? This is of course only a single essay, and in other cases, where the misogyny is even more extreme, we might encounter criticism of the Other – but far from demonstrating the consistency of the scholar’s multiculturalist position, that of course reveals its Eurocentric basis. Such a critical form of liberal democratic materialism
tolerates the Other in so far as it is not the real Other, but the aseptic Other of premodern ecological wisdom, fascinating rites, and so on – the moment one is dealing with the real Other (say, of clitoridectomy, of women compelled to wear the veil, of torturing enemies to death . . . ), with the way the Other regulates the specificity of its jouissance, tolerance stops. Significantly, the same multiculturalists who oppose Eurocentrism also, as a rule, oppose the death penalty, dismissing it as a remainder of primitive barbaric customs of vengeance – here, their hidden true Eurocentrism becomes visible.84
Stobart’s silence on the misogyny of the Bolivians is the flip-side of this refusal to tolerate more obnoxious prejudices.85 But his message in the study of the potato farmers is also profoundly, and I am sure unintentionally, neoliberal in an economic sense, which concerns me even more. Where Stobart romanticizes his hosts’ relation to their ‘enchanting and magical’ potatoes, the materialist-dialectical response is to ask fundamental questions:
• Must we tolerate a global economic order in which it is possible that people can live in this subsistence manner?
• Can nothing be done to improve the education of these people, to give them proper scientific understanding of agriculture, so that they can take proper steps to ensure the success of the potato crop on which their entire life depends instead of just playing music and hoping for the best?
In the face of such an ethnographic study, the materialist-dialectical response could never be: well, these people live in this manner, and who am I to judge? The proper response from the Left has to be to universalize from its position of economic and material advantage, to look at the appalling material conditions of these people and, rather than to cherish and preserve (draw ‘inspiration’ from) this way of life, to strive towards the creation of a new world in which it is simply not possible for human beings to live in such precarious economic and dietary conditions. Instead of valorizing forms of life such as this, the response of ethnomusicologists who undertake fieldwork in these situations should be to encourage the rest of the West to make the systemic political changes that are required to lift these people out of their situation, to emancipate rather than to romanticize.
The error in not taking this step is redoubled by the way such relatively rich liberal Westerners use their enthusiasm for these appalling ways of life – which is tantamount to complicity in economic violence against their various Others – as a stick with which to beat their Leftist counterparts on moral grounds. Those Leftists who would like to see the end of these ways of life are of course damned for being Eurocentric imperialist monsters. The cause of this purblindness, I suggest, may be the class experience of the scholars in question. It appears to some members of the congenital middle classes that what the less fortunate majority in their own country or the rest of the world requires is respect and tolerance, rather than a means of escape. To suggest that the poor may wish to escape their poverty is, on this view, to demean them, when the reality is of course that the way to love the poor best is to stop them being poor – in theoretical terms, to break the connexion between their economic situation and their subjective existence. It is precisely this connexion that democratic-materialist musicology sets up by confusing the situation of people with the people in the situation.
As I noted first in Chapter 1, I speak from a radically different experiential position from virtually any academic I know. I used intellect and a set of cultural interests as a means of escape from the doom of living out my life in one of the greatest centres of unemployment and poverty in the country, the colliery-dominated east coast of County Durham, and from the myriad limitations inbred in a family whose education never (before me) progressed beyond the age of 16. I can therefore personally corroborate one of Žižek’s more pertinent observations about the tension between (a) the liberal bourgeoisie’s essentializing conjoining of the poor with their culture and (b) the equal and opposite non-identification of the poor with the material limitations of their existence. Here the critique should be broadened back out from ethnomusicology to include also pop musicology, thus focusing attention on the principal organs of the obscure subject that attempts to occult the truth claims of modernism in music. For just as ethnomusicology can have the unintended effect of commending the cultural practices of economically subject external Others, the pop musicologist (or, in other disciplines, the scholar of mass-market literature, art, and so on) can make a virtue of the cultural practices of the lower social orders, to valorize their educational and economic position and make an inextricable link between it and the people who occupy it. The assumption is that since the majority of people think and behave in certain ways, they must want to do so, and the duty of the privileged elite is therefore to learn to love what the masses love, to hide their privileged cultural forms away. What happens in both these cases is that the scholar fails to perceive the fact that the Other is split in itself – that members of another culture, far from simply identifying with their customs, can acquire a distance towards them and revolt against them – in such cases, reference to the ‘Western’ notion of universal human rights can well serve as the catalyst which sets in motion an authentic protest against the constraints of one’s own culture.86
Proof, if it were needed, was again seen in the Arab Spring of 2011, where far from identifying with their otherized position (‘Arabs seem naturally disposed towards dictatorships or Islamic fundamentalism; we can’t expect them to want our Western democratic values’), the people of Egypt and elsewhere rose up against their governments in pursuit of precisely the democratic freedoms and human rights that their luckier brothers and sisters in the West enjoy. Here was the universal human striving for emancipation, for political freedom, emerging autochthonously from the Other. The suffering of the Bolivian farmers, or of children educated in failing comprehensive schools during the miners’ strike in County Durham, may be worlds away from the immediately life-threatening reality of an attempted revolution, but that does not deprecate them as matters of concern.
Of course ethnomusicology is not blind to this danger of occultation. Resisting this line of thought from within both ethnomusicology and pop musicology are Martin Stokes’s studies of Turkish arabesk, popular music from the 1970s onwards whose critique of official nationalist ideology turns specifically on questions of identity. In arabesk we find another faithful response to the emancipatory truth claims of modernism. Its singers are mostly ‘migrants from a remote and barbarised Turkish “orient”, the Arab speaking and Kurdish regions of south east Anatolia, who occupy the urban spaces between squatter town and metropolitan centres’; they are also often tranvestites and transexuals.87 Far from presenting a uniform and transcendent national Body (C), these internal cultural, economic, and sexual Others more properly epitomize the ‘image of an urban lumpen proletariat dislocated and alienated through labour migration’.88 The quality of the dissenting voices in this music might be more subdued than those of protestors on Tahrir Square – the music ‘calls on listeners to pour another glass of raki, light another cigarette, and curse fate and the world’89 – but it is clearly recognizable. This dissenting quality led to its condemnation by the Turkish state as ‘foreign’ music, its filigree melodic decorations too pan-Arab, the influence of Egyptian film music (Egyptian films were banned in 1948) too strong and obvious, its ‘orientalist sophistication in the use of sitars and rhythmic techniques learned from Indian tabla playing’ and its melodic dependence on Middle Eastern modal theory (makam) both profoundly corrupting, the latter as a remnant of the culturally dangerous pan-Islamic civilization that was an external limit for the young Turkish state.90 Perhaps more treacherous still in political terms, ‘arabesk has pointed to migration and class issues as lying at the heart of Turkey’s social and economic problems’.91
Arabesk singers neither collapse their identities into one imposed by the official ideology (and understood by Westerners to be constitutive of their character as Other) nor, on the other hand, seem to proclaim a wholly universal conception of common humanity that would eradicate the particular nature of their status as internal Other. In short, arabesk neither over-particularizes nor over-universalizes, which is what demonstrates its potential as a resurrection of the universal emancipatory truth of modernism in the particular world of 1970s–90s Turkish experience. This move, essential to maintain the focus on the (disavowed) rift in all human societies, is possible only when scholars refuse to too closely identify people with a particular cultural identity; the alternative is to give the mythical impression of unity which is essential to the ‘all in this together’ ideology of the economic slash-and-burn policies dreamt up by the ruling elite in response to the international capitalist crisis of 2008 onwards.
Where that move is lacking in studies of popular and non-Western music, we therefore witness the declaration of a transcendent body, C, a body of uniformly ‘national’ or at least communal music whose practitioners uniformly compose that body (a body which is both complete and different from us, and cannot be admitted to the general, universal, fractured body, c). The Turkish state broadcasting organization, TRT, proposes just such a ‘transcendence through the characterisation of regional difference in terms of a centralised style of musical performance emphasising the role of the bağlama (a longnecked lute) orchestra, “correct” Turkish pronunciation and vocal techniques associated with the microphone and recording studio rather than unamplified singing’, and so on.92 This appeal to transcendence is just one form of the democratic-materialist insistence that no universalist position may be taken in the face of a legion of (equally transcendent) Others, and consequently that the only morally responsible intellectual possibility is to produce endlessly expanding banal lists of difference: peoples, pop bands, potatoes. And under the democratic-materialist heading for the body C we naturally also, aesthetically rather than (obviously) politically, find the insistence, in the art market, that art’s function is essentially to shock – but not in a truly shocking way, only in a way that will demonstrate the moral superiority of the middle-class consumers of it. In the proclamation of this transcendent body the democratic materialists attempt to drown out any Leftists who might say that Emin’s art is trash, or that the poor of the West or the rest of the world can find an escape route by expanding their minds beyond the narrow cultural experiences they have been exposed to. An internal Other myself, I have nevertheless more than once (by a member of the class that historically subjugated my own within my own country) been accused of ‘imperialism’ for having such a heretical thought in the democratic-materialist world. Once more we can use a Badiouian matheme to summarize the formal structure of this occultation, one which, at its (sadly common) worst, is shrouded in a holier-than-thou sententiousness that threatens to chase politically valuable study of the Western canon – and its focus on the centuries-long unfolding of the project of emancipatory modernity – into oblivion.
C [democratic materialism]⇒(¬ε [no antagonism]⇒¬c [no non-mass art])
————————————————————————–
π [modernist art as ideology critique]
(4.6)
Could there be anything more distasteful than the comfortable bourgeois who wears the clothes and listens to the music of the poor, while living in perfect material security in Highgate, sending his or her children to a high performing local state school whose catchment area prevents the poor from attending, and pointing an accusing finger at new members of their class, escapees from poverty, who want to open up rather than restrict access to the emancipatory potential of humankind’s greatest intellectual and artistic products? For the last and longest rhetorical question of the chapter I reserve my most thunderous and angry no.
A truly Leftist, even communist, musicology extends the emancipatory potential of modernism – in its faithful and reactive forms – to all, not just to the congenital middle classes who have benefited from it and now, under the conditions of postmodern late capitalism, wish to discountenance it for the sake of adopting unreflective multicultural attitudes that are calculated to demonstrate their superior difference from the lower classes. Yet as we have seen, even their obscure subjective response is motivated, albeit negatively, by the eternal communist present that the third sequence of communism will resurrect for a new day. What remains is to discern some of the signs of this resurrection, which can be seized on even in reactionary music – to reveal the political potential of musical works that have traditionally been seen to be regressive.’
(pp. 186-196)
[74] Henry Stobart, ‘Flourishing Horns and Enchanted Tubers: Music and Potatoes in Highland Bolivia’, British Journal of Ethnomusicology 3 (1994): 35–48, doi:10.1080/09681229408567224.
[75] Pop musicology falls foul of the presumption of authenticity too: for a critique see
Elizabeth Eva Leach, ‘Vicars of “Wannabe”: Authenticity and the Spice Girls’, Popular Music 20, no. 2 (2001): 134–67, doi:10.1017/S0261143001001386. The particular form that this error takes in studies of the Western canon is of course in its focus on the authority of the composer. The difference here is, however, that that authenticity is not then taken to extend across the entire range of performers, listeners, and writers who engage with the music. The classic critique of this is Richard Taruskin, ‘The Poietic Fallacy’, Musical Times 145, no. 1886 (2004): 7–34, doi:10.2307/4149092.
[76] Stobart, ‘Flourishing Horns and Enchanted Tubers’, 35.
[77] Here for a moment his aesthetic superiority overlaps with that of the dyed-in-the-wool modernist who is in the rare minority of superbeings capable of enjoying serialism.
[78] Stobart, ‘Flourishing Horns and Enchanted Tubers’, 37.
[79] Ibid., 36.
[80] Cf. the quotations given above with the summary of the research in ibid., 45 and 46.
[81] The irony that liberal thinking of this sort does speak from a universal and Eurocentric moral position in its insistence on universal human rights and the empowerment of the meek is of course seldom if ever acknowledged.
[82] Stobart, ‘Flourishing Horns and Enchanted Tubers’, 43; cf. the return to this symbolism, now expressed as a ‘uterine embrace’, in the summary at ibid., 47.
[83] Stobart, ‘Flourishing Horns and Enchanted Tubers’, 47.
[84] Žižek, The Ticklish Subject, 262–3.
[85] Žižek says of this that ‘the tolerant multiculturalist liberal sometimes tolerates even the most brutal violations of human rights, or is at least reluctant to condemn them, afraid of being accused of imposing one’s own values on to the Other’ (ibid., 263).
[86] Žižek, The Ticklish Subject, 263–4.
[87] Martin Stokes, ‘Islam, the Turkish State and Arabesk’, Popular Music 11, no. 2 (1992): 213, doi:10.1017/S026114300000502X.
[88] Martin Stokes, The Arabesk Debate: Music and Musicians in Modern Turkey, Oxford Studies in Social and Cultural Anthropology (Oxford and New York: Clarendon Press, 1992), 108.
[89] Ibid., 1.
[90] Stokes, ‘Islam, the Turkish State and Arabesk’, 215.
[91] Ibid., 217.
[92] Ibid. This is treated at length in Stokes, The Arabesk Debate. At the same time as they objected, the Turkish state broadcasters of course paradoxically promoted arabesk singers when it suited the capitalist ideology of the state: ‘The lifestyles of the stars, often described in promotional material as the Kings, Queens, Princes and Princesses of arabesk, suggest possibilities of social mobility which are quite unrealistic for most of the population, and obfuscate the processes of class stratification which are continuing to emerge in modern Turkey’ (ibid., 221).
From ‘Afterword: what to do?’
‘The ideological frame of modern musicology, democratic materialism, is seldom brought into the clearing. The revolution of the ‘new musicology’ has bequeathed a proliferating collection of subdisciplines, all of which inevitably vie for position, most of them picking the easy target of ‘elitist’, ‘Eurocentric’, faithful modernism. I share many of my colleagues’ suspicion of the masculinism of some of this music’s champions but am concerned by the political risk posed by attacks on it – and through it, in scholarship on pop music, film music, and particularly ethnomusicology, an attack on Western art music as a whole. Even among musicologists who still work on Western art music there is a tendency to equate canonicity of the major composers of the first two communist sequences (Beethoven, Wagner, the faithful modernists, et al.) with political configurations in the twentieth century’s second communist sequence – essentially, ‘totalitarianism’ understood in the broadest terms.
All attacks on this tradition share the banality of the democratic-materialist mantra: there are only bodies and languages, there is no truth. According to ethnomusicology, the cultures of the non-Western world should take intellectual precedence, and those of us who spend our time focusing on Western music should feel ashamed of ourselves (there is quite an irony in the fact that ethnomusicology, in the UK at least, increasingly attempts to colonize the Western-music syllabuses of our universities); according to pop or film-music scholarship, the ‘democratic’ (read: successfully marketized) forms of music should be examined as a way of valorizing the economically underprivileged (the problem here, as I explained in Chapter 4, is the facile judgement that such listeners have an essential bond with this music, which cannot be broken, and from which they can certainly never dissent); while according to scholars of the Western ‘periphery’, including Britain, Scandinavia, and Russia, there is a danger – sometimes baldly stated as a Nazi danger – of Germanophilia in perpetuating the nineteenth- and early twentieth-century musical canon, and so on. The banality inheres in the conclusion of the mantra: there is no truth. Of course I defend the interests of scholars, musicians, and listeners in all of these traditions, and no ethically responsible musicology could ever sideline or – which is what many people seem to fear – hope to obliterate them: it goes without saying, and therefore need not be said, that the different bodies and languages of the world require fair treatment. But failing to give that fair treatment is precisely the danger that faithful and reactive modernism protects us from, and which these intellectual approaches I have just enumerated – in the form of the obscure subject – are at a particular risk of falling into.1 I have absolutely no desire to reduce the quantity of research published in any of these fields, but as they come increasingly to dominate the discipline it is vital that a strong and politically radical response comes from scholars of modernism. I strongly suggest that modernism continues to offer the best scholarly locus for an emancipatory musicology to develop, though I am delighted when, as in Stokes’s work (cited in Chapter 4), I see it elsewhere.
The neoliberal global economic system may be in its last phase. Its ideology has forced its tentacles into the heart of the universities, the home of those minds – students and their teachers – that are capable of formulating a principled and effective resistance. Academic departments are closing in the UK at an alarming rate and academic research is being pushed into ever more narrowly conceived furrows of ideologically approved ‘impact’. Academics understandably flick jaundiced eyes at the craven managers who increasingly run universities as businesses, exploiting intellectual property for profit’s sake and imposing a neoliberal quilting point in which students show up as consumers
and degrees as commodities that can be sold for better jobs. But it is not only the managers who are colluding with the democratic materialist ideology that threatens the preservation of the commons – the ideology is vibrant in much of the universities’ scholarship too.’
(pp. 251-252)
From Aijaz Ahmad, ‘Orientalism and After: Ambivalence and Metropolitan Location in the Work of Edward Said’, in In Theory: Nations, Classes, Literatures (London: Verso, 1992).
For in one range of formulations, Said’s denunciations of the whole of Western civilization is as extreme and uncompromising as Foucault’s denunciations of the Western episteme or Derrida’s denunciations of the transhistorical Logos; nothing, nothing at all, exists outside epistemic Power, logocentric Thought, Orientalist Discourse- no classes, no gender, not even history; no site of resistance, no accumulated projects of human liberation, since all is Repetition with Difference, all is corruption – specifically Western corruption – and Orientalism always remains the same, only more so with the linear accumulations of time. The Manichaean edge of these visions – Derridean, Foucauldian, Saidian – is quite worthy of Nietzsche himself.
But this vision, in the case of Orientalism, gains further authority from the way it panders to the most sentimental, the most extreme forms of Third-Worldist nationalism. The book says nothing, of course, about any fault of our own, but anything we ourselves could remember – the bloodbath we conducted at the time of Partition, let us say – simply pales in comparison with this other Power which has victimized us and inferiorized us for two thousand five hundred years or more. So uncompromising is this book in its Third-Worldist passion that Marxism itself, which has historically given such sustenance to so many of the anti-imperialist movements of our time, can be dismissed, breezily, as a child of Orientalism and an accomplice of British colonialism. How comforting such visions of one’s own primal and permanent innocence are one can well imagine, because given what actually goes on in our countries, we do need a great deal of comforting.
But it was-not within the so-called ‘Third World’ that the book first appeared. Its global authority is in fact inseparable from the authority of those in the dominant sectors of the metropolitan intelligentsia who first bestowed upon it the status of a modern classic; while, perhaps paradoxically, its most passionate following in the metropolitan countries is within those sectors of the university intelligentsia which either originate in the ethnic minorities or affiliate themselves ideologically with the academic sections of those minorities. In Chapter 2 above, I discussed the connection between the emergence of the category ‘Third World Literature’ and the key changes that occurred in the patterns of immigration from the late 1960s onwards, with substantial numbers of Asian immigrants being based now among the petty-bourgeois and techno-managerial strata. Those who came as graduate students and then joined the faculties, especially in the Humanities and the Social Sciences, tended to come from upper classes in their home countries. In the process of relocating themselves in the metropolitan countries, they needed documents of their assertion, proof that they had always been oppressed. Books that connected oppression with class were not very useful, because they neither came from the working class nor were intending to join that class in their new country. Those who said that majority of the populations in Africa and Asia certainly suffered from colonialism, but that there were also those who benefited from it, were useless, because many of the new professionals who were part of this immigration themselves came from those other families, those other classes, which had been the beneficiaries; Said would pose this question of the beneficiaries of colonialism in very peculiar ways in his invocation of Ranajit Guha, as we shall soon see.
Among critiques that needed to be jettisoned, or at least greatly modified, were the Marxist ones, because Marxists had this habit of speaking about classes, even in Asia and Africa. What the upwardly mobile professionals in this new immigration needed were narratives of oppression that would get them preferential treatment, reserved jobs, higher salaries in the social position they already occupied: namely, as middle-class professionals, mostly male. For such purposes Orientalism was the perfect narrative. When, only slightly later, enough women found themselves in that same position, the category of the ‘Third World female subaltern’ was found highly serviceable. I might add that this latter category is probably not very usable inside India, but the kind of discourse Orientalism assembles certainly has its uses. Communalism, for example, can now be laid entirely at the doors of Orientalism and colonial construction; caste itself can be portrayed as a fabrication primarily of the Population Surveys and Census Reports- Ronald Inden literally does this, 32 and Professor Partha Chatterjee seems poised to do so .. 33 Colonialism is now held responsible nor only for its own cruelties but, conveniently enough, for ours too. Meanwhile, within the metropolitan countries, the emphasis on immigration was continually to strengthen. I have written on one aspect of it in relation to Salman Rushdie, but it is worth mentioning that the same theme surfaces with very major emphases in Said’s latest essays, with far-reaching consequences for his own earlier positions, as we shall see.
The perspectives inaugurated in Orientalism served, in the social self-consciousness and professional assertion of the middle-class immigrant and the ‘ethnic’ intellectual, roughly the same function as the theoretical category of ‘Third World Literature’, arising at roughly the same time, was also to serve. One in fact presumed the other, and between the two the circle was neatly closed. If Orientalism was devoted to demonstrating the bad faith and imperial oppression of all European knowledges, beyond time and history, ‘Third World Literature’ was to be the narrative of authenticity, the counter-canon of truth, good faith, liberation itself. Like the bad faith of European knowledge, the counter-canon of ‘Third World Literature’ had no boundaries – neither of space nor of time, of culture nor of class; a Senegalese novel, a Chinese short story, a song from medieval India, could all be read into the same archive: it was all ‘Third World’. Marx was an ‘Orientalist’ because he was European, but a Tagore novel, patently canonical and hegemonizing inside the Indian cultural context, could be taught in the syllabi of ‘Third World Literature’ as a marginal, non-canonical text, counterposed against ‘Europe’. The homogenizing sweep was evident in both cases, and if cultural nationalism was the overtly flaunted insignia, invocation of ‘race’ was barely below the surface – not just with respect to the United States, which would be logical, but with reference to human history as such. Thus, if ‘Orientalism’ was initially posited as something of an original ontological flaw in the European psyche, Said was eventually to declare: ‘in the relationship between the ruler and the ruled in the imperial or colonial or racial sense, race takes precedence over both class and gender. I have always felt that the problem of emphasis and relative importance took precedence over the need to establish one’s feminist credentials.’34 That contemptuous phrase, ‘establish one’s feminist credentials’, takes care of gender quite definitively, as imperialism itself is collapsed into a ‘racial sense’. In a Nietzschean world, virtually anything is possible.
(pp. 195-197).
[32] See my ‘Between Orientalism and Historicism: Anthropological Knowledge of lndia’ Studies in History vol. 7, no. 1, (New Delhi 1991) for detailed comments on Ronald lnden’s Imagining India (Oxford: Basil Blackwell, 1991).
[33] See Panha Chatterjee, ‘Caste and Subaltern Consciousness’, in Ranjic Guha, ed., Subaltern Studies, vol. VI (Delhi: Oxford University Press, 1989).
[34] ‘Media, Margins and Modernity: Raymond Williams and Edward Said’, Appendix to
Raymond Williams, The Politics of Modernism: Against the New Conformists, (London: Verso,
1989), pp. 196-7 The transcript of that public discussion- and, indeed, the whole book ends on that sentence about ‘feminist credentials’
Since its appearance in 2005, there have been more than a few words written about Richard Taruskin’s mammoth six-volume Oxford History of Western Music, likely to be a key text in music history for a long time. But not many of the reviews or other articles have looked in detail and critically at a good deal of Taruskin’s underlying assumptions, ideologies, exalted claims made for the work, hidden agendas, and so on. A few that have would include Gary Tomlinson, ‘Monumental Musicology’, Journal of the Royal Musical Association , Vol. 132, Part 2 (2007), pp . 349-374, and also, interestingly, Susan McClary, ‘The World According to Taruskin’, Music and Letters, Vol. 87, No. 3 (2006), pp. 408-415; there is also a blog created by grad students Mark Samples and Zach Wallmark dealing with their reading through the whole work here.
A new article which does indeed do these things has been placed on the online Search magazine, by composer and cellist Franklin Cox. It can be read here – http://www.searchnewmusic.org/cox_review.pdf
I would really welcome all comments and thoughts emerging from this article, as part of a wider discussion of music history and historiography.