Oxford Lecture on ‘Academic Music in the United Kingdom and the Dalliance with Practice’, 25 April 2023 – Handout for download

Today at 17:15 GMT, I am giving a lecture on ‘Academic Music in the United Kingdom and the Dalliance with Practice’ at the Denis Arnold Hall, Faculty of Music, Oxford University. This can also be viewed live on Zoom – please use the sign-up sheet here if you would like to watch it this way.

There will be an extensive hand-out distributed at the talk, which includes a timeline for the development of the music higher education sector since 1945, and wider information on courses available at present, some broad figures on student numbers, and also a little on faculties, as provided in more detail in my recent blog post.

As I hope this handout will be of interest to many, including those viewing the talk remotely, I am making it available on here.

Furthermore, as always I recognise the possibility of human error, and would ask that if anyone spots any significant errors in the information provided here to let me know, and I will modify it accordingly.


How to create an inclusive classroom for students of all political persuasions

This blog post was planned earlier this year in response to a very important question placed on social media, by the account known as Experimental Philosophy (@xphilosopher ), which was as follows:

At this moment in time, this issue seems more vivid than ever, and it is one I myself have considered at length during my university career, both when my own politics were more aligned with the radical left and in terms of the social democratic position which I espouse nowadays.

Teaching is not preaching. In the UK, the 1996 Education Act forbids the ‘promotion of partisan political views’ at primary and secondary level. This is sensible when teaching at that level; a corresponding prohibition at tertiary level would inevitably entail a significant loss of autonomy and academic freedom which would be undesirable. Furthermore, students are generally legally adults, and as such it is reasonable to think that they are in more of a position to be able to recognise and critique such views for themselves.

But what about the duty of academics to make all students feel welcome, and able to express their own views without fear or intimidation? Here there is much reason for concern, not least with respect to political bias amongst academics themselves. There is clear evidence that academics identifying with conservative or right-of-centre positions are in a quite small minority. There have been various attempts to refute this, some involving obfuscation, other balanced appraisals (such as this study), suggesting that the situation varies between countries and disciplines, but without denying this is the case in the humanities in particular. As one working in the humanities, and identifying as left-of-centre, this concerns me very much.

I was distressed and angry by the Brexit vote, and continue to believe that this will soon be seen as one of the worst own goals in this country for a very long time. Nonetheless, I am quite sure that not everyone who supported or continues to support Brexit is simply stupid or ignorant (I think they are wrong, but that is not the same). Furthermore, as 52% of those who voted in the 2016 referendum supported Brexit, this is sure to include at least some who were students at the time, or their families. For a lecturer in class to brand them stupid and ignorant (the views they express outside of the classroom are their own business) would be grounds for legitimate complaint. I dislike a lot about the form of unbridled capitalism in the United States, as well as the meagreness of welfare provision in that country, the gun culture, the fact that this is the only Western country still to execute its own citizens, or the draconian sentencing policies implemented in many of its regions. I do not believe this amounts to a slur on American citizens in general (anymore than drastic opposition to Putin and the actions of the Russian government and military amounts to a slur on all Russians), whilst recognising that to some extent in a democracy the actions of governmental authorities cannot be divorced from the will of its citizens. But I would never think that teaching is a place to try and preach this to students, some of whom may be from the United States.

Some of the responses to the Twitter post above were encouraging (I won’t link to all the tweets, but one can go and view the thread oneself): some suggested that one should avoid making partisan statements in class, avoid making one’s own political opinion clear (I do not necessarily agree with this, but certainly think it needs to be tempered – see below), or interestingly suggested the teacher can present themselves as the advocate for an argument in a paper, perhaps thus inviting the students to find holes in it. But others epitomised what the post was trying to address – one said that conservative students are ‘threatened by rational thought, scientific evidence, and collective determination of invariant truth’ (which I argued is equally true of many on the left), another branded anyone right-of-centre as ‘racist or intolerant’. One suggested that one should become friendly with conservative colleagues, with which I wholeheartedly agree. Others reasonably asked whether this was not equally an issue for conservative academics teaching left-of-centre students, and this certainly needs to be considered too; I would say (including in my own field) there are more than a few who present themselves as politically ‘progressive’, and assume themselves to be left-of-centre, but their neglect of the economic lead them to become quite aggressive advocates of market forces and consumer culture (see my earlier post here and the end of the post here).

This is a blog post rather than a scholarly article, and does not allow for the type of thoroughgoing research required to ascertain the extent to which political activism and intimidation of students with different political views are major factors within higher education. So here I draw upon personal experience, and knowledge imparted by a wide range of other academics and some students or former students. I am not sure I have always been successful with avoiding some of these factors in my teaching, but over the last decade-and-a-bit have thought and worked harder on this.

  1. Always ensure that your lecture materials, set readings, and so on, draw attention to plural political and other perspectives on the issues at stake.
  2. As an extension of 1, make sure you set readings which are not just those with which you personally agree.
  3. If you wish to inform the students of your own position on certain matters, always emphasise that this is your own, should not be given priority over the views of other scholars, and above all stress that students will never be penalised in their assignments for disagreeing with your position, nor win any special favour for agreeing with it.
  4. When there is a clear majority of students adhering to a particular view in class discussions, make sure you interject alternative views into this, and present these at their most convincing. Otherwise, students whose views are in the minority may feel afraid of not ‘going with the flow’.
  5. Avoid asking leading questions (this is a wider academic point) on all occasions. This includes assignments – anything along the lines of ‘Show how various forms of culture or knowledge served to sustain the power of particular groups in society’ should be right out. This should be reframed as a question of whether the forms of culture or knowledge in question served such an end. Also, avoid any type of passive-aggressive language which indicates a ‘right’ position to take or could be viewed as denigrating those who might disagree.
  6. Never present the work of highly politicised and contested figures – whether Friedrich Hayek or Milton Friedman, or Michel Foucault, Stuart Hall and Edward Said – as if their work represents some type of objective truth. Always draw attention to the critiques which exist of their work.
  7. As an issue directed towards those of a more right-of-centre persuasion: be aware of how politically loaded some concepts might be (I would include ‘cultural industries’ and ‘creative industries’ in this category, just as much as the Adornian negative conception of the ‘culture industry’). While students will often be working in a capitalist and market-driven world after graduation, that in no way means that education should exclude more critical positions on the marketplace and commercialism. Remember that you are teaching students to be intelligent, mature and independent critical thinkers, not just to adhere to a dominant ideology which you think might serve them well at a later stage.
  8. Do not appropriate rhetoric about white supremacy simply for the purposes of closing down discussion. This term should not be used lightly, especially not with students. This is no better than using racial epithets against students. Similarly, avoid as far as possible any comparisons with the Nazis unless talking about obvious genuine fascists. Also, be proactive if you see students trying to use similar rhetoric for the same aims.
  9. Much of the rhetoric about ‘decolonising’ education is toxic; loaded with all sorts of unchallenged assumptions, frequently ahistorical, again used as a means to close down debate and force through a particular political programme, and exploited by particular academic factions in order to bolster their own positions. I have published on the subject here in the context of music here and here; I would also recommend this piece by Patrick Porter, this by James Olsen and this interview with Olúfẹ́mi Táíwò for alternative perspectives to the dominant positions within the academic industry on this subject; the article upon leaving academic from Paul Harper-Scott gives a prime example of how this rhetoric is exploited. This does not mean by any means that the subject of possible intersections between culture, knowledge, institutions and colonialism are not a legitimate area for study; far from it. But whether particular intersections exist, and if so their nature, are critical questions, not opportunities for imposing dogma via questionable claims of EDI (Equality, Diversity and Inclusivity – see this article by Alice Sullivan and Judith Suissa on how bodies dealing with this are often hijacked by activists and political extremists). To be able to engage with such questions, teach students about the history of colonialism (including that from non-European powers) and slavery (likewise), introduce them to culture, thought, from non-Western culture, but allow them to arrive at their own conclusions. To put some non-Western cultural work, social practice or variety of knowledge on a pedestal, as if beyond criticism, is as demeaning and dehumanising to the heterogeneous people and social groups in any such region as anything from a far-right racist.
  10. Equally pernicious is the argument that ‘everything is political’, used to suggest that one person’s teaching cannot be more ‘politicised’ than another’s. This is aggressive and belligerent rhetoric which could equally be exploited by those on the far right.
  11. There are not that many subjects which lie outside of the boundaries of legitimate debate – those which involve dehumanisation and denigration of people on the grounds simply of what they were born, or those which involve cynical denial of genocidal events, are amongst the few. Even some for which academics may feel most passionately – about the extent to which a government should allow admission to those seeking to immigrate or claiming asylum, or whether the termination of a pregnancy is purely a matter of a woman’s own body, or whether the unborn child has rights and deserves protection too – elicit multiple views which exist within the boundaries of democratic debate. In some cases this may prove extremely difficult – how to respect, for example, the religious sensibilities of those who have firm views on the place of women, or on homosexuals, which would be beyond the realms of acceptable discourse for many others. Here I do not have a solution other than to argue that tertiary education should be conducted from a secular perspective, and no religion deserves special treatment.

More broadly, the use of teaching as a vehicle for propaganda and political activism should be entirely unacceptable, and students should receive independent advice to become aware of this and be provided with appropriate channels to register their unhappiness about it.

I have found many in academia may pay lip service to ‘critical thinking’, but this is tempered in one of two ways. For many, such critical thinking does not apply to many of the assumptions underlying their own field of work. Numerous ethnomusicologists, in my experience, can be especially wedded to axiomatic assumptions about the relationship between music and its social/cultural context (not to mention frequently treating the works of their own set of canonical thinkers practically as sacred texts). They are of course perfectly entitled to their own views and to express them, but students should not be made to adhere to and avoid critique to such thinking under fear of ostracisation or penalisation of their work. For others, their concept of ‘critical’ means absolute adherence towards a particular political view which they deem ‘critical’. Critiques of the NHS, of trade unions, of factions within the left, of antisemitic ideologies in the same place, can be just as ‘critical’ as those of capitalist institutions, the military, the monarchy or the church (and I say this as a dedicated trade unionist, with huge pride in the NHS, also very sceptical of the monarchy, many churches, and certainly of unregulated power given to the forces of capital).

There are of course limits – it would be foolish to think that a position advocating slavery, or expressing support for Nazism or Stalinism, should be treated just like any other political position. But even in these cases there is much more to education than simply telling students how bad these things are. There are many questions relating to the workings of the Western slave trade, the extent of complicity or active involvement of many in various fields of life, the extent to which assent towards this was dominant within political discourse or the extent to which it engendered significant opposition, and the sensitive issue of active complicity of some members of the societies from which slaves were taken (just as Holocaust scholar Raoul Hillberg encountered great controversy when investigating the involvement of some Jewish organisations in facilitating the machinery of genocide, now a perspective accepted by a wide range of historians). Nazism, wider fascism and the Third Reich form parts of my own research areas; I see how important it is in education to consider historical conceptions of fascism (far from the crude way the term is often bandied about nowadays), but also consider not just the extent to which it formed/forms a continuity with the pre- and post-fascist histories of the societies in question, to what extent there was popular approval for the movement (equally a question for Stalinism), including during the times of the worst atrocities, and how and why this might have been true, if there was indeed considerable support (the extent continues to divide historians, especially in the wake of the work of Daniel Goldhagen). I have taught a module entitled Music, Fascism, Communism for over a decade. In this, I frequently show students a section from Leni Riefenstahl’s Triumph des Willens (1935), focused around a Nuremberg Rally, presenting the Führer almost like an angel sent from on high, and with mesmerising choreographed scenes of sacralised, ritualistic displays of militaristic power. It would be easy just to tell students why this is so terrible; but actually I would like them to consider what it was about these types of spectacles (if indeed they did resemble Riefenstahl’s portrayals, which is a big ‘if’) might have proved so compelling, and by extension consider how cultural forms (I often juxtapose the Riefenstahl with some choreographed scenes from Busby Berkeley – others have commented on the similarities, and Riefenstahl herself acknowledged the influence of Berkeley) can operate upon the spectator (and listener) in such an atavistic manner, appealing in a purely sensuous and emotive manner, not to rational and critical faculties, and how this strategy has proved as effective in steering consumer habits as in bolstering emotional identification with fascism – though of course also registering dissenting views towards this interpretation. This is about attempting to encourage wider critical analysis of the phenomena in question and related ones, not simply to bolster support for a viewpoint with which no reasonable person would disagree (that Nazism was a disastrous and genocidal movement). Knowledge of Stalinism or more widely of documented atrocities under actually-existing communism seems to become thinner with every year that passes since the end of the Cold War; it is vital that students are aware of what has been documented beyond reasonable doubt, but there remain many different interpretations to explore, concerning such issues as whether Stalinism and its counterparts elsewhere were an inevitable consequence of any type of social upheaval following the principles laid down by Marx and Engels, or whether it was a distortion of these and this historical trajectory could have been avoided, the role of personalities such as Lenin, Trotsky, Stalin, Tito, Mao, Ho Chi Minh and many others, and in a cultural context whether there was any necessary connection between this type of politics and radical artistic movements (see my latest piece in The Spectator for some thoughts on this).

At one institution where I once did some teaching, I found that one student with whom I was working was a supporter of the British National Party. However, so long as this did not lead to the expression of overtly racist views in front of others, I did not see any reason for this to affect things. In another somewhat less loaded case, when teaching about performing some music explicitly linked to a specific left-wing political programme, with associated texts alluding to global events, I realise that some students there who had grown up in Eastern European countries under communism were uncomfortable with any suggestion that one should share the view of the composer in question, so I tried to adapt teaching from then onwards to make clear this needn’t be the case. I have also (briefly) taught a student who went on to become a Brexit Party MP; I have no idea what they think about my teaching, but hope at least that it didn’t make them feel politically excluded.

But let me end with an inspiring example from the past: the case of Ralph Miliband, father of David and Ed. Miliband was born to a Jewish refugee parents from Poland, who had settled in Belgium, and in turn had to flee the country to escape persecution at the hands of the Nazis and their Belgian allies. Miliband was a major political theorist who taught at the London School of Economics, the University of Leeds, and various US institutions. His positions were associated with particular factions of the Marxist left (and he had little time for the idea that change could be achieved through the Labour Party), unlike both of his sons, though this fact was used to discredit Ed Miliband in particular by association in pernicious journalism in the Daily Mail, calling the elder Miliband ‘The man who hated Britain’. But one who defended Miliband most strongly was Lord Moore, formerly John Moore, known in the 1980s as a right-wing member of Thatcher’s cabinet (associated in particular with major cuts to social security). Beyond defending Miliband against the charge that he hated Britain, he recalled studying under Miliband at the London School of Economics, where Moore was a student in the late 1950s:

Ralph Miliband taught me and I can say he was one of the most inspiring and objective teachers I had. Of course, we had different political opinions but he never treated me with anything less than complete courtesy and I had profound respect for his integrity.

I cannot imagine any stronger tribute to the fairness of one’s teaching than to have such a testimony from someone at the other end of the political spectrum, nor more worthy aim for academics than to be as fair and balanced to one’s own students as Miliband was to his.


Academic Freedom: definitions and risks

Last week I attended the debate ‘How can universities promote academic freedom? Insights from the front line of the gender wars’, at University College London’s Institute of Education. This was a stimulating and thoughtful event, organised in conjunction with the publication of a booklet of the same name by philosopher Professor Judith Suissa and sociologist Professor Alice Sullivan (both from UCL) (free to download). Suissa and Sullivan gave short introductions then responses to the booklet came from Baroness Estelle Morris (former Labour Secretary of State for Education), Professor David Ruebain (Pro-Vice-Chancellor for Culture, Equality and Inclusion at the University of Sussex), Professor Arif Ahmed (Professor of Philosophy at the University of Cambridge) (Akua Reindorf was unable to be present). With a debate focused upon the issues of biological sex against gender, it would be hard to deny that the panel was dominated by those believing that the former is not simply subsumed within the latter, though I gather various proponents of the primacy of gender and/or trans individuals (the lack of which was noted by Ruebain) were invited but declined to participate. The discussion centered around the evidence and arguments in the booklet for concerted attempts to silence, no-platform and ostracise ‘gender-critical’ scholars, a phenomenon also identified in a recent Times Higher Education Supplement article by early career scholar Laura Favaro (also available at this link), based upon interviews with 50 academics involved with gender studies. Favaro found many examples of a culture of fear, self-censorship, gatekeeping within journals and academic networks, and a total lack of frank and open discussion on what are undoubtedly contested areas. Various panellists and members of the packed audience at the event related similar experiences. What I have not seen is gender-critical feminists attempting to have their opponents censored, no-platformed, or hounded from their positions, though some have naturally responded very negatively to highly abusive comments towards the former, sometimes advocating sexual or other violence.

Morris argued that the disputes relating to sex and gender were about ideology versus evidence-based reasoning. Sullivan argued that some university Equality, Diversity and Inclusion (EDI) organisations can be and have been infiltrated by those from activist groups with extremist views. Ahmed, who paid tribute to Suissa and Sullivan, recognising the concerted hostility they will have faced, also noted other areas of intolerance, such as a tendency to brand anyone in a university who was or is a supporter of Brexit as a bigot. Despite being a 200% Remainer myself, I would be hard-pressed to disagree that this is the case, and can see how much of a problem it is. Ruebain was the one panellist giving a somewhat different view, arguing that we need to understand the contexts in which contested examples of academic freedom occur, and also suggesting that the issues here are so intensely personal and emotionally felt by many that it is hard to subject them to the usual processes of academic critique. This may be the case, but personal feelings do not seem to be a concern for those engaged in quite vicious and abusive hate campaigns against those associated with gender-critical views, often trying to force them out of their job, as occurred with philosopher Professor Kathleen Stock at the University of Sussex, after facing a huge mobbing campaign from by students and colleagues. Ruebain also compared current debates with the fervent disputes between second-wave feminists and disability activists in the 1980s over such issues as abortion rights. One questioner argued that the situation depended a lot on the institution at which one was based, noting that UCL’s record on defending academic freedom and staff was exemplary, but the situation was rather different at the Universities of Birmingham or Sussex. A somewhat more ambivalent account of the debate was published by Jim Dickinson for Wonkhe. 

Academic freedom is in my view an utterly essential component of university life, a non-negotiable prerequisite of scholarly rigour and integrity. I nonetheless find it disappointing to find that there are more than a few academics, including some in senior positions, who have a rather dismissive view of the whole concept. In part I believe this is relates to one of the most troubling recent phenomena in academia, its infiltration by activists, uninterested in any scholarly knowledge other than that which bolsters their a priori positions, who attempt to recruit in their own image, limit curricula and teaching materials to those things which concur with their activist beliefs, and can act shockingly towards other scholars or students who dare to disagree (more to follow on fair engagement with students of multiple political perspectives in a subsequent blog post). Also at stake is the legacy of postmodernism, sometimes imagined now to be a dated movement of the 1980s and 1990s which no longer carries any sway, but some of the aspects of which, in particular extreme relativisation of concepts of ‘truth’ (often in opposition to straw man characterisations of positions supposedly insisting on 100% objectivity), and the somewhat later dissolution of scholarship into politics, continue to be major presences on the academic landscape.

Stock has written of her memories of pugilistic debate from faculty members (mostly men) with visiting speakers from when she was a Masters philosophy student, which seemed frightening at the time and designed to humiliate the speakers. But for all the problems with this (and it is certainly possible to conduct robust debate in a more civilised fashion), she believes that what came later was worse. Stock observed an exaggerated synthetic ‘niceness’ in debates, but combined with unctuous name-dropping, endless rules around debate, rather arcane rituals for raising hands and fingers, and often banal questions. This did not however remove the aggression, but simply directed it elsewhere. In the absence of proper open debate, many would revert to surreptitious means to undermine others, through mass denunciations on social media, many ad hominem attacks, complaints, hidden campaigns, and so on. As so often, those enforcing an agenda ostensibly about ‘kindness’ could be amongst the most vicious in trying to silence those who disagree with them on anything. One professor has even described debate per se as ‘an imperialist capitalist white supremacist cis heteropatriarchal technique that transforms a potential exchange of knowledge into a tool of exclusion & oppression.’

Suissa and Sullivan (whose excellent booklet I will not describe in detail here, as I would prefer that people read it themselves) find ample evidence of both students and academics attempting to suppress free speech and academic freedom, and make various key recommendations. These include the maintenance of the university as a pluralistic space which welcomes diverse views, avoiding official ideological viewpoints on behalf of institutions and the use of political lobby groups in shaping policy or providing training, and while recognising that activist networks have a place in academia, they must be independent of the university administration. They also advocate education of staff and students on academic freedom and the value of productive disagreement, including its legal and philosophical bases, the promotion of academic freedom alongside equality, including the appointment of a champion for academic freedom within the senior leadership team, further promotion of collegiality (sometimes a misused term taken to signify concurrence with a dominant ideology or promotion of a collective ‘brand’ – see below) and tackling harassment, providing security of tenure, signalling institutional support for academic freedom, and defence of the pursuit of truth. An article on the booklet, in particular the need for appointment of champions of academic freedom, can be read here

Definitions

What does ‘academic freedom’ mean? Many at the debate agreed that it was a different concept to ‘free speech’, though the two do overlap. In a paper I gave in ‘Musicology and Academic Freedom’ at the Music and the University Conference at City, University of London in July, I enlisted several definitions which I wanted to share here as well as some other arguments made in this paper. Whilst the concept can be dated back many centuries, it is generally accepted that the modern definition has its roots in the work of Wilhelm von Humboldt and the founding of the Berlin Universität in 1810. Humboldt published an essay entitled ‘Über die innere und äussere Organisation der höheren wissenschaftlichen Anstalten zu Berlin’ (1809-10), which has been translated as ‘On the Spirit and the Organisational Framework of Intellectual Institutions in Berlin’, Minerva, vol. 8, no. 2 (April 1970), pp. 242-250. The following are amongst the most pertinent passages:

Since these institutions [universities] can only fulfil their purposes when each of them bears continuously in mind the pure idea of science and scholarship [these two terms are used to translate Wissenschaft], their dominant principles must be freedom and the absence of distraction (Einsamkeit).

[…]

At the higher level, the teacher does not exist for the sake of the student; both teacher and student have their justification in the common pursuit of knowledge. The teacher’s performance depends on the students’ presence and interest – without this science and scholarship could not grow. If the students who are to form his audience did not come before him of their own free will, he, in his quest for knowledge, would have to seek them out. The goals of science and scholarship are worked towards most effectively through the synthesis of the teacher’s and the students’ dispositions.

[…]

The state must always remain conscious of the fact that it never has and in principle never can, by its own action, bring about the fruitfulness of intellectual activity. It must indeed be aware that it can only have a prejudicial influence if it intervenes. The state must understand that intellectual work will go on infinitely better if it does not intrude.

[…]

Now as regards the organisational and material side of the relationship of the institution to the state, the only concerns of the latter must be profusion (in the sense of mental power and variety) of intellectual talents to be brought together in the institution. This can be achieved through care in the selection of persons and the assurance of freedom in their intellectual activities. This intellectual freedom can be threatened not only by the state, but also by the intellectual institutions themselves which tend to develop, at their birth, a certain outlook and which will therefore readily resist the emergence of another outlook. The state must seek to avert the harm which can possibly arise from this source.

The heart of the matter is the appointment of the persons who are to do the intellectual work.

[…]

The state must not deal with its universities as Gymnasia or as specialised technical schools; it must not use its academy as if it were a technical or scientific commission. It must in general – with certain exceptions among the universities which will be considered later – demand nothing from them simply for the satisfaction of its own needs. It should instead adhere to a deep conviction that if the universities attain their highest ends, they will also realise the state’s ends too, and these on a far higher plane. On this higher plane, more is comprehended and forces and mechanisms are brought into action which are quite different from those which the state can command.

[…]

The young person, on entry into university, should be released from the compulsion to enter either into a state of idleness or into practical life, and should be enabled to aspire to and elevate himself to the cultivation of science or scholarship which hitherto have only been pointed out to him from afar.

The way thereto is simple and sure. The aim of the schools must be the harmonious development of all the capacities of their pupils. Their powers must be focused on the smallest possible number of subject- matters but every aspect of these must be dealt with to as great an extent as possible. Knowledge should be so implanted in the mind of the pupil that understanding, knowledge and creativity excite it, not through any external features, but through their inner precision, harmony and beauty. [. . . ] A mind which has been trained in this way will spontaneously aspire to science and scholarship.

Humboldt’s writings should be read in the context of the traditional German division between universities on one hand and academies of the sciences and arts on the other. He definitely favoured the former, and suggested that the latter have only really flourished where there are few universities. Academies had less strict requirements for selection of staff, compared to the habilitation required in a German university. Humboldt also believed the state should take exclusive control of appointments, rather than faculties:

Although disagreements and disputes within a university are wholesome and necessary, conflicts which might arise between teachers because of their specialised intellectual interests might unwittingly affect their viewpoints.

This important point is at odds with common processes for selection in the UK today.

From Humboldt’s ideas came the twin concepts of Lehrfreiheit (freedom to teach) and Lernfreiheit (freedom to learn), as subsets of Wissenschaftsfreiheit or Akademische Freiheit. These concepts developed through the course of the nineteenth century.

Another hugely important intervention in the development of the concept came from philosopher Charles Sanders Pierce, in his lectures delivered at Cambridge, MA in 1898 (collected in the 1992 Harvard University Press volume Reasoning and the Logic of Things: The Cambridge Conferences Lectures of 1898), in particular that entitled ‘The First Rule of Logic’, in which he compared the situation in American universities deeply unfavourably with their German counterparts in terms of free intellectual inquiry and in particular the link between this and teaching:

inquiry of every type, fully carried out, has the vital power of self-correction and of growth. This is a property so deeply saturating its inmost nature that it may truly be said that there is but one thing needful for learning the truth, and that is a hearty and active desire to learn what is true. If you really want to learn the truth, you will, by however devious a path, be surely led into the way of truth, at last. No matter how erroneous your ideas of the method may be at first, you will be forced at length to correct them so long as your activity is moved by that sincere desire. Nay, no matter if you only half desire it, at first, that desire would at length conquer all others could experience continue long enough. But the more voraciously truth is desired at the outset, the shorter by centuries will the road to it be.

In order to demonstrate that this is so, it is necessary to note what is essentially involved in The Will to Learn. The first thing that the Will to Learn supposes is a dissatisfaction with one’s present state of opinion. There lies the secret of why it is that our American Universities are so miserably insignificant. What have they done for the advance of civilization? What is the great idea or where is [a] single great man who can truly be said to be the product of an American University? The English universities, rotting with sloth as they always have, have nevertheless in the past given birth to Locke and to Newton, and in our time to Cayley, Sylvester and Clifford. The German universities have been the light of the whole world. The medieval University of Bologna gave Europe its system of law. The University of Paris, and that despised Scholasticism took Abelard and made him into Descartes. The reason was that they were institutions of learning while ours are institutions for teaching. In order that a man’s whole heart may be in teaching he must be thoroughly imbued with the vital importance and absolute truth of what he has to teach; while in order that he may have any measure of success in learning he must be penetrated with a sense of the unsatisfactoriness of his present condition of knowledge. The two attitudes are almost irreconcilable.

A range of statements followed from the American Association of University Professors, of which the most important is the ‘1940 Statement of Principles on Academic Freedom and Tenure’, which was and is endorsed by a wide range of US institutions:

  1. Teachers are entitled to full freedom in research and in the publication of the results, subject to the adequate performance of their other academic duties; but research for pecuniary return should be based upon an understanding with the authorities of the institution.
  2. Teachers are entitled to freedom in the classroom in discussing their subject, but they should be careful not to introduce into their teaching controversial matter which has no relation to their subject [my emphasis]. Limitations of academic freedom because of religious or other aims of the institution should be clearly stated in writing at the time of the appointment.
  3. College and university teachers are citizens, members of a learned profession, and officers of an educational institution. When they speak or write as citizens, they should be free from institutional censorship or discipline, but their special position in the community imposes special obligations. As scholars and educational officers, they should remember that the public may judge their profession and their institution by their utterances. Hence they should at all times be accurate, should exercise appropriate restraint, should show respect for the opinions of others, and should make every effort to indicate that they are not speaking for the institution.

The idea of limitations on academic freedom with deference to religious or other related principles now seems archaic in the modern secular university, but is understandable in the context of its time. What exactly is entailed by the phrase ‘respect for the opinions of others’ is open to much interpretation (certainly it is hard to see how this is true of those who regularly brand their opponents fascists, communists, colonialists, white supremacists, and so on), but there can be proper arenas and frameworks for this, through scholarly forums and the like, in which any aspect of someone’s arguments can be rigorously debated so long as this does not trespass into the realms of personalised attacks on an ad hominem basis, invoking factors irrelevant to the work. Most arguments, within reason, should be allowed a fair hearing but so should challenges to such arguments. To separate individual from work is harder than ever, however, in a time of intense subjectivity in scholarship, in which some make their case essentially on the basis of who they are and the experiences they have had, rather than the cogency of their arguments, as identified in William Matthews recent article for the THES.

In the UK, the most significant definition of academic freedom in recent times came about in the 1988 Education Reform Act, specifically in the so-called ‘Hillhead amendment’, named after Lord [Roy] Jenkins of Hillhead, which appeared within Section 202. This concerned the appointment of a body of University Commissioners (following the abolition of tenure), who would have various tasks:

to ensure that academic staff have freedom within the law to question and test received wisdom, and to put forward new ideas and controversial or unpopular opinions, without placing themselves in jeopardy of losing their jobs or privileges they may have at their institutions;

Similar principles, presented in a more elaborate fashion, can be found in the 1997 UNESCO Recommendation concerning the Status of Higher-Education Teaching Personnel:

III. 4: Institutions  of  higher  education,  and  more  particularly  universities,  are  communities of scholars preserving, disseminating and expressing freely their opinions on traditional knowledge and culture, and pursuing new knowledge without constriction by prescribed doctrines. The pursuit of new knowledge and its  application lie at the heart of the mandate of such institutions of higher education. In higher education institutions where original research is not required, higher-education teaching personnel should maintain and develop knowledge of their subject through scholarship and improved pedagogical skills.

VI. 26: Higher-education teaching personnel, like all other groups and individuals, should enjoy those internationally recognized civil, political, social  and  cultural  rights  applicable to all citizens. Therefore,  all higher-education teaching personnel should enjoy freedom of thought, conscience, religion, expression, assembly and association as well as the right to liberty and security of the person and liberty of movement. They should not be hindered or impeded in exercising their civil rights as citizens, including the right to contribute to social change through freely expressing their opinion of state policies and of policies affecting higher education. They should not suffer any penalties simply because of the exercise of such rights. Higher-education teaching personnel should not be subject to arbitrary arrest or detention, nor to torture, nor to cruel, inhuman or degrading treatment. In cases of gross violation of their rights, higher-education teaching personnel should have the right to appeal to the relevant national, regional or international bodies such as the agencies of the United Nations, and organizations representing higher-education teaching personnel should extend full support in such cases.

VI. 27: The maintaining of the above international standards should be upheld in the interest of higher education internationally and within the country. To do so, the principle of academic freedom should be scrupulously observed. Higher-education teaching personnel are entitled to the maintaining of academic freedom, that is to say, the right, without constriction by prescribed doctrine, to freedom of teaching and discussion, freedom in carrying out research and disseminating and publishing the results thereof, freedom to express freely their opinion about the institution or system in which they work, freedom from institutional censorship and freedom to participate in professional or representative academic bodies. All higher-education teaching personnel should have the right to fulfil their functions  without discrimination of any kind and without fear of repression by the state or any other source. Higher-education teaching personnel can effectively do justice to this principle if the environment in which they operate is conducive, which requires a democratic atmosphere; hence the challenge for all of developing a democratic society.

VI. 28: Higher-education teaching personnel have the right to teach without any interference, subject to accepted professional principles including professional responsibility and intellectual rigour with regard to standards and methods of teaching. Higher-education teaching personnel should not be forced to instruct against their own best knowledge and conscience or be forced to use  curricula  and  methods  contrary  to  national and international human rights standards. Higher-education teaching personnel should play a significant role in determining the curriculum.

VI. 29: Higher-education teaching personnel have a right to carry out research work without any interference, or any suppression, in accordance with their professional responsibility and subject to nationally and internationally recognized professional principles of intellectual rigour, scientific inquiry and  research ethics. They should also have the right to publish and communicate the conclusions of the research  of which they are authors or co-authors, as stated in paragraph 12 of this Recommendation.

VI. 30: Higher-education teaching personnel have a right to undertake professional activities outside of their  employment, particularly those that enhance their professional skills or allow for the application of  knowledge to the problems of the community, provided such activities do not interfere with their primary commitments to their home institutions in accordance with institutional policies and regulations or national laws and practice where they exist.

The UK 2017 Higher Education and Research Act (which came in the wake of a wide range of changes to Higher Education from 2010 onwards and established the Office for Students, superseding the earlier Higher Education Funding Council for England and Office for Fair Access), contained relevant material on academic freedom in Section 2(8):

In this Part, “the institutional autonomy of English higher education providers” means—

(a) the freedom of English higher education providers within the law to conduct their day to day management in an effective and competent way,

(b) the freedom of English higher education providers—
(i) to determine the content of particular courses and the manner in which they are taught, supervised and assessed,
(ii) to determine the criteria for the selection, appointment and dismissal of academic staff and apply those criteria in particular cases, and
(iii) to determine the criteria for the admission of students and apply those criteria in particular cases, and

(c) the freedom within the law of academic staff at English higher education providers—
(i) to question and test received wisdom, and
(ii) to put forward new ideas and controversial or unpopular opinions,

without placing themselves in jeopardy of losing their jobs or privileges they may have at the providers.

For wider reasons beyond the scope of this article (but which will appear in a piece to be published in the THES in the week beginning 3 October), I do question some aspects of complete autonomy of higher education providers, which I do not believe has ever been wholly meaningful in light of wider bodies dedicated to the maintenance of standards (until recently by the Quality Assurance Agency). Furthermore staff deserve wider protection in terms of selection, appointment and dismissal practices, through employment laws which exceed the priorities of individual providers. Nonetheless, sections (a) and (c) are sound bases for the conducting of academic work.

In 2020, The Academic Freedom and Internationalisation Working Group produced a document entitled ‘Model Code of Conduct for the Protection of Academic Freedom and the Academic Community in the Context of the Internationalisation of the UK Higher Education Sector. Whilst recognising the difficulties inherent in defining academic freedom satisfactorily, this group emphasise the following freedoms, drawing upon the 1988, 1997 and 2017 provisions:

  • teach, discuss, assess, define the curriculum and study within their areas of academic expertise and/or inquiry;
  • promote and engage in academic thinking, debate and inquiry;
  • carry out research, and publish the results and make them known;
  • freely express opinions about the academic institution or system in which they work or study;
  • participate in professional or representative academic bodies;
  • not be censored; and,
  • fulfil their functions without discrimination or fear of repression.

These should not supplant the earlier definitions, but can be combined with them to demonstrate the priorities, and this provides a good basis for formulating working definitions.

Finally, the 2021 Higher Education (Freedom of Speech) bill (based on the white paper ‘Higher Education: Free Speech and Academic Freedom‘) from the UK Department of Education, still going through Parliament, lists the following duties for Higher Education Providers (HEPs):

A1 Duty to take steps to secure freedom of speech

(1) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (2).

(2) That objective is securing freedom of speech within the law for—
(a) staff of the provider,
(b) members of the provider,
(c) students of the provider, and
(d) visiting speakers.

(3) The objective in subsection (2) includes securing that—
(a) the use of any premises of the provider is not denied to any individual or body on grounds specified in subsection (4), and

(b) the terms on which such premises are provided are not to any extent based on such grounds.

(4) The grounds referred to in subsection (3)(a) and (b) are—
(a) in relation to an individual, their ideas, beliefs or views;
(b) in relation to a body, its policy or objectives or the ideas, beliefs or views of any of its members.

(5) The objective in subsection (2), so far as relating to academic staff, includes securing their academic freedom.

(6) In this Part, “academic freedom”, in relation to academic staff at a registered higher education provider, means their freedom within the law—
(a) to question and test received wisdom, and
(b) to put forward new ideas and controversial or unpopular opinions, without placing themselves at risk of being adversely affected in any of the ways described in subsection (7).

(7) Those ways are—
(a) loss of their jobs or privileges at the provider;
(b) the likelihood of their securing promotion or different jobs at the provider being reduced.

(8) The governing body of a registered higher education provider must take the steps that, having particular regard to the importance of freedom of speech, are reasonably practicable for it to take in order to achieve the objective in subsection (9).

(9) That objective is securing that, where a person applies to become a member of academic staff of the provider, the person is not adversely affected in relation to the application because they have exercised their freedom within the law to do the things referred to in subsection (6)(a) and (b).


(10) In order to achieve the objective in subsection (2), the governing body of a registered higher education provider must secure that, apart from in exceptional circumstances, use of its premises by any individual or body is not on terms that require the individual or body to bear some or all of the costs of security relating to their use of the premises.

(11) In this Part—
references to freedom of speech include the freedom to express ideas, beliefs and views without suffering adverse consequences;
“registered higher education provider” and “governing body”, in relation to such a provider, have the same meanings as in Part 1 of this Act

[…]

A3 Duty to promote the importance of freedom of speech and academic freedom

The governing body of a registered higher education provider must promote the importance of—
(a) freedom of speech within the law, and
(b) academic freedom for academic staff of registered higher education providers and their constituent institutions,
in the provision of higher education.

The bill goes on to list responsibilities for students unions, governing bodies and the Office for Students in these respects and in particular the creation of a Director of Freedom of Speech and Academic Freedom to monitor that such commitments on the part of HEPs are upheld.

While the bill is certainly not without problems, and may undergo further amendment before becoming law, I do believe overall it is a step forward. Those on the left who are committed to free speech and academic freedom should be prepared to concede some value in a piece of legislation introduced by a Conservative government.

Risks to Academic Freedom

In my own field of music/musicology, various recent events have highlighted issues of academic freedom. One is the affair known as ‘Schenkergate’, relating to the publication of a special issue of The Journal of Schenkerian Studies in 2020 in reference to the article by Philip A. Ewell, ‘Music Theory and the White Racial Frame’, Music Theory, vol. 26, no. 2 (September 2020). The controversy related in particular to an article by Schenker scholar Dr Timothy Jackson, making arguments about the prevalence of anti-semitism amongst African-Americans, and also arguing that the lack of involvement of African-Americans in music theory had much to do with the low incidence of classical music in the common upbringing of members of this community. Jackson found himself removed from the editorship of the journal as a result. He contested this in court and a Judge determined that this may violate his First Amendment rights. Prior to this, Jackson responded with an article for Quillette (‘The Schenker Controversy’, 20 December 2021) arguing for many fallacies in Ewell’s argument and reasoning.

The second affair was the resignation from a chair in musicology at Royal Holloway in the summer of 2021 of Professor J.P.E. Harper-Scott (who I will refer to as ‘Paul’, as that is how all who know him address him), about which I blogged earlier. Paul published an article online about his reasons for leaving academia, which included the following:

Without direct experience of academics until I went (as the first of my family) to university, I naively imagined them to be how they were presented in novels and TV programmes: sometimes quite bumbling and unworldly, but always committed to the pursuit of truth, never trusting in a commonplace ‘fact’ without subjecting it to the most serious sceptical scrutiny. This did not turn out to be true.

[…] It is a place filled with generally quite well-meaning people, but on the whole not with brave people, not people who are willing to follow the truth wherever it leads. 

[….] I would put the problem in this (Kantian) way: I wrongly supposed that universities would be critical places, but they are becoming increasingly dogmatic. 

This was followed by an example of a statement on the need to ‘decolonise’ the classical musical canon (on which subject I published an article in The Critic in July of this year), which was an example of what Harper-Scott deemed dogmatic, with a suggested alternative which he felt was more in the spirit of critical scholarly inquiry.

I share many of Paul’s concerns, and am also concerned with the trajectory of events relating to Schenkergate. But these relate to what I perceive as a range of factors which serve to limit and condition academic freedom in academia. So I offer the following list of these, some of which would concern those on the left, some those on the right, but all of which I think should concern anyone for whom academic freedom, defined more or less in the ways above, is a defining aspect of a university.

External Pressures from Industries and Institutions

I wrote more extensively about this subject in earlier blog posts here and here, but wish to emphasise (in line with the arguments in the later blog post), that in no sense should this be taken to imply that I oppose external engagement. I am referring to the situation whereby academics enter into partnerships with external institutions and bodies, which may be commercial, state-supported or partially state-supported. These partnerships may relate to research, teaching or both. In particular, I have in mind the situation in which the external institutions provide some financial support for these activities. If there is no such thing as a free lunch, there may also be no such thing as a free teaching or research grant. For such institutions to ask that their finance or other support entail concentration on certain areas is fair and to be expected. But what if the results are not necessarily what the external body wishes to hear?

The point may be made most clearly through reference to wider examples. Suppose that some major manufacturing corporation sponsors some research into the effects of particular types of manufacturing upon the environment. Perhaps the researchers in question may find their work leads them to the inexorable conclusion that this specific corporation are responsible for a range of environmentally damaging actions in the course of their regular activities, contrary to their own promotional material which argues that they are an environmentally-friendly corporation, also drawing attention to the fact that they sponsor this research in order to bolster such a thing. If the researchers felt under pressure to artificially modify or not publish their findings, for fear of not upsetting the corporation, this would in my view severely compromise academic freedom and integrity.

There needs to be some commonly agreed set of principles which become a basic prerequisite for academics entering into some partnership with an external institution, whereby they are free to follow where their research leads them without fear of the institution blocking their access or terminating the partnership prematurely, and also so that future partnerships will not discriminate against those who may have written critically about the institution in the past.

The Complex Relationship between Research and External Practice

This relates to concerns explored in some depth in the conference on ‘Writing on Contemporary Artists’ at the University of Surrey in 2017, organised by Christopher Wiley and myself, and features both in the 2020 Palgrave Macmillan, volume we edited, Researching and Writing on Contemporary Art and Artists: Challenges, Practices and Complexities, while in a specifically musical context will feature in our forthcoming Routledge volume Writing about Contemporary Musicians: Promotion, Advocacy, Disinterest, Censure. This subject is also discussed at more length in the two earlier blog posts linked to in the previous section.

What happens when academics are dealing with living or recently living practitioners or their estates – writers, composers, artists, directors of institutions, critics, promoters, and so on? Or if they have strong external connections with some of these people beyond academia? How free can they feel to write and research these independently, at least considering perspectives on them and their work which may not necessarily coincide with their own self-presentation, that of their publishers, and so on?

Is the role of academics to be ‘advocates’ for these figures, or is it the case, as I believe, that a too-strong application of this principle (as opposed to simply researching things to which one is sympathetic, which is a different matter) can easily result in hagiographic treatment? How do academics maintain critical independence without the fear of being frozen out of some of these people’s circles, their materials, and so on (a situation I know various scholars have experienced)? I have certainly felt the pressure when writing about a range of living composers whose work I also play, and to some extent upon whom I rely upon for some good favour, writing new works for me, recommending me to festivals to play their work, and so on. I am still unsure about the feasibility of reconciling this with being a critical scholar.

One of the factors afflicting a fair amount of writing on new music, in my view, is a failure to consider this. As I have written about in the case of various such writings, a position of defensive advocacy, coupled to attempts to pathologise any who disagree with a 100% favourable view, leads to something more akin to promotional material than more sober scholarly work.

There are of course also plenty of practitioners themselves active within academic arts departments. Whilst some are engaged in the type of more dispassionate scholarship characteristic of the humanities – and I would like to count myself in that category – in other cases the work is of a different nature, framing practice in terms of research questions and context, with the use of verbal material essentially to articulate the ways in which it qualifies ‘as research’. Artistic practitioners frequently have external careers, working in an alternative economy in which critical thinking is by no means necessarily respected or admired. Sometimes simply saying the right thing to the right people, those in positions of power able to do favours, and not questioning all sorts of dominant ideologies operative in these circles, is a much better bet than asking more difficult questions. This can lead to a situation which I conceive as ‘two cultures’ of scholars and practitioners in terms of the attitude and approaches they take.

These issues do, for sure, also apply to those who, as I do, seek to write in non-academic arenas about the arts (or other disciplines), for various reasons, not least because of the differing role that value judgement might play therein. But I think it is possible to differentiate between academic and other writing and not confuse the two. It is less clear where the distinction lies with non-written forms of practice.

Top-down demands by institutions.

In any institutions with a degree of central control of teaching and research, individual academics may find themselves in conflict with the explicit demands or requirements of their department, school, or whole university. Some may try to specify the contents of curricula, or require academics to fashion teaching in general towards generalised criteria of employability. In other cases, support and internal funding for research may rely upon its falling within certain areas, which may be fair enough, but could also require the employment of certain methods which themselves might be more likely to produce certain types of results. These factors might affect the extent, for example, to which teaching can realistically focus on critical perspectives upon the industries or institutions for which students might be looking to work, to link to the first point.

Elsewhere, policies relating to diversity or ‘decolonisation’ might dictate choices or approaches to their teaching, at worst precluding critical treatment of certain types of subjects, and conversely requiring only negative or pejorative attitudes towards others. It is notable in my experience that some who are ferociously defensive of their independence in other contexts can also be supportive of top-down policies in these respects.

But I believe it is important to maintain independence right down to singular academics when it comes to precisely how they conduct their teaching and research. It is fair that departments need to require that certain things are taught as part of a programme, and that certain knowledge and skills are imparted, but the approach to so doing should be left to the individual academic as far as possible. In this respect I have a lot of sympathy with the 2021 Higher Education Bill.

This said, as I will argue in next week’s THES, I do believe that there is a requirement for provision of certain core subjects to a recognised level in all regionalities of the country (not least to facilitate ‘commuter students’, not wishing to incur huge amounts of debt through moving away from home to study), and in this article will advocate some type of tertiary ‘national curriculum’, a more rigorous form of the types of subject benchmarks previously provided by the QAA. Nonetheless, it should still be possible to maintain freedom of individual academics within a framework of encouraging pluralistic perspectives and debate.

Departmental ‘branding’

Different academics, sometimes of very different or opposing views, work together in departments. A further concern in terms of academic freedom has to do with pressures to conform with prevailing orthodoxies within a department, not questioning these or colleagues who propagate them, so as to maintain a consistent ‘brand’ for a department which is competing with others for students.

Sometimes the term employed here to put pressures on individual academics is ‘collegiality’, understood as working within a set of parameters, not markedly questioning them in ways which are incompatible with a group view. But this is not consistent with what I think is a decent definition provided in the UNESCO 1997 document:

UNESCO 1997, VI. 32: The principles of collegiality include academic freedom, shared responsibility,  the  policy of participation of all concerned in internal decision making structures and practices, and the development of consultative mechanisms. Collegial decision-making should encompass decisions regarding the administration and determination of policies of higher education, curricula, research, extension work, the allocation of resources and other related activities, in order to improve academic excellence and quality for the benefit of society at large.

All of this is entirely compatible with permitting academics to work without feeling pressure to conform or fashion their work in line with some ‘majority view’ in their department, and I think this is also essential.



Need to concentrate work in particular fields.

Securing academic jobs depends a good deal on one’s particular field and the job opportunities available. In the UK, fewer than 20% of students take traditional BMus or BA courses with a humanities approach which includes historical, analytical, critical and other types of musicology. The remainder take courses in musical theatre, music technology, popular music to a lesser extent, and certain types of musical performance, all of which are primarily vocationally oriented. As a result, the openings for historical musicologists (especially those working on early music), music analysts, and indeed ethnomusicologists working on the non-Western world are limited. Even those already holding university positions can come under pressure to shift in certain directions in light of changing provision, and some have encountered redundancies as a result. To link to a point made earlier, in some contexts a more critical view of the music industry, compared to some presentations of it as a model of diversity and inclusivity, may create problems for the individual academics if they are seeking work in institutions wedded to such a view.

Here I would look back to the Humboldt model and make what now seems a radical suggestion, which is that appointments should be administered centrally by the state rather than individual institutions, so as to ensure a fair distribution and representation of plural areas of teaching and research. Individual departments may recruit ‘in their own image’, and this can have the effect of shutting out openings for academics who once again do not fit with the dominant ‘brand’.



Social Justice

Here I have in mind the view put forward by William Cheng, in his 2016 book Just Vibrations, which has received positive endorsement from a range of leading musicologists (see for example here and here), though others have written very critically about this (see also here). Cheng is dismissive of academic freedom and even of ‘the belief that academics have a right to pursue their work free from political pressures and without fear of termination’. In place of this he advocates a musicology which he says ‘upholds interpersonal care as a core feature’. This is hardly compatible with Cheng’s own dismissive remarks about other musicologists and musicology, but is part of a certain view, usually linked to the term ‘social justice’, seemingly innocuous, but which in reality requires that researchers comply with an unyielding political agenda and fashion their work towards this. A recent position advertised at the University of Southampton Music Department which included ‘social justice’ in the job title. I do not see the difference between this and advertising a position in ‘Music and Support for Jeremy Corbyn’, ‘Musicology and Brexit Advocacy’, and so on – it appears entirely unreasonable and a constraint on academic freedom to specify a specific political outlook in a job description, and this should be investigated in terms of employment law. The view of Cheng and others reminds me strongly of the dictates in various undemocratic countries, in which academics and artists found themselves under strong pressure to propagate particular political ideologies, or find themselves facing censure, termination or worse. This should be utterly unacceptable to anyone concerned about academic freedom.



Student-as-consumer

A new study conducted by the Higher Education Policy Institute (Nick Hillman, ‘“You can’t say that!” What students really think of free speech on campus’ (June 2022)) suggests that very significant numbers of UK students prioritise what they regard as demands for safety and protection from discrimination over free speech, wish to place issues such as sexism and racism outside of the boundaries of legitimate debate, would limit expression of views which offend certain religious groups, and so on.

We hear in many places about the vital role of students as ‘consumers’ who make the activities of universities possible, definitively placing teaching rather than research at the centre of their activities. The pressure on institutions to respond to demands from these ‘consumers’ can be intense, and it is by no means guaranteed that they will always act to protect the freedoms of academics in the face of student pressure.

Here I think we do need statutory measures implemented and enforced by the state, and also welcome some of the proposals in the 2021 act for this reason. For students to be able to hound out academics because they do not like some of what they have to say (as opposed to illegal activity or other things which transgress the inevitable constraints on free speech which need to be enforced by law) is to produce a culture more reminiscent of Mao’s China during the Cultural Revolution.

While formal disciplinary mechanisms precluding academic freedom in the Western world may not be that extensive, there are other pressures which can lead to self-censorship. These include increasingly precarious employment. In the UK there is no tenure system, and – as we are witnessing in other areas of the arts and humanities at present – academics can find themselves dispensable.

Some on the left often advocate for silencing of those they deem racist, transphobic, etc., but are highly defensive when others are accused of anti-semitism (or when those associated with genderist politics are accused of misogyny). Some on the right focus on anti-semitism (which ought to be an issue for those of all political persuasions) or advocacy of views they associate with terrorism, but are more defensive with respect to other things. I believe that only in very blatant and explicit cases should any of these be used as a justification for limiting academic freedom. Anti-Zionists and gender-critical feminists should not feel that their view is illegitimate in academia.

Critical subjects should remain a presence in all universities. All academics must be free to follow where their research and convictions take them, even if their conclusions are not what their institutions, external partners, or colleagues want to hear. To fashion one’s work according to the demands of any of these is another fundamental betrayal of academic freedom.


Musical Internationalism in Nazi Germany – table of events

[This full post will appear in March 2023].


How views of high culture in the UK have shifted across the political spectrum

Rightly or wrongly, today it seems quite widely assumed that a defence of high culture (and its public funding) is a conservative position, at odds with ‘progressive’ arguments which reject that it has any intrinsic value over and above popular/commercial alternatives, and as such deserves no special treatment (also that Western high culture is deeply entwined with colonialism, an argument I have attempted to address in a musical context in this article recently published in The Critic magazine).

At the height of the Thatcher-Reagan era, in 1989 (when both politicians were near the end of their careers, but their policies had become firmly entrenched), two books in the field of cultural studies appeared which argued this perspectively on high/low culture most fervently: John Fiske, Understanding Popular Culture (London: Unwin Hyman, 1989) and Andrew Ross, No Respect: Intellectuals and Popular Culture (New York: Routledge, 1989). Fiske interprets various approaches to consumption (which he describes as ‘a tactical raid upon the system’), such as sporting of particular garments, make-up or hairstyles, as guerrilla actions which subvert dominant values, writing that ‘At the point of sale the commodity exhausts its role in the distribution economy, but begins its work in the cultural. Detached from the strategies of capitalism, its work for the bosses completed, it becomes a resource for the culture of everyday life’. Ross is utterly scathing about any type of defence of high culture, seeing in this an affront to the values of democracy, and a hegemonic attempt by a dominant class to protect their privilege.

Yet in the House of Commons, a very different political alignment was made clear the following year. It came about in a speech during a debate on arts funding by hard right-wing Conservative MP Terry Dicks (1937-2020), then MP for Hayes and Harlington:

Terry Dicks: My hon. Friend said that the arts contribute to the quality of life. Perhaps he could explain to me one day how the arts’ contribution to the quality of life affects my pensioners and ordinary people who want to buy a pint and have a game of bingo– [Interruption.] Their quality of life is not enhanced by seeing some man prance about in a box or by listening to the different range of an opera singer.

Other questions that I should like to ask–which nobody answers, certainly not any of the great and the good on the Opposition Benches–is, what is art? What is culture? Who defines it? The answers to those questions are personal, but I know who the hell pays for it. The ordinary chap down the street pays for most of it, while the great and the good take advantage.

We have heard about the royal opera house. I shall show the way in which it thinks about money. I gather that it is about £3 million in debt. It spent £200,000 recently on a production. It has agreed to a 15 per cent. increase for ballet dancers who prance around, pretending they are toys, at an annual cost of £600,000. I find it strange that the arts world is up in arms about the lack of money yet ballet dancers can get a 15 per cent. increase, which is twice the rate of inflation. Nobody mentions that–certainly no Opposition Member has mentioned it. When extra money is called for, all the whingers appear on both sides of the Chamber [Interruption.] Every man, well and good, appears. Nobody should need to question the situation : everyone should understand what needs to be done. Why should we subsidise old pros dressed in doublets and hose? I do not understand.

In common with my right hon. Friend the Minister, I could say that it is all “Much Ado About Nothing”, but I am not an expert on Shakespeare. The Royal Shakespeare Company has made its bed and it must lie on it. I see no justification for a grant increase, nor can I see any justification for any grant. No one in the working class, or the people I represent, could give a toss about the Royal Shakespeare Company staying open or closing down. There is nothing special about it.

One can compare and contrast the RSC with the commercial theatre, which must survive by putting on a programme that people are prepared to pay an economic cost to see. The same argument applies to professional football. In common, I am sure, with many colleagues I received a copy of a letter from Ken Bates, who is the chairman of Chelsea football club. He says :

“The Arts Council grant to the Opera House this year is more than £13.3 million, or £75,000 a week I’d be interested to know what percentage that is of the Opera House’s total income.”

So would I.

“Far from offering us any subsidy or assistance, it”–the Government–“takes £300 million a year in betting tax out of the game, which is equal to £3 million per Football League club”

Is it not strange that the working-class pastime gets hammered by the taxman while the upper-class pastime–I notice that a member of the middle class is sitting next to the upper-class man on the Opposition Front Bench- -is subsidised all the time by the rest of us. The poor chap down the road must pay the full whack to see Brentford or Chelsea, apart from the cost that he must meet in the future towards increased safety in those football grounds. He must pay for that ticket from his own pocket, but the great and the good, in their bow ties and long frocks, get them paid for by someone else. It is strange that we adopt such an approach to the upper class in this House and we forget the ordinary people who put us here. [ Hon. Members– : “Hear, hear.”] I am glad that the audience is so good, and that most of the audience have had a good dinner.

Child benefit has not been uprated for a couple of years and the ambulance men are being offered only 6.5 per cent. for this year–

After a few other interventions, and more from Dicks, the then-Labour MP for Newham North-West, Tony Banks (1942-2006) (associated with the relatively hard left, an ally of Ken Livingstone, Diane Abbott and Jeremy Corbyn), responded as follows:

Tony Banks: My right hon. and hon. Friends know that an economically efficient and socially just society will not only address the problems of homelessness, poverty and unemployment that the hon. Member for Hayes and Harlington (Mr. Dicks) mentioned. Such a society will support also a thriving and burgeoning arts expenditure. It is a mark of a confident and strong society that it encourages and nurtures the arts. The Victorians did it in the past in this country, and the French, Germans and Italians do it today.

I am sorry that the hon. Member for Hayes and Harlington is not in his place, because listening to him opining on the arts is rather like listening to Vlad the Impaler presenting “Blue Peter”. The hon. Gentleman is undoubtedly living proof that a pig’s bladder on a stick can be elected as a Member of Parliament.

Several Hon. Members rose —

Mr. Speaker : Order. I know–but although the hon. Gentleman’s comments may not be very pleasant, they are not unparliamentary.

This amusing exchange shows how the political alignment I outlined at the beginning of this piece has by no means always been accepted. Some of us on the left still believe passionately in the value of high culture, and of subsidy to try and make it available to a wider section of the population. For all that I would never defend Soviet communism, the success of such a venture on a large scale is made clear in Pauline Fairclough’s book Classics for the Masses: Shaping Soviet Musical Identity under Lenin and Stalin (New Haven: Yale University Press, 2016), and recently in a fantastic keynote on ‘The Soviet model of teaching music at universities and conservatories, and its implementation in the countries of Central and Eastern Europe’ at my conference on ‘Music and the University: History, Models, Prospects’ (of which more in a blog post to follow), Serbian musicologist Ivana Medić gave plentiful detail about how this approach was disseminated through Eastern Europe (including in countries which had broken with Moscow such as Yugoslavia), and still informs musical education today. There remains plenty to learn from this.


Reflections on Richard Taruskin and Performance – statement given at Performance Studies Conference, 2 July 2022

During the 2022 conference of the Performance Studies Network, which took place at the University of Surrey from 30 June to 3 July, the news was received of the sad death of musicologist Richard Taruskin (2 April 1945 – 1 July 2022). His writings on performance, especially those collected in the volume Text and Act, have been hugely influential. With this in mind, I had the idea of assembling an impromptu roundtable of scholars present at the conference with an interest in him and his work. This roundtable, which I chaired, took place on the afternoon of Saturday 2 July, featuring Claire Fedoruk, Anthony Gritten, Julian Hellaby, George Kennaway, Lina Navickaite-Martinelli, John Rink and Eva Moreda Rodriguez. It ranged in scope from personal memories and anecdotes, through details of first encounters with his work, to wider scholarly critiques, but also generated a remarkable amount of consensus. The organisers of the conference hope at some point soon to assemble version of the various statements given on the conference website. For now, I am posting here my introductory overview of Taruskin’s life and work, and then my own statement for the roundtable, both with just minor edits and corrections.

Personally, despite many major differences with Taruskin on a range of things, his work was deeply important for me and also for teaching purposes. I only met him once, at the Ultima Festival in Oslo in 2015, where I was performing and he was delivering a lecture. This meeting was very cordial; we also corresponded a little by e-mail, not least in the last months of his life. This correspondence could be both cordial and uncordial! But I would always continue to read every new article or book from him.

The following is my overview of Richard Taruskin’s life and work:

Richard Taruskin was born in New York on 2 April 1945. He grew up in a moderately musical household; his mother taught violin and his father played the piano at an amateur level. He studied cello growing up and went to study at Columbia University in 1965 where he continued from Bachelor’s to Doctoral level, receiving a PhD in historical musicology in 1976, working with musicologist Paul Henry Lang. That he was part of a ‘sixties generation’, a student during that period, is something often overlooked, but I think is significant in terms of various iconoclastic aspects of his subsequent thought and work. He taught at Columbia until 1987, when he was appointed Professor of Music at University of California, Berkeley, where he remained for the rest of his life, eventually becoming Emeritus Professor.

In the earlier stage of his career Taruskin was also active first as a choral conductor, overseeing the Columbia University Collegium Musicum, and making recordings with them and Cappella Nova, such as those of Ockeghem and Byrd. He was also a viola da gamba player and toured as a soloist with Aulos Ensemble through to the late 1980s. As such, he was deeply involved in the early music world, of which he would become one of the leading critics.

Taruskin’s first book was Opera and Drama in Russia: As Preached and Practied in the 1860s (1981), establishing a scholarly basis for this body of work which was then relatively obscure to Anglophone musicians and scholars. His work on Russian music in general, which spanned several centuries of work, would be extended in his collection Musorgsky: Eight Essays and an Epilogue (1992), his mammoth two-volume study of Stravinsky and the Russian Traditions (1996), the important volume of essays Defining Russia Musically: Historical and Hermeneutical Essays (1997), and two later collections of journalistic and academic essays, On Russian Music (2009) and Russian Music at Home and Abroad (2016). He was a prominent protagonist in scholarly debates on such issues as the nature of Chaikovsky’s death, or the veracity of Solomon Volkov’s memoir of Shostakovich, Testimony.

Taruskin was also a journalist and ‘public musicologist’, writing regularly in particularly for The New York Times. Both in this capacity and also as a contributor to scholarly fora, Taruskin wrote regularly on performance and issues relating in particular to historically-informed performance (or ‘authentic performance’ or ‘period performance’, to use two terms now rather out of fashion but still common at the time Taruskin was writing). He was sharply critical of some of the work in this realm, in both musical and methodological terms, with a special focus on the work done by British performers and ensembles, not least Christopher Hogwood and the Academy of Ancient Music. One of his key essays on this subject, ‘The Pastness of the Present and the Presence of the Past’, was collected in an 1988 symposium edited by Nicholas Kenyon, Authenticity and Early Music, and then in 1995 Taruskin collected all his major writings on the subject in a collection entitled Text and Act. Amongst his key arguments were those relating to the fragmentary, ambiguous, contradictory and inconclusive nature of documentary evidence into historical performance, and perhaps most significantly he created a range of dualisms, such as between ‘vitalist’ and ‘geometric’ performance, concluding from this that many supposedly ‘historical’ approaches actually represented modernist aesthetics, especially those associated with the Neue Sachlichkeit and the neo-classical Stravinsky.

Taruskin continued to be a prominent public intellectual throughout his career, generating much attention through wider op-eds and pronouncements on music in public fora, such as his support for the cancellation of a performance of John Adams’ opera The Death of Klinghoffer in 2001, following the attacks of 9/11.

His major later work was undoubtedly the mammoth sole-authored six-volume The Oxford History of Western Music, first published in 2005, when Taruskin was 60. A hugely comprehensive but also highly contentious work, which overhauled all sorts of previous practices for history writing, Taruskin claimed a new dispassion and objectivity for his enterprise, in contrast to earlier writers. I am sure various people will have a variety of views on this type of claim.

For the rest of his life and career, Taruskin’s work was mostly occupied with some new essays and assembling new collections of others, in the volumes The Danger of Music and Other Anti-Utopian Essays, (2008), and Cursed Question: On Music and its Social Practices (2020). Amongst these were a notorious review-article of Cambridge Histories of Nineteenth- and Twentieth-Century Music, ‘Speed Bumps’ (2005) which led to a quite exasperated response by Nicholas Cook. Another important article was ‘The Musical Mystique’ (2007), a review-article of books by Julian Johnson, Joshua Fineberg and Lawrence Kramer all considering the place of classical music today, with quite ferocious critiques of some of these. He was also of course a highly regular conference attendee and guaranteed to enliven proceedings.

The following is the statement I delivered at the roundtable.

I have found myself led towards engagement with Taruskin’s work of various types throughout my own career as performer and musicologist. His work on performance is obviously relevant to me as a scholar of historically-informed performance and performance studies, but also as one whose research has much to do with twentieth-century Germany, in light of Taruskin’s views on that region and its music. Also, when working on issues to do with the historiography of music, I could not fail to engage with Taruskin’s thoughts on that, and the ways in which they inform the Oxford History, not least in terms of new music and its place both in repertoire and music history and pedagogy. But I can say that his models and approaches for nineteenth- and twentieth century music history have had a profound impact on how I write and teach about it. Without them, I would not have had the same inspiration towards teaching a core music history module which tried to move away from technocratic and teleological approaches, focused above all on advances in compositional technique, towards broader approaches which do not overly privilege this line of development and attempt to give equal consideration to musical developments in terms of their social and political context, though in a less didactic fashion than Taruskin. Also, as one who teaches much about nineteenth-century music, not least opera, Taruskin’s writings on that area are regular set readings for my students.

But I want to focus on Taruskin’s thoughts on performance, the bulk of which are contained within Text and Act. He did occasionally return to the subject in some later essays, amongst the most interesting of which I would suggest is ‘Of Kings and Divas’ (1993), collected in The Danger of Music, a review-article of a range of recordings of French baroque music. But to the best of my knowledge Taruskin never wrote or spoke at length about later developments in the fields of performance studies, including the relationship between analysis and performance, ethnomusicological approaches, practice-research and Artistic Research, or the various work emerging from the research clusters in the UK CHARM and CMPCP, especially relating to the study of early recordings. Certainly Taruskin did write on early recordings earlier in his career, but not when the study of them had become a much more extensively developed field of scholarship. The heart of his work on performance has to do with historically-informed performance, the culture of early music, and the ways in which these came to encroach upon the performance of a good deal of mainstream repertoire.

One thing which is striking upon returning to Taruskin on performance, with knowledge of his later writings, is his at least partial advocacy of Adorno’s view (though Adorno was writing in a different time and context), and how strongly his critique of HIP is explicitly related to its anti-German tendencies. He only appears to have engaged with Adorno’s views as found in the essay ‘Bach Defended Against His Devotees’ (1951), not the Theory of Musical Reproduction, which was not available in either German or English at the time of most of Taruskin’s writings on performance.

I do not believe it would be unfair to say that Taruskin held frequently negative views about many things British. His writings on the historically-informed performance movement frequently dealt with the work of the likes of Christopher Hogwood, Roger Norrington, Trevor Pinnock, John Eliot Gardiner and their associated ensembles. He did also, for sure, consider some Austrian, German, Belgian and Dutch early music protagonists, most notably in a piece on the Harnoncourt-Leonhardt series of Bach Cantatas (‘Facing Up, Finally, to Bach’s Dark Vision’ (1991), reproduced in Text and Act), but these were generally treated as the periphery with the British scene as the centre. Taruskin also had little to say about the later growth of HIP elsewhere, especially France (except for in the essay I mentioned before) and Italy.

Yet I believe that the Austrian, Belgian and Dutch early music performance scenes were a central component of the wider international scene for as long as the British, even if some of the associated writings were less familiar to British and American scholars, as few were translated for a long time.

Taruskin’s views on German matters in this context were less wide-reaching; I am not aware of his considering in depth the problematic status of medieval music in Germany after 1945 following its appropriation by parts of the youth movement in the Third Reich. While various movements there which were already active in the 1920s, in regional centres such as Munich, Cologne and Freiburg, continued after 1945 to a limited extent, the growth of many a new Studio für alte Musik went alongside a similar Studio für neue Musik, as a means of resituating a realm of musical activity in a context which, rightly or wrongly, was for a period associated with opposition to fascism. But it is also surely no coincidence that one of the most important German groups for medieval music to be founded in the early post-war era, the Studio der frühen Musik in Munich, was led not by a German but an American, Thomas Binkley.

Taruskin did certainly engage with some aspects of a historically-informed performance and early music movement prior to around the 1960s, but in a fragmentary manner. In this he was no different to plenty of other scholars, but the appearance of Harry Haskell’s The Early Music Revival: A History in 1988 demonstrated the breadth and depth of a movement which can be traced back well into the nineteenth-century. Since Haskell, there has been a wide range of important wider scholarship – such as Katharine Ellis’s work on early music in France in the nineteenth century, Celia Applegate’s study of Mendelssohn and the Bach Revival, James Garratt on the German Palestrina Revival, William Weber’s study of concert programming, or various studies of individual musicians who contributed to revivals of earlier repertoire and performing styles. All of this could contribute to a new comprehensive history to succeed Haskell’s, which would I believe place the questions which Taruskin raises in a more nuanced context.

At the heart of Taruskin’s arguments are the conviction that historicist approaches are part of a modernist project, which he sets in opposition to earlier tendencies. But I believe this argument is founded upon too homogeneous a view of earlier traditions. Taruskin was without question aware of the extent to which Germanic constructions of musical subjectivity had more limited application in other regions in the nineteenth century, but was not prepared to go the extra mile and consider that some of what he constructs as ‘modern’ or ‘neo-classical’ might have deeper historical roots. That Chaikovsky’s neo-classicism might in some ways resemble Stravinsky’s is something I would not have imagined Taruskin denying, but he could have done more to draw the implications of this for a historical model.

Taruskin’s work on performance has certainly had its critics, or those who have presented alternative views. John Butt, in his book Playing with History (2003), offers a quite witty response to Taruskin’s self-presentation as a champion of consumers’ rights as against the ideals of historically-informed performers. Butt conflates this position with an advocacy of market forces, which is not strictly accurate. But nonetheless, he notes that in purely consumer terms, Taruskin’s arguments do not necessarily hold up – as he puts it ‘someone must have bought all those records’ (of Christopher Hogwood). Other important responses to the gauntlets laid down by Taruskin include those of Peter Walls, in his History, Imagination and the Performance of Music (2003), or Bruce Haynes, in his The End of Early Music (2007), which shares some of Taruskin’s view of ‘modernist’ performance. This is presented in an over-homogenised manner, in my opinion, by Haynes, as also by Nicholas Cook and Daniel Leech-Wilkinson, but this view has been challenged by some of the work of Dorottya Fabian. Haynes however creates a tripartite formulation of ‘romantic’, ‘modern’ and ‘period’ styles, the contrast between the second and third of which is at odds with Taruskin’s model. Nick Wilson, in his The Art of Re-Enchantment: Making Early Music in the Modern Age (2013), presents a quite different picture of the early music subculture than that at least implied by Taruskin. More recently Stefan Knapik, in a chapter in The Routledge Research Companion to Modernism in Music (2018) dealing with violin playing has shown how problematic are Taruskin’s dualisms, on the basis of wider reading of treatises.

I would say that Taruskin’s model is both British-centered and also centered upon a particular state of play which existed in the 1970s and 1980s, which is not unnatural as some of his first writings date from this time. We certainly know a good deal more now about ‘modernist’ performance from the early twentieth century, but Taruskin was definitely onto something by making the link with Stravinsky, Hindemith and other early twentieth-century figures, including José Ortega y Gassett or Ezra Pound, not primarily associated with music (referencing Pound’s interest in Arnold Dolmetsch and the particular culture around him and his work). That these and others such as Alfredo Casella, Gian Francesco Malipiero or Carl Orff were very significant in terms of the revival of some Renaissance and Baroque music is clearly documented. Hindemith, amazingly listed by ethnomusicologist Henry Kingsbury as an example of a composer who did not also perform, was not only a leading viola player involved in premieres of works from Webern to Walton, but also a prime moving force in the development of early music at Yale University after his relocation to the United States.

What is described most harshly as the ‘sewing machine’ style of baroque performance in mid-century grew out of some of the objectivist ideals of these composers and their interactions with the interwar early music scene. Adorno’s notorious essay was a response to this, and entirely in line with his own antipathy towards Stravinsky and Hindemith. But performance styles did change, and in some ways the branch of historically-informed performance which developed from this point was in some ways a reaction against this, seeking more nuanced and stylistically aware approaches through excavation of historical data. Taruskin’s all-purpose ‘modernist’ model takes too little account of these changing tendencies. There was of course also the radical shift in the 1970s away from the more ‘counter-cultural’ approach to early music associated with Binkley’s group in Munich, The Early Music Consort of London, and the Clemencic Consort towards the more austere a cappella approach pioneered by British groups in the 1970s, of which Christopher Page was the most eloquent spokesperson. Taruskin considers Page’s work in one essay, ‘High, Sweet, and Loud’ (1987) (reproduced in Text and Act), but does not really filter this shift into his wider arguments. All of these things point to the fact that the early music movement has been – and continues to be – a diffuse and diverse movement. Occasionally Taruskin acknowledges this, as in his contrasting of the ‘crooked’ work of Reinhard Goebel and Musica Antiqua Köln with some of their more ‘straight’ British counterparts, but does not draw the wider implications that would have been possible from a wider and more generous perspective.

What would have strengthened Taruskin’s arguments is the considerable cross-fertilisation between the early and new music worlds in the Netherlands in the 1960s, with common cause found between the likes of conductor and recorder/flute player Franz Brüggen, and the new generation involving individuals such as Louis Andriessen, Reinbert de Leeuw and Misha Mengelberg. All were united in antipathy to what they perceived as a conservative Dutch musical scene with pronounced Germanic elements, and espousing an objectivist style, in part influenced by American jazz and wider aspects of an idealised view of Americana, not dissimilar to the view of the Neue Sachlichkeit and others associated with Amerikanismus in Germany in the 1920s. In this Dutch context we absolutely see a commonality of purpose between those in early and new music, though married to a particular far left politics which I doubt Taruskin would have shared. To be fair, though, much of the information on this period in musical history was little known other than to Dutch specialists until recent work such as that of Robert Adlington, not available at the time Taruskin was writing. But it could fruitfully feed into reevaluations of Taruskin’s arguments.

Part of the problem is Taruskin’s tendency to employ a monolithic view of ‘modernism’, which he knew as well as anyone constituted a heterogenous body of music and aesthetic thought. But the tendency to employ an all-purpose conception of ‘modernism’ as a rhetorical strategy for dismissing musical work, in the process knowing the populist implications of so doing, was a shame. Few now would surely deny that Stravinsky and Schoenberg represented very different musical tendencies, and charged debates between factions associated with either have informed musical discourse since the mid-1920s. But Taruskin was not above associating one with ‘modernism’ and then using this as a stick to beat the other.

Taruskin’s views on many things German, which could translate into blanket remarks about European culture and thought, could have a waspish and xenophobic tint to them (which he would have been the first to condemn if applied to other regions or peoples), akin to the thought of Brexiteers and American neo-conservatives, especially in his later work. For one so unafraid to speak harshly of others, sometimes in ways I believe were ad hominem, Taruskin would cry foul if others did the same. In one article, he presented four of us, J.P.E. Harper-Scott, Christopher Fox, Franklin Cox and myself (all except Cox British), as his arch-opponents, almost as if part of a conspiracy. But I do believe the critiques of all of these were fundamentally about Taruskin’s work. My view may be more generous than some of the others, especially Harper-Scott, though I concur with some aspects of the latter’s critique, especially of Taruskin’s sometimes quite fanatical anti-German pronouncements, such as in ‘Speed Bumps’.

Taruskin’s knowledge of and interest in new music was, by many accounts of those who spoke to him about it at length, considerably more rich and nuanced than one would necessarily discern from some of his writings. He took, for example, a great interest in the work of Belgian pianist and musicologist Luk Vaes in the work of Mauricio Kagel. I regret that he did not write more from this perspective, though can see how it might have seemed uncharacteristic in the context of the wider views he frequently expressed.

Taruskin had a striking ability to identify the fundamental issues at stake in many scholarly and other musical debates without obfuscation. As a result his writing can be very direct and clearly expressed. Furthermore, he did not shy from viewing music in social, historical and political context, including specifically in relation to its meanings today. He was not one simply to take the views of composers or performers at face value, and recognised musicians’ self-fashioning immediately. All of this, from when I first encountered his work, was a breath of fresh air in the context of what I found, and still find in some ways, a rather stultified musical and academic culture in the UK, in which so much depends upon saying the right things to the right people with power rather than entering into more trenchant debate on the basis of conviction, with passive-aggressive demands to conform to prevailing group-think, and where short-term demands of pleasing others can supersede quests for truth.

As time went on and I became more familiar with his work, I came to realise that Taruskin was not however someone with whose work I would associate a balanced examination of evidence and a measured conclusion. The very possibility of moderate conclusions also appeared to elude him. Both of these things are very significant flaws in a scholar, I believe, but also characteristic of a polarised scholarly world. Taruskin was highly critical of others for drawing wide conclusions from fragmentary information, but was far from averse from doing the same himself to ram home points. An example would be his arguments about tempo flexibility in Beethoven Symphonies (in ‘Resisting the Ninth’ (1988-89), in Text and Act), which depend heavily on the account by Anton Schindler, with just token recognition of the various information which points to the unreliability of Schindler as a source. I would contrast this with the thorough examination of the conflicting accounts of Beethoven by Schindler and Carl Czerny in George Barth’s book The Pianist as Orator (1992), which also arrives at a conclusion that some of what Schindler claimed may be correct, but Barth does so on far stronger scholarly grounds.

Nonetheless, I believe Taruskin was a very worthy opponent and without doubt a tremendously significant figure in the landscape of musicology, from whom I will greatly miss the possibility of reading new writings.


A scathing indictment of John Vallins’ leadership at Chetham’s

I have recently been contacted by a former senior member of staff at Chetham’s in the 1980s, who had regular contact with the then-headmaster, John Vallins. With their permission, I am publishing here a letter sent to the Independent Inquiry into Child Sexual Abuse and also to the current joint heads of the school. It offers a trenchantly expressed and troubling view of the (lack of) leadership under Vallins’ tenure. Following his lacklustre performance at the hearings, I believe a statement is needed from Vallins following the publication of the inquiry’s report.

Dear,

Thank you for the heads-up about the publication of the IICSA Report. The Report has an appalling vividness and intensity for me because, as you probably know, Chets was an important part of my life in the late eighties. It seems to me to be thorough and accurate and it provides some helpful recommendations. If well heeded it will be a useful milestone along our long and tortuous journey to a safer world for children and young people. 

I would have liked the Report to have emphasised more clearly, though, the all-important role of leaders in forming and shaping the ethos of these school communities. We can assume that there will always be a propensity for abuse in our communities; unfortunately this is a fact of life. Effective leaders know this and can protect (safeguard) us all from our wilder tendencies and channel our energies positively. For residential school communities this is the single most important factor in determining the health of the community. 

The Chets referred to in the Report was a fertile substrate for abuse of every kind: there was a total absence of what we would consider to be “normal” and essential school practice, procedures, attitudes and accountabilities. All attempts to modernise and introduce elements of professional normality were blocked and ridiculed. The Head liked to think of himself as an inspiring figurehead, someone who, as he often said, was  “effortlessly superior” to everyone else; his decisions were driven by ignorance, snobbery, foolish self-interest and prejudice… or more often simply avoided. If things became difficult he would become petulant and throw a temper tantrum. There was no “leadership” climate: rather a climate of often malevolent dysfunction with interpersonal suspicion, tension and frustration. It is no wonder that in such a climate certain adults with what we might call “borderline” personalities, and who in a well run school might have been contained or sacked as soon as problems arose, abandoned any pretence of decency and developed their appalling habits of abusive behaviour, over many years in some cases, as set out in the Report.

In my view, the Report gives insufficient emphasis to this all-important causative element, namely the Head’s abject, utter and contemptible failure to lead, and by his behaviour, his creation of the conditions in which abuse could flourish. That, to me, was criminal negligence and I will make this point to the authors of the Report.

I cannot tell you how heartening it is for me, having experienced the madness of the past and having struggled in vain to improve things at Chetham’s, to see the two of you providing the inspired, courageous, ethical and confident leadership that every one of those young people deserves and needs. I know full well how hard, how personally invasive, it can be, 24/7, and I am reassured and inspired to see your innovative, visionary and determined approach to shared leadership of this wonderful community. ****,**** and I are confident that we made the best choice for her, thanks to you.

If ever there is anything I or **** can do to assist in any way, please do not hesitate to ask.

With warm regards and bon courage!


On the importance of teaching musical theory and technique

In the period prior to the end of the Crimean War (1856), Russian musical life differed in various respects from that in other leading European countries. It was dominated by opera, but much else went on in aristocratic salons, with few regular concert societies. One exception, the St Petersburg Philharmonic Society, founded in 1802 (and which gave the premiere of Beethoven’s Missa Solemnis in 1824) mostly produced popular numbers from Italian opera. To be a professional musician meant being in the service of the state, which was unacceptable to most aristocrats. Most major recitals were given by visiting foreign artists, while few Russian composers had a formal musical training. The great pianist Nikolay Rubinstein, who had begun a professional career as a pianist in 1854 (he would later give the premieres of Mily Balakirev’s notorious piano piece Islamey (1869) and was a champion of Chaikovsky’s First Piano Concerto), was made to give up this career in 1855 in order to marry Yelizaveta Dmitriyevna Khrushchova, daughter of a prominent Moscow official, as the profession was deemed as little more than a low-class entertainer. The marriage however turned sour, and Nikolay resumed his career after they separated in 1858.

Nikolay’s older brother Anton, an equally leading pianist and also composer who spent much time travelling around Europe for concerts (both brothers had also spent four years in Berlin when young), wrote an article in the Viennese journal Blätter für Musik, Theater und Kunst in 1855 entitled ‘Die Komponisten Rußland’s’, in which he was sharply critical of the reliance of existing Russian music on allusions to folk songs and dance melodies, provoking some fury from nationalistically-minded composers (some of it deeply anti-semitic in nature), especially Mikhail Glinka, who had been singled out by Rubinstein. But Rubinstein’s article betokened a wider view, as he would later articulate – to him, Russian music was amateurish and dilletantish compared with that he had encountered elsewhere, in large measure down to the lack of provision of professional training, especially compared to that in the German Confederation. Some other Russian composers, led by Mily Balakirev, strongly opposed Rubinstein’s plans, believing him to be planning to import foreign and academic ideas to Russia (once again, in the ugly exchanges, Rubinstein’s Jewishness and the concomitant view that he was less deeply rooted in Russian culture and tradition than others, continued to be evoked). To teach compositional and other technique, to many nationalists, was in contradiction to the idea that it lay somehow deep within the Russian soul, an almost mystical conception. But with his convictions in mind, Rubinstein sought to establish a conservatoire on the model of those in other European cities to provide the training he sought. He was able to do this in 1862, in part due to the support of the Grand Duchess Elena Pavlovna, in whose household he had earlier worked as an accompanist for singers, also due to relaxations in higher education brought in under the reign of Tsar Alexander II from 1855, enabling music graduates to call themselves ‘Free Artists’, which freed them from military service and some taxation.

Today the conservatoires in St Petersburg and Moscow (which was founded in 1866 by Nikolay) are amongst the most renowned in the world, and it is strange to think of how their very foundation occasioned such controversy. In 1871 Nikolay Rimsky-Korsakov was invited to teach composition and orchestration (while remaining in the navy and teaching in uniform). Rimsky-Korsakov had previously been close to the Balakirev faction, but he changed ideological direction at this point and undertook his own intensive study of compositional technique, harmony and counterpoint, in order to be able to teach them. This also bore great fruit in his work, as can be found in works such as the Symphony No. 3 (1866-1873, rev. 1886).

This story came to mind in light of hearing similar arguments both over a period in musicological circles, and in an exchange (in Spanish) on social media. Commonly the type of argument in its contemporary guise goes as follows, with respect to composition teaching: ‘There is no need to teach boring things like harmony and counterpoint, the point is to allow students to be creative‘. Music theory is viewed in opposition to some sort of innate creativity, and the purpose of composition teaching is simply to liberate this, give students a type of ‘permission’ to express themselves however they want. Sometimes one will hear cited the words of John Cage recalling how his own ‘teacher’ (in a loose sense of the word) Arnold Schoenberg told him that he had no feeling for harmony and would come up against a wall which would prevent him from progressing, to which Cage replied that he would continue to beat his head against this wall (the veracity of Cage’s many anecdotes should always be treated with some scepticism, as he was clearly someone who carefully constructed his own mythology). As such, some of those identifying themselves with the field of ‘experimental music’ can be amongst the most vociferous opponents of the teaching of traditional technique (and some indeed advocate primarily for amateur rather than professional music-making).

But I find utterly unconvincing this opposition between technique and creativity, in music or any other art form. Harmony is a factor in most forms of Western music; that in jazz is every bit as sophisticated as in much classical music. Some other musical traditions, such as many from the Arab world, are primarily monophonic, but the primary focus of most education in the West, unsurprisingly and not unnaturally, is upon the range of traditions which have developed here, and this is the primary focus of most students (it would be as strange for Western institutions to discontinue the teaching of Western traditions as for Chinese institutions to do the same with their own). There are varieties of new music which owe relatively little to such traditions (such as that of Cage and some of his followers, or perhaps around Iannis Xenakis as well), but these are niche interests, like much new music (I will be writing more about this in a subsequent blog post). Most of those drawn to more integrative art music traditions, popular musics, musical theatre, film music and much else are dealing with musics rooted in developed harmonic traditions. To understand the workings of these and the possibilities thus engendered is to expand the range of possible creative application, not to narrow it.

The teaching of counterpoint has had an interesting history. In the Renaissance harmony was largely seen as a by-product of counterpoint, indicating particular ways in which musical lines formed vertical groupings of consonances and dissonances at particular points. In a gradual process from the advent of the seconda pratica at the beginning of the 17th century, harmony, and the structural relationships between different chords, came to assume an ever more prominent position in theory and education, coming to supersede the teaching of counterpoint in some places by the early 19th century, not least at the Paris Conservatoire. Certainly plenty of composers of this period, such as Frédéric Chopin or Johannes Brahms, still believed in the value of knowledge of counterpoint and studied it diligently. It was later in the century that counterpoint returned centre-stage in Paris, in the context of a post-1871 era which witnessed increased interest in earlier (pre-revolutionary) French musical traditions (which were viewed as archaic and reactionary after 1789), and became fundamental to the work and teaching of Gabriel Fauré, who was director of the Conservatoire from 1905 to 1920. Ultimately, I believe many who have studied it are deeply conscious of the value of understanding the interactions of lines even for the purpose of teaching more vertically-oriented music.

The same goes for the teaching of instrumental and orchestral technique – understanding the possibilities and limitations of different instruments, their particular characteristics and the results of performers employing certain techniques, and of course the ways in which they can be combined to optimal effect. Anyone wanting to write for live musicians can surely only gain from such knowledge, enabling more incisive use of such instruments. The same can be said for the compositional study of vocal technique.

Some such theoretical teaching is dismissed by some as simply a set of antiquated practices irrelevant to the modern era, and a means of artificially elevated the status of the group of dead white (mostly) males who developed them. But the same could be said of most technical or technological innovations which occurred in the West – would people reject the use of the telephone or the computer or the train for the same reason? In my opinion, very little music of lasting consequence is created ‘out of nothing’, most draws upon knowledge and understanding of other music which has preceded it, and can build upon or enter into a more critical relationship with its achievements (and limitations).

And once again this is not unique to classical traditions, as many others have highly developed and sophisticated styles which are the result of the application of various techniques. Sometimes these are of a different nature or constitute a different set of priorities, for sure; the sort of intricate thematic development which has traditionally accompanied a good deal of music in the sonata/symphonic classical tradition from the late 18th century is much less of a factor in popular song, for example, and other approaches to vocal writing, or particular use of instruments and electronic timbres, play a more central role. As one commentator on the thread linked to earlier pointed out, a great many blues musicians learned their craft through hours of listening, practice and imitation, which are another form of learning of technique. Those who idealise impressive instrumental improvised solos from jazz or other musicians may not always be aware of the many hours of work which have gone into developing the ability (not least the inner self-criticism) to do these, to go beyond simple repetition of known figurations, to be able to achieve fluency and genuine spontaneity, and so on; improvisation builds upon technique as much as any form of music-making.

It would be narrow to suggest that only a particular set of techniques from the common practice period should be taught (equally narrow not to teach them, however), and there is a reasonable argument that music theory and compositional technique should encompass a more plural range of traditions than has sometimes been the case hitherto. But the argument which opposes technique to creativity is myopic, primitivist and amateurish, in line with those arguments maintaining everyone is an artist and to pretend otherwise is the unwelcome hegemony of an elite, arguments which were soundly critiqued here. The professionalisation of musical education may in certain senses be ‘elitist’, in the sense that those who have had a professional training generally achieve skills and abilities which set them apart from those who have not. But to reject this type of elitism is really to reject education altogether, and (re-)institute other forms of less welcome elitism and discrimination, for if there is no reason to judge the quality of anyone’s work, one can be sure that other measures (which may relate to possession of independent means, family connections, and so on) will determine which art achieves some prominence.

Ultimately, if we eschew the teaching of compositional technique in education, we are giving students a meagre offering for the considerable amount of money they spend on such education. There are students who would prefer not to have to put in the considerable amount of self-directed study required to develop technique (definitely this cannot be achieved exclusively in the classroom), but to pander to this view is to facilitate a form of infantilisation and discourage students from developing the greater intellectual and creative maturity which will serve them well after graduation. If we want to help students be creative, we should be helping to provide them with the means to do so. And the wider the range of techniques taught, the greater the range of possibilities thus opened up.


(The story about the conservatoire and professionalisation of Russian musical life in the nineteenth century is covered in various books on Russian music and the Rubinsteins, but the most comprehensive treatment can be found in Lynn M. Sargeant’s Harmony & Discord: Music and the Transformation of Russian Cultural Life (New York: Oxford University Press, 2011)).


A further question concerning Robert Waddington, former Dean of Manchester Cathedral, and Chetham’s School of Music

I just came across an important piece of information to which I was directed by Fiona Gardner’s book Sex, Power, Control: Responding to Abuse in the Institutional Church (Cambridge: The Letterbox Press, 2021), which itself references the 2014 article ‘Litany of Failure’ by investigative journalist Amanda Gearing, who has done the most important research into the abuse of children at the hands of Robert Waddington, who was Dean of Manchester Cathedral from 1984 to 1993. Allegations of abuse were made against Waddington dating back to when he was headteacher at a school in Ravenshoe, Australia, in the 1960s, and others followed from when he returned to England in the 1970s and during his time at Manchester. A 2020 report by the Independent Inquiry into Child Sexual Abuse was sharply critical of the lack of action on the part of the Church of England when allegations about Waddington’s activities were brought to their attention. I am unaware of any specific allegations of abuse on Waddington’s part towards pupils at Chetham’s School of Music, from which many younger boys formed a statutory part of the choir at Manchester Cathedral (the ‘stats’, as opposed to other volunteers not from Chetham’s, known as the ‘vollies’, from which latter group came Eli Ward, who has made allegations about Waddington). However, as I outlined in a 2013 post, the links between the cathedral and the school were numerous, Waddington was close to the then-headmaster of Chetham’s, John Vallins, and was on the board of governors for Chetham’s throughout his tenure as Dean, as well as being a Feoffee (responsible for the wider body including the school and the library). In this earlier post and that which I published on Friday as the second part of my response to the IICSA report on residential schools, I noted the fact that when the grevious case of Chris Ling came to the attention of the school in 1990 after he had left the country for the US together with several students, including a major police investigation (though which did not lead to extradition, which would have to wait until Operation Kiso in 2013-15), Waddington himself was on the governing body. So a governing body facing very serious allegations against a former member of staff contained at least one individual to whom all the evidence points to his having been an abuser himself (this claim is cited in Gardner’s book). The minutes from the governors’ meeting following Ling’s relocation to the US can be read here.

(‘He’ is John Vallins, the Headmaster at the time)

But there is another detail which I missed before. I noted in 2013 that Stuart Beer and Gordon Stewart both also worked at Chetham’s (they were there during my time). Gearing writes the following:

Waddington was promoted to Dean of Manchester in 1984 where he was a governor on several school boards, including Chetham’s Music School.

In the 1980s, Manchester Cathedral master of the choir Stuart Beer reported his concerns about the then Dean’s relationship with Eli Ward, to the cathedral organist and choir director Gordon Stuart, who reported to the Cathedral Chapter.

I had not previously noticed that Ward’s concerns were shared with Beer and Stuart. Considering the close relationship with the school and Vallins, was the latter made aware of any of this at the time? In light of various claims about Vallins knowing about claims of abuse but not acting upon them, this is another relevant question.


The IICSA Report into Residential Schools – material on specialist music schools and some initial thoughts – Part 1

Today, the Independent Inquiry into Child Sexual Abuse have published their long-awaited report into residential schools, including specialist music schools, following their hearings in Autumn 2019. As a participant in the inquiry who gave verbal evidence and also a wide range of written data, submitted via lawyers Slater and Gordon, I wanted to draw attention to the sections relating to specialist music schools (as the report is 223 pages long), and offer some comments. I earlier published a post with a wide range of links to the testimonies and videos from the inquiry, and also an extensive range of testimonies collected at the time from former pupils at my former school, Chetham’s School of Music. Other relevant posts are indexed on my home page – perhaps most relevant are my digest of reported cases of abuse from 1990 to 2012, and detailed account of the trial of Michael Brewer and the aftermath.

Chetham’s School of Music, cloister buildings.

The report details widespread abuse throughout the four English specialist music schools (SMSs), including various cases for which circumstances including the fact that the alleged perpetrator is deceased precluded criminal proceedings. I am very glad that they have drawn attention to the allegations against Rzysard Bakst at Chetham’s and Marcel Gazelle at the Yehudi Menuhin School (for which I and several others worked with Channel 4 News to bring the story to light) in particular. But key to this type of report is not just which perpetrators carried out which incidents, but also how they were able to do so within the institutions in question, how those institutions responded when such allegations came to light, and which measures either were or have been put in place to safeguard pupils. It is clear that there were extremely serious deficiencies on the part of the schools, which enabled these incidents to happen. I link these to a much wider toxic culture (as attested to in the Chetham’s testimonies linked above) of reckless abuse of power, premature sexualisation, bullying, harassment, physical and emotional as well as sexual abuse, and in general, a privileging of the reputation of the institutions over the welfare of the pupils, as is made clear in the report. Furthermore, as also identified in the report, there are specific factors relating to specialist music schools which make pupils especially potentially vulnerable: the power and charisma of teachers, the intensely competitive environment in which the chances of ultimate success are low, the intimacy of the 1-1 teaching relationship, and more. From when these schools were founded (Purcell and Menuhin in the early 1960s; Chetham’s, Wells, and St Mary’s, Edinburgh, all became wholly or partially SMSs at the end of the 1960s and beginning of the 1970s), the dangers in terms of child welfare should have been obvious, but my research has uncovered little evidence of any particular concern about this on the part of those invested with power and responsibility at the schools. All sought inspiration from schools and pedagogy in Eastern Europe: the Central School in Moscow was the direct model for the Menuhin School, and by implication also St Mary’s (which was itself modelled on the Menuhin School), the Purcell School; Rosemary Rapaport, co-founder of the Central Tutorial School, later Purcell School, was inspired by what she saw in Czechoslovakia, and also wrote about the contrast between what students achieved in the UK and in Russia; the plans for Chetham’s were explicitly compared to schools in Russia and Hungary, and both John Vallins and Michael Brewer visited Hungary and the Soviet Union to seek information on approaches to tuition; pedagogy at Wells was deeply influenced by the violinist Yfrah Neaman, Lebanese-born but Moscow-trained. Furthermore, many teachers at the schools came from Eastern European ‘schools’ of playing and pedagogy, and made much of the mystique associated with these in the West. Specialist music education was in large measure an Eastern European development (there are a few precedents in Weimar-era Germany and even in the Third Reich, but these were not long-lasting) – many such schools sprung up throughout Eastern Europe after 1945, inspired especially by the model of the Moscow Central School, founded in 1932. Approaches to teaching which were developed in highly authoritarian and undemocratic societies were being transplanted into a Western liberal democracy; a theme of my forthcoming history will be the stark incompatibility of these with the wider values, including child welfare and nurturing, which should have been expected in the UK. To this day debates continue to rage as to what is reasonable in terms of expectations on young people studying music and dance at a high level, with examples from Russia and China cited in opposition to a more liberal and child-centered approaches.

Through the course of events, the actions of particular head teachers and music directors has been especially deficient, even when not directly involved with abuse – the report makes reference to John Vallins, Peter Hullah and Clare Moreland at Chetham’s, and Peter Crook at Purcell. The testimonies of these individuals and some others at the hearings were not impressive, and communicated to many alumni with whom I am in contact a sense of complacency, marginalisation, and even denial. Alas it is probably unsurprising to many to see confirmation that institutions have sought to protect their own reputations and those of their most senior staff, in the face of allegations of abuse, bullying, harassment, and so on, and those going forward to register such things can find themselves shunned, marginalised or victimised. This is why mandatory measures and reporting are needed, and proper protection offered for those who come forward. There is still a long way to go in this respect, and I will say more about this when writing about the report’s conclusions in a subsequent post. Many dangers are present in tertiary as well as primary/secondary music education: some will be aware of the case of Philip Pickett, jailed in 2015 for eleven-and-a-half years for offences including rape of female students in locked sound-proofed practice rooms. Also shocking was the reaction of the then-principal of the Guildhall School of Music and Drama, the late John Hosier, simply telling the parents of one girl who was attacked to take her to study somewhere else (see also my articles following the Pickett case here and here). I am aware of detailed testimony relating to another former conservatoire principal of a similar nature, from two individuals unbeknown to each other when they spoke to me, and relating to two different teachers who had committed grievous sexual offences. When considering going to the police about these cases, they were threatened with expulsion and career ruin by the principal in question. The possibilities for such corruption of power, in a world in which reputations are everything, and careers are greatly fragile and dependent upon good favour within narrow circles, must be addressed as a matter of urgency.


Here are the key passages from the IICSA report:

In 2013, Michael Brewer, the former director of music at Chetham’s School of Music, Manchester, was convicted of sexually abusing a former student when she was 14. His victim took her own life after giving evidence at his trial. This prompted other former pupils to come forward, with 47 alleged perpetrators reported to the police, 35 of whom were connected with the school. Four were charged with criminal offences, including Christopher Ling who had abused eight young girls, often in the guise of ‘rewards and punishments’ at his home during tutorials, during music courses in school holidays and at the school itself. This first came to light in 1990, shortly after Ling moved to the USA, taking a group of girls with him as pupils. Extradition was not pursued and no further action was taken at the time by the school or by others. It was, as one victim put it, “as if it hadn’t happened”. (p. 2)

At the Purcell School, a specialist music school, allegations against staff were not responded to appropriately under the headship of Mr Peter Crook. This is unsurprising, as the headteacher demonstrated a failure to understand some basic principles of safeguarding. For example, in 2009 Mr Crook took a group of Year 9 boys to his home, discussed his own sexual experiences with them, told the boys how to measure their penises and told them he would ignore it if he caught two boys masturbating each other. When this came to light, it was decided that no disciplinary measures were to be imposed on the headteacher.

Teachers and others exploited their positions of trust to abuse children in all the various types of educational settings the Inquiry considered. Some settings pose heightened risks. Boarding schools were described to us as “the ideal environment for grooming”, as the children have an increased dependency on those around them. (pp. 2-3)

In the specialist music schools examined, the power and influence of often revered and influential music teachers made some pupils even more vulnerable to being sexually abused by them. The reputations of both the musicians and the schools were often seen as more important than their victims and potential victims when allegations were made or concerns were raised. The response was similar when concerns were raised about well-liked and generally respected members of staff in other school contexts, in both the independent and state sectors. (p. 3)


There are details of the testimony of RS-A2 and RS-A3 on pp. 7-8, both relating to horrific abuse at the hands of Chris Ling. I will not give all the details, but quote here aspects relevant to the environment and response of the school. Very notable is the behaviour of houseparents (in a position of loco parentis in such schools), for which the evidence is damning.

RS-A2 was a boarder at Chetham’s School of Music (Chetham’s) in Manchester in the 1980s, from the ages of 13 to 18. She was far from home and found the atmosphere in the school to be “oppressive” and very competitive. She felt that there were no staff members who were approachable.

Christopher Ling became RS-A2’s violin tutor at Chetham’s when she was 15. RS-A2 said that she saw Ling as a father figure, and that he had convinced his students that he was their only chance of success. RS-A2 noticed that Ling frequently commented on the appearance of his female pupils, and he sometimes gave RS-A2 a shoulder massage for pain she developed from over-practising.
[…..]
When Ling’s abuse of pupils at Chetham’s came to light in December 1990, RS-A2 was interviewed by Greater Manchester Police in the presence of the housemistress, Mrs Anne Rhind. Although the female police officer who interviewed her was “kind”, RS-A2 had the impression that Mrs Rhind was worried about the impact on the school and that she was angry with RS-A2.

After RS-A2 disclosed the abuse at school, she spoke to her mother about it on the telephone. RS-A2 said that she later discovered that her mother tried to contact her at Chetham’s, but Mrs Rhind would not let her speak to or see RS-A2, saying that she was busy. RS-A2 said that she had not known at the time that her mother had tried to see her because Mrs Rhind did not tell RS-A2 that her mother had come to the school.

Some time after she was interviewed, RS-A2 recalled being told by the police that the case would not proceed due to a lack of evidence. Neither the police nor the school offered any counselling or support.

RS-A2 was allocated a new violin teacher at Chetham’s who also made sexual allusions in lessons and forcefully kissed her, but RS-A2 did not report it. She did not think she would be listened to: “if the other abuse hadn’t been listened to, then why would this?”

RS-A2 provided another statement to the police in 2013, when the case against Ling was reopened. Ling shot himself in the head when US marshals arrived at his home to serve extradition papers upon him in September 2015. When she heard of Ling’s suicide, RS-A2 felt that again the voices of his victims had not been heard. She felt shocked and angry, and described his suicide as “a final kick in the teeth”.

The sexual abuse has continued to affect RS-A2 emotionally and physically, causing problems with trust and self-esteem, and has affected her relationships with men. RS-A2 has not played classical music since leaving Chetham’s and finds it difficult to listen to it. (pp. 6-7)

Also:

[…..]
RS-A3 joined Chetham’s when she was 15 years old, living at the school as a boarder. Ling was her instrumental teacher and RS-A3 said that she looked up to him as an inspiring teacher. He continued to sexually abuse her, not on school premises but at his private residence, during additional lessons or tuition courses at weekends and in the school holidays.
[…..]

In autumn 1990, during a self-awareness course, RS-A3 disclosed that she had been sexually abused by Ling. Her parents were informed and reported him to the police. By this time, Ling was teaching in the United States and RS-A3 was in the sixth form at Chetham’s. Greater Manchester Police interviewed RS-A3 and several other girls at the school, although RS-A3 recalled being told by the police subsequently that there was not enough evidence to extradite Ling to face trial in England.

In 2013, the police reopened the case against Ling. RS-A3 was interviewed again by the police because the evidence gathered in 1990 had been lost. Extradition proceedings were initiated to bring Ling back from the United States to face trial in England, but Ling killed himself before he could be extradited.

When RS-A3 heard of his suicide, she felt a sense of relief but also was disappointed that Ling had never faced justice for his actions:

“I wanted it confirmed that we were telling the truth and I have missed out on the recognition of what we had gone through. I am especially angry that the school will never be held accountable”.

The abuse continues to affect RS-A3. She struggles to show her feelings and feels numb and disconnected. She gave up playing the violin as it triggered uncomfortable emotions. (pp. 7-8)


The following passage relates to the nature of specialist music provision in the UK, about which I am working on a history at present.

B.2: Music schools

2. Through the Music and Dance Scheme (MDS), the Department for Education provides income-assessed grants or bursaries to pay all or part of the fees for children at specialist music or dance schools in England. The schools themselves decide whom to offer places and may withdraw a place according to their own policies.

3. There are four specialist music schools in the MDS in England:

• Chetham’s School of Music in Manchester (Chetham’s);
• The Yehudi Menuhin School in Surrey;
• The Purcell School for Young Musicians in Hertfordshire (the Purcell School); and
• Wells Cathedral School in Somerset
.

These four specialist music schools are independent boarding schools, although day pupils also attend. In all four schools, there have been allegations of sexual abuse of students by teachers or other adults working at the school.

4. A watershed moment came in 2013, when Mrs Frances Andrade took her own life shortly after giving evidence at the trial of Michael Brewer. The former director of music at Chetham’s was convicted of sexual offences against her when she was a pupil and boarder at the school (when named Miss Frances Shorney, as she is referred to below). Mrs Andrade’s death and Brewer’s conviction were widely reported in the press, prompting many former pupils of Chetham’s and the other specialist music schools to come forward and speak about their experiences of child sexual abuse within music education from the 1960s to the present day. Many spoke to the police through Operation Kiso, a large-scale investigation by Greater Manchester Police. Many more contacted Dr Ian Pace, a musicologist and former pupil of Chetham’s, who had written a number of articles on his blog, Desiring Progress, regarding the trial of Brewer and the incidence of child sexual abuse in specialist music education.

Chetham’s School of Music

5. Chetham’s is situated in the centre of Manchester, close to Manchester Cathedral. The Cathedral choristers are educated at the school.79 It became a co-educational specialist music school in 1969, having been a boys’ grammar school since 1656. Chetham’s is the largest of the four specialist music schools, currently providing full-time academic education, in addition to specialist music tuition, for just over 300 pupils aged between 8 and 18. More than one-third of its student body is in the sixth form (aged 16 to 18). At the time of the Inquiry’s hearing in October 2019, the school had 220 boarders and around 10 percent of its students were from overseas.

6. Incidents of child sexual abuse which occurred at Chetham’s between the 1970s and the 1990s led to five adults who worked with children there facing criminal charges. Some allegations of child sexual abuse at Chetham’s were reported after the alleged perpetrators had died, resulting in no further action being taken by police.’ (pp. 24-25)


The report looks specifically at the cases of Michael Brewer and Chris Ling, as well as the nature of Operation Kiso, set up soon after the Brewer trial. The case of Michael Brewer has been the most prominently reported because of the trial of him and his former wife, and the tragic suicide of their victim Frances Andrade, née Shorney, during the course of the trial. Especially notable here are the details of how Brewer’s departure from the school were handled, in such a manner as enabled him to continue working with young people. On the grapevine, at the time of his departure, I heard rumours about some scam involving a violin manufacturer and him, but this would have been far less serious. It cannot be underestimated how fundamental a role Brewer played in the lives of all who attended the school when he was Director of Music (some early reports described him simply as a choirmaster, which downplayed his power – see my earlier blog post here on Brewer), and as such what it meant to see him convicted of such a serious crime.

Michael Brewer

7. Michael Brewer was the director of music at Chetham’s for 20 years, from his appointment in 1974. He was appointed by and directly accountable to the governing body (known at that time as the School Committee), rather than the headteacher. Brewer was a powerful figure, having complete autonomy over all matters relating to music. Mr Peter Hullah (headteacher from 1992 to 1999) told the Inquiry that “the Director of Music was the School”. Brewer was also highly regarded outside the school. He left Chetham’s in December 1994 and continued to work with young people as the artistic director of the National Youth Choir, which he had founded in 1983. Brewer was awarded an OBE in the 1995 New Year’s Honours List for services to music education.

8. Frances Shorney was a boarder at Chetham’s during the late 1970s and early 1980s. Brewer groomed and sexually abused her when she was 14 and 15 years old in his office at Chetham’s and also at his family home. The sexual abuse escalated from kissing and touching to oral sex and penetrative sexual intercourse. At one point, because Miss Shorney was exhibiting emotional and behavioural problems, the headteacher, Mr John Vallins, agreed that she should move into the Brewers’ family home in order to help her cope with the pressures of the school. Brewer continued to sexually abuse her when she lived with his family. It was not until many years after she left Chetham’s that she felt able to confide in a fellow musician about the sexual abuse she had suffered as a pupil, before making formal allegations to the police in 2011.

9. In the course of its investigation into the allegations against Brewer, Greater Manchester Police spoke with a number of former pupils of the school. Several recalled that it was common knowledge amongst the student body that Brewer had an inappropriate sexual relationship with Miss Shorney and that Brewer had targeted other girls. One witness told the police that Brewer had made aggressive sexual advances towards her on a school trip when she was 16, which she had rebuffed.

10. The police also identified a former pupil, RS-A187, whom Brewer groomed and then engaged in sexual activity with over several months in 1994, when she was 17 years old and he was 49. RS-A187 gave evidence for the prosecution at the trial to show that Brewer had a sexual interest in the teenage girls in his care. Brewer did not face any criminal charges in relation to RS-A187, because it was not a criminal offence for a teacher to engage in consensual sexual activity with a pupil over 16 until 2001.

11. In November 1994, the headteacher, Mr Hullah, became suspicious of the nature of the relationship between Brewer and RS-A187. Mr Hullah asked the housemistress, Mrs Anne Rhind, to speak to RS-A187, and later spoke to Brewer himself. Brewer immediately acknowledged to the headteacher that a personal relationship had developed with RS-A187 which “did cross a professional boundary”, and said that his position had become untenable and that he wished to resign immediately.

12. The governing body accepted Brewer’s resignation with immediate effect, which brought the headteacher’s investigation into the matter to an “abrupt halt”. Brewer faced no disciplinary action. The reason given publicly for his departure was that he had retired due to ill health. Brewer told the court in 2013 that this was Mr Hullah’s suggestion, and accepted that this had been a “cover-up”. Mr Hullah told the Inquiry that Brewer had resigned and not retired, and that Brewer had not complained of any health problems at that time, but he denied that there had been a cover up in 1994. Mr Hullah stated that he had informed the governing body of all the circumstances of Brewer’s resignation from the school.

13. Brewer was paid his full salary from when he left Chetham’s in December 1994 until August 1995, which Mr Hullah considered to be a gesture of goodwill on the part of the governing body. Brewer continued to be associated with Chetham’s as an advisor and to work closely with young people as the artistic director of the National Youth Choir. Mr Hullah did not notify the National Youth Choir, the local authority or the Department for Education (which at that time operated ‘List 99’, a barred list of those deemed unsuitable to work with children) of the circumstances or the fact of Brewer’s resignation, although there was a statutory duty to notify the Department for Education of such resignations.

Mr Hullah did not consider that the circumstances of Brewer’s resignation were such as to require any referrals or notification.

14. In February 2013, Brewer was convicted of indecently assaulting Frances Shorney on multiple occasions when she was under 16.105 The trial judge sentenced Brewer to six years’ imprisonment and described him as a “predatory sex offender” whose behaviour was “manipulative and depraved”. He noted that Brewer’s power and influence in the school was such that he was able “with little, if any, prospect of challenge from anyone else”. He also expressed surprise that witnesses testified to Brewer’s good character in the knowledge that he had conducted a clandestine relationship with a pupil, and appeared to be “more than happy to overlook one of the most shocking aspects of this case”. (pp. 25-27)


The case of Chris Ling constitutes the most serious of all the allegations relating to Chetham’s, but was essentially ‘hushed up’ for over 20 years, even though many including myself were fully aware of the nature of his departure both from the school and the country (though not the scale or full nature of the offences). It is quite amazing to note the lack of interest on the part of headteacher John Vallins in Chris Ling’s whereabouts, together with his pupils, after fleeing to the United States.

Christopher Ling

15. Christopher Ling taught the violin at Chetham’s. He was recruited by Brewer in 1985. He left Chetham’s at the end of the school year in summer 1990 for a teaching role at the University of Miami, taking with him as his pupils a small group of girls from Chetham’s.

16. In autumn 1990, a female pupil at Chetham’s, RS-A3, disclosed that she had been sexually abused over a long period of time by Ling, who had been her violin tutor. Greater Manchester Police began a criminal investigation. The police identified eight girls who alleged they had been sexually abused by Ling while they were pupils at the school. The victims were aged between 9 and 15 years at the start of the abuse, which ranged from kissing, spanking and sexual touching to full sexual intercourse in some cases. Ling operated a reward and punishment system which enabled him to facilitate the sexual abuse, most of which took place at his private residence during tuition at weekends and on music courses during the school holidays. Some sexual assaults occurred in a small coffee room at Chetham’s.

17. Two of Ling’s victims, RS-A1 and RS-A2, gave evidence to the Inquiry. They both recalled making statements to the police in 1990. RS-A1 was interviewed at home over five hours. RS-A2 was then 16 years old. She told the Inquiry that she had been interviewed by the police in the presence of the housemistress, Mrs Rhind, which she found unhelpful. She had the impression that Mrs Rhind was worried about the reputation of the school and was angry with her.

18. RS-A2 recalled the police subsequently telling her that the case would not proceed due to a lack of evidence. Mr Vallins recalled that the police said there was sufficient evidence to charge Ling but that the offences were not extraditable. It appears that the prosecutor was wrongly advised by a senior Crown Prosecution Service lawyer that it was not possible to seek extradition from the USA in the circumstances.

19. Once it was clear that Ling would not be prosecuted, the school did not carry out any investigation into his conduct, nor did the governors or headteacher initiate any review of child protection arrangements at the school. The school did not notify children’s social care or the Department for Education of the allegations. The school did not make contact with Ling’s employer in the USA at any point. Mr Vallins stated that the school was not aware of where Ling was teaching, even though he had taken a number of pupils from Chetham’s with him. No school policies or procedures were updated or introduced. The children affected were not offered any counselling or any other form of support by the school. RS-A1 recalled “It was as if it hadn’t happened”. (pp. 27-28)


In the section on Operation Kiso, do note also further comments relating to a houseparent.

Operation Kiso

20. In the aftermath of Brewer’s trial, the police received a large number of complaints by former students of Chetham’s and the Royal Northern College of Music in Manchester (RNCM, a college for students aged over 18, some of whom had been pupils at Chetham’s) alleging non-recent sexual abuse of pupils and students by staff. In February 2014, Greater Manchester Police launched Operation Kiso, a large-scale investigation into sexual offending at both institutions. During this investigation, 47 alleged perpetrators were reported to the police, 35 of whom were associated with Chetham’s. A number of the allegations related to staff who were deceased and therefore could not be prosecuted, including the highly esteemed piano teacher Ryszard Bakst, against whom the police compiled a “compelling”file of evidence, including complaints from six women. Criminal charges were brought against four men for sexual offences against pupils at Chetham’s: Nicholas Smith, Malcolm Layfield, Christopher Ling and Wen Zhou Li.

21. Nicholas Smith was associated with Chetham’s as a visiting conductor. In September 2014, he was sentenced to 8 months’ imprisonment after pleading guilty to indecently assaulting a 14 or 15-year-old Chetham’s pupil in the late 1970s. Smith had invited RS-A164 to his cottage for the weekend, as he knew she was homesick and unhappy, having endured “frankly sadistic” treatment at the hands of a housemistress. He sexually assaulted her by knocking her to the ground and groping her while his wife was in the bath upstairs. RS-A164 had been a pupil at Chetham’s at the same time as Frances Shorney and decided to come forward after reading reports of her death.

22. Malcolm Layfield taught and conducted chamber music at Chetham’s in the 1970s and 1980s, and also at the RNCM where he was appointed head of strings in 2002. Layfield was tried and acquitted in 2015 of the rape of an 18-year-old student in the 1980s, when he had been in his 30s. During the trial, he claimed that the sex had been consensual but admitted behaving “shamefully” by having consensual sexual intercourse with a number of his female students from Chetham’s and the RNCM, the youngest of whom was 17, during the 1980s.

23. In 2013, a teacher at Chetham’s, Wen Zhou Li, was arrested and charged with the rape of an overseas student, RS-A165, in the late 1990s.123 The charges were withdrawn before trial due to evidential issues. RS-A165 then brought a civil claim against Chetham’s for the sexual abuse she alleged that Li had committed against her when he was her tutor and her educational guardian at the school. In May 2021, a civil court found that Wen Zhou Li had kissed RS-A165 on several occasions in a teaching room at Chetham’s when she was 15, and that this was “the beginning of an escalating course of sexual assaults” committed in his car and in his flat, where she stayed on occasion because he was her educational guardian.The judge found that “Mr Li exploited the opportunities presented by being [RS-A165’s] teacher and by being her guardian”. The judge also found that Li was instrumental in persuading RS-A165 and her parents that she should leave the school where she was studying music and follow him to his new teaching post at Chetham’s in 1996. Chetham’s was ordered to pay damages to RS-A165.

24. During Operation Kiso, Greater Manchester Police re-investigated the Christopher Ling case. Because the original files of evidence were no longer in existence, the police had to interview the complainants again and build a new case file. The investigation identified 12 women who alleged that they had been abused by Ling as children, eight of whom had been pupils of Ling’s at Chetham’s. The Chetham’s pupils included RS-A1, RS-A2, RS-A3, RS-A4 and RS-A5, all of whom provided accounts of their abuse to the Inquiry.

25. In 2014, the police and the Crown Prosecution Service pursued Ling’s extradition from the USA to stand trial in England on 77 sexual offence charges relating to 11 complainants. In September 2015, as US Marshals arrived at his Los Angeles home with a warrant for his arrest, Ling shot himself dead. (pp. 28-29).


Then there are the following sections on the other three specialist music schools in England. That on the Menuhin School, which mentions the allegations against Marcel Gazelle, and also raises questions about safeguarding responses to other more recent allegations.

The Yehudi Menuhin School
26. The Yehudi Menuhin School was founded in 1963 by the celebrated violinist Yehudi Menuhin with the objective of educating young string players and pianists with exceptional musical ability from across the world. It began with 15 pupils and remains the smallest of the specialist schools, with 86 students across nine year-groups as at March 2019, and 68 full or weekly boarders. Sixty-one pupils benefit from MDS funding.130 The school is situated in Stoke d’Abernon, near Cobham in Surrey.

Allegations of non-recent child sexual abuse
27. In May 2013, following press reports of the trial and conviction of Brewer and the death of Mrs Andrade, Channel 4 News broadcast a segment focussing on allegations of non-recent child sexual abuse at specialist music schools. A number of former pupils spoke to Channel 4 News to allege sexual abuse by Mr Marcel Gazelle, a renowned pianist and the first director of music at The Yehudi Menuhin School. He died in 1969. One complainant recalled him coming into the dormitory in the morning, and his hands tickling her under the bedclothes “where they shouldn’t be”.

28. Around the time of the Channel 4 broadcast, four women contacted the headteacher, Dr Richard Hillier, to inform him of sexual abuse by Gazelle when they were among the first pupils at the school in the 1960s. All allegations were referred to the police, who logged the reports but took no further action as Gazelle was deceased. Dr Hillier discussed the complaints of non-recent sexual abuse with the school’s designated safeguarding lead (DSL), the senior management team and the chair of governors. No changes were made to school policies, because Dr Hillier was satisfied that music staff were no longer permitted to access boarding houses.

29. In 2009, a former student, RS-A218, contacted the director of music with allegations that a non-music teacher repeatedly sexually abused her over a 2-year period in the late 1970s or early 1980s, when she was under 13 years of age. RS-A218 did not wish to make a complaint to the police, and it appears that the allegation was not referred to the police at that time. When the director of music brought the allegation to the attention of Dr Hillier in 2013, Dr Hillier arranged to meet and speak with RS-A218 before referring the matter to the police, without naming her, in accordance with her wishes.

RS-F13
30. In around 2006, a female student complained that her tutor, RS-F13, had made sexualised and inappropriate comments in one-to-one instrumental lessons, which made her uncomfortable. The student was moved to another teacher by the headteacher, Mr Nicholas Chisholm. Mr Chisholm warned RS-F13 verbally about using inappropriate language but at that time he did not consider this to indicate a possible safeguarding risk and so the matter was not notified to the local authority.

31. In 2013, another female student, RS-A204, made an allegation that RS-F13 had attempted to kiss her a year previously. The allegation was referred to the local authority designated officer (LADO). A disciplinary investigation concluded that the disputed allegation was “unsubstantiated”. However, the school had sufficient concerns regarding RS-F13 that restrictions were placed upon his teaching relating to the time and location of his lessons. RS-F13 also had to undertake further safeguarding training.

32. Around the same time, a former student of a different specialist music school, RS-A170, made a complaint through Operation Kiso that RS-F13 had a sexual relationship with her in the 1980s, when she was 16 and his pupil.143 RS-A170’s account to the police raised issues regarding her consent to some of the sexual activity but she declined to support a prosecution. An internet search by a Greater Manchester Police officer revealed that RS-F13 was teaching at The Yehudi Menuhin School but the officer did not record this information and did not pass it on to the police force to which the case was referred (the alleged incidents were not connected with Chetham’s or the RNCM and did not take place within the operational area of Greater Manchester Police). No police force contacted The Yehudi Menuhin School in connection with RS-A170’s allegations to ascertain whether any potential safeguarding risks to children were appropriately managed. The Yehudi Menuhin School was not made aware in 2013 of the existence of RS-A170’s allegations about RS-F13’s conduct. Had the school been aware of this information, it would have been relevant to the investigation of the allegation made by RS-A204.

33. Further concerns regarding RS-F13’s conduct were raised in 2014, when a parent complained to the school’s DSL that RS-F13 had an overly close relationship with her child. He wanted to take photographs of her, would not permit her father to stay when he gave lessons at his private residence, gave her hand massages and seemed to have power over her. The pupil was moved to a different teacher. Dr Hillier and the DSL decided that the concerns did not warrant discussion with the LADO. A short time later, RS-F13 resigned from the school over an unrelated issue regarding new contractual terms. (pp. 29-31)


The section on Wells Cathedral School concentrates in particular on the case of Julien Bertrand, another case, the relationship of pupils to cathedral staff, and another case involving allegations against Malcolm Layfield, who faced criminal investigations with relation to Chetham’s, as documented above/

Wells Cathedral School
34. Wells Cathedral School is an independent day and boarding school for boys and girls in Somerset. It is a relatively small school of around 750 pupils from nursery to sixth form. There are 556 pupils in the senior school, approximately half of whom board, and there are 188 pupils whose parents live overseas. Unlike the other specialist music schools, it is predominantly an all-round school, with only around one-quarter of its pupils (approximately 160) from Year 6 upwards enrolled in the specialist music programme. It has very close links with the neighbouring Cathedral – all choristers are educated at Wells Cathedral School and some Cathedral employees have contact with pupils through the choir and music teaching.


Julien Bertrand
35. In 2006, Julien Bertrand, a former member of staff at Wells Cathedral School, was convicted of sexual offences against RS-A202 and another boy at a school where he had worked previously, and was sentenced to six years’ imprisonment. Bertrand groomed RS-A202 and his family over a number of years. The offending began at a different school when RS-A202 was 14 years old, culminating in penetrative sexual assaults at Wells Cathedral School when RS-A202 was 17 years old. Bertrand began working at Wells Cathedral school as a graduate music assistant in 2002, with responsibility for supervising practice sessions for those pupils who were specialist musicians. Bertrand quickly volunteered his services as a French assistant and a badminton coach, and was appointed assistant housemaster in 2003. Several members of staff at Wells Cathedral School voiced concerns to the deputy headteacher or the headteacher about the conduct of Bertrand in relation to pupils at the school, and especially towards RS-A202. Bertrand was given an informal warning in 2003 for inviting RS-A202 to his room late at night.155 In 2004, Bertrand began an Open University course to train as a music teacher, whilst he continued working at the school. Around this time, the boys in the house where Bertrand was assistant housemaster were noted to be making comments about his closeness with RS-A202. These concerns were discussed with the housemaster, who spoke to Bertrand and considered that this failure to observe appropriate boundaries was due to Bertrand’s inexperience in the
role. In 2005, RS-A202 disclosed to a member of Cathedral staff that he had been sexually abused by Bertrand. The deputy headteacher was informed and he immediately reported the allegations to the police. Bertrand was arrested the same day. His flat at the school was searched and the police seized evidence including photographs and videos of RS-A202 and other boys. The headteacher suspended Bertrand and prohibited him from entering the school grounds.

36. RS-A202 was offered counselling with the school counsellor, which he accepted. The parents of children at the school were informed that Bertrand had been suspended following an allegation of sexual abuse, without identifying RS-A202. The school had obtained written references before employing Bertrand but after his arrest the DSL found that the references were missing from Bertrand’s file. It was suspected that Bertrand may have removed them himself. Following the arrest of Bertrand, Wells Cathedral School reviewed and revised its safeguarding policies and practice, including the staff code of conduct. External training providers were invited to give safeguarding training to all staff.


Other safeguarding concerns

37. In the early 2000s, a number of low-level concerns were raised in relation to the conduct of RS-F23, another member of staff at Wells Cathedral School. The DSL was concerned by RS-F23’s repeated infractions of school rules and failures to maintain appropriate professional boundaries. The DSL kept detailed dated records of any concerns reported to her by staff, as well as her own observations of RS-F23 and his interactions with children at the school. The DSL ensured that all reported concerns were passed on to the deputy headteacher or headteacher. The school took a number of actions in response to these concerns, which included giving a formal warning in relation to aspects of his conduct, ensuring he was mentored in his paid role and requiring him to cease his voluntary role at the school, which had given him access to the boarding house.

38. In addition, Mrs Helen Bennett stated that in her role as DSL, she received and recorded a number of concerns over a period of several years that a member of Cathedral staff had given lifts to boys in his car, and had allowed children to enter his accommodation next to the school grounds, which was a breach of his contract with the Cathedral. Mrs Bennett said that she discussed her concerns with the Cathedral safeguarding staff but, to her disappointment, no formal disciplinary action was taken by the Cathedral in respect of this conduct by a member of its staff. Since May 2019, a written Safeguarding Partnership has been established between the school and the Cathedral. The headteacher, Mr Alistair Tighe, considered that under the partnership agreement it would “probably not” be open to the Cathedral safeguarding authorities to take a less serious view of a safeguarding concern than the school, because of commonalities in their respective policies. A code of conduct for Cathedral staff coming into contact with choristers was in development at the time of the Phase 1 hearing.

39. In 2013, allegations came to light regarding the misconduct of Malcolm Layfield towards a sixth-form pupil under the age of 18 on a Wells Cathedral School music tour abroad in 1990. Mr Layfield was not a member of staff but had accompanied the school tour as guest conductor. There was no criminal prosecution arising from the allegations. When the allegations were reported in the press in 2013, the school decided to commission two independent safeguarding reviews from external experts – one to examine the school’s response in 1990 to the rumours which had surfaced at that time, and a second to audit the effectiveness of the current safeguarding arrangements at the school. The first review, by a former police child protection officer, concluded that the school had acted in accordance with child protection practice in 1990, by attempting an investigation and questioning potential witnesses (the girl had not wished to speak to the headteacher or make a complaint at the time). The second review found that the school’s safeguarding practice in 2013 was compliant with statutory requirements, although it made some recommendations for
improving the security of the school site, which were implemented by the school
. (pp. 31-33)


The section on the Purcell School is longer than all the others except for Chetham’s, and raises equally serious issues about the way the institution dealt with allegations and the behaviour of former headteacher Peter Crook.

The Purcell School for Young Musicians
40. The Central Tutorial School for Young Musicians was founded in 1962 in central London, changing its name to The Purcell School for Young Musicians (the Purcell School) in 1973 and moving to its current site in Bushey, Hertfordshire in 1997. It teaches 180 boys and girls from the ages of 10 to 18, although almost half the student body is in the sixth form. The majority of the pupils board but it has approximately 40 day pupils. The school had 36 international students in October 2019.

41. The Inquiry examined concerns raised regarding Mr Peter Crook, the headteacher of the Purcell School from 2007 to 2011, and allegations made against two members of staff, RS-F20 and RS-F80, during his headship.

42. A former teacher at the Purcell School, Mr Duncan McTier, was the subject of allegations brought to the police during Operation Kiso. In November 2014, he pleaded guilty to two counts of indecent assault and one attempted indecent assault which took place in the 1980s. The three victims had all been students of McTier, two at the RNCM and one at the Purcell School. In 1985, McTier had attempted to indecently assault the 17-year-old Purcell student by trying to grope her at his home after a private lesson. In response to newspaper reports that McTier had been charged with offences against students, the Purcell School issued a press release which stated that McTier had not been an employee of the school but had given private lessons to some pupils. The press release stated that a recent inspection report by the Independent Schools Inspectorate (ISI) confirmed that the school’s procedures were robust.

Allegations against RS-F20
43. In January 2009, while attending an external course, a Purcell sixth-form student aged under 18 alleged that she had been in an inappropriate sexual relationship with a member of staff, RS-F20. The allegation was reported by the course leader to the local authority who notified the police. The student, RS-A160, spoke to the police and indicated that there had been consensual sexual activity with RS-F20 when she was over 16. This would have constituted an ‘abuse of trust’ offence under section 16 of the Sexual Offences Act 2003. RS-F20 was interviewed by police and denied any sexual activity but did accept that he had hugged RS-A160 and kissed her on the cheek.173 RS-A160 was not willing to support a prosecution and the investigation concluded that the allegation was “unfounded”.

44. The case was referred back to the Purcell School. The headteacher, Mr Crook, arranged for RS-F20 to undertake further safeguarding training with the DSL. No disciplinary action was taken against RS-F20, and his subsequent behaviour and contact with students was not monitored. No records of the allegation or of any steps taken were kept by the school.

45. Five years later, in 2014, another sixth-form student under the age of 18 made similar allegations against RS-F20. RS-A191 disclosed to a friend that she had a sexual “relationship” with RS-F20, and showed text messages of a sexual nature from RS-F20. The police and the local authority began a joint investigation, and notified the Purcell School. The then headteacher, Mr David Thomas, suspended RS-F20 and also notified the chair of governors, the DSL and the deputy headteacher. While the local authority investigation considered that the allegations were substantiated, the police concluded that there was insufficient evidence to prosecute RS-F20, as RS-A191 was unwilling to provide evidence. A police application to obtain a Risk of Sexual Harm Order in order to restrict RS-F20’s contact with children was unsuccessful.

46. The case was referred back to the Purcell School for an internal investigation. RS-F20 resigned before a disciplinary meeting could take place. Mr Thomas took the view that there was insufficient evidence to proceed with the disciplinary investigation. He made a referral to the Disclosure and Barring Service (DBS), setting out the circumstances of RS-F20’s resignation from the school and also notified the Charity Commission of the incident. The DBS referred the case to the National College for Teaching and Leadership (NCTL) but it had no jurisdiction because RS-F20’s role was not defined as unsupervised teaching work. The Purcell School retained records relating to the 2014 allegation against RS-F20, and liaised with police subsequently when concerns were raised about RS-F20 contacting female pupils at the school via social media.

Allegations against RS-F80
47. In May 2010, RS-A192, a Purcell sixth-form student aged under 18, disclosed to a member of school staff that for some months she had been in an inappropriate relationship with a young staff member, RS-F80. RS-A192 spoke to several other staff members and reported the abuse to Childline before the school notified the LADO of the allegation two days later. RS-A192 alleged that RS-F80 had digitally penetrated her six months earlier, on the school field in the dark, when they were disturbed by the headteacher, Mr Crook. Mr Crook later told the strategy meeting and the Inquiry that he had not witnessed any sexual activity between RS-F80 and RS-A192 but recalled that he had told them to go inside and requested the DSL to ensure that RS-F80 received some further safeguarding training. At the time, Mr Crook did not report the incident to the LADO or arrange for anyone to speak to RS-A192, and no record of the incident was made.

48. After the LADO was notified in May 2010, the police commenced a criminal investigation. RS-A192 and RS-F80 were both interviewed, as was the headteacher. Mr Crook told the police that he thought that RS-A192 was not telling the truth, and believed that “fantasy and exaggeration featured heavily in her account of events”. When RS-F80 was interviewed by police, he admitted that an inappropriate sexual relationship had existed and that RS-A192 had told the truth about the sexual activity on the field. On 23 September 2010, RS-F80 accepted a police caution for the offence of sexual touching while being in a position of trust and was placed on the Sex Offenders Register. The LADO reminded the headteacher to refer the case to the Independent Safeguarding Authority to consider whether to bar RS-F80 from working with children, which he did.

Safeguarding concerns relating to the conduct of the headteacher
49. Throughout 2009 and 2010, a number of concerns were raised by staff and some parents regarding the behaviour of Mr Crook, in relation to inappropriate conversations he was alleged to have had with children at the school.

50. The first concern to be raised related to a meeting with the headteacher, the housemaster and the Year 9 boarding boys at the headteacher’s private accommodation on the school campus, on a Sunday evening in May 2009. Mr Crook described it as a personal, social and health education (PSHE) lesson and a “sexual talk”. He told the Inquiry it was in response to an incident of sexualised bullying in the boarding house involving two or three boys from that year group, in which two boys were rumoured to have ejaculated onto the bed of a third boy. A covert recording of the headteacher was made by one of the boys, which did not surface until some months after the meeting was held.

51. During the meeting, Mr Crook spoke to the boys at length about puberty, masturbation, pornography and other sexual matters. He discussed his own sexual experiences and fantasies. He told the boys how to measure their penises and spoke to the boys about sexual experimentation with one another, telling them that he would ignore it if he caught two boys masturbating each other. Mr Crook used explicit and obscene language during the meeting.

52. A group of school staff wrote anonymously to the chair of governors, Mr Graham Smallbone, about the meeting at the headteacher’s house. Mr Smallbone responded by letter, stating that he could not respond to the concerns without knowing the identity of the staff members. When no action was taken, whistleblowers on the school staff subsequently anonymously notified the local authority of their concerns about the conduct of the headteacher. The local authority considered the complaint over a series of strategy meetings in which the chair of governors participated. The local authority decided the allegation was “unsubstantiated” on the basis that the incident did not amount to a safeguarding risk. The local authority sent social workers to the Purcell School to ascertain the welfare of the boy who was alleged to have been bullied.

53. A number of other complaints were notified to the LADO regarding Mr Crook’s alleged conduct and language with pupils. The local authority considered each allegation, and all but one were concluded as unfounded or unsubstantiated. In July 2009, the local authority found an allegation was “substantiated” that Mr Crook had used obscene and inappropriate sexually explicit language when questioning two students who were rumoured to be in a sexual relationship.

54. The substantiated case was referred back to the school for the board of governors to take disciplinary action against Mr Crook. In September 2009, Mr Smallbone requested that the LADO reconsider the conclusion that the allegation was “substantiated”. The LADO declined to do so. The governing body commissioned an “independent review” to ascertain why staff had reported their concerns directly to the LADO, which the chair of governors considered to be in contravention of school procedures. The reviewers interviewed 47 members of staff. Their conclusions included that Mr Crook had “used totally inappropriate language with pupils and has taken a dangerously personal interest in their sexual conduct” and recommended that he be given a formal final written warning and placed on probation. The governing body convened a disciplinary meeting in November 2009, when they decided not to discipline the headteacher with a formal warning or otherwise.

55. When a covert recording of Mr Crook’s remarks surfaced several months after the initial referral, the local authority reconvened a number of strategy meetings to consider the matter again, and concluded that the allegation was “unfounded” as there was no evidence of any intent to harm children. The strategy meeting concluded that the ‘PSHE lesson’ was not an appropriate response to the allegation of bullying and that Mr Crook had made inappropriate remarks to the boys. They advised that these concerns should be dealt with through the school’s own disciplinary procedures, which Mr Smallbone assured them had been done. In fact, Mr Crook was never the subject of any disciplinary sanction in relation to his inappropriate conversations with children at the school.

56. Mr Crook resigned from the school in November 2011, having signed a compromise agreement.

57. In 2018, the governors of the Purcell School commissioned an independent safeguarding review to consider the school’s responses to a number of previous child safeguarding concerns. The reviewer noted that “the Chair of Governors and the Headteacher in post at the time of the case studies were not available for interview and so the reviewer was only able to examine documentary evidence”. The reviewers concluded that Mr Crook had made a “serious error of judgement” in holding a PSHE session in the manner he did and that it raised questions about the safeguarding culture of the school. The independent review also concluded that the chair of governors had not acted impartially in dealing with the complaints against the headteacher and that the failure to discipline Mr Crook was a “misjudgement”. (pp. 33-37)


The following passages from the section on Boarding Schools are also very relevant. Following the revelations of the Brewer trial and other information coming into public view about sexual and other abuse at Chetham’s, I noted amongst the alumni community marked differences in responses between boarders and ‘day pupils’ (those who commuted in on a daily basis, and were not resident). Many of the latter were less inclined to believe in the scale of the issue and its impact upon former pupils, not having experienced that sense of vulnerability which comes from being away from home, not being cared for by those with a personal investment in one’s welfare comparable to that of a parent, and feeling so much at their mercy. The consequences of this for those who suffered abuse (as well as chronic bullying and other behaviours) could be catastrophic.

3. Boarding schools could be said to provide “the ideal environment for grooming”. Certain characteristics unique to the boarding environment heighten the risks of sexual abuse of pupils by staff.

3.1. Boarders are under the authority of adults in the school and are dependent upon them for their welfare. Staff may live on site and spend time alone with individual children, creating opportunities for grooming and abuse, as was the case with Julien Bertrand, who sexually abused a boarding pupil at Wells Cathedral School. For children living away from home, staff play a unique role in their lives and this may create a dynamic of power and control that can be abused by offenders. The innate power imbalance between children wanting to succeed and staff responsible for helping them can facilitate abuse. This is especially true of staff with pastoral roles, such as housemasters or housemistresses and matrons. In some boarding schools, a sense of staff having power and control over pupils may be exacerbated by a strong sense of hierarchy within the school.

3.2. There is often a higher incidence of individual tuition at boarding schools, in music or sports coaching or for additional academic tuition. This can lead to unique and close relationships developing between pupils and staff. At Chetham’s in the 1980s and 1990s, both Michael Brewer and Christopher Ling, amongst others, exploited their positions of power and their one-to-one tuition with pupils to sexually abuse children.

3.3. Some boarding schools, especially long-established institutions, have developed strong traditions and a particular ethos in which the institution’s own rules and ways of doing things are seen as paramount. This may lead to a sense of exceptionalism and the tolerance of perceived ‘idiosyncrasies’ from staff, which can mask abusive or grooming behaviours. This enabled Jonathan Thomson-Glover’s offending to go undetected at Clifton College: “With a father and a grandfather who were Old Cliftonians, he had a deep understanding of the school’s history, culture and values, which camouflaged his eccentric behaviour”.

3.4. Boarding schools often produce a strong sense of group allegiance and very close relationships may exist between members of staff, some of whom will live together on site. Pupils’ awareness of such allegiances between staff may make it more difficult to identify staff members in whom they may confide, impeding the reporting of concerns. As was reflected in the evidence from Clifton College, parents as well as school governors in the independent sector may have attended the school themselves and have a strong loyalty to the institution and a tendency to protect its reputation.

3.5. Boarding pupils can be emotionally isolated because they are separated from their parents. Sometimes parents may choose to send their children to boarding school to distance them from domestic difficulties. Some boarding schools are also geographically isolated and some have limited opportunities for contact with people outside of the school. This was the case with many of the schools referenced in Counsel’s closed residential schools account.

3.6. Around one-third of boarding pupils are international students who are living far away from their families, having to adapt to what may be a very different culture, and who may also encounter difficulties in communicating in English. Some international pupils may have limited opportunities to contact their families, either because of time-zone differences or because of the regime of the school.

3.7. The very nature of boarding schools can create a number of issues that can compromise effective safeguarding. The school may exist within a “bubble where there is little influence over the norms of the school from the outside environment”. Boarding schools may be less often visited by external agencies, which can find it difficult to understand their practices and ethos. (pp. 57-58).


Then there is a section looking at specific dangers in the context of specialist music education, drawing in part on my testimony. The creation of a special conference between music and dance schools to discuss safeguarding is to be welcomed, but there is still much more work to be done on the specific dangers of this type of education in all respects – also relating to the psychological welfare of those who will invest a large amount of their time and emotional energy during formative years to an elusive goal which few will attain (because of limited amount of work). These former pupils, sometimes having to deal with feelings of failure and worthlessness, are every bit as much a part of the schools’ legacy as those (including myself) who have gone onto successful musical careers.

C.3: Additional risks in specialist music schools
8. The Inquiry heard evidence about child sexual abuse and safeguarding concerns which arose at the four specialist music schools in England. These are boarding schools, although some pupils attend as day pupils. All the specialist music schools include overseas students amongst their boarding pupils, who may be far from home and family
.

9. Music schools present particular challenges in terms of safeguarding. Instrumental tuition involves a high proportion of one-to-one teaching, usually with the same tutor, and often a degree of physical contact will be necessary. At specialist music schools, tuition may be provided by renowned and distinguished instrumentalists, who teach on a freelance basis without qualifications or training for teaching children. In the case of choir schools, choristers will come into regular contact with adults in the choir, or working at the cathedral, who are not employees of the school. Children who aspire to become successful musicians may look up to and even revere their teacher, who may seek to exploit their power and authority. There can be great pressure on children to succeed and make a career in the somewhat closed world of classical music. Concerns about being seen as ‘difficult’ may dissuade children from making complaints about their teachers, who can have significant influence over their future education and career. Evidence from former pupils indicated that the atmosphere within specialist music schools could be intensely competitive and emotionally charged, with insufficient regard for the emotional well-being of children.

10. The specialist music schools are independent boarding schools and are required to comply with the Independent School Standards and the NMS for boarding schools. Currently, there are no additional safeguarding requirements for specialist music education, notwithstanding the additional risks in these settings. A safeguarding conference took place between the specialist music and dance schools in 2018 and these schools now meet twice a year to discuss safeguarding. (pp. 59-60).


There is also an important passage on the role of educational guardians in residential schools, referencing a specific recent example involving Chetham’s:

Educational guardians
14. International students whose parents are not in the UK need an educational guardian
if they attend a British boarding school in order to obtain the relevant visa. Educational
guardians act in place of the parents while the child is in the UK, supporting the child
throughout their studies and providing a home for them during holidays or weekends.
He or she may be an individual appointed by the parents, such as a family member or
a friend of the family, or the parents may use the services of an agency to provide an
educational guardian.

15. Educational guardians are unregulated. There is no statutory licence, compulsory
registration or training required for individuals or companies wishing to provide educational
guardian services. If an educational guardian is appointed by a parent, the guardian is not required to comply with any standards or to obtain a Disclosure and Barring Service
(DBS) certificate, and the school is not required to carry out any checks. This means
that individuals who are unsuitable to work with children, or even those who have criminal
convictions for child sexual abuse, can be appointed as educational guardians.

16. Currently, the NMS for boarding schools permit a member of school staff to be
appointed as the educational guardian of an international student, although some schools
do not permit this. As Ms Richards told us, school staff acting as educational guardians
blurs boundaries, with the potential to cause problems or to prevent problems surfacing.
At Chetham’s in the late 1990s, for example, violin tutor Wen Zhou Li was the educational
guardian of a 16-year-old girl whom he sexually abused while she was residing with him
during weekends and school holidays. In 2013, shortly after the arrest of Wen Zhou Li,
ISI inspectors found that there was another staff member at the school who was acting as an
educational guardian to a student.



I will follow this up with another blog post considering the remaining sections of the report which are relevant to specialist music schools, their conclusions, and offer some more extended reflections of my own.