My contribution to the debate on ‘Authoritarian Populism and Impure Futures: The Legacy of Stuart Hall’

On Tuesday 23 June 2020, as part of the City School of Arts and Social Sciences Online Festival of Research, a public debate was hosted entitled ‘Authoritarian Populism and Impure Futures: The Legacy of Stuart Hall’, co-convened by Professor Chris Rojek, of the Department of Sociology (author of Stuart Hall (Cambridge: Polity Press, 2003)), and myself. It was chaired by Professor Sylvia Walby, also from Sociology. Chris and I both featured as panellists, alongside Dr Jessica Evans, of the Open University; Dr Ajmal Hussain of the University of Manchester and Professor Jim McGuigan, Professor of Cultural Studies at Loughborough University. Unfortunately Professor McGuigan had some microphone problems so was unable to speak, but was there in spirit. My own contribution, below, was quite deeply informed by some of the work of McGuigan.

A short report on the debate can be found here , and we hope to place the video of the debate online soon – I will post a link when it is up. This is a slightly longer version of the text I delivered, with minor edits. It was adapted in part from sections of a paper I gave in 2018 on ‘The Populist Turn in Musicological Scholarship and the Retreat from Social Democratic Cultural Production, in which I placed the thought of Hall and others in the context of the debates on artistic autonomy in the Weimar Republic, the attack on forms of European protectionism and subsidy espoused by Woodrow Wilson in his ‘fourteen points’ formulated in January 1918, many of them authored by Walter Lippmann, known for his work on the manipulation of public opinion (which he did not view pejoratively), and from whom the term ‘manufacturing consent’ originates, as well as the relentless lionisation of commerce and market-driven musical production by many figures associated with contemporary musicology.

Populism is a vivid phenomenon in contemporary politics, witnessed in such figures as Donald Trump, Boris Johnson, Nigel Farage, Viktor Orban, Jair Bolsonaro, Narendra Modi and others. It is not necessarily an especially new phenomenon, but it has certainly been theorised more extensively in its own right than previously. Stuart Hall was undoubtedly an early contributor to this branch of political analysis, anticipated in some of the collectively authored volume Policing the Crisis (1978). In this volume, he and others considered such matters as the creation of ‘moral panics’, or the ability of a figure like Enoch Powell to appeal to some base racial nationalism amongst working-class people, as witnessed through the dockers who marched in support of Powell following his ‘Rivers of Blood’ speech. Hall himself arrived at the term ‘authoritarian populism’ slightly afterwards, according to him through reading the final section of Nicos Poulantzas’s book on State, Power, Socialism, about the growth of state control and decline of democratic institutions and civil liberties. Poulantzas viewed this as a type of ‘authoritarian statism’, an explanation which Hall nonetheless found unsatisfactory, because it took insufficient account of the extent to which advanced capitalist democracies appealed to popular consent for their policies, and achieved some legitimation in the process. As a result, he substituted the term ‘authoritarian populism’, an idea which was developed further in the important work of Margaret Canovan.

However, I wish to argue is that as Hall’s own thought developed in certain directions, he was unable to resist a populism of his own, which I believe undermined some of his earlier positions. I also want to say here how pleased I am to meet – at least in the online sense – Jim McGuigan, whose work on Cultural Populism (London: Routledge, 1992) has had a significant influence on my own thought on populism in musical and musicological thought.

In early post-war Britain, the influence of thinkers associated with ‘Western Marxism’, including the Frankfurt School, Ernst Bloch, Walter Benjamin, György Lukács, Siegfried Kracauer, Galvano della Volpe, or indeed for a long time Antonio Gramsci, was relatively minimal on the left, by which I mean those to the left of the Labour Party. As such, there was less engagement on such a left’s part with issues of culture and consciousness, a more accepting view of forms of collectivism ‘from above’ combined with somewhat idealised views of the proletariat, and as such a strong tendency towards Stalinism. At the same time, the same era saw the height of various progressive developments resulting from benevolent attitudes from above, which originated in the late nineteenth century. These included the growth of the welfare state, of state education with the Fisher Act of 1918 and then the Butler Act of 1944, the foundation of the Arts Council in 1940, and its flowering in the post-war era, especially during the 1960s, a degree of increased openness to European modernist culture after 1945, not least in architecture, where a series of architects inspired by the likes of Le Corbusier and Mies van der Rohe were charged with rebuilding bombed cities after 1945. Equally important was the role of the BBC as a sponsor and promoter of culture markedly distancing itself from commercial television and advertising.

The same era saw a new confrontation with commercial culture from the United States, which stimulated the growth of contemporary cultural studies. Richard Hoggart, in his 1957 book The Uses of Literacy (London: Pelican, 1958), contrasted new trends in American popular music with older forms of working class song. Whilst recognising the potential for nostalgic idealisation of the latter, he still saw in the former a high degree of standardisation, sentimentality, and appeal to a restricted and familiar range of emotions. Like Adorno and others before him, Hoggart identified the changes in music resulting from the relatively anonymous nature of mass production and the division of labour. The work of Raymond Williams, who in some ways bridged the worlds of Hoggart and of Hall, was of a related nature. Williams was highly critical of the bourgeois culture he encountered as a working-class boy from Wales, and the implied denigration of forms of working-class culture. But at least in his work from the 1950s, he did not necessarily see American commercial culture as the route to liberation. While neither Hoggart nor Williams adhered to an Arnoldian view of culture as a civilising force for the masses, by any means, neither were they starry-eyed about the top-down culture of American capitalism, though Williams’ position in this respect arguably shifted over the years.

When Stuart Hall took over as director of the Birmingham School of Contemporary Cultural Studies in 1969, founded 5 years earlier by Hoggart, there was a gradual but marked shift away from the outlook of Hoggart and in some ways Williams. Significant in this respect is one of Hall’s most lasting intellectual legacies, the model of ‘encoding/decoding’ as set out in his 1973 essay. Looking at television culture, he proposed that certain messages were ‘encoded’ in the work by its producers, but that audiences ‘decoded’ others. This was not however in Hall’s view a passive process, whereby the messages decoded were simply what the producers wished, and much depended upon the background of the consumers and their own priorities and ideologies. Hall framed this in terms of production, circulation, use and reproduction. In the emphasis placed upon the agency of the recipient and their ability to ‘decode’ such work. This stood in stark opposition to the model of culture which had grown in the preceding decades from the Frankfurt School, which tended to stress the successful use of mass communications as a weapon of manipulation, as in Theodor Adorno’s writings on horoscopes or charismatic preachers encountered during his time in the United States. Equally it was at odds with the model of the ‘consciousness industry’ or ‘mind industry’ developed by the German writer Hans Magnus Enzensberger in the 1960s, somewhat distinct from Adorno and Horkheimer’s ‘culture industry’. Enzensberger felt the latter placed too much emphasis on culture, in line with the priorities and interests of its protagonists. He argued instead that the previous century had witnessed a process whereby the ruling classes instilled a certain mode of consciousness amongst other citizens in a society through the mass media, education and other means. This was made possible by increased leisure time and mass production of consumer goods, all of which created sites for ruling class interests to manipulate others. Unlike Adorno, Enzensberger saw little possibility for critical resistance, as intellectuals were part of this whole process. Where this leaves Enzensberger’s own work is rather a difficult question.

The work of Hall and others on cultural studies have been labelled ‘cultural Marxism’, both by old-fashioned conservatives but also in the major study of the Birmingham School, Dennis Dworkin’s Cultural Marxism in Postwar Britain: History, the New Left, and the Origins of Cultural Studies (Durham and London: Duke University Press, 1997) is already mistitled, in my opinion, taking its cue from the volume edited by Cary Nelson and Lawrence Grossberg, Marxism and the Interpretation of Culture (Urbana and Chicago, IL: University of Illinois Press, 1988), which came out of an 1983 conference. Whilst various contributors to this were serious about their engagement with Marx, the volume contains an interview with Hall (linked to his article ‘The Toad in the Garden: Thatcherism among the Theorists’) which makes clear how far he was moving away from Marxism, and especially its focus on economic factors. Hall had certainly written at length on some of Marx’s original writings, but rightly set himself against a reductive view of the relationship between base and superstructure adhered to by vulgar Marxists and Stalinists.

But a wider shift of direction on Hall’s part was signified most clearly in a 1981 essay, ‘Notes on Deconstructing “The Popular”’ (in People’s History and Socialist History, edited Raphael Samuel (London: Routledge and Kegan Paul, 1981), also reproduced in Cultural Resistance Reader, edited Stuart Duncombe (London: Verso, 2002)), from which point I identify the move towards a populism of his own. Considering the period from the 1880s to the 1920s, Hall had little time for the idea of a ‘separate, autonomous, “authentic” layer of working class culture’ as he felt most things like that ‘are saturated by popular imperialism’. To Hall, this could not be ‘authentic’, but must be ‘the culture of a dominated class which, despite its complex interior formations and differentiations, stood in a very particular relation to a major restructuring of capital; which itself stood in a peculiar relation to the rest of the world; a people bound by the most complex ties to a changing set of material relations and conditions; who managed somehow to construct “a culture” which remained untouched by the most powerful dominant ideology – popular imperialism?’

So far, I think Hall’s point is valid, but he went on to argue against those socialists who were sceptical of ways in which working people consumed commercial culture , and the concomitant view of ‘false consciousness’:

Take the most common-sense meaning [of the word ‘popular’]: the things which are said to be ‘popular’ because masses of people listen to them, buy them, read them, consume them, and seem to enjoy them to the full. This is the ’market’ or commercial definition of the term: the one which brings socialists out in spots. It is quite rightly associated with the manipulation and debasement of the culture of the people. In one sense, it is the direct opposite of the way I have been using the word earlier. I have, though, two reservations about entirely dispensing with this meaning, unsatisfactory as it is.

First, if it is true that, in the twentieth century, vast numbers of people do consume and even indeed enjoy the cultural products of our modern cultural industry, then it follows that very substantial numbers of working people must be included within the audiences for such products. Now, if the forms and relationships, on which participation in this sort of commercially provided ’culture’ depend, are purely manipulative and debased, then the people who consume and enjoy them must either be themselves debased by these activities or else living in a permanent state of ’false consciousness’. They must be ’cultural dopes’ who can’t tell that what they are being fed is an up-dated form of the opium of the people. That judgment may make us feel right, decent and self-satisfied about our denunciations of the agents of mass manipulation and deception – the capitalist cultural industries: but I don’t know that it is a view which can survive for long as an adequate account of cultural relationships; and even less as a socialist perspective on the culture and nature of the working class. Ultimately, the notion of the people as a purely passive, outline force is a deeply unsocialist perspective.

Hall went on to acknowledge that commercial popular culture could be manipulative, but was more concerned about any claims made for the autonomy of alternative forms of popular culture. I believe his seemingly moderate point is anything but that, and itself ‘unsocialist’ in ways which bring it close to postmodernist thinking.

Hall’s appropriation of two Marxist thinkers is fundamental in this respect. One is Antonio Gramsci, and his concept of egemonia or hegemony, involving the role which intellectuals play in disseminating dominant ideologies throughout society, on the basis of the prestige and confidence they hold through their position:

What we can do, for the moment, is to fix two major superstructural “levels” : the one that can be called “civil society”, that is the ensemble of organisms commonly called “private”, and that of “political society” or “the State”. These two levels correspond on the one hand to the function of “hegemony” which the dominant group exercises throughout society and on the other hand to that of “direct domination” or command exercised through the State and ”juridical” government. The functions in question are precisely organisational and connective. The intellectuals are the dominant group’s “deputies” exercising the subaltern functions of social hegemony and political government. These comprise:

  1. The “spontaneous” consent given by the great masses of the population to the general direction imposed on social life by the dominant fundamental group ; this consent is “historically” caused by the prestige (and consequent confidence) which the dominant group enjoys because of its position and function in the world of production.
  2. The apparatus of state coercive power which “legally” enforces discipline on those groups who do not “consent” either actively or passively. This apparatus is, however, constituted for the whole of society in anticipation of moments of crisis.

(Antonio Gramsci, ‘The Intellectuals’, in Selections from the Prison Notebooks, edited and translated Quintin Hoare and Geoffrey Nowell Smith (New York: International Publishers, 1981)).

Hegemony is a vital concept and intimately linked with those of either the ‘culture industry’ or of ‘manufacturing consent’. Gramsci uses the term sometimes in this respect, others simply to refer to explicit power from above, as with the power of one regionality (for example, Florence) to dominate others, and force them to conform to certain cultural norms – this was how a form of Tuscan speech became standard Italian. Elsewhere in the Prison Notebooks Gramsci also uses the term to refer to the domination of ruling class ideas of laissez-faire liberalism, an argument which resembles the later views of Enzensberger.

But the term has come to be used by some in cultural studies to refer to any set of aesthetic or intellectual values which are at odds with something construed as popular taste. In this sense, teaching a foreign language to young people who might not have expressed any particular desire to learn it, or teaching something about various forms of West African music to white Western teenagers, or even encouraging some to eat a more balanced diet than might be obtained from fast food outlets – or for that matter attempting to challenge young people on ideas which may be prevalent amongst their peer group, whether those might be forms of white supremacy, or misogynistic views of white early-teenage girls as one step away from prostitutes – all constitute some form of hegemony. In short, this view opposes education.

My reference to fast food outlets is not arbitrary, as I have in mind Marie Gillespie’s book Television, Ethnicity and Cultural Change (London and New York: Routledge, 1995), an ethnographic study of a South Asian diaspora community in Southall, London, in which she talks about parents having a ‘hierarchy of values attached to different foods’, when they encourage them to eat dal, saag, subji (a vegetable curry) or roti, as opposed to food from McDonald’s, KFC, Coca-Cola and so on, and comes close to endorsing the view of some teenagers that such products might entail some form of emancipation and global youth culture, a view embodied in the classic Coca-Cola advert featuring the song ‘I’d like to teach the world to sing’.

Hall’s view, as I relate it to education, is also bolstered by the writings of another of Hall’s ideological heroes, Louis Althusser, who in his 1970 essay ‘Idéologie et appareils idéologiques d’Etat’ (Ideology and Ideological State Apparatuses) (published in Lenin and Philosophy and Other Essays, translated Andy Blunden (London: New Left Books, 1971)) wrote that:

…the school (but also other State institutions like the Church, or other apparatuses like the Army) teaches ‘know-how’, but in forms which ensure subjection to the ruling ideology or the mastery of its ‘practice’. All the agents of production, exploitation and repression, not to speak of the ‘professionals of ideology’ (Marx), must in one way or another be ‘steeped’ in this ideology in order to perform their tasks ‘conscientiously’ – the tasks of the exploited (the proletarians), of the exploiters (the capitalists), of the exploiters’ auxiliaries (the managers), or of the high priests of the ruling ideology (its ‘functionaries’), etc.’ The possibility that schools and teachers might at least be trying to do something else more positive in their work is entirely ruled out.

Gramsci, however, in 1919 (in ‘[Communism and Art]’ in Selections from Cultural Writings, edited David Forgacs and Geoffrey Nowell-Smith, translated William Boelhower 9London: Lawrence & Wishart, 1985)) praised the attempts of Soviet communists to increase schools, theatres and opera houses, to make galleries accessible to all, and so on, which he said showed that ‘once in power, the proletariat tends to establish the reign of beauty and grace, to elevate the dignity and freedom of those who create beauty’, comparing the work of Anatoly Lunacharsky and Maxim Gorky to the bureaucrats in Italy. In a few short essays from 1930 (‘Concept of “National-Popular”‘, and ‘Italian National Culture’, ibid.), in response to a fascist journal which was perturbed by the fact that newspapers in Rome and Naples were serialising novels of Alexandre Dumas and Paul Fontenay, which were very popular, Gramsci wrote of how the Italian people ‘undergo the moral and intellectual hegemony of foreign intellectuals, that they feel more closely related to foreign intellectuals than to ‘domestic’ ones, that there is no national intellectual and moral bloc, either hierarchical or, still less, egalitarian’ and that ‘Every people has its own literature, but this can come to it from another people, in other words the people in question can be subordinated to the intellectual and moral hegemony of other peoples.’ So hegemony here can be a voluntary and arguably not undesirable thing, as a counterpart to nationalism. Of course, these latter essays must be read in terms of the context of Italian fascism and the kitsch culture it bequeathed.

Lenin had argued that some sections of the working classes could be convinced that imperialism was in their interests and become its advocates, whilst many Marxist thinkers, not least amongst the Frankfurt School, had considered the phenomenon of false consciousness. This general trend of thought continued to inform the work of the Glasgow Media Group, founded in 1974. This would come to form a powerful alternative to the orthodoxies at Birmingham, with its director Greg Philo one of the most cogent critics of Stuart Hall. Through relentless collecting of evidence (published in their series of books entitled Bad News), Philo and his colleagues produced rigorous and compelling studies of how various forms of flagrant misinformation are disseminated and absorbed by media viewers through clear bias, lack of explanation and background, and various else. A similar outlook can be found in Edward S. Herman and Noam Chomsky’s book Manufacturing Consent (New York: Pantheon Books, 1988). The Glasgow group, Herman and Chomsky were in no sense presenting those viewers who have been manipulated as somehow mere fodder beyond redemption, but they recognised that it took a level of education and critical consciousness to resist such manipulation. This is one reason why conservatives have always disliked education towards such an end, and especially dislike the non-functionalised approach to learning associated with the humanities.

As Philo and David Miller point out (in their ‘Cultural Compliance: Media/cultural studies and social science’, in Market Killing: What the Free Market does and what Social Scientists can do about it, edited Greg Philo and David Miller (Harlow: Pearson Education, 2001)), by the 1980s most of the analysis of the hegemonic power of the media had gone from Hall’s work, and he moved closer and closer to a celebratory view of popular culture or at least of how it is appropriated by its consumers. This was even more pronounced in the work of some of those who continued in his wake, especially in two books published in 1989, around the peak of the Thatcher-Reagan-Bush senior era, and the year which later saw the fall of communism in Eastern Europe: John Fiske, Understanding Popular Culture (London: Unwin Hyman, 1989) and Andrew Ross, No Respect: Intellectuals and Popular Culture (New York: Routledge, 1989). Fiske interprets various approaches to consumption (which he describes as ‘a tactical raid upon the system’), such as sporting of particular garments, make-up or hairstyles, as guerrilla actions which subvert dominant values, writing that ‘At the point of sale the commodity exhausts its role in the distribution economy, but begins its work in the cultural. Detached from the strategies of capitalism, its work for the bosses completed, it becomes a resource for the culture of everyday life’. Ross, one of the contributors to the 1983 volume on Marxism and culture, is utterly scathing about any type of defence of high culture, seeing in this an affront to the values of democracy, and a hegemonic attempt by a dominant class to protect their privilege.

Both Fiske and Ross, wittingly or not, advocate quite vehemently the values of the free market, using the language of hegemony to attack any attempts to modify it. This type of phenomenon has been analysed by some of the most penetrating critics of cultural studies. Todd Gitlin (in ‘The Anti-Political Populism of Cultural Studies’, Dissent, Spring 1997) writes of how cultural studies simply inverted old hierarchies, so that popular taste became an automatic yardstick of quality, writing that ‘One purports to stand four-square for the people against capitalism, and comes to echo the logic of capitalism.’ Thomas Frank (in One Market Under God: Extreme Capitalism, Market Populism and the End of Economic Democracy (New York: Doubleday, 2000)) also writes scathingly about of how cultural studies flaunted the logic of the market, seen as expressing ‘the will of the people’ so that ‘virtually any criticism of business could be described as an act of despicable contempt for the common man’ and the language of class warfare could be deployed in support of corporate objectives, for which cultural studies was a cheerleader, ‘with stories of aesthetic hierarchies rudely overturned; with subversive shoppers dauntlessly using up the mall’s air conditioning; with heroic fans building their workers’ paradise right there in the Star Trek corpus’. Other relevant texts in this context include Chris Rojek and Bryan Turner, ‘Decorative sociology: towards a critique of the cultural turn’, The Sociological Review 48/4 (November 2000), pp. 629-48; Joseph Heath and Andrew Potter, The Rebel Sell: How the Counter Culture became Consumer Culture (Chichester: Capstone, 2006); Fran Tonkiss, ‘Kulturstudien und der “economic turn”’ (2007), in Karin Harrasser, Sylvia Riedmann and Alan Scott (eds.), Die Politik der Cultural Studies – Cultural Studies der Politik (Vienna: Turia + Kant, 2007), pp. 214-226; and Catherine Liu, American Idyll: Academic Antielitism as Cultural Critique (Iowa City: University of Iowa Press, 2011).

What can rarely be found explored in any remotely benevolent or even benign fashion in this type of cultural studies is the public sector. To a genuine social democrat, the public sector – and also the realms of the welfare state, regulation of capital and industry through democratically accountable bodies – acts as a corrective to the unfettered reign of capital, and offers realms of life, activity and indeed culture which maintain some degree of autonomy from the commodity principle. Marxists are often sceptical, and often draw attention to the difficulty of sustaining the public sector at times of economic slump, not to mention the role of global financial organisations in limiting the scope of individual governments to maintain the regulated and mixed economy. But that position comes not from an antipathy towards the public sector, but rather a belief that capitalism, in the sense of a society founded upon private property, needs to be hauled up by its roots in a wholesale structural revolution, rather than simply modified and reformed. A genuine Marxist revolutionary – and I am not arguing from that perspective – would want to end the private sector altogether. With this would be destroyed the cultural industries as we know them, for sure, hardly the position of many in the field of cultural studies. This is the primary reason why I cannot accept that the school of cultural studies bequeathed by Hall can be considered Marxist. On the contrary, through the relentless valorisation of commercial culture over that produced in other contexts in more-or-less social democratic societies (often expressed through kneejerk antipathy towards anything associated with ‘the state’), it should be clear where the cultural studies crowd’s sympathies lie, and how easily they revert to quite standard consumerist rhetoric.

Rethinking Contemporary Musicology: Panel at the Royal Musical Association 2019 – Part 1. Papers of Larson Powell and Eva Moreda Rodriguez

At this year’s Royal Musical Association annual conference, at the University of Manchester/Royal Northern College of Music, I was very pleased to convene a panel on ‘Rethinking Contemporary Musicologies: Disciplinary Shifts and the Risks of Deskilling’ (12 September 2019). These featured the following speakers and papers:

Larson Powell (University of Missouri, Kansas City, USA): ‘Film-Music Studies between Disciplines’.

Eva Moreda Rodriguez (University of Glasgow): ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’.

Darla M. Crispin (Norwegian Academy of Music, Oslo, Norway): ‘Artistic Research in Music: Brave New World – or Harbinger of Decline?’

Peter Tregear (University of Melbourne, Australia): ‘Telling Tales in (and out of) Music Schools’.

Below, I reproduce my Introduction to the panel in full, then give a detailed account of the first two papers (as some of these are drafts for chapters in the book, I prefer not to reproduce them verbatim). In the second part of this, I will do the same with the other two papers and also give some wider reflections of my own on the very well-attended and constructive event.


Ian Pace, Introduction

Twenty years ago, in 1999, Nicholas Cook and Mark Everist published the co-edited volume Rethinking Music. This followed in the wake of a series of publications now associated with the ‘New Musicology’ from the early 1990s, but the scale of this publication and its appearance from such a major publisher as Oxford University Press indicated how various tendencies had entered the musicological mainstream. Twenty years later, Peter Tregear and I are in the process of co-editing a new volume, Rethinking Contemporary Musicology: Perspectives on Interdisciplinarity, Skills and Deskilling, which will appear from Routledge in 2020. This brings together a range of leading scholars who all offer critical perspectives on both developments in English-speaking academia which were relatively new when Cook/Everist was published and the state of play in more long-established realms of research and teaching. Four of the contributors are here and will be giving papers, most of which relate to their chapters in the book.

I would emphasise that this book deals specifically with English-speaking academia. This is not because of any type of provinciality, let alone any assertion of centrality of Anglophone contributions to the disciplines. Rather, the editors simply feel that the issues at stake in the Anglosphere, while far from homogeneous, are somewhat distinct from those elsewhere, and as such warrant separate consideration.

Amongst the other chapters in the book – this is not an exhaustive list – are Paul Harper-Scott on musicology, the middlebrow and questions of demographics amongst academics, Christopher Wiley on popular music education and the question of specifically musical engagement, Mu-Xuan Lin on body politics and gendered orthodoxies relating to contemporary composition and the ‘New Discipline’, myself on the application of ethnomusicological approaches to the study of Western art music, then Michael Spitzer on the state of musical analysis, Alan Davison on that for music history, Nicole Grimes on neo-liberalism and the study of Western art music, and case studies relating to issues provoked by the work of Richard Taruskin, Nicholas Cook and Georgina Born, written by Frank Cox, me and Joan Arnau Pamiès respectively.

In general, the contributors can be said to share varying degrees of scepticism towards some aspects of such Anglophone musicology which can be said either to have become orthodoxies, or are sufficiently widespread as to be worthy of critical interrogation. In short, it is time to cast a critical eye on what the discipline has become. Key questions which recur in many essays have to do with the demands of interdisciplinarity, especially whether some allegedly interdisciplinary work entails more than a superficial injection of a handful of concepts or buzzwords from other disciplines (as has been argued by Giles Hooper, another contributor to the book) rather than more rigorous engagement, and the complementary issue of ‘deskilling’ of musicology.

The term ‘deskilling’ was coined by Marxist theorist Harry Braverman in his Labor and Monopoly Capital (New York: Monthly Review, 1974) to characterise the lowering of skill levels as part of a process of progressive estrangement and alienation of workers, relating to the division of labour, in the process increasing their dispensability. As musicology has supposedly become more diverse, many of us argue that various core skills and knowledge, not least relating to basic musicianship, notation, familiarity with history and repertoire, and especially theory and analysis, can no longer be assumed on the part of students, graduates, and indeed many academics themselves. This reduces the possibility of broader interactions between those working in different sub-disciplinary areas, and limits the ability of many to contribute to certain types of core curriculum.

What remains, at worst, is an atomised profession permeated by disputes and struggles for territory and power, in place of genuine quests for knowledge, however utopian such ideals might be. Such a situation is exacerbated and in some ways fuelled by neo-liberal reforms to higher education, pitting students as ‘consumers’, creating increased precarity for academics, and importing aspects of market culture as well as ever-growing strata of top-down management. Whilst many of the new musicological tendencies are advocated by those laying claim to ‘progressive’ political causes, at the same time they have often proved most amenable to the strictures of the commercialised university, not least through the post-modernist eschewal of conceptions of truth and knowledge with a degree of autonomy from their social function, in a capitalist society.*

Contributors to the book consider how his situation has come about, what are some of the ideological assumptions which underlie such a predicament, how this has been manifested in certain types of work, and what might be positive alternatives.

*This point may deserve more explanation than I gave in the introduction. My argument here is essentially that concepts of truth and scholarly autonomy and integrity serve as a brake on attempts to enlist academia in the service of the production of good capitalist functionaries. As such, post-modernists who jettison such things, or the likes of William Cheng and his acolytes (see the arguments of Peter Tregear below), facilitate such a process. It is no coincidence that many of these are strong advocates for heavily commercialised forms of music-making.


Larson Powell, ‘Film-Music Studies between Disciplines’.

Professor Powell began by identifying a growth in the field of film music studies in English since the publication of Claudia Gorbman’s Unheard Melodies (Bloomington: Indiana University Press, 1987), but noted the difficulty in defining the field. He cited David Neumeyer, in the introduction to The Oxford Handbook of Film Music Studies, edited Neumeyer (Oxford and New York: Oxford University Press, 2014), on how film music studies are ‘a node between disciplines’ and how scholars ‘have begun to bypass the modes requiring highly specialized musical knowledge and jargon by moving toward sound studies’. Whilst accepting the need for broadening of established musicological methodologies in light of this specific technological context, Powell argued that when links to musicology are loosened, the result is often ‘imprecision and methodological inconsistency’. He cited James Buhler’s discernment (in ‘Ontological, Formal, and Critical Theories of Music and Sound’, in the Oxford Handbook) of three phases in film music theory: (i) the ontological, prior to World War Two; (ii) the methodological, linked to institutionalisation of the discipline, and incorporating structuralism, semiotics and psychoanalysis; and (iii) the ‘field theory’, a looser conglomerate of approaches. Buhler notes that when the term ‘critical theory’ is employed in film music studies, it no longer refers to the hybrid of Marxism and psychoanalysis which characterised the work of the Frankfurt School, but also areas such as poststructuralism, gender and sexuality studies, postcolonialism and race studies, narrative and cultural studies, and so on, without recognising the incompatibility of some of these. Furthermore, the forms of interpretation employed are usually limited to ‘semantic content or associations’, which are notoriously ambiguous.

Powell gave quite a severe critique of Anahid Kassabian’s book Hearing Film: Tracking Identifications in Contemporary Hollywood Film Music (New York and London: Routledge, 2000) (for another critique of a different piece of writing by Kassabian, see my contribution here), not least on account of her (mis-)characterisations of the work of Adorno, which he called ‘schoolbook examples of cultural studies misconceptions’. Kassabian claims that Adorno, Stravinsky and Irwin Bazelon ‘all seem to suggest that music is outside of social relations, pure in some fundamental, ontological way’, which Powell found absurd in light of Adorno’s work such as his Introduction to the Sociology of Music (New York: Seabury Press, 1976; translated by E.B. Ashton from Einleitung in der Musiksoziologie (Frankfurt: Suhrkamp, 1962)). Furthermore, he noted that Kassabian’s ideas of ‘meaning’ were unconstrained by any technical musical engagement, nor by any sociological theory, and amounted to little more than speculation, held up in opposition to a straw-man notion of ‘absolute music’.

Kassabian claims that the relationship between musics and social orders is something that Western society has attempted to repress since the Enlightenment, and in a similar manner, ‘film music constitutes society while being constituted by it’. Powell characterised this as typical of ‘the amateur sociology of cultural studies’ which ‘sees society as an undifferentiated totality’, and uses the simple concept of ‘repression’ to encompass all of the various ‘subsystems of art, economics, morality, politics and law, a central component of theories of modernity’ (I would add that in Marxist terms these constitute key elements of the superstructure). She assumes that her readers share her own prejudices and assumptions, such as that high culture is repressive by its nature, while popular music is an emancipatory force; Powell then demonstrated how some of her claims of ‘our’ identifications with certain music amount to little more than brand recognition, and so ‘scholarship’ becomes little more than registering one’s favourite top 40 tune.

Powell then looked at Emilio Audissino’s Film/Music Analysis: A Film Studies Approach (Basingstoke: Palgrave Macmillan, 2017), which he finds considerably more edifying than the work of Kassabian, but not without methodological problems. Audissino takes more of a neo-formalist approach (this is a school of film studies heavily indebted to the work of Noël Burch, David Bordwell and Kristin Thompson from the early 1980s onwards), and is sceptical towards ‘culturalist analysis’ without ‘some basic grasp and knowledge of the musical art’, though is vague on what the latter might amount to. Audissino rejects a ‘separatist’ view of the visual and aural aspects of a film, presenting as an alternative a view of a film as ‘as an integrated system of elements (say, a soup)’, whereby an analysis should ‘break down the single substance to its single ingredients (tomatoes, salt, oil, etc.)’ Powell was quite amazed by the idea that an integrated system of music and image (like a Wagnerian Gesamtkunstwerk) might be seen as a ‘soup’, and in contrast presented the view from Ludwig von Bertalanaffy’s General System Theory (New York: Braziller, 1968):

A system can be defined as a set of elements standing in interrelations.  Interrelation means that elements, p, stand in relations, R, so that the behavior of an element p in R is different from its behavior in another relation, R’.

In a film, a piece of music ‘behaves’ differently to how it would in another film, or a concert hall, argued Powell, but the concept of the system means that its identity is not wholly dissolved in the process, as the metaphor of the soup might imply.

Audissino cites an analysis by Frank Lehman of John Williams’ score to Raiders of the Lost Ark in which a cadence is coordinated with the discovery of the Ark, and is ‘exactly in synch with the sun rays’. But Powell subtly probed the use of the concept of ‘function’ for music in such a context, whereby it implies a teleological view by which a coupling of music and image is required to be ‘effective’ or ‘work’. In contrast to this, Powell suggested that function ought to be a comparison rather than a teleology, and pertinently observed that ‘If one only grasps film music in relation to the image, one cannot imagine what other kinds of music could have been used’. Williams’ music is able to be visually functional by ‘straining the boundaries of tonal functionality’, which Powell compared to the Rückung or harmonic shift identified by Adorno in Schubert or late Beethoven (as discussed in Michael Spitzer, Music as Philosophy: Beethoven’s Late Style (Bloomington and Indianapolis, IN: Indiana University Press, 2006)).

To Powell, Audissino employs a concept of ‘effectiveness’ which is wholly in the ear of the listener, and as such renders a particular acculturated response as something absolute, as does Kassabian when talking about responses to pop music heard on a car radio (which she thinks more ‘natural’ than those experienced in a concert hall). But Powell alluded to a standard practice in film studies of listening to a sequence with the sound turned off and then on, which demonstrates its distinctive role and codes. He maintained that perceived effect (or German Wirkung), while certainly an important consideration, should not be the only one, and called for greater understanding of the craft of writing film scores.

For an alternative approach to the audio-visual relation, Powell looked to semiotics, claiming that this had had relatively little impact upon cultural studies, and differentiating the ‘encoding/decoding’ model bequeathed by Stuart Hall, which Powell felt had more to do with communications theory (I am personally a little unsure about this claim about cultural studies and semiotics in light of the influence of Roland Barthes’ Mythologies (Paris, Editions du Seuil, 1957; translated Annette Lavers as Mythologies (London, Paladin, 1972)) on the former field, though this could be considered some of Barthes’ loosest and most journalistic work, in comparison to his almost exaggeratedly analytical approach to semiotics elsewhere). Drawing upon Christian Metz’s observation (in The Imaginary Signifier, trans. Celia Britton et al. (Bloomington: Indiana University Press, 1982)) that film language ‘possesses a grammar, up to a point, but no vocabulary’, Powell noted how neither Kassabian nor Audissino ‘clearly define the relation of sound to image‘, instead simply ‘leaping straight from music to larger narrative or cultural signification’. He related this problem back to Gorbman and her argument that ‘musical codes’ are always overridden by ‘cultural’ or ‘cinematic’ codes.

Musical semiotics, however, is a rich and pluralist tradition, often at best combined with rhetoric, hermeneutics or pragmatics, as detailed in Michael Spitzer’s Metaphor and Musical Thought (Chicago and London: University of Chicago Press, 2004) and Nicholas Cook’s A Guide to Musical Analysis (London: Dent, 1987). Powell drew various theses from this:

(i) it is very hard to pin down a ‘natural’ or unitary correlation between musical signifier and signified, as ‘Music does not simply ‘transmit’ a signal from sender to receiver’. To assume otherwise reflects the biases of communications studies, in departments of which film scholars are often employed.
(ii) this situation comes about because musical signification cannot exist without associated competencies, as argued by music semiotician Eero Tarasti in Signs of Music (Berlin: De Gruyter, 2002), and also by Kofi Agawu in the related field of topic theory (Playing with Signs: A Semiotic Interpretation of Classical Music (Princeton, NJ and Oxford: Princeton University Press, 1991).
(iii) musical signs cannot be analysed in isolation, as the minimal units of meanings are not simply sounds heard in isolation, but utterances. Scott Murphy (in ‘Transformational Theory and the Analysis of Film Music’, in the Oxford Handbook) has shown this for popular film music scores, using neo-Riemannian theory.
(iv) access to what Jean-Jacques Nattiez (in Music and Discourse: Toward a Semiology of Music, translated Carolyn Abbate (Princeton, NJ and London: Princeton University Press, 1990)) calls the ‘musical object’ is not provided by a naïve approach to listening, where the listener hears only what they want to hear. Kassabian and Audissino, in a similar fashion, hear only their own cultural and academic conventions.

Powell advocated recent dissertations by Juan Chattah (‘Semiotics, Pragmatics, and Metaphor in Film Music Analysis’ (Florida State University, 2006)) and Alex Newton (‘Semiotic of Music, Semiotics of Sound, and Film: Toward a Theory of Acousticons’ (University of Texas, 2015)). Newton’s ‘acousticon’ is a new semiotic audiovisual unit, investigated through a combination of musical and visual analysis, while he makes a link to the topic theories of Leonard Ratner, Agawu, and especially Robert Hatten and suggests that film music theory could learn from art-historical iconography and iconology. Powell argued that one might also draw further on Spitzer’s work on musical metaphor and associated scepticism about certain uses of semiotics (when they become ‘a kind of glorified motive-spotting’, like a similar criticism from Nicholas Cook), so as ‘not merely to produce another castle-in-the-sky of system-building that could risk its own problems’.


Eva Moreda Rodriguez, ‘Are We all Transnational Now? Global Approaches and Insularity in Music History’

Dr Moreda Rodriguez began by noting how for over 200 years many have been fascinated by the idea of a global history of music, and how in contemporary times this coincided with moves towards internationalisation in many Anglo-Saxon universities who wish to recruit more international students and also, ‘more recently, to develop broader, more diverse, “decolonized” curriculums’. In this context, she proceeded with a critical examination of three attempts at writing such a history: Mark Hijleh, Towards a Global Music History: Intercultural Convergence, Fusion, and Transformation in the Human Musical History (New York: Routledge, 2019); Philip V. Bohlman (ed.), The Cambridge History of World Music (Cambridge: Cambridge University Press, 2013); and the project ‘Towards a Global Music History’ led by Reinhard Strohm (Oxford University) under the auspices of the Balzan Prize for Musicology.

Moreda Rodriguez also alluded to her own experiences as an ‘international’ academic working at a British university, whose work focuses on her own country of origin, Spain, which is considered somewhat marginal within Western art music. This, she said, had shaped her perceptions of the ‘global’, not least when having to put together grant applications justifying the relevance of her research beyond the community of musicologists working on music in the same time and place. As such, she felt it necessary at least implicitly to engage with the questions underlying these ‘global music history’ projects. Moreda Rodriguez’s principal projects to date have related to music under the Franco regime, which led her towards history and political science, and the national and international nature of fascism; and on the early history of recording technologies, about which she noted that there are many localised non-Anglophone studies, but the more ‘global’ narrative is dominated by US or other English-language sources and issues without acknowledging this.

Hijleh’s book justifies the sole-author narrative by framing itself as a textbook as would be used in a US context, where students take a greater range of foundational, comprehensive courses than in British universities. He also claims that it should be viewed as a gateway for the development of musicianship, in light of which Moreda Rodriguez argued that it should be viewed as a companion to Hijleh’s earlier Towards a Global Music Theory: Practical Concepts and Methods for the Analysis of Music across Human Cultures (London: Routledge, 2016). She also noted the extent of Hijelh’s interest in music theory, manifested in investigations of the relative role of melody and harmony in different times and places, or issues of tuning and temperament, as well as the development of ‘global regions’ of influence and prominence at various periods in history. While these two axes suggested very promising results, Moreda Rodriguez felt the book to be let down by omissions and overgeneralizations. For example, he treats the Americas as a whole in the period from 1500 to 1920, but after then ‘the Americas’ becomes exclusively the United States. Also, he neglects the crucial years in the formation of a European canon (also the period which saw increased colonisation) with no mention of Bach, Handel, Mozart, Schumann or Schubert, while Hijleh does bring up Jordi Savall and a range of Spanish Renaissance composers, on the grounds of the musical exchanges between Spain and its American colonies in the early modern era. Moreda Rodriguez argued that an equally plausible case could be made for the global reach of Bach, Mozart or Italian opera.

She also hesitantly evoked the concept of ‘music history minus Beethoven’ as recently imagined by Leah Broad, in order to argue for the difficult place where this book is situated, neither wholly a textbook nor a research monograph. It would be unlikely to be of service to first year undergraduates who have only a partial knowledge of some of the musical traditions (though it was not entirely clear why Moreda Rodriguez thought so, though she acknowledge a sensitive tutor could use it productively). Instead, she thought it might have a more polemical aim: specifically to test, in front of other academics, ‘the viability of a single-authored, predominantly narrative music history’. In this, she thought he succeeded to a significant degree.

In contrast with Hijleh, who acknowledges that power in music and power in the real world do not simply mirror one another, Moreda Rodriguez noted how ‘power dynamics and otherness’ are central to the essays in Bohlman’s edited volume, many of which studiously disregard aesthetic and qualitative matters and avoid any engagement with musical detail. As such, the whole history of Western opera (itself undoubtedly something which has had global ramifications, as Moreda Rodriguez pointed out) is simply reduced to a perfunctory mention of its colonial aspects. While the introduction disavows narrative, the chronological ordering of the book – from non-European music during the Antiquity and Medieval Times, through ‘The Enlightenment and world music’s historical turn’, to ‘Music histories of the folk and nation’ – does imply something of the type. Despite various attempts to define ‘world music’, few try to ascertain how this might differ from a global history of music; any such venture is viewed as an academic exercise rather than something which could impact upon the regular work of musicologists. Chapters written from a position of great expertise, such as those of Peter Manuel (‘Musical cultures of mechanical reproduction’) or Bonnie C. Wade (‘Indian music history in the context of global encounters’) are nonetheless both rushed and founded upon too many assumptions to work as introductory texts, but contain too little critical or innovative detail to qualify as research chapters.

Strohm’s project has so far resulted in one edited volume (Strohm (ed.), Studies on a Global History of Music: A Balzan Musicology Project (London: Routledge, 2018)), while two more are in preparation. In his acceptance speech, Strohm expressed his motivation to ‘learn new things on the musical relations between geographical regions and chronological eras’, focusing less on narrative than attempts to ‘explore, through assembled case studies, parameters and terminologies that are suitable to describe a history of many different voices’. As Moreda Rodriguez, noted, at that stage such parameters and terminologies were not yet defined, but the publication and workshops suggest overlaps with the approaches of both Hijleh and Bohlman. She urged, as further outputs are published, investigation of whether these ends have been achieved more efficiently than in existing collections which relate single issues or questions to diverse cultures and contexts, but do not necessarily explore global or transnational issues.

In conclusion, Moreda Rodriguez anticipated the appearance of further such attempts at writing global music history, but also that the search for some ultimate such history will prove elusive. Many of them might reveal less about music history than about ‘the shared assumptions, values and trends embedded in the musicological community at particular moments in time’ as with the contributors to Bohlman’s volume in their ‘attempt to understand world music history under the now-fashionable lens of power dynamics’. As such, such works may be ‘less interesting as product than they are as process’.


[To be continued in Part 2]