The RAE and REF: Resources and Critiques

I am writing this piece during what looks like the final phase of the USS strike involving academics from pre-1992 UK universities. A good deal of solidarity has been generated through the course of the dispute, with many academics manning picket lines together discoverying common purpose and shared issues, and often noting how the structures and even physical spaces of modern higher education discourage such interactions when working. Furthermore, many of us have interacted regularly using Twitter, enabling the sharing of experiences, perspectives, vital data (not least concerning the assumptions and calculations employed for the USS future pensions model), and much else about modern academic life. As noted by George Letsas in the Times Higher Education Supplement (THES), Becky Gardiner in The Guardian, Nicole Kobie in Wired, and various others, the strike and other associated industrial action have embodied a wider range of frustrations amongst UK-based academics over and above the issue of pensions: to do with casualisation and marketisation in academia, the growth of bloated layers of management and dehumanising treatment of academics, the precarious conditions facing early career researchers (ECRs), widespread bullying, and systemic discrimination against female academics, those from minority groups, and so on. Not least amongst the frustrations are those about various metrics employed to judge ‘performance’ relating to the government Research Excellence Framework (REF, formerly the Research Assessment Exercise (RAE)), and new Teaching Excellence Framework (TEF).

In this blog post, I will outline a short history of the RAE/REF with relevant links, and collect together recent comments about it and suggestions for alternatives. For most of this (except a few places), I will attempt to outline the arguments of others (including my own expressed online) on either side, rather than try to unpack and critique them – this blog is undoubtedly a ‘survey text’ in the sense often dismissed by REF assessors, though hopefully should serve some useful purpose nonetheless! In an academic spirit, I would welcome all comments, however critical (so long as focused on the issues and not personalised towards any people mentioned), and will happily correct anything found to be erroneous, add extra links, and so on. Anyone wishing to make suggestions in these respects should either post in the comments section below, or e-mail me at the addy given at the top of this page.

One of the most important pieces of sustained writing on the RAE and REF is Derek Sayer, Rank Hypocrisies: The Insult of the REF (London: Sage, 2014), a highly critical book which carefully presents a large amount of information on its history. I draw extensively upon this for this blog, as well as the articles by Bence and Oppenheim, and Jump on the Evolution of the REF, listed below. A range of primary documents can be found online, provided by the Higher Education Funding Council for England (HEFCE) and its counterparts in the rest of the UK, on RAE 1992, RAE 1996, RAE 2001, RAE 2008, and REF 2014. These are essential resources for all scholars investigating the subject, though obviously represent the perspectives of those administering the system. Equally important are Lord Nicholas Stern’s 2016 review of the REF, and the 2017 key policy decisions on REF 2021, made following consultation.

There are many other journalistic and scholarly articles on the REF and its predecessors. Amongst the most important of these would be the following:

Michael Shattock, UGC and the Management of British Universities (Buckingham: Society for Research into Higher Education & Open University Press, 1994).

Valerie Bence and Charles Oppenheim, ‘The Evolution of the UK’s Research Assessment Exercise: Publications, Performance and Perceptions‘, Journal of Educational Administration and History 37/2 (2005), pp. 137-55.

Donald Gillies, ‘How Should Research be Organised? An Alternative to the UK Research Assessment Exercise’, in Leemon McHenry, Science and the Pursuit of Wisdom: Studies in the Thought of Nicholas Maxwell (Heusenstamm: Ontos Verlag, 2009), pp. 147-68.

Zoë Corbyn, ‘It’s evolution, not revolution for REF’THES, 24 September 2009.

John F. Allen, ‘Opinion: Research and how to promote it in a university’Future Medicinal Chemistry 2/1 (2009).

Jonathan Adams and Karen Gurney, ‘Funding selectivity, concentration and excellence – how good is the UK’s research?’Higher Education Policy Institute, 25 March 2010.

Ben R. Martin, ‘The Research Excellence Framework and the ‘impact agenda’: are we creating a Frankenstein monster?’Research Evaluation 20/3 (1 September 2011), pp. 247-54.

Dorothy Bishop, ‘An Alternative to REF 2014?’Bishopblog, 26 January 2013.

University and College Union, ‘The Research Excellence Framework (REF): UCU Survey Report’, October 2013.

Paul Jump, ‘Evolution of the REF’Times Higher Education Supplement (THES), 17 October 2013.

Peter Scott, ‘Why research assessment is out of control‘, The Guardian, 4 November 2013.

John F. Allen, ‘Research Assessment and REF’ (2014).

Teresa Penfield, Matthew J. Baker, Rosa Scoble, Michael C. Wykes, ‘Assessment, evaluations, and definitions of research impact: A review’Research Evaluation 23/1 (January 2014), pp. 21-32.

Derek Sayer, ‘Problems with Peer Review for the REF‘,  Council for the Defence of British Universities, 21 November 2014.

‘Telling stories’Nature 518/7538 (11 February 2015).

Paul Jump, ‘Can the research excellence framework run on metrics?’THES, 18 June 2015.

HEFCE (chaired James Wilsdon), ‘The Metric Tide: Report of the Independent Review of the Role of Metrics in Research Assessment and Management’, 8 July 2015.

James Wilsdon, ‘The metric tide: an agenda for responsible indicators in research’The Guardian, 9 July 2015.

Paul Jump, ‘Is the REF worth a quarter of a billion pounds?’THES, 14 July 2015.

J.R. Shackleton and Philip Booth, ‘Abolishing the Research Excellence Framework’, Institute of Economic Affairs, 23 July 2015.

James Wilsdon, ‘In defence of the Research Excellence Framework’The Guardian, 27 July 2015.

Alex Jones and Andrew Kemp, ‘Why is so much research dodgy? Blame the Research Excellence Framework’The Guardian, 17 October 2016.

James C. Conroy and Richard Smith, ‘The Ethics of Research Excellence’Journal of Philosophy of Education 51/4 (2017), pp. 693-708.

 

 

A Short History of the RAE and REF to 2014

There were six rounds of the RAE, in 1986, 1989, 1992, 1996, 2001 and 2008, with the gaps between each becoming progressively larger. The REF has run just once to date, in 2014, with the next round scheduled for 2021.

The first ‘research selectivity exercise’ in 1986 was administered by the University Grants Committee (UGC), an organisation created after the end of World War One. As noted by Bence and Oppenheim, there was a longer history of the development of Performance Indicators (PIs) in higher education through various metrics, but definitions were unclear, so this exercise was viewed as an attempt to convert other indicators into a clear PI, which it was thought would add efficiency and accountability to university funding through a competitive process, in line with other aspects of the Thatcher government’s policies.

The 1986 exercise involved just the traditional universities, and only influenced a small proportion of funding. It consisted of a four-part questionnaire on research income, expenditure, planning priorities and output. Assessment was divided between roughly 70 subject categories known as Units of Assessment (UoAs). There were wider criticisms of the 1986 exercise, to do with differing standards between subjects, unclear assessment criteria, and lack of transparency of assessors and an appeals mechanism. As such it was much criticised by academics, and reformed for 1989, in which ‘informed peer review’ was introduced for assessment, following wide consultation. This year, a grading system from 1 to 5 was also introduced based upon national and international criteria, 152 UoAs were used, sub-committees were expanded, and details of two publications per member of staff submitted were required, as well as information on research students, external income and plans. It was used to allocate a greater proportion of funding. There were still many criticism, to do with the system favouring large departments, a lack of clear verification of accuracy of submissions, and late planning causing difficulties for institutions preparing their submission strategies.

Other important changes affecting higher education took place during this early period of the RAE, including the abolition of tenure by the Thatcher government in 1988, then the 1992 Further and Higher Education Act , which abolished the university/polytechnic distinction, so that the latter institutions could apply for university status, and then be included in the RAE. The Act also established four funding councils for England, Scotland, Wales and Northern Ireland to replace the UGC, and made research funding allocated entirely on a selective basis, replacing previous systems of funding based upon student numbers. There had been no formula funding for research in polytechnics, so the new system radically altered the balance, allowing them to compete openly with the more traditional institutions for such funding.

RAE 1992 then brought major new changes, with institutions able to select which ‘research active’ staff to put forward, a longer timescale allowed for research in the arts and humanities, improved auditing processes, and reduced assessment down to 72 UoAs. 192 institutions participated, covering over 43,000 full-time equivalent researchers. Practically all university research funding from this point was determined by the exercise, based upon a quality rating, the number of research-active staff, amount of research income and some consideration of future planned activity. Departments which were given an assessment of 1 or 2 would not receive any funding. The result was that the older universities received 91% of the available funding, new (post-1992) universities 7% and colleges 2%. 67% of departments were ranked 1, 2 or 3. This led to objections that the system was biased in favour of the older and larger universities, which had supplied many of the panelists for certain UoAs. Some results were challenged in court, and a judge noted a need for greater transparency.

Changes for RAE 1996 involved the submission of four publications for selected research-active staff, and stiffer requirements on a cut-off date for outputs being placed in the public domain. Rating 3 was divided into 3a and 3b, and an extra 5* rating introduced, while each panel was required to make clear their criteria for assessment. 60 subject panels, with chairs appointed by the funding councils on the basis of recommendations of previous chairs, and other panel members selected on the basis of nominations from various learned societies or subject associations. These considered 69 UoAs on the basis of peer review. This was also the first RAE which allowed performance submissions for musicians (see below), which was encompassed in the following definition of ‘research’ provided by the funding councils:

‘Research’ for the purpose of the RAE is to be understood as original investigation undertaken in order to gain knowledge and understanding.  It includes work of direct relevance to the needs of commerce and  industry, as well as to the public and voluntary sectors; scholarship*;  the invention and generation of ideas, images, performances and artefacts  including design, where these lead to new or substantially improved  insights; and the use of existing knowledge in experimental development  to produce new or substantially improved materials, devices, products and  processes, including design and construction. It excludes routine  testing and analysis of materials, components and processes, eg for the  maintenance of national standards, as distinct from the development of  new analytical techniques.

* Scholarship embraces a spectrum of activities including the development of teaching material; the latter is excluded from the RAE.

One of the major problems encountered had to do with academics moving to other institutions just before the final date, so those institutions could submit their outputs, as well as early concerns about the power invested in managers to declare members of staff ‘research-inactive’ and not submit them. Furthermore, it was found that outcomes were biased towards departments with members on assessment panels. Once again, no funding was granted to departments graded 1 or 2. This time, however, 43% of departments were ranked 4, 5 or 5*, a rise of 10% since 1992.

The changes to RAE 2001 involved panels consulting a number of non-UK-based experts in their field to review work which had already been assigned top grades. Sub-panels were created, but there were also five large ‘Umbrella Groups’ created, in Medical and Biological Sciences; Physical Sciences and Engineering; Social Sciences; Area Studies and Languages; and Humanities and Arts. Some new measures also acknowledged early career researchers, some on career breaks, and other circumstances, and a new category was created for staff who had transferred, who could be submitted by both institutions, though only the later one would receive the resulting research funding. Expanded feedback was provided, and electronic publications permitted, though different UoAs employed different criteria in terms of the significance of place of publication and peer-review. 65% of departments were now ranked 4, 5 or 5*. 55% of staff in 5 and 5* departments were submitted, compared to 23% in 1992 and 31% in 1996.

The Roberts review of 2002 expressed concern about how the whole exercise could be undermined by ‘game-playing’, as institutions were learning to do. Furthermore, there were concerns about the administration costs of the system. A process was set in place, announced by Gordon Brown, to replace the existing RAE (after the 2008 exercise) with a simpler metrics-based system. As detailed at length in Sayer, despite major consultations involving many important parts of the UK academic establishment, an initial report and proposals of this type were quickly changed to a two-track model of metrics and peer review, then the whole plan was almost completely abandoned.

RAE 2008 itself had fewer major changes. Amongst these were a renewed set of assessment criteria, especially as affected applied, practice-based and interdisciplinary research, a two-tiered panel structure, with sub-panels undertaking the detailed assessment and making recommendations to main panels, who made broader decisions and produced a ‘quality profile’ for a department, in place of the older seven-point system. Individual outputs were now given one of five possible rankings:

4*: Quality that is world-leading in terms of originality, significance and rigour
3*: Quality that is internationally excellent in terms of originality, significance and rigour but which nonetheless falls short of the highest standards of excellence
2*: Quality that is recognised internationally in terms of originality, significance and rigour
1*: Quality that is recognised nationally in terms of originality, significance and rigour
Unclassified: Quality that falls below the standard of nationally recognised work. Or work which does not meet the published definition of research for the purposes of this assessment

By 2008-9 (before the results of RAE 2008 took effect) about 90% of funding went to just 38 universities, but from 2009 48 institutions shared this amount (after 15. As Adams and Gurney have noted, the weighting of the 2008 exercise meant that the difference between obtaining 2* and 3* was greater than that between 3* and 4*, or between the previously 4 to 5 or 5 to 5* rankings. 54% of 2008 submissions were ranked either 3* or 4*, 87% 2*, 3* or 4*.

The plans for post-2008 exercises were finally published in September 2009 by HEFCE, indicating a new name, the REF, but otherwise the system was much less different to those which preceded it than had been assumed. Now the ranking was to be based upon three components: ”output quality’ at 60%, ‘impact’ at 25%, and ‘environment’ at 15% (later revised to 65%, 20% and 15% respectively). Outputs were to be assessed as before, though for sciences, citation data would informed various panels. ‘Environment’ was assessed on the basis of research income, number of postgraduate research students, and completion rates. But the most significant new measure was ‘impact’, reflecting the desires of the then Business Secretary Lord Mandelson for universities to become more responsive to students, viewed as customers, and industry, defined as ‘an effect on, change or benefit to the economy, society, culture, public policy or services, health, the environment or quality of life, beyond academia’. Each department was to submit a general statement on ‘impact’ as a whole, and could submit between 2 and 7 impact ‘case studies’, depending upon the number of research-active staff submitted to the REF. This was a huge shift, and restricted to impact which could be observed during the cycle between exercises, and derived from research produced when the academic in question was already at the submitting institution.

Other changes including a major shift in the number of UoAs and sub-panels to 30, and just four main assessment panels. One single sub-panel would assess outputs, environment and impact. However, the same number of experts were involved as before.

Since REF 2014, the Stern Report has informed significant changes to the system, in part intended to avoid the potential for gaming. Following further consultations, it has been announced that a minimum of one output and a maximum of seven from each member of a department will be submitted. Further measures have been introduced to ensure that most short form text-based submissions must be ‘Open Access’, available freely to all, which generates its own set of issues. Further plans for REF 2028 indicate that this will also apply to long form submissions such as monographs; the situation for creative practice outputs currently appears not to have changed, but this situation may be modified. HEFCE was abolished at the end of March 2018, and replaced in England by the new Office for Students (OfS) and Research England, the actions of which remain to be seen.

The RAE and REF have caused huge amounts of resentment and anger amongst academics, and produced sweeping changes to the nature of academic work as a whole. Sir Peter Swinnerton-Dyer, architect of the first RAE (interviewed in Jump, ‘Evolution of the REF’) argued against many of the subsequent developments, and with every reform to the system, institutions would put greater pressure on individuals, especially those in junior positions, leading to some of the awful cases of chronic stress, mental illness and bullying which have been detailed recently on social media.. Many report that REF submissions constitute the only research valued by their institutions. A Head of Department (HoD) or other REF supervisor who achieved a high REF scoring could expect to win favour and further promotion from their management; in practice, this often meant cajoling and bullying of already-overworked staff with threats and intimidation about whether they would maintain their job, and and little favour of support shown to those who might not produce the right number of 3* or 4* outputs. Those dealing with mental health issues, trying to balance impossible teaching and administrative workloads (all fuelled by the Mandelsonian idea of the student-as-consumer) and research demands with major care commitments for children or the elderly, were often driven to breakdowns or to quit academia; some cases of this are documented below. Academics ceased, in the eyes of many managements, to be human beings towards whom they had a duty of care as their employers, but merely as potential cash cows, to be dispensed with if there was any pause in this function.

Gaming of the system continued in many forms from RAE 1992 onwards. Many institutions would award 0.2 FTE or short-term contracts in the run-up to the RAE/REF, so that institutions could profit from particular individuals’ outputs (not least ECRs who might have a monograph and were desperate for any employment record on their CVs). All of this could mean that rankings were unrepresentative of the research carried on by the majority of a department’s full-time, permanent staff.  Research projects taking more than 6-7 years were greatly disadvantaged, or at least those embarked on them would still have to produce four other world-leading outputs in during a RAE/REF cycle, in many institutions, sometimes in order to retain a position at all. Callous HoDs or other REF managers could dismiss some work which had occupied academics for years (whilst maintaining hefty teaching and administration workloads) as merely 2*, on the grounds of its being ‘journalistic’ (often it was relatively readable), a ‘survey text’ (if it drew upon a wide range of existing scholarly literature), or the like, often with crushing impacts on the academics concerned.

The period of the RAE’s history saw other sweeping changes to Higher Education in the UK. Between 1963 and 1970, numbers of young people attending university had doubled following the Robbins Report, but then remained essentially static until the late 1980s, when over a decade numbers rose from 17% in 1987 to 33% in 1997 (see Ann-Marie Bathmaker, ‘The Expansion of Higher Education: Consideration of Control, Funding and Quality’, in Steve Bartlett and Diana Burton, Education Studies: Essential Issues (London: Sage, 2003), pp. 169-89). Since then numbers participating have continually risen, to a peak of 49% in 2011. This was an unrepresentative year, the last before the introduction of trebled tuition fees, which were a disincentive for students to take a gap year, followed by a concomitant dip of 6% (to 43%) in 2012, then a further rise to 49% in 2015, exceeding the pre-2011 peak of 46%, thus confounding (at least to date) those who predicted that increased fees would lead to decreased participation.

Sayer points out that there are few equivalents for the REF elsewhere in the world and none in North American or Europe. Furthermore, few have sought to emulate this system. Some of those cited below argue that most of the known alternatives (including those which preceded the introduction of the RAE) may be worse, others (including myself) cannot accept that this is the ‘best of all possible worlds’. I would further maintain that the human cost of the REF should not only be unacceptable, but illegal, and that only a zero tolerance policy, with criminal charges if necessary (even for the most senior members of management) could stop this. Dignity at work is as important in this context as any other, and little of that is currently on display in UK academia.

 

Creative Practice and Non-Text-Based Outputs

An issue of especial relevance to those engaged in performing-arts-based academic disciplines such as music, theatre, or dance (and in many cases also creative or other forms of writing, the visual arts, and so on) is that of outputs submitted to the REF in the form of creative practice. By this I mean specifically outputs in the form of practice (i.e. practice-as-research), as opposed to those simply documenting or critically analysing one’s own or others’ practice. I have previously blogged extensively on this subject, following the publication of a widely read article by John Croft (‘Composition is not Research’, TEMPO 69/272 (April 2015), pp. 6-11) and replies from me (‘Composition and Performance can be, and often have been, Research’, TEMPO 70/275 (January 2016), pp. 60-70 ) and from Camden Reeves (‘Composition, Research and Pseudo-Science: A Response to John Croft’, Tempo70/275 (January 2016), pp. 50-59), and a subsequent public debate on the subject. Amongst the issues raised, some of them familiar from wider debates on practice-as-research which are referenced in my own article, were whether creative practice on its own can stand as research without requiring additional written documentation (not least the now-familiar 300-word statements which can be regarded as deemed essential by the REF, as I argue in response to a claim made by Miguel Mera in that debate), whether creative work which most resembles ‘science’ is regarded as more ‘research-like’, an implicit claim unpacked by Reeves (as one colleague put it to me, ‘if it has wires going into it, it’s more like research’), with all this implies in terms of (gendered) views of STEM versus the humanities, or whether certain types of output are privileged for being more ‘text-like’ than others (scores versus recordings, for example) and thus some practitioners are at an advantage compared to others (here I give some figures on the relative proportions of composers and performers in different types of music departments). Attitudes to the latter vary hugely between institutions: at least one Russell Group department was happy to award a chair to a performer whose research output consists almost exclusively of performances and recordings, mostly as part of groups, while at others, especially those without strong representation of the performing arts amongst managements, such outputs are hardly valued at all and are unlikely to be submitted to the REF, nor win promotion for those who produce them.

Another issue is that of parity between creative practice outputs and other types. Many creative practitioners will never have had to submit their work to anything like peer review in the manner known for articles and monographs, and questions arise as to, for example, what number or type of compositions or recordings, visual art works or dance performances should be viewed as equivalent to the production of a monograph, when assessing promotion and the like? Music departments in which half or more of the faculty is made up of practitioners (usually composers) may have limited experience of peer review, or for that matter of wider academic debates and discourses, and some might argue that they are able to get ahead in their professions with considerably less time and effort than their equivalents who produce more traditional outputs. This is, I believe, a very real problem, which then maps onto questions of the significantly different requirements for producing different types of creative practice outputs, and needs serious consideration if there is to be any semblance of fairness within such academic departments.

Sayer also notes how many works in the humanities gain impact over an extended period of time, giving works of Walter Benjamin, Michel Foucault and Benedict Anderson as examples, and also notes how many can remain intensely relevant and widely cited long after publication, in distinction to a science-based model of cumulative and rapidly-advancing knowledge, whereby a certain passage of time leads to some outputs being viewed as outdated.

Recent Commentary

Over the last few days, various academics have been commenting on the REF, mostly on Twitter. I attempt to collect the most important of these here.

One of the first important threads came from geographer Julia Cupples (@juliecupples79). In this thread, she called the fundamental status of REF classifications ‘ludicrous’, argued how problematic it would be to direct research exclusively for REF and elite British academics, called the demands of ‘originality’ for a single publication ‘masculinist and colonial’, argued that female authors and those from ethnic minorities are at a disadvantage, not least because of less likelihood of citation. The ranking of junior colleagues by senior ones was labelled ‘one of the most toxic mechanisms in place in the neoliberal academy’, making a mockery of most other means of achieving equality, and so that the REF works against attempts to ‘dismantle discrimination, build collegiality, prevent academic bullying, and decolonize our campuses’. This thread was widely tweeted and praised, inducing others to share similar stories, with Cupples responding that the REF is ‘a means to discipline, humiliate and produce anxiety’. Not all agreed, with Germanist Michael Gratzke (@prof_gratzke) arguing that the peer review element for arts and humanities was a good thing, and that as the scheme would not disappear, one needed to deal with it reasonably. More respondents were sympathetic, however. Urban Studies Professor Hendrik Wagenaar (@spiritofwilson) cited the REF as a cause of ‘the demeaning command-and-control management style that has infected UK universities, and the creation of the soulless apparatchiks that rise up through the ranks to take every ounce of pleasure out of research and writing’, and how it prevents ‘a climate of psychological safety, trust, mutual respect, and togetherness; a place where it is safe to take risks’. Molly Dragiewicz (@MollyDragiewicz) asked whether metrification fetishises ‘engagement’, though a different view was taken by Spanish musicologist and novelist Eva Moreda Rodriguez (@TheDrRodriguez), in response to some queries of my own to Cupples. Cupples had said that it would be ‘deeply problematic if we started writing for REF and a panel of elite British academics rather than for our research communities’, to which I asked about the definition of a ‘research community’ and why they should be exempt from external scrutiny and issues of parity with other (sub-)disciplines, also pointing out that both the Chicago School of Economics or some groups of racial theorists would have fitted this category. Cupples maintained that such communities were not groups of academics, but Moreda asked in return how ‘we avoid academic work being judged on the basis of whether it reinforces& confirms the basic tenets & prejudices of said research community?’, as well as whether such community engagement was already covered through impact assessment?

Around the same time, drama lecturer Kate Beswick (@ElfinKate) blogged on ‘REF: We need to push back against a system that has lost its way’. Whilst accepting the need for assessment of academic research, she noted how layers of bureaucracy were created to game the system, the growth of internal practice REFs, the pressure to produce outputs simply to satisfy the REF rather than for any other value, and the new pressures which will follow implementation of open access policies. This, argued Beswick, would force scholars to find ‘REF compliant’ publishers, which would compromise academic objectivity, rigour, reach and international credibility. However, she did not suggest any alternative system.

However, the first major thread in defence of the REF came from historian David Andress (@ProfDaveAndress). Andress argued that the RAE/REF enabled quality research funding to go to post-1992 institutions, that every alternative had worse biases, and that the distributive mechanism was so wide that it could almost be called ‘a relic of socialism’, concluding with the confident claim that ‘If you get rid of it, you will definitely get something worse’. This was sure to produce many responses. Clinical psychologist Richard Bentall (@RichardBentall), who was a panelist in 2008 and 2014, argued that the process was ‘conducted with absolute fairness and integrity’, but the problem was with the interpretation of it by universities (a point which many others would also evoke in other threads). Bentall noted how his own former institution gave an edict telling no researcher to publish 2* papers, which constitute 80% of world science, so that the REF ‘has become an end in itself’. I myself responded that many places have concluded that research is of no value unless beneficial to the REF, also raising the question (about which I am most definitely in two minds) as to whether we need to accept that some institutions need to be focused on teaching rather than research, rather than all scrambling over a sum of government money which is unlikely to increase. Some subsequent interactions have however made me rethink this. I also noted how some assessors have little knowledge of anything beyond their own narrow and underdeveloped fields, but which nonetheless are felt necessary to be represented on panels, noted (as would many others) how a similar process is not used in many other countries, and was sceptical about any ‘better than any conceivable alternative’ argument. Andress responded that he was not saying that, but that better alternatives which can be conceived cannot be easily put into effect, and also that, in light of the expansion of the sector, ‘RAE/REF is on the positive side of the ledger’, and shouldn’t simply be dismissed. In a series of tweets, I also expressed some questions about whether all aspects of the expansion had been positive, without corresponding increases in the level of secondary education, which can have a net levelling effect when the Oxbridge/Russell Group model is applied to institutions with very different types of student bodies, from this arguing that REF was a part of a process which pretended there were not major differences between institutions, and causes huge pressures for academics at institutions where the teaching demands are higher for students with less inclination towards independent study. These are highly contentious arguments, I realise, which I want to throw out for consideration rather than defend to the last.

Moreda also responded to Andress, taking a medium view. In a thread, she acknowledged the potential of the REF for management to use to bully academics and the inordinate use of resources, but noted that it had enabled her to gain an academic position in the UK, which would otherwise have been very difficult without an Oxbridge pedigree, having a foreign accent, with little teaching experience at that point, and so on. However, she did also temper this by noting that the ability to produce REFable publications relied upon her being ‘able-bodied and without caring duties’, and that a continued discourse was required in order to consider how to accommodate others.

I asked REF defenders whether REF panellists ever read more than a few pages of a monograph, because of the time available, or listened carefully to audible outputs (rather than reading the 300-word statements which can act as spin)? Moreda responded by framing the issues as whether the REF or equivalent can ever be free of corruption, and whether such a system needs to exist at all. She was ambivalent about both questions, but also disliked the implied view of some REF-opponents that ‘research shouldn’t be subjected to scrutiny or accountability’. Whilst agreeing on this latter point, I argued that REF does not really account for parity between disciplines and sub-disciplines, some with vast differences of time and effort (especially where archival or fieldwork are involved) required for producing an equivalent output. I proposed that no output should receive 3* or 4* where authors ignore relevant literature in other languages, and that the standards of some journals should be scrutinised more. Moreda essentially agreed with the need for wider factors to be taken into account, whilst (in somewhat rantish tone!) I continued that examiners needed a wide range of expertise across multiple sub-disciplines, and asked how in historical work like hers and mine (I work on music in Nazi and post-war Germany, she works on music in Franco’s Spain and amongst Spanish exiles) how many would know if we were making up or distorting the content of the sources? Knowing of a time when there was a leading REF assessor who could not read music, I asked how they could judge many music-related outputs, and both Moreda and I agreed there could be merit in using non-UK examiners, while I also suggested that a department should be removed from the REF when one of their own faculty members is on a panel, because of the potential for corruption.

Theatre and Performance/Early Modern scholar Andy Kesson (@andykesson) posted a harrowing thread relating to his early career experiences at the 2014 REF, for which his outputs were a monograph and an edited collection. In the lead-up, he was informed that these were ‘”slim pickings” for an ECR submission’, and pushed to get them out early and develop other publications. This came at a time when Kesson’s father died and he was forced to witness his mother in the late stages of a long-term fatal illness. Whilst deeply upset by these experiences, Kesson tried to explain that he would struggle to fulfil these additional publication demands, and was told this work was non-negotiable. After the death of his mother, her own father also became extremely ill, and Kesson was forced to do his work sitting next to his hospital bed. When offered a new job, his previous institution threatened legal action over his ‘slim’ REF submission, leading to a dispute lasting two years. Many were upset to read about the callousness of Kesson’s former institution. Social identity scholar Heather Froehlich (@heatherfro) responded that ‘academics are the most resilient people on earth, who are willing to endure so much yet still believe in their absolute singular importance – only to be told “no, you are wrong” in every aspect of their professional lives’. However, one dissenting voice here and elsewhere was that of Exeter Dean and English Professor Andrew McRae (@McRaeAndrew), who cited Wilsdon’s defence of the REF mentioned earlier, and argued that no QR money would ever be given without state oversight, asking whether a better model than the REF existed? Engineering Professor Tanvir Hussain (@tanvir_h) argued that the problem was with Kesson’s institution’s interpretation of REF rules rather than the rules themselves, a theme which others have taken up, on how the ambiguities of the REF are used as a weapon for favouritism, bullying and the like.

Geographer Tom Slater (@tomslater42), having read many of the worst stories about people’s experiences with the REF, called out those who serve on panels, making the following claims:

A) you are not being collegial
B) you are appallingly arrogant if you think you can offer an evaluation of the work of an entire sub-discipline *that has already been through peer review*
C) you are not doing it because somebody has to
D) you are not showing “leadership”
E) you are contributing to a gargantuan exercise in bringing UK academia into international disrepute
F) you are making academia an even more crappy for women, minorities, critical thinkers, and great teachers
G) if you all stood down, HEFCE would have massive problem

Various people agreed, including in the context of internal pre-REF assessments. Another geographer, Emma Fraser (@Statiscape) suggested simply giving any REF submission a 4*, a suggestion Slater and sociologist Mel Bartley (@melb4886) endorsed, and was made elsewhere by novelist and creative writing lecturer Jenn Ashworth (@jennashworth).  Linguistics scholar Liz Morrish (@lizmorrish) was another to focus on the behaviour of individual institutions, maintaining that ‘the was NEVER intended to be an individual ranking of research. It was intended to give a national picture and be granular only as far as UoA. What you are being asked to do is just HR horning in on another occasion for punishment’. Slater himself also added that ubiquitous terms such as ‘REFable’ or ‘REF returnable’ should be abandoned.

Paul Noordhof (@paulnoordhof) asked in this context ‘Suppose there were no REF, or equivalent, linked to research performance. What would stop the University sector achieving efficiency savings by allowing staff numbers to reduce over time and doubling teaching loads? Especially for some subjects’, but Slater responded that collective action from academics (as opposed to the more common action supporting and promoting the REF) would stop this. Slater also responded directly to McRae’s earlier post, including the statement ‘Careful what you wish for’, by arguing that ‘most would wish for a well funded sector where we don’t have to justify our existence via an imposed, reductive, compromised, artificial assessment system that destroys morale. Careful what you lie down for’.

Italian social scientist Giulia Piccolino (@Juliet_p83), responding to my retweeting of Slater’s original thread, called herself ‘the last defender of the REF’, which she felt to be ‘a bad system but the least bad system I can imagine’, a similar position to that of Andress. In response, I suggested that a better system might involve the submission of no more than two outputs from any department, allowing much more time to be spent on peer review. Piccolino noted that in other countries where she had worked, appointments depended simply on one’s PhD supervisor (a point she also made in response to Cupples), that scholars stop researching after receiving a permanent job (but still try and control junior figures) (something I have observed in some UK institutions), and so argued that while the REF could could be improved and humanised, it seemed a break on arbitrary power as encountered elsewhere. Piccolino’s returned elsewhere to her theme of how the transparency and accountability of the REF were an improvement on more corruptible systems, with which many UK academics were unfamiliar.

The debates with McRae continued, after his response to Cupples, in which he called the REF ‘an easy target’ and suggested that its demise would leave academics reliant on grants (a view endorsed wholeheartedly by Piccolino), claimed that many would prefer to replace peer-review with metrics, and that impact produced some important activity. Legal academic Catherine Jenkins (@CathyJenkins101) asked if things were so bad before the introduction of the RAE in 1986, to which McRae responded that he did not work in the UK then, but saw the problems of an Australian system in which publications in ‘a low-achievement environment’ in which many had not published for years, did not help a younger academic get a job. Modern Languages scholar Claire Launchbury (@launchburycla) argued that the modern Australian system (despite, not because of, its own ‘Excellence in Research for Australia’ (ERA) system for research evaluation) was practically unrecognisable in these terms. In response to a query from Marketing lecturer Alexander Gunz (@AlexanderGunz) relating to the lack of a REF equivalent in North America, McRae responded that that system was radically different, lacking much central funding, but where ‘state institutions are vulnerable to the whims of their respective govts, so in that respect greater visibility/measurability of performance might help’. Cupples herself responded to McRae that ‘The vast majority of universities in the world have no REF (and neither did British universities not so long ago) and yet research gets done and good work gets published’. Historical sociologist Eric R. Lybeck (@EricRoyalLybeck), a specialist in universities, echoed the view of Swinnerton-Dyer in hearkening back to the ‘light touch’ of the first RAE, which ‘would be an improvement’, and also argued against open access, saying this ‘distorts and changes academic practices’.

Film lecturer Becca Harrison (@BeccaEHarrison) posted her first REF thread, detailing her disillusion with UK academia as a result of the system, noting that she was told when interviewing for her first post-PhD job that her research ‘had to be world leading’ (4*) in order to get an entry-level job, and feeling that even this might amount to nothing because ‘there are 100 ECRs with 4* work who need my job’. This led her to support calls to boycott preparations for the REF as part of continuing industrial action. Another thread detailed common objections to the REF, then in a third thread, Harrison detailed her experiences with depression and anxiety attacks during her PhD, leading to hair loss and stress-induced finger blisters making it impossible to type, as well as early experiences with a poorly-paid teaching fellowship together with a non-HE job to pay bills, working 18 hour days in order to produce a monograph and endlessly apply for jobs. In her first full-time job, Harrison encountered bullying, misogyny from students, a massive workload and obsessiveness about production of 4* outputs. This did not lead to a permanent contract, but a new job offer came with huge requirements just for grade 6/7. She rightly said ‘please, people implementing REF, people on hiring committees, please know that this is what you’re doing to us – and that when we’ve done all this and the system calls us ‘junior’ and treats us like we don’t know what we’re doing we will get annoyed’.

Some further questions were raised by several on the new rules on open access, for example from Politics scholar Sherrill Stroschein (@sstroschein2), who argued that this would ‘just make book writers produce best work outside of REF’. But this important debate was somewhat separate from the wider question of the value of the REF, and what system might best replace it, which I decided to raise more directly in a new thread. There were a range of responses: musicologist Mark Berry (@boulezian) argued for a move away from a model based upon the natural sciences, and claimed that ‘Huge, collaborative grants encourage institutional corruption: “full economic costing”‘, while Moreda alluded to an article from 2017 about the possibility of a ‘basic research income’ model, whereby everyone had a certain amount allocated each year for research, so long as they could prove a reasonable plan for spending it (David Matthews, ‘Is “universal basic income” a better option than research grants?’THES, 10 October 2017, though engineer David Birch responded that this would ultimately lead to another system similar to the REF). She saw how this would be insufficient for most STEM research and some in the humanities, but this could then be supplemented by competitive funding, as is already the case. Berry made a similar point to Moreda, also noting how much money would be saved on administration, whilst Cupples also agreed, as did sociologist Sarah Burton (@DrFloraPoste). Sums of up to around £10K per year were suggested; Burton also added that larger competitive grants should be assigned on a rotating basis, so that those who have had one should be prevented from holding another for some years, to create openings for post-graduate researchers (PGRs) and ECRs. I responded that this might exacerbate a problem already prevalent, whereby time-heavy species of research (involving archives, languages, old manuscripts, etc.) would be deterred because of the time and costs involved; Burton agreed that ‘slow scholarship’ is penalised, especially ethnographic work (this type of point was also made by archaeologist Rachel Pope (@preshitorian), comparing time-intensive archaeological work with ‘opinion pieces’ judged as of similar merit), while Moreda suggested that some ‘sliding scale’ might be applied depending on whether research involves archives and the like, though acknowledged this could result in ‘perverse incentives’.

I also noted that one consequence of Burton’s model would be a decline in the number of research-only academics, but that it would be no bad thing for all to have to do some UG core teaching (with which Cupples agreed). Burton’s response was ambivalent, as some are simply ‘not cut out for teaching in a classroom’, though I suggested similar problems can afflict those required to disseminate research through conferences and papers, to which Burton suggested we also need to value and codify teaching-only tracks for some. Moreda was unsure about the proposal to restrict consecutive grants, especially for collaborative projects, though also suggested that such a model might free up more money for competitive grants. Noting earlier allegations of careerism, etc., Berry argued that one should not second-guess motivations, but there should be space for those who are not careerists, and that it would be helpful for funds to assist with language or analytical skills or other important things.

I asked who might have figures for (i) no. of FTE positions in UK academia at present (to which question I have since found the figure of 138,405 on full-time academic contracts, and 68,465 on part-time academic ones, in 2016-17); (ii) current government spending on research distributed via REF (the figure for 2015-16 was £1.6 billion), and (iii) the administrative costs of REF (for which a HEFCE report gives a figure of £246 million for REF 2014). This latter figure is estimated to represent roughly 2.4% of a total £10.2 billion expenditure on research by UK funding bodies until REF 2021, and is almost four times that spent on RAE 2008. Nonetheless, its removal would not make a significant difference to available research funds. If one considers the ‘basic research income’ model (in the crudest possible form) relative to these figures, an annual expenditure of £1.6 billion would provide £10K per year for 160,000 full-time academics, which would be a very large percentage. if the part-time academics are assumed to average 0.5 contracts.

An arts and humanities scholar who goes by the name of ‘The Underground Academic’ (@Itisallacademic) (hereafter TUA) felt the basic income model would prevent a need to apply for unnecessary large grants, and also expressed personal dislike for collaborative projects, a view which runs contrary to orthodox wisdom, but was backed by Moreda and Berry. I agreed and also questioned the ‘fetishisation of interdisciplinary work’ as well. TUA responded with a pointer to Jerry A. Jacobs, In Defense of Disciplines: Interdisciplinarity and Specialization in the Research University (Chicago: University of Chicago Press, 2013), which is a sustained scholar critique of interdisciplinarity, so often assumed to be an unquestionable virtue. Burton also asked that employers and funders value book-based research more, and expressed frustration that her own work on social theory is deemed ‘easy’, to which I added an allusion to a common situation by which reading-intensive work, often involving carefully critical investigation of hundreds of books, can be dismissed as entailing a ‘survey text’.

There were a range of other more diverse responses. Cupples also argued that the New Zealand system, the Performance-Based Research Fund (PBRF), whilst imperfect, was ‘a thousand times better than the REF’; Cupples and Eric Pawson authored ‘Giving an account of oneself: The PBRF and the neoliberal university‘, New Zealand Geographer 68/1 (April 2012), pp. 14-23. Amongst the key differences Cupples outlined were individual submissions, crafting of one’s own narrative, own choice of most suitable panel, own choice of nominated outputs, information on how one did oneself (not available to others), and greater support from departments.

Piccolino returned to her earlier questions about the potential for corruption in non-REF-based academic cultures, and asked ‘which system guarantees that people are hired for being committed, dedicated researchers vs being friends, friends of friends, products of elite institutions etc?’. Following Cupples mention of the PBRF, Piccolino also mentioned the Italian abilitazione nazionale, providing criteria for associate and full professors, but she suggested it was of little effect compared to patronage and the need for compliant researchers. This system was, according to Piccolino, closer to the REF than the German Habilitation. She also drew attention to a scathing article on corruption in Italian academia (Filippomaria Pontani, ‘Come funziona il reclutamento nelle università’Il post, 11 October 2016).

Social scientist Gurminder K. Bhambra (@GKBhambra) pointed out the intensification of each iteration of the REF, with the current post-Stern version more individualised and pernicious than before. Medievalist James T. Palmer (@j_t_palmer) argued that REF is not the primary means of distributing research funding, because the majority is distributed through competition, though the REF may determine university funding in general (a profound observation whose implications need wider exploration).

Medieval and early modern historian Jo Edge (@DrJoEdge) asked why in a REF context why peer-reviewed book chapters are seen as inferior to journal articles, to which Andress replied that (a) some believe book peer-review is less rigorous, as chapters are pre-selected and reviewed collectively; (b) the chapters will have less impact since less easy to find through the usual search engines (a point which Burton said she had also heard); (c) old-style elitist prejudice.

A sardonic exchange proceeded between three musicians or musicologists : composer Christopher Fox (@fantasticdrfox, himself a REF 2014 panelist), Berry, and me. Fox felt that ‘the current UK research model is counterproductive in the arts’ and that ‘Competition is a useless principle around which to organise our work’. I asked what it would mean to rank the work of leading late-twentieth-century composers such as Pierre Boulez and Jean Barraqué, Luciano Berio and Luigi Nono, Brian Ferneyhough and Robin Holloway, or the playing of pianists Aloys Kontarsky and David Tudor, or clarinettists Harry Sparnaay and Armand Angster, as 3* or 4*, especially if non-musicians were involved in the process? Fox also referenced US composers Terry Riley and Pauline Oliveros, and as how one can fix criteria which account for the disparities in their aesthetic intentions, while Berry pointed out that Anton von Webern (almost all of whose works are short in duration) would ‘never have been able to “sustain his invention over a longer time-span”‘, alluding to a common criteria for composition. Conversely, I asked if Erik Satie’s Vexations (which consists of two lines of music repeated 840 times), or the music of La Monte Young (much of it very extended in duration) should ‘have been regarded as streets ahead of most others, if submitted to REF?’, in response to which musicologist (French music expert) Caroline Potter (@carolinefrmus), author of several books on Satie, alluded to an upcoming ‘REF-related satire’ which ‘seems like the only sane way to deal with the business’. I asked about whether all of this contributed to a ‘a renewed, and far from necessarily positive, concept of the “university composer” (or “university performer”)’ (terms which have often been viewed negatively, especially in the United States), when academia is one of the few sources of income. Fox felt that this culture encouraged ‘the production of compositions that only have significance within academia’. I also raised the question of whether academics looked down on books which could be read by a wider audience, which Berry argued stemmed from envy on the part of those with poor writing skills.

Independently, cultural historian Catherine Oakley (@cat_oakley) echoed the views of Kesson and Harrison, as regards the impact of REF upon ECRs, who need ‘monograph + peer-reviewed articles’ to get a permanent job, yet start out after their PhDs in ‘precarious teaching posts with little or no paid research time’.

Elsewhere, industrial relations expert Jo Grady (@DrJoGrady) advocated boycott of preparations for the REF and TEF. In a series of responses, some asked how this could be done, especially when individuals are asked to submit their own outputs for internal evaluation. Further questions ensued as to whether this might lead to some of the worst (non-striking) academics undertaking the assessment.

Sayer himself (@coastsofbohemia) also contributed to these Twitter exchanges. In a first thread, he alluded to a passage from his book: ‘In a dim and distant past that is not entirely imaginary (and still survives for the shrinking minority of faculty members in N America) research was something that academics undertook as a regular part of their job, like teaching … Universities … expected their staff to publish … and academics expected universities to give them sufficient time to pursue their research … There was no *specific* funding for time for research but … the salary was meant to support and remunerate a staff member’s research as well as his or her teaching … [whereas today] Because the only govt support for universities’ “research infrastructure … and pathbreaking research …” comes through QR funding and QR funding is tied to RAE/REF rankings, any research that scores below a 3* necessarily appears as unfunded. The accomplishment of the RAE/REF … is to have made research *accountable* in the literal sense of turning it into a possible object of monetary calculation. This makes the REF a disciplinary technology in Foucault’s sense … which works above all through the self-policing that is produced by the knowledge that one’s activities are the subject of constant oversight. Both inputs (including, crucially, academics’ time) and outputs (as evaluated by REF panels and monetized by the QR funding formula) can now be *costed.* The corollary is that activities that do not generate revenues, whether in the form of research grants or QR income, may not count in the university’s eyes as research at all.’ In response to a question from me about his feelings on the argument that RAE/REF had helped post-1992 institutions, Sayer argued that there were other alternatives to no funding or REF-based funding, alluding to some of the suggestions in his article on peer review listed earlier. In a further thread, he summarised these arguments: the relative merits of peer review vs. metrics was ‘not the issue’. Sayer asserted that ‘Peer review measures conformity to disciplinary expectations and bibliometrics measure how much a given output has registered on other academics’ horizons’, and that neither of these are a reliable basis for 65% of REF ranking. Instead, he suggested that more weight should be allocated to research environment and resources, research income, conference participation, journal or series editing, professional associations, numbers of research students, public seminars and lectures, all of which are measurable.

Literature and aesthetics scholar Josh Robinson (@JshRbnsn) joined the discussions towards the end of this flurry of activity. Coming into one thread, he noted that internal mock-REF assessments meant ‘that the judgements of powerful colleagues with respect to the relative merits of their own & others scholarship can never be held to account’, since individual scores are not returned to departments, also arguing that this would be exacerbated in REF 2021. In response to McRae, Robinson added his name to those advocating a basic research income, which McRea said would technically be possible, but in practice ‘would redistribute tens of millions per year from RG to post-92 unis. Try that on your VC!’. Robinson’s response was to quote McRae’s tweet and say ‘the manager at a Russell Group insitution shows what he’s actually afraid of.’ But in response to a further statement in which Robinson thought that what his VC ‘would be afraid of would be a generally good thing’, McRae suggested that this might simply lead VCs to make redundancies. Robinson pointed out that an allocation by FTE researcher would provide an incentive to hire more people with time for research. Robinson has indicated that he might be able to make available a recent paper he gave on the REF, which I would gladly post on here.

But Morrish, responding that McRae’s claim that the REF is ‘the price we pay, as a mechanism of accountability’, retorted that ‘the price we pay’ is ‘a) Evidence of mounting stress, sickness and disenchantment among academics REF-audit related; b) Ridiculous and career-limiting expectations of ECRs’.

A few other relevant writings have appeared recently. Socio-Technical Innovation Professor Mark Reed (@profmarkreed) and social scientist Jenn Chubb (@JennChubb) blogged on 22 March calling on academics to ‘Interrogate your reasons for engaging in impact, and whatever they are, let them be YOUR reasons’, referencing a paper published the previous week, ‘The politics of research impact: academic perceptions of the implications for research funding, motivation and quality’British Politics (2018), pp. 1-17. Key problems identified included choosing research questions in the belief they would generate impact, increased conflicts of interest with beneficiaries who co-fund or support research, the necessity of broadening focus, leading to ‘shallow research’, and more widely the phenomenon of ‘motivational crowding’, by which extrinsic motivations intimidate researchers from other forms, and a sense that impact constitutes further marketisation of HE. Chubb and Richard Watermeyer published an article around this time on ‘Evaluating ‘impact’, in the UK’s Research Excellence Framework (REF): liminality, looseness and new modalities of scholarly distinction’Studies in Higher Education (2018), though I have not yet had chance to read this. Historian Tim Hitchcock (@TimHitchcock) also detailed his experiences of the RAE/REF from the late 1980s onwards, first at North London Polytechnic. Hitchcock argues that:

I have always believed that the RAE was introduced under Thatcher as a way of disciplining the ‘old’ universities, and that the 1992 inclusion of the ‘new’ universities, was a part of the same strategy.  It worked.  Everyone substantially raised their game in the 1990s – or at least became more focussed on research and publication.

Hitchcock goes on to detail his experiences following a move to the University of Hertfordshire after RAE 1996. He notes how hierarchies of position (between Lecturer, Senior Lecturer, Reader, Professor) became more important than ever, and recruitment was increasingly guided by potential RAE submissions. However, Hitchcock became more disillusioned when he took a position at the University of Sussex after REF 2014, and saw how the system felt ‘more a threat than a promise’ in such places, in which REF strategy was centrally planned. He notes how ‘The bureaucracy, the games playing and the constantly changing requirements of each new RAE/REF, served a series of British governments as a means of manipulating the university system’, the system was increasingly rigged in favour of ‘old’ universities, and made life increasingly difficult for ECRs, who had to navigate ever-bigger hurdles in order simply to secure a permanent position. Hitchcock concludes that:

Higher education feels ever more akin to a factory for the reproduction of class and ethnic privilege – the pathways from exclusion to success ever more narrowly policed. Ironically it is not the ‘neo-liberal’ university that is the problem; but the ‘neo-liberal’ university dedicated to reproducing an inherited hierarchy of privileged access that uses managerialism and rigged competition to reproduce inequality.

He does not write off the potential of the REF to change this, and appears to see the particular ways it is administered and used (and viewed by some in ‘old’ universities) as the problem.

There is more to say about the Thatcherite roots of the RAE, her disdain for the ‘old’ universities, especially after her alma mater, Oxford University, refused in 1985 to award her an honorary doctorate, and what the 1992 act meant in terms of a new vocational emphasis for higher education in general, to which I may return in a subsequent blog post.

It is very clear that the majority of Academic Twitter are deeply critical or bitterly resentful of the RAE/REF, and most believe reform to be necessary. Editorial director of the THES, Phil Baty (@Phil_Baty) offered up a poll asking whether people thought the REF and RAE had been positive or negative; the results were 22% and 78% respectively (and further comments, mostly making similar points to the above, followed). The arguments pro and contra, as have emerged over the weekend can be summarised as follows:

Pro: provides some transparent external scrutiny and accountability; enables funding for post-1992 institutions; enables some to find work who would find it impossible in other systems dominated by patronage; is a better model than any other which has been discovered; employs peer-review rather than metrics.

Contra: invests too much power in managers; creates bullying and intimidatory atmosphere at work through REF preparation mechanisms; makes job market even more forbidding for ECRs; highly bureaucratic; very costly; dominates all research; time-consuming; discriminatory; sexist; colonialist; makes few allowances for those with mental health, care, family, or other external commitments; uncollegiate; employs assessors working outside their area of expertise; uses too many UK academics as assessors; marginalises 2* work and book chapters; fetishises collaborative or interdisciplinary work; falsely erases distinctions between institutions; relies on subjective views of assessors; artificially bolsters certain types of creative practice; is not employed in almost any other developed country; employs mechanisms more appropriate that STEM subjects than arts, humanities and social sciences; has increased pressure on academics with every iteration; causes huge stress and sickness amongst academics.

Stern has not been enough, and there is no reason to believe that those making the final decisions have much interest in the welfare of lecturers, or for that matter the creation of the best type of research culture. Major reform, or perhaps a wholly new system, are needed, and both government and the OfS and Research England should listen to the views expressed above. And new employment laws are urgently needed to stop the destruction of academics’ lives which is happening, regularly as a result of the REF.

 

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Response to Stella Duffy on the arts, elitism, and communities

An article published in The Guardian last week by Stella Duffy (‘Excellence in the arts should not be defined by the metropolitan elite’, June 30, 2017) has generated a considerable amount of response on social media from musicians and academics I know. Rather than keep this debate within that social media bubble, I wanted to make public some responses to the thorny issues involved, so am printing these below. Personally, I can see how Duffy’s aims are well-intended and sincere, but the suggestions would create more problems than they solve (see my response below).

I am happy to print other responses, so long as they focus on the issues and do not entail any personal attacks – if people have some considered thoughts, please do post them below or e-mail me at ian at ianpace dot com , and I will have a look and may add them to these.

[ADDENDUM: Anna Bull has written a response to some of the posts below, which can be found here. Further responses to this blog post can be found here.]

 

Jim Aitchison, composer

It is disturbing that both the left (I assume here in this article) and the right seem to be marching together towards delegitimising aspects of education, specialisation, depth, command of material detail, dexterity, high levels of understanding and attainment and more challenging cultural substance. It seems to me naive to suppose that “genuine culture for all….and community-led culture” will see the demise of gates, shibboleths, exclusions, hierarchies, cronyism. It will simply be replaced by a different forms of ‘elitism’ (a new ‘elite’ of the rigorously and equally de-skilled and/or right-skilled, cleansed of supposed past forms of privilege, untainted by previous apparently bankrupt expert knowledge). I’m surprised to see what comes across as a very much left-leaning sensibility re-articulating sentiments that came out of the mouths of various well known right wing voices.

The kind of cultural practice I think she is referring to is already well in the ascendant – anyone who has to fill in an Arts Council GFA form will be aware of the necessity of the right kind of wider community engagement and that this has been a part of the application process for many years, and the rise of ‘collectivist’ community style work in visual art is definitely already present, ref Assemble winning the Turner Prize, and the activities of Open School East. There’s absolutely nothing wrong with these kinds of community artistic practices and approaches which can be valuable and fascinating. However, they are also open to being as flawed as any other approach to making art, and it becomes a serious problem if their ideologies ever become mobilised as part of a process of cleansing out other approaches deemed unsound and wrong by some unaccountable panel of unchallenged ‘new elite’ arbiters spread out in the ether…. Hopefully the latter are as much a misleading generalisation as so-called ‘metropolitan-based thinking’.

 

Bill Bamberger, unaffiliated writer and translator.

This question, this conflation, is a major element in what makes the article’s arguments blurry and (in the long run, I think) subject to being abused for anti-intellectual and economic ends. “Culture” might best be considered anything that wouldn’t exist without people–be it material, intellectual, et al. “Creativity,” as she is using it, seems to mean simply making something, anything. lf so, in that sense, everyone can of course tap into their “creativity.” This is why so many who want to “work in the arts” (that is, get paid for doing so) are constantly having to drum up ideas that involve “outreach,” usually going into a school or a community and having a group “create” while they direct in some way. “The arts” then become both a commodity, and a profession like any other. Something else that’s conflated: “artist” with “someone who works in the arts.” They are not the same, in my mind. The underlying resentment beneath much of what is asserted/included in the article is, for many, economic more than aesthetic– 1) “Why should so and so get money for making music/paintings/etc. when I don’t?” & 2) The all-too familiar “Why does the government give some of my money to music/paintings/ etc. that nobody I know likes?” Such underpinnings do not “create inclusion” as much as they give everyone more justification to feel noble when they belittle or dismiss another’s efforts and achievements, and encourage the pushing aside of work that’s out of the ordinary. Obviously these are just a few facets of this big question, but, again, I think that yes, clearer terms would help immensely.

 

Geoffrey Chew, Professor Emeritus of Music, Royal Holloway, University of London

The Stalinist diktat of 1950 in Czechoslovakia: “Composers go with the people”, delegitimizing various types of compositional activity and announcing that they were henceforth invalid, including some activities that had been undertaken before the war by leftists anxious to bring culture to the workers. Peer review was now required (another of the pamphlets in the same series put it succinctly by saying that “Party criticism is a co-creator of culture”).

The pamphlet in question was a speech by Miroslav Barvík at the first plenary meeting of the Union of Czechoslovak Composers.There is an article online about it by Tom Svatos  though I think it is not very plausible that Barvík was primarily responsible for its contents – I guess he was jumping to orders.

 

Franklin Cox, Associate Professor of Theory, Cello, and Composition, Wright State University

I find the report painfully timely: “In the context of the deep and widespread political division expressed through the 2016 EU referendum campaign and vote, it is increasingly clear that new approaches to many of the UK’s political processes require urgent and radical attention. This includes how cultural policy operates – and who and what cultural policy is for.

I find this passage painfully obvious: the Brexit issue is going to be used as a wedge to push this person’s ideology. How is her ideology going to end the controversy over Brexit? Isn’t the issue controversial because people have radically different views on it? How will amateur art-making change that? How will it prevent Nigel Farage from lying to the public?

Culture shows us who we are; it reflects who we are now and supports us to become who we might be. …. then the culture we are sharing and consuming is not that of our whole society. It therefore not only fails to represent us, it risks contributing to the divisions we are now experiencing.

So according to this author, Shakespeare isn’t really culture, because it doesn’t reflect who we are “now” or support us in becoming “who we might be” (what a nonsense phrase!). This is a pretty obvious consequence of the thin notion of culture as “whatever people do”. So eating at McDonald’s is culture, too, as is shopping for designer handbags. I guess all we need now is to hold up a big mirror to reality and call it “culture”.

Why does this mirror need support? Culture is already going on all around us, and it doesn’t need any subsidies.

But this novelist – isn’t that an elite activity that doesn’t reflect culture as a whole? – wants funding for activities that she supports. Those evil old elite artists whose artwork evidently had something to do with Nigel Farage have to get out. Once we’re rid of them, there won’t be any more division in the arts community.

And let’s make sure to put up a big fence, too, so that can’t sneak back in.

 

Björn Heile, Professor of Music, Glasgow University

Those of us working in culture talk a lot about the arts ecology, but in any ecology some parts must die for new ones to thrive. It might be time to let go of some of our outdated practices. Our commitment to “excellence and quality” as defined by mainstream, metropolitan-based thinking many decades ago, might need to shift to a new version of “excellence and quality”, one defined by a new generation of makers and creators – and this time from every part of society.

It’s hard to say what Duffy has in mind (the whole article never mentions what kinds of art and culture she does and doesn’t approve of), but doesn’t that sound a tad Stalinist? The various dichotomies between ‘elites’ and ‘people/communities/everyone’; metropolitan/old and makers and creators etc. are really troubling.

Because the pool we’re drawing from is wider, we’ll get better art and better artists – and because science is culture too, better science and better scientists. 

We all want more people to engage with the arts, actively and passively, and this would have all sorts of positive consequences, but it isn’t quite so simple, and the reason for that isn’t that metropolitan-based thinking or elitism deliberately prevent this from happening.

The question is how quality is defined. There is silence on this here, but I guess what is implied in the text is: ‘that which involves or pleases the greatest number of people.’

 

Stuart MacRae, composer

Regarding the use of the terms ‘culture’, ‘creativity’ and ‘the arts’: surely there are clear distinctions? I think it’s partly the treatment of such terms as synonymous that leads to an either/or mentality in discussions about the arts and particularly their funding.

 

Michael Morris, Professor of Philosophy, University of Sussex

The argument for democracy in politics is not that it leads to things being done better, but that it’s part of the goal of politics that everyone should be a part of it. Similarly, there’s no reason to think democracy in art will lead to better art; and it’s not obviously a goal of art itself that everyone should be a part of it – even if that’s something we all might want for other (most obviously political) reasons. What this piece presents is a political goal presented as an artistic goal. The problem is that that then begins to look like a rather sinister politics, even, since it drills art, of all things, into conformity with politics.

 

Eva Moreda Rodriguez, Lecturer in Music, University of Glasgow

The work we are talking about – grassroots, created by professionals and non-professionals together, often in communities rather than on main stages and in recognised venues – largely takes place outside the funded mainstream. Allowing everyone to join in, not simply as audiences and consumers, but as active participants, as creators, will result in a far greater array of work to engage with.

How is this non-mainstream, I wonder? Every orchestra, opera, museum, writers’ centre etc. etc. in the country has a thousand outreach programmes where children and adults can “do” things for themselves.

 

Ian Pace, pianist and musicologist

Our commitment to “excellence and quality” as defined by mainstream, metropolitan-based thinking many decades ago, might need to shift to a new version of “excellence and quality”, one defined by a new generation of makers and creators – and this time from every part of society.

If Duffy was saying that arts funding and decision making are too centralised, and more of this needs to be devolved to the regions, I could absolutely agree. But it doesn’t sound like this is what is at stake? 

If we want cultural democracy, genuine culture for all, elitism must make way for creativity and community-led culture. We need to offer everyone not only access to the products of creativity, but access to the means and processes of creativity – only then will we have an inclusive culture for, by and with all.

This is uncomfortably close to the view associated with advocates of Hausmusik, the Jugendbewegung, and so on – and their disdain for educated or professionalised cultural activity. In that context it was linked to a virulent anti-semitism, with education and professionalisation in the arts associated with Jewish people. There is no sign of any such racial ideology here, but one should be wary of viewing ‘community’ as necessarily a wholly benevolent or benign thing. Communities are frequently defined as much by who they exclude as who they include; appeals to ‘community’ and rejection of ‘experts’ are the bread-and-butter of populist politics. The debate about competing forces of Gemeinschaft and Gesellschaft never gained the same traction in the English-speaking world, to my knowledge, as it did amongst Germans ever since Ferdinand Tönnies framed the dichotomy in his 1887 book (even though it was taken up by US sociologist Talcott Parsons). For obvious reasons, this debate became more urgent in Germany in the twentieth century, but I believe it is relevant more widely.

I certainly believe art has, and should have, a social dimension, but this is by no means necessarily synonymous with its simply attempting to satisfy and second-guess the supposed desires of particular ‘communities’. On the contrary, I believe it is vital that there can also be a critical art, which can deal with uncomfortable and unsettling phenomena, represent non-populist and minority perspectives, and look beyond the existing world (and existing societies) towards what might be, not just what has been. A space needs to be made for this in ways which are unlikely through the vagaries of the market, or for that matter through some types of community art projects.

The principle of facilitating art, especially the type of art I describe above, through money garnered through taxation and redistributed through public spending – via arts organisations administered by those with a regular day-to-day engagement with artistic activity, with politicians keeping some distance, is a good one, I believe, certainly better than relying on wholly undemocratic sources of private capital. Imposing narrow communitarian ends upon it is very limiting; art is not just a means for producing social harmony. The question of who gets to do the administering is a difficult one, and certainly it can lead to entrenched power, favoritism, and the like. Some mechanisms for periodic democratic review of funding decisions is necessary, and that does entail some oversight by politicians, who are at least subject to a democratic vote. But I believe this can be managed so as to be as fair and equitable as any rival systems.

Already there are many stipulations on arts funding, to do with access, outreach, education projects, demonstrating community benefit, and the like. I worry very much that decisions are being made on anything but the nature of the art being produced. Duffy’s proposals are very vague – for example, who selects which ‘makers and creators’ get to be the new aesthetic arbitrators? – if well-meaning. But I fear they would make this situation even worse. Placing populist stipulations upon artistic activity, as a condition of its being funded or otherwise supported, has a poor history associated with despotic regimes, mostly in order to marginalise and silence minority voices.

 

Camden Reeves, composer, Professor of Music, University of Manchester

‘I think people should create whatever they want to create. I think people should listen to, or go to, whatever they want to listen to or go to. I think people should read whatever they want to read. We don’t have to like what they all do. But I don’t really want any of us to tell artists what to do. That’s the fun of it: freedom.

Anyway, the only way to influence art is through art. If she wants to change culture, she needs to do that through her work. From what I know of Duffy’s work, she has every reason to have faith that it can do that.

 

Frances Wilson, who blogs as The Cross-Eyed Pianist

Today it seems to me that “excellence”, “achievement” and “inclusivity” are equated with commercial returns. It’s no longer “art for art’s sake” but whether the art (which has become “the product” is commercially viable. Will it create revenue, bums on seats, income. As I see it, this is the primary reason why arts subjects are being sidelined in education – they are not sufficiently “commercial” and do not bring obvious “returns”. Creativity is regarded as a dilettante activity because it does not necessarily produce visible, concrete commercial returns.

To be perfectly frank I want to stop having to read articles like this written by people who exist in a precious Uber middle class intellectually elite bubble and who exert their own view of what constitutes “culture” on the rest of us. In my romantic cultural utopia art galleries, theatres and concert halls are welcoming and open to all, not places that are guarded by the “educated” or intellectually elite (and I know plenty of people who’d like to keep them like that = exclusive). Many “ordinary people” do not engage with “culture” because they feel people like the author of the article do not think they are sufficiently “qualified” to engage with that culture.

 

Marc Yeats, composer

Choice. Everyone needs to have the widest possible choice when making decisions about what art and culture they enjoy and appreciate. Choice enables people’s participation in, and creation of art to develop across a lifetime.

For many, cultural choices are increasingly defined by what they are given. More precisely, what they are exposed to from an early age and throughout their lives through advertising, the media, fashion, block-buster films and various forms of music, for example. All too often, these experiences are guided by commercial considerations. In the case of music (and many other cultural outputs), there is a strong financial value backing the saturation of these perceived iconic forms of culture – it is all around us and product-placed in exactly the same way as a washing powder, new car or ‘can’t live without’ gadget. We are brainwashed into believing these products make our lives better, enhance our kudos or sexiness and most of all, represent our ‘relevance’ in modern society to the degree that the products ‘speak’ of whom we are and what we aspire to be. This is easiest to see where music is placed with products to enhance their value and where ultimately, the music having become recognisable through repeated exposure in advertising (or appropriation from elsewhere because of its recognisable qualities) can call to mind the product even when the product is no longer present – the music has taken on the marketed values that the product was deemed to possess. So it is with various strains of culture we are exposed to. It is easy to believe that in experiencing these cultural products and deciding which ones we need, we are exercising some kind of choice. It is true we are exercising a choice, but it is extremely limited and often belies a corporate ideology that is driven by profit. By its very nature of ‘flooding’ the market, this ‘profit motive’ drives out everything else. We end up having no choice at all, or rather, only the choices those who manipulate the cultural markets allow us to take through their forms of familiarisation.

It is easy for those who consume such culture to place a strong value on it, to invest in it, and of course, the marketing that envelops such cultural outputs easily becomes a self fulfilling prophecy inasmuch as the more people invest, the more they believe the product to be of a good quality, as we all get pulled into the market value system. And these cultures amass huge numbers of devotees, too, bringing further strength to the argument that it must be a good product because so many have invested in it. We end up with the scenario that we know what we like and we like what we know. When this reasoning becomes the new ideology to rationalise and give quality to a product, or in the case of this article, arts and culture, we are in a very dangerous position, not least because all objectivity is lost, replaced solely by the weight of financial investment, numbers and populism.

I’m not for one moment saying that all popular culture is not of quality, as that is blatantly untrue; but to assume, as in this article, that a new definition of quality needs to be established purely around many people having had a good time with an art experience, sets my alarm bells start ringing. And they ring even louder when this new definition of quality is accompanied by the rhetoric around ‘elitist art’ and ‘metropolitan based thinking’ which (exclusively) supports this ‘other’ non-popular art, being taken out of the picture completely, their perceived power base and value system destroyed and their work shown for the hollow, self indulgent sham it obviously is.

At the back of all this there is something fascist emerging – a compulsion to dictate, justified through mass appeal, what good art is, and how appallingly irrelevant elite art (whatever that is), has become, that it should be reappraised, downcast and even (as a sub text) seen as something filthy that represents everything that’s wrong with society’s pernicious divisions. It most certainly shouldn’t be supported with public money, as it doesn’t represent the people! Let’s put elite artists in the bin along with ‘experts’, but hang on to our beloved elite athletes, as they are loved by millions.

Change ‘elite’ for ‘minority’, and you can see where I’m heading.

Access, learning and participation in the arts are, I believe, an essential, life-enriching entitlement for everyone that should be accessible across a lifetime. Such opportunities are not just about fun (although it is a great starting point), but also about stimulating further interest, inquisitiveness, understanding, reaching out, challenging, gaining a context of your own culture set among others, development and aspiration. Most of all, participation and access, not least arts education in schools, is about exposing students to an informed and supported wide-ranging variety of cultural outputs that following explanation and discussion, ultimately equip individuals with the discernment and tools to make up their own minds about what holds value for them. Being able to contrast and compare empowers people to make the very choices I’m so keen on; choices that fewer children and adults are able to exercise with each passing year.

Yes, let’s absolutely acknowledge the areas of exclusion that exist across the arts and do everything we can to make them inclusive. However, you cannot achieve true inclusion or true choice through a pro-active agenda to exclude minority (non-populist) arts.

All people are capable of being creative, but not all creativity will lead to great art unless all criteria, discernment and objectivity is lost and ALL creativity equals great art. This article appears to suggest that a ‘democratic’, popular realignment of values will ultimately lead to everything becoming great because everyone enjoys it and says it is such.

Consequently, nothing will have any value at all.

 

Here are some further responses since the blog was originally posted:

Rose Dodd, composer

Stella Duffy writes a considered article on the current cultural landscape in the UK, as she sees it, from her area of activity. From my perspective ‘creativity and community-led culture’ has already made great inroads into places where elitism used to preside like an archaic old great uncle presiding like a boring, overbearing and outmoded oaf at the dinner table. Things have moved on. The UK is increasingly diverse and represented increasingly well in all areas of community arts practice to more specialist, niche artistic endeavour, including music. It is perhaps utopian to dream of a world where ‘all ages’ are engaged in further developing our cultural landscape. With inflationary pressures many are scraping just enough money to put bread on the proverbial table, while the few busy themselves in creative endeavour. Stella Duffy’s article outlines just one view of utopia; utopia being sought should surely be applauded by us all, in this dismal political climate. The Guardian could commission a series following on from this, expressing many views drawn from our contemporary cultural landscape, opening a proper conversation on the arts, shining as a hopeful beacon into the future. I for one, would advocate an overhaul of GCSE Music curricula, as these lessons are where music is first encountered in any formal sense to so many children. If the Music curriculum at this level were more relevant at this tantalising moment in a child’s life, there would be greater potential impact. There is so much to talk about in this vast sea of cultural exchange, (as is evidenced by the brilliant and strong opinions as initial replies/comments), Stella Duffy’s article is a solid beginning.

 

Max Erwin, PhD student, music, University of Leeds

If this article is dangerous, it’s not because it portends a sort of beer hall putsch of people who do pitch class set theory or whatever; it’s because it clothes itself in this particularly rarified language of condescension (although I believe this accusation has now been flung at the objections to it as well). Rephrased, the real threat of this article is not to the arts, but to the effectiveness of left-wing causes. There’s a sort of neoliberal hangover that media like The Guardian (and, in America, The New Yorker, the NYT, etc etc) have never really recovered from, this thinking that culture is at once popular, direct, monolithic, necessary, and emancipatory, that Stephen Fry and J. K. Rowling are important voices and thinkfluencers. Under this mode of thought, culture is not something that is participated in but rather hoisted upon the people, Adorno-and-Horkheimer-style. This is the thinking that allows liberals to chide Corbyn for quoting Shelley, as if a quip from Wonder Woman would somehow connect better: the idea that there’s one mass culture, that zeitgeist is a zero-sum game.

Frankly, I’m concerned that both the article and the responses to it are perhaps a bit wide of the mark. Brexit and Trump didn’t show that culture is elitist, they showed that there is no culture in the singular. Beyoncé’s support of Clinton was no less effective than Ferneyhough’s. The desire for “more people to engage with the arts” is itself the problem. It’s a blinkered transactional view: you read some Dickens, you gain x amount of empathy points; you binge Doctor Who, you’re plugged into the cultural mainframe. If arts and/or culture are truly worthwhile (and, you know, jury’s still out I guess), surely that worth is not best served by practitioners doing the sort of “outreach” done by knockoff-Rolex salesmen. If engagement is desired, it is served not through outreach, but economic reforms that restore the free time to the workweek of lower and middle class workers – artists and academics among them – that current deregulation and austerity has obliterated. Art and culture will always be there, the issue is creating a society where the enjoyment of life and all that comes with it is maintained to a degree that enables people to, as Camden put it, “listen to, or go to, whatever they want to listen to or go to.

 

Frances M. Lynch, singer and composer

It makes my heart sink to think of this – far from being a fashion, quality and skill are the backbone, the essence of arts going back through the mists of time – without it we face a future of mediocrity not of new and innovative ideas – as someone who rarely performs or writes these days for the so called elite I can see that everyone just knows and feels that quality when they experience it – regardless of background or education – without necessarily knowing why they know it (not always aligned with liking it…..)

 

Sasha Valeri Millwood, musician & musicologist; doctoral researcher, University of Glasgow

Arnold Schoenberg, in his essay ‘New Music, Outmoded Music, Style and Idea’, argues “if it is art, it is not for all, and if it is for all, it is not art.”. This chiasmus is an apposite corrective to those who claim that art could be an universal means of communication and engagement — even language cannot achieve that! There are as many interpretations of a work as there are interpreters; therefore, to speak, as Duffy does, of “culture by and for all”, is naïve at best and doctrinaire at worst (others have already commented eloquently on the political repression with which such paradigms have been associated). No society consists of a single, immutable “culture” (nor has any such society ever existed, notwithstanding the claims of some xenophobes), and a society which did consist thereof would not be a desirable outcome. Duffy’s rhetoric of “ecology”, and her argument that “some parts must die for new ones to thrive”, alludes to the natural environment. If one were to take that allusion further, one would observe that a thriving “ecology” in nature, rather than being a monoculture, consists of a variety of species (and indeed sub-species) which are, to various degrees, interdependent. Correspondingly, then, it would be the height of vanity and folly to require (whether through force or through funding pressures) all artistic endeavour to be conducted according to a fixed set of precepts and values, no matter how well intentioned.

Therefore, I find Duffy’s call for re-evaluating the criteria for “excellence and quality” to be suspect. Her conception appears (although does not claim explicitly) to be grounded in measuring the quantity of people directly engaged in the making of a work of art. Yet, it is possible for such direct engagement to be superficial; equally, it is possible for less direct forms of engagement to be profound, locupletative experiences. Leaving aside the issues of evaluating the quality of direct or indirect engagement, the fact remains that the impact of artistic endeavour is unamenable to quantitative measurements, and no amount of so-called “smart” technology, tracking, and surveillance will alter this fundamentally. Consequently, any attempt to implement a criterion such as, to quote Heile’s interpretation of Duffy’s article, “that which involves or pleases the greatest number of people” would end up becoming “that which can be measured by some objective, albeit potentially crude and unrepresentative, means as appearing to involve or appearing to please the greatest number of people in a demographic that matters, ostensibly at least, to policy-makers”. In reality, this latter criterion is already far too influential.

Whilst I dissent from Duffy’s conception of artistic excellence in terms of popular appeal, I am not against her suggestion that “We need to offer everyone not only access to the products of creativity, but access to the means and processes of creativity”. However, to suggest that only so-called “community-led culture” can achieve this would be myopic. One has to distinguish between socio-economic “elitism” and artistic rigour, the latter of which depends on elite training (which, inevitably and necessarily, is an expensive and time-consuming process). As Morris observes, Duffy has conflated political and artistic goals. So-called “accessibility” is often touted as a solution, yet what is really needed from creators and audiences alike is patience, a virtue which is all too scarce in a modern consumerist society which has moulded people to demand instant gratification and, as Yeats so eloquently explains, disenfranchised them from making meaningful choices. To create meaningful art (whether in an amateur or professional capacity) in most mediums or traditions depends on the protracted cultivation and development of intellectual and vocational faculties; similarly, connoisseurship of a given artistic tradition (or subset thereof) depends on a long-term education in the precepts, works, and contexts thereof. Thus, art can never be wholly “accessible”, for, to engage therewith (at any level, and from any perspective) requires some effort (however minimal or unconscious). That effort can be facilitated by others — for example, through research, teaching, and the mitigation of arbitrary impediments (determining which impediments are arbitrary may be a subjective matter in some cases) — but cannot be shirked. Ultimately, artistic endeavour is a process of striving, and one which rarely yields complete satisfaction. As the pianist Cyril Smith suggests in his autobiography, “even with eight hours’ practise [sic] a day, few pianists are able to achieve more than ten consecutive seconds of absolutely perfect playing a year

 

Michael Morse, musicologist

1. If we are not engaging everyone in the creation of culture .. then the culture we are sharing and consuming is not that of our whole society

Two mistaken assumptions for the price of one here. Who says that culture, never mind “the”culture, singular, should be for “our whole society” in the first place? It is ridiculous on its face to believe that adolescent dance music shouldn’t be different than Catholic church music and night club jazz and 19thc. Concert music. We are a diverse population, and diverse society; attempting to create a single culture for all of it all the time denies that truth at best, and forcibly and unjustly suppresses it at worst. Second, the division of labour between professional artists and audience members has been vital to culture of all kinds for centuries now. That professionalism has been seen to interfere with the cultivation of amateur, “do it yourself cultures,” and is usually just anti-intellectual snobbish masquerading as populism when it does. But the advent of computer tools has made this problem virtually disappear. If someone is really dissatisfied with the music of Mozart or Thelonious Monk, or feels their own genius somehow oppressed by the accomplishments of Titian or Paul Klee, there are dozens and hundreds of programs that offer a short circuit to self-expression, and offer a quick way around the years of dedication and hard work that go into great art; if that’s what we want. Again, even if it is, there is a perfectly adequate solution in place, and one that does not call for any state support whatsoever. Thus:

2. “a move away from culture by and for an elite, however well meaning, to culture by and for all” is dishonest and wrong. The contrast of “elite”and “by and for all” is a specious contrast that rests on deliberately misformulated opinion. Especially thanks to the internet, where the literature, art, architecture, music, film, and television of the entire world is available to us all, the notion that culture could be confined to an elite is preposterous. By now, “culture”is for anyone who cares to explore its possibilities in their own lives. Cultural gatekeeper is not a job with any security or fringe benefits!

3. “The work we are talking about – grassroots, created by professionals and non-professionals together, often in communities rather than on main stages and in recognised venues – largely takes place outside the funded mainstream. Allowing everyone to join in, not simply as audiences and consumers, but as active participants, as creators, will result in a far greater array of work to engage with.”
The obvious rejoinder to the first statement is to restore and expand arts education funding. The time for universal creative activity and expression is in childhood. Countless studies now show that artistic activity among the young sharpens their minds and enhances their performance even in the skills that matter, to this society, so much more than mere art, the playground of life. Science and math scores are raised when student learn art and music. The statement’s mandate could be further enhanced by expanding adult art education, too. The second statement is purely speculative. It does not tell us what “a far greater array” entails or looks like, or in particular what is missing from the presently available range of options. Would we all be better off with artworks from our neighbours than from professional artists? Even if we agree for the sake of argument that we might, there would have to be some kind of evidence for the claim. Unsurprisingly, this document offers none–because there is none.

4. “We desperately need to bring everyone into the cultural ecology, not for audience development (though that’s a happy by-product) but as artist development.” As above; the desperation here is pure fiction, based on misguided populist ideology, not on anyone’s artistic experience.

5. “If we want cultural democracy, genuine culture for all, elitism must make way for creativity and community-led culture. We need to offer everyone not only access to the products of creativity, but access to the means and processes of creativity – only then will we have an inclusive culture for, by and with all.” A final resounding statement of the author’s ill-informed prejudices, and one that at last reveals the problem, still unadmitted. Elitism” means the cultural products of the past, handed down to us from eras in which the artistic division of labour was indeed sharp. Even though most of Mozart’s patrons could have played his simpler pieces, and even his harder ones with a bit of practice, and even though Frederick the Great was a better than decent composer for his beloved flute, the classes of professional artist, of patrons, and of audiences were distinct. We no longer feel that way about ourselves and each other, nor do we live that way. To love the music of Haydn is not to embrace the feudal absolutism of his era, nor its gender roles or racism, either. Neither is it an admission that our own creativity is deficient. Haydn and Picasso and Sonia Delaunay and John Coltrane are not threats to our personal autonomy, they are role models and consolations. To demand they be replaced by my shiftless brother-in-law (or yours) is mean-spirited and callous, not democratic. Matthew Arnold believed that the mission of culture was to become a beacon for all, that all of us must have access to and education for the richest possibilities of the human palette. Expanding that palette does not mean a new exclusivity based on destroying our history.

 

Nigel Simeone, writer, musicologist, author, teacher

The author of this article ends by saying: “We need to offer everyone not only access to the products of creativity, but access to the means and processes of creativity – only then will we have an inclusive culture for, by and with all.” In terms of music, at least, I’d like to know what she thinks the “access to the means” is if it isn’t the acquisition of the relevant and necessary skills to perform/create music. And this has absolutely nothing to do with the “metropolitan-based thinking” or “elitism” who have become a handy scapegoat for more or less anybody encouraging the pursuit of excellence wherever and whenever and however it is possible. As someone who taught in secondary state schools for 10 years, then in universities for 15 years, and now – very happily – in an inner-city state school in Leicester, my current teaching has nothing whatsoever to do with any metropolitan elite and everything to do with trying to blow young people’s minds with the wonders of music – and to give them as many ways as possible of participating in that. What does that mean on a practical level? Exposure to all sorts of music they don’t already know themselves. And we use everything from plainsong to Gamelan (we are very lucky to have a Gamelan on long-term loan to my school), from Dufay to Miles Davis, from Elgar to Earth, Wind and Fire, from Janacek to the Jackson 5. With a composing task for students in, especially, Years 7-9, the idea is to aim for a creative response that aspires to some kind of artistry, discrimination, even subtlety. And if you have expectations of that, and the students know this, then it is perfectly possible to have entire classes who can produce interesting, surprising and sometimes beautiful work. I’m talking here about mixed ability groups of 11-13 year-olds as well as A-level students. Any teacher is going to want to share some of the things they love themselves – that’s not elitist: quite the reverse as the aim is to inspire and excite as many young people as possible about something about which the teacher is passionate. And they respond brilliantly to something out of the ordinary. Last week we had a visit from a young opera singer at the RAM and three classes of 11-12 year-old went berserk with enthusiasm in response to arias by Handel, Mozart, Verdi and (especially) Puccini. Exposing them to this kind of thing has a lasting impact on a significant number of our students – as does participating in performances of a wide range of music. How do we make that accessible? Well, where necessary, by teaching enough basic notation for students to be able to perform what they want to perform. That can be done quickly, it can be done for all, and it gives them wonderful opportunities to explore music of all sorts. I hope Stella Duffy understands that this sort of thing is going on, on a daily basis, and that it enables young people from mostly working-class families and a wonderfully diverse ethnic background (at the last count we had 64 first languages in our student population – not a Tower of Babel, but something to celebrate.

 

Below is a follow-up comment by Eva Moreda Rodriguez relating to an earlier article on the Fun Palace (Stella Duffy, ‘Fun Palaces 2015: realising the excellence of local communities, The Guardian, February 19, 2015)

My response above was based on the Guardian article from 30th June. My main issue with it was that it lacked detail and clarity around such loaded concepts as “community”, “creativity” and “culture”, among others, and by contributing to Ian’s original post and the ensuing Twitter conversation I was hoping to get more clarification around such concepts. However, having done some online research on Fun Palaces (which I don’t have any doubt is a fantastic initiative from which thousands of people derive enjoyment and reward), I came across the following article, which I find more problematic rather than it simply being conceptually unclear. Some of my issues with this article echo some of the opinions of my colleagues above, so I won’t repeat them again. I’d just like to add the following two things:

The expert simply reinforces the idea that the artist is other. The local person, on the other hand – perhaps not well-known or known at all, but expertly and compellingly enthusiastic – is a role-model who says: “I am from here, I am like you and that means you can do this too.” The local enthusiast, rather than the flown-in expert, underlines the possibility that we can all be creative.

The paragraph above strongly implies that “the expert” and “the local person” exist in opposition. I fail to understand why we cannot have both. Having grown up in a relatively small town with few opportunities to access high culture, I felt enormously inspired when a professional performer, novelist or scholar visited the town and played a concert or gave a talk. They showed to me what sorts of things were possible in the realms of music/writing/scholarship beyond what I had access to through, say, local amateur music groups or the local weekly magazine. Of course the latter two were tremendously valuable as well in terms of encouraging me and others to engage in creative pursuits on a day-to-day basis.

We believe that there’s a serious problem with the concept of excellence as it is currently used in arts subsidy. The excellence of artistic quality can only ever be a subjective value.

There is no acknowledgement here that measurements of “the excellence of artistic quality” can go beyond “I like this, you like that”. This certainly tends to be the case in contexts such as funding decisions or academic training. In my own teaching of music history, discussions often start with an open dialogue along the lines of “I like this, you like that”, but this is normally an invitation to dig deeper: why do I like this? When I say that I like or dislike something, which criteria matter to me? And if someone disagrees with me – can I ascertain and understand which criteria matter to them, and maybe try to look at the work again from their point of view? If I learn more about the genesis of this piece of music, does this change my opinion of it? The aim is not just academic discussion for the sake of it, but hopefully to encourage students to engage with music and art they might not have considered before, and to have a genuinely open mind towards others who might have different opinions. If we want all sectors of society to engage in art, culture and creativity, we should not just should empower them to “do”, but also to “think”. To do the former but not the latter is, to me, reminiscent of irrationalism and anti-intellectualism.


Response to Charlotte C. Gill article on music and notation – full list of signatories

[Addendum: See my follow-up article to this, ‘The insidious class divide in music teaching’, The Conversation, 17 May 2017]

 

An article in The Guardian by Charlotte C. Gill (‘Music education is now only for the white and wealthy’, Monday 27 March 2017), has generated a good deal of attention amongst a wide range of international musicians, music educators, academics, and others. Below is the letter compiled for publication in The Guardian in response to Gill’s article, and a full list of over 700 signatories to date. The letter was compiled by Joan Arnau Pàmies, Kevin Korsyn, Franklin Cox, Barbara Eichner and myself, while Jim Aitchison, Marc Yeats, Camden Reeves and others have been extremely helpfully with its dissemination. It is published on the Guardian website here, and appeared in the print edition for Thursday 6 April 2017 (‘Risky romanticisation of musical illiteracy’, p. 32). Some replies are printed here.

Also recommended are the response to Gill’s article by Michelle James, and an earlier article on musical literacy by Peter Tregear. See also this excellent responses by Pamela Rose , this by Helen Sanderson,  this by George Bevan, this by George A. Smith, this by Christian Morris, and this by Frances Wilson. Also the coverage on Slipped Disc, in Limelight magazine, and on Arts Professionaland an article from the Latin Mass Society (of which James MacMillan, a signatory below, is a patron), focusing in particular on Gill’s comparison of reading music to learning Latin. Another recent blog article considers the article in the context of changing expectations in UK secondary education, while composer and teacher Des Oliver has made an important podcast with Tigran Arakelyan about the article, and I have also made an extended podcast with Arakelyan, considering the article and wider issues of musical education, notation, literacy, privilege, and more.

For an utterly contrasting view to that of Gill, strongly advocating reading (and sight reading), composition, and musical history, being available to all schoolchildren by right, see this 1945 pamphlet by the Workers’ Music Association (hardly the voice of the wealthy), especially pages 5-6. Speaking personally, I think many of the recommendations in this pamphlet are as relevant now as they were 72 years ago. I have also blogged an inspiring defence of the teaching of Western classical music and literacy by Estelle R. Jorgensen, which I believe to be highly relevant to this debate.

I will happily add other names to the list: if you wish to be added, please post underneath with your name and how you would like to be described.

[Earlier addendum material on related subjects is included at the bottom of this post – this and the above constitute my own thoughts, not those of the signatories]

 

Charlotte C. Gill (‘Music education is now only for the white and wealthy’) argues that ‘to enable more children to learn [music], we must stop teaching in such an academic way.’ While rightly noting the increasing chasm between state and private education in terms of music provision, her conclusions about musical notation and theoretical skills amount to simple anti-intellectualism.

Gill dismisses the study of music ‘theory’ and argues patronisingly that musical notation is ‘a cryptic, tricky language (…) that can only be read by a small number of people’. This claim flies in the face of countless initiatives over two centuries making musical literacy available to those of many backgrounds. As with written language, musical notation enables effective and accurate communication, as well as critical access to huge amounts of knowledge. In many musical fields, those without it will be at a deep disadvantage and dependent upon others.

Gill’s comments about ‘limited repertoires of old, mostly classical music’ are unfounded and presented without evidence: composing, listening, singing, and playing are embedded in much musical education, which also widely encompasses jazz, popular, and non-Western traditions. Claiming that classical music comprises a limited repertory is inaccurate: composers have been adding to its repertory for centuries and continue to do so. We agree with Gill that aural and other skills are equally important as those in notation. However, through her romanticisation of illiteracy, Gill’s position could serve to make literate musical education even more exclusive through being marginalised in state schools yet further.

Alex Abercrombie, pianist and mathematician
Louise Ableman, freelance pianist and piano teacher
Richard Abram, editor
Juliet Abrahamson, erstwhile music teacher, and festival director
Peter Adriaansz, Composer, composition teacher, Royal Conservatory, The Hague
Jean-Louis Agobet, composer, professor of composition at Bordeaux Conservatory (France)
James Aikman, Composer in Residence, Indianapolis Chamber Orchestra
Jim Aitchison, composer and graphic score artist
Helen Alexander, freelance musician
Helen Alipaz, Piano teacher and former music tutor at Ruskin Mill College, Nailsworth
Timothy Allan, singer, academic
Ralph Allwood, music teacher
Claire Alsop, Musician
Dr Pedro Alvarez, composer, Adjunct Lecturer, Western Australian Academy of Performing Arts
Peter Amsel, author and composer (of notated music); former Musical Director of the Espace Musique Concert Society. Ottawa, Canada
Paul Andrews, Anglican priest with PhD in music, former music librarian and choral conductor
Samuel Andreyev, composer and teacher
Leonie Anderson, viola player and teacher
Tigran Arakelyan, youth orchestra conductor, Off the Podium podcast
Genevieve Arkle, PhD candidate in Music, University of Surrey
Newton Armstrong, Senior Lecturer in Composition, City, University of London
Christophe Astier, Clarinetist, Ensemble Orchestral de Toulouse, France
Jessica Aszodi, vocalist, doctoral candidate, Queensland Conservatorium of Music
Man Bun Au, Classical guitarist, Adjunct Lecturer, Hong Kong Baptist University
John Aulich, composer, freelance tutor in composition and theory, and recording artist.
Patrick Ayrton, conductor and harpsichordist, Professor at the Royal Conservatoire of The Hague
Emily Baines: State school educated performer, lecturer, musical director and DMus candidate (Guildhall School of Music & Drama)
Brendan Ball, trumpeter and educator
Joshua Ballance, Music student
Simon Ballard, Concert Pianist and Composer
Nicholas Bannan, Associate Professor of Music, University of Western Australia
Richard Bannan, singer, conductor and Head of Singing, King’s College School, Wimbledon
Stephen Barber, Retired music teacher
Alejandro Barceló, musicologist and music theorist
Daniel Barkley, composer and PhD candidate at Queen’s University, Belfast
Matthew Barley, cellist
Keith Barnard, composer
Lester Barnes, composer, producer, and former music teacher
Kristina Baron-Woods, Lecturer in Music Theatre, University of Western Ontario
Richard Barrett, composer, Institute of Sonology, The Hague
Bernardo Barros, composer, improviser, Ph.D. Candidate/Teaching Assistant at New York University
Pam Barrowman, clarinettist, singer, teacher
Stephen Barton, composer (Titanfall 1 & 2, Call of Duty)
Nicholas Bartulovic, freelance composer, student of Politics, Philosophy, and History, Ashland University
Jane Becktel B.Mus.(Hons) Dip. Ed., Choir director
Pierre-Michel Bédard, Organist, composer, teacher at Limoges Conservatory
Adam Bell, composer, doctoral student, Brunel University
Prof David J. Benson FRSE, author of Music: A Mathematical Offering (CUP 2006)
Margaret Bent CBE, FBA, Emeritus Fellow, All Souls College
Niels Berentsen, PhD (Royal Conservatoire of The Hague)
Peter van Bergen, director LOOS Foundation/Studio LOOS, The Hague
Rebecca Berkley, Lecturer in Music Education, University of Reading
Mark Berry, Senior Lecturer in Music, Royal Holloway, University of London
Dr Steven Berryman, Director of Music City of London School for Girls
Noel Bertram, Retired Head of Cumbria County Music Service
Dr Christopher Best, freelance composer, fiction writer and university lecturer
George Bevan, Director of Music, Monkton School
Dr. C.M. Biggs, performer; Director of Piano Studies, Cambrian College
Sue Bint, Music teacher, violinist
Sylvia Bisset, private piano teacher
James Black, MSt. in Musicology, University of Oxford
Deborah Blackmore BSc ACA scientist, chartered accountant and trustee of a children’s music education charity
Kate Blackstone, freelance musician, PhD researcher, University of Leeds
Darren Bloom, composer, Lead Tutor for Composition and Musicianship, Junior Trinity
Yvonne Bloor, Master of music, teacher and composer
Andrew Bottrill, pianist
Mark Bowden, freelance composer; Reader in Composition, Royal Holloway, University of London
Geraint Bowen, director of music at Hereford Cathedral
Andrew Bowie, jazz musician, Professor of Philosophy and German, Royal Holloway, University of London
Laura Bowler, composer, vocalist, Lecturer in Composition at Royal Northern College of Music and Guildhall School of Music and Drama
Karen Boyce, pianist/accompanist and music teacher. New Zealand
Martyn Brabbins, ENO Music Director, RCM Visiting Professor, Huddersfield Choral Society music director
Susan Bradley, freelance tuba, ophicleide, serpent, cimbasso player
David Braid, composer
Heather Bradshaw, violinist in the City of Birmingham Symphony Orchestra
Andrew Brewerton, Principal, Plymouth College of Art
Lewis Brito-Babapulle MA, MSt, FRCO. Head of Academic Music, Trinity School, Croydon
Per Broman, Professor of Music, Bowling Green State University
Anne Brown, primary school music teacher
Harvey Brown, secondary music teacher and musician
Janice Brown, piano teacher
Mariko Brown, teacher, pianist, and composer
Martha Watson Brown Oboist, Composer and teacher of Music Theory
Thomas Brown, composer
Robin Browning, conductor; Conducting Instructor, University of Southampton
Kevin Brunkhorst, Chair, Music Department, St Francis Xavier University, Antigonish, Nova Scotia, Canada
John Bryan, performer and Professor of Music, University of Huddersfield
Jason Thorpe Buchanan, composer, PhD Candidate, Eastman School of Music; Artistic Director, the [Switch~ Ensemble]
Lisete Da Silva Bull, professional musician, teacher, educator
James Bunch, Lecturer in composition-theory, KM College of Music and Technology, Chennai, Tamil Nadu, India
Sarah Burn, freelance music editor and typesetter; completing a PhD involving notation and critical editing
Steven Burnard Violist BBC Philharmonic , learnt to read music at state school aged 7
Martin Butler, composer, pianist, Professor, University of Sussex
Peter Byrom-Smith, composer
Thomas Caddick, Director of the Tobias Matthay Pianoforte School
Dr Edward Caine, Composer, pianist and researcher for Ex Cathedra
Sara Caine, singer & oboist, GP
Jacqui Cameron, Education Director, Opera North
William Cameron, musician
Rachel Campbell, Sydney Conservatorium of Music
Jay Capperauld, composer, saxophonist
Christian Carey, composer and Associate Professor of Music, Westminster Choir College
Gerry Carleston, B Mus, retired violinist and teacher
Stephen Carleston, organist & choir-trainer, music examiner and arranger
Tim Carleston, lay clerk, St George’s chapel, Windsor Castle
Gary Carpenter FRNCM, HonRAM, FRSA. Composer, composition professor Royal Academy of Music and Royal Northern College of Music, BASCA Director
Dr Paul Carr, composer
Philip Cashian, Head of Composition, Royal Academy of Music
Alan Cassar, composer and arranger
Peter Castine, composer, managing editor Computer Music Journal
Sam Cave, BA(Hons) PGdip (RCM), guitarist and composer, tutor in guitar at Brunel University
Roland Chadwick, Composer, Guitarist, Teacher
Oliver Chandler, Visiting Tutor in Historical Musicology, Royal Holloway, University of London
Alexandros Charkiolakis, musicologist, MIAM – Istanbul Technical University
James Chater, musicologist and composer
Eugenia Cheng, mathematician, educator and pianist
Anthony Cheung, composer, pianist, teacher (University of Chicago), co-artistic director of the Talea Ensemble
Pablo Santiago Chin, Adjunct Instructor, Music Theory and Composition, Saint Xavier University
Unsuk Chin, composer
Ray Chinn, violin teacher
Peter Cigleris, clarinetist, BMus (Hons), PGDip, Royal College of Music
Artur Cimirro, composer and pianist from Brazil
Keith W Clancy, artist/composer/computer musician, Melbourne, Australia
Colin Stuart Clarke, Classical music journalist
Raymond Clarke, pianist
Nicholas Clapton, singer and singing teacher
James Clarke, composer, Researcher, University of Leeds
Julian Clayton, conductor
Robert Coates FRCO(CHM), ARCM. Composer, organist and teacher, Harøy, Norway
Jacques Cohen, Conductor & Composer
Jonathan Cohen, former presenter, Music Time for BBC TV School’s programmes
Chris Collins, Head of Music, Bangor University
Rob Collis, singer and composer
Sarah Connolly, opera singer and teacher
Saskia Constantinou, Media Consultant and arts festival director
Dr. David Conway, music historian, Honorary Research Fellow, University College London
James Cook, University Teacher in Music, University of Sheffield
Rachel Cook BA MA, Pianist, orchestral musician and educator
Imogen Cooper, pianist
Brian Cope, composer, music educator and PhD candidate at the University of Edinburgh
Roger Coull, violinist leader of the Coull Quartet, and conductor
Tom Coult. Composer, Visiting Fellow in Creative Arts, Trinity College Cambridge
Emma Coulthard, flautist, author and head of Cardiff County and the Vale of Glamorgan Music Sevuce
Franklin Cox, Associate Professor of Theory, Cello, and Composition, Wright State University
Mairi Coyle. Participation & Outreach Manager, National Children’s Orchestras of GB
Stephen Coyle, composer and PhD candidate at Queen’s University, Belfast
Ruth Crouch, Assistant Leader at Scottish Chamber Orchestra & violin teacher at Royal Conservatoire of Scotland & St. Mary’s Music School
Francis Cummings, violinist and Director of Music at Sistema Scotland, Royal Conservatoire of Scotland
Simon Cummings, composer, writer, researcher, PhD candidate, Birmingham Conservatoire
Fiona Cunningham, CEO, Sistema England
Harriet Cunningham, music critic, writer and doctoral student at UTS, Australia
David Curran, freelance music educator, PhD Candidate, Royal Holloway, University of London
Caroline Curwen, PhD student Psychology of Music, Sheffield University
Dr. Mat Dalgleish, Senior Lecturer in Music Technology and Course Leader for MSc Audio Technology, University of Wolverhampton
Giovanni D’Aquila, composer, composition teacher
John Daszak, opera/concert singer
Steven Daverson, composer, Lecturer in Composition and Sonic Arts, Brunel University London
Colin Davey, Education Programmes Manager, Royal School of Church Music, teacher and conductor
Julian Davis, amateur pianist, Professor of Medicine, University of Manchester
Gavin Davies, freelance violinist
Edward Davies, Head of Music, St Mary Redcliffe and Temple School, Bristol
Jill Davies MusB, classical music artist manager and concert promoter, passionate amateur musician
Tansy Davies, composer
Rebecca Dawson, General Manager, Music at Oxford
Rebecca Day, Visiting Lecturer, Royal Holloway, University of London; Tutor in Music Theory and Analysis, University of Oxford
Caroline D’Cruz, B.Mus, ARCM, LRAM pianist and choral conductor
Nathan James Dearden, Performance Manager and Visiting Tutor in Music Composition, Royal Holloway University of London
Cornelis de Bondt. Composer, teacher Royal Conservatoire, Den Haag, NL
Lonnie Decker, Musician and Educator
João Pedro Delgado, viola, PhD researcher, Universidade de Évora, ESART-IPCB
Caroline Delume, Guitarist, teacher
Simon Desbruslais, trumpet soloist and Director of Performance, University of Hull
Dr. Luis Dias, founder and project director of Child’s Play India Foundation (www.childsplayindia.org), a music charity working to bring music education to India’s disadvantaged children
Josephine Dickinson, former music teacher, composer, and poet
Joan Dillon, Director of The Academy of Sacred Music/Voice Teacher
Alison Dite, pianist and teacher from Cardiff
Sarah Dodds, piano teacher, Associate Lecturer in music, The Open University
Emily Doolittle, composer, Athenaeum Research Fellow, Royal Conservatoire of Scotland
Sean Dowgray, percussionist, D.M.A: UC San Diego
John Duggan, composer, singer, teacher
Andrew Eales, pianist, writer and teacher
Leslie East, Chair, The Association of British Choral Directors; former CEO, ABRSM
Christiana Eastwood, Head of Music at The Granville School, Sevenoaks
Professor Sir David Eastwood, Vice Chancellor, University of Birmingham
Jason Eckardt, Professor, City University of New York
Dr Paul Max Edlin, composer, Director of Music Queen Mary University of London, Artistic Director Deal Festival of Music and the Arts
Katheryne Perri Edwards, music educator for 37 years
Malcolm V. Edwards, Professor Emeritus of Music, University of Calgary, Alberta, Canada
Barbara Eichner, Senior Lecturer in Music, Oxford Brookes University
Aaron Einbond, composer, Lecturer in Music, City, University of London
Dr Graham Elliott; Executive Director American Youth Philharmonic Orchestras; Washington DC, USA
Lynne Ellis, Chief Executive Officer, Berkshire Maestros and lead of the Berkshire Music Hub
Daniel Elphick, Teaching Fellow, Royal Holloway, University of London
Mark Elvin, Bass Guitarist, Double Bassist, Tubist, Composer/Arranger/Transcriber, Educator, Conductor
Nick Ereaut, jazz musician, singer-songwriter, music teacher
Nancy Evans, Director of Learning and Participation, Birmingham Contemporary Music Group
Tecwyn Evans, conductor
Nick Evans-Pughe, Performer and school instrumental teacher’ (PGDip in instrumental teaching in which l researched the learning by children of (western classical) notation.)
Mark Everist, Professor of Music, President of the Royal Musical Association (signing in a personal capacity)
Judith Exley. Flute teacher and composer. Wellington, New Zealand
Pauline Fairclough, University of Bristol
Daniel Fardon, PhD student in Composition and Teaching Associate at University of Birmingham
Miguel Farías. Composer, PHD(c) in Latin American Studies, associated Professor universidad academia de humanismo Cristiano , Chile
Tony Faulkner, Independent classical recording producer and engineer
Greta Fenney, therapist
Adam Fergler, composer, arranger, and conductor
Laetitia Federici, freelance pianist and peripatetic piano teacher
Anneke Feenstra, mother of a musician
Cal Fell BA Hons LRAM Freelance musician State Educated
Professor Brian Ferneyhough, Stanford University
Coia Ibàñez Ferrater, Director of Xilofon Elementary School of Music
Jeremy Filsell, Professor of Organ, Peabody Conservatory, Baltimore USA
Janet Fischer, Soprano, Teacher, Managing Director Fulham Opera
Jonathan Fischer, TV Composer, Songwriter
Chris Fisher-Lochhead, composer and violist
Dr Kevin Flanagan, Senior Lecturer in Music, Anglia Ruskin University
Dr Alexandra Fol, composer; conductor and organist at Missione Maria Ausiliatrice, Montréal, Canada
Miriam Forbes, Director of Music, Witham Hall School
Peter Foster. Music Teacher
Christopher Fox, composer, Professor of Music, Brunel University, editor of TEMPO
Cheryl Frances-Hoad, composer
Luke Fraser MMus, composer and Piano Teacher for Arts First
Brigid Frazer, Kodaly based Early Years Music Specialist
Judith Fromyhr, Senior Lecturer in Music, Australian Catholic University
Tor Frømyhr, Coordinator of Strings Australian National University
Hugh Fullarton, Organist and Master of the Choristers at Holy Trinity Anglican Cathedral, Wangaratta
Alvaro Gallegos, music scholar, journalist and record producer
Sir James and Lady Jeanne Galway, flautists
Tom Gamble, MMus Guitarist
Brian Garbet, composer, PhD candidate, University of Calgary, Canada
Ash Gardner, DJ, multi-instrumentalist, music educator, New York, NY
James Gardner, composer, University of Canterbury, Christchurch, New Zealand
Eloise Garland, Musician, Teacher, and Deaf Awareness Campaigner
Tim Garrard, Director of Music, Westminster School
Mark Gasser, pianist
Ben Gaunt, Senior Lecturer Leeds College of Music, Tutor Open College of the Arts
Andrew Georg, repetiteur, State Opera of South Australia, organist
Patricia Giannattasio, Professor of Music, Bergen College in New Jersey; PhD candidate at The Graduate Center
Sean K. Gilde, ‘cellist with Astaria String Quartet, Head of Strings Dragon School Oxford
Don Gillthorpe, Director of Music and Performing Arts, Ripley St. Thomas CE Academy
Hannah Gill, pianist, organist, choral conductor and music teacher
Karen Giudici (Turner) ex professional freelance clarinettist, current primary and secondary music teacher
Rob Godman, Composer, Reader in Music at the University of Hertfordshire
Nigel Goldberg, Artistic Director, Youth Music Centre
Miles Golding BMus, LTCL, LRSM, free-lance violinist, teacher of violin, viola, music theory
Richard Gonski, Conductor Torbay Symphony Orchestra
Howard Goodall CBE, Composer, Broadcaster, Music Historian
Liz Goodwin, teacher, founder/director Flutewise
Sumanth Gopinath, Associate Professor of Music Theory, University of Minnesota–Twin Cities
Adam Gorb, Head of School of Composition, Royal Northern College of Music
Stephen Goss, Professor, University of Surrey
Mark Gotham, Affiliated Lecturer, University of Cambridge
Dr. Barbara Graham, Retired Professor, Ball State University and amateur violist
Dr Michael Graham, postgraduate researcher, Royal Holloway; tutor, Rhondda Cynon Taff music service
Penny Grant, Singing Teacher and Soprano
Simon Gravett dip.TCL, Head of Music the Elmgreen School
Coady Green, The University of Melbourne, Melbourne Conservatorium of Music.
Robert Green, pianist, accompanist, jazz musician
Gavin Greenaway, composer, conductor, pianist
Helen Grime, composer, Senior Lecturer of composition at Royal Holloway University of London
Nicole Grimes, Assistant Professor of Musicology, University of California, Irvine
Jennifer Guppy, British national, resident in France. Class music teacher, at a Primary school and private piano and flute teacher
Christine Gwynn, conductor, pianist, coach, music workshop leader
Kerry L Hagan, Composer, Lecturer, University of Limerick
Stefan Hagen, Dilettant
Iain Hallam, singer and musical director of a cappella choruses
Marc-André Hamelin, pianist
Benedict Hames, viola player, Symphonie Orchester des bayerischen Rundfunk
Ross Hamilton, Peripatetic Percussion Teacher, Cornwall Music Service Trust
Helen Hampton, Director, Popchoir
Radka Hanakova, pianist
J. P. E. Harper-Scott, Professor of Music History and Theory, Royal Holloway University of London
Patrick Harrex, composer and Musical Director of Brighton & Hove Arts Orchestra
Dr. John Mark Harris, music educator and pianist
Sadie Harrison, secondary school peripatetic teacher of piano and music theory; composer and lecturer
Tom Harrold, composer, Honorary Associate Artist of the Royal Northern College of Music
Edward-Rhys Harry, conductor, composer
Béla Hartmann, pianist
Andrea Hartenfeller, organist, singer, teacher, Hesse/Germany
Per Hartmann, music publisher, Edition HH Ltd
David Harvey, D.Phil music, composer, guitarist, technologist, ex-CTO Sibelius, Tido
Waka Hasegawa, pianist, piano duettist and piano teacher
Katie Hassell, Senior Spacecraft Engineer, pianist and cellist
Arngeir Hauksson, Guitarist, Lutenist and music teacher
Jeremy Hawker B.mus, M.Teach, L.mus, professional guitarist and instrumental tutor at Townsville Grammar School
Steve Hawker, Inclusion Manager, Cornwall Music Service Trust
Sam Hayden, composer and academic, Trinity Laban Conservatoire of Music and Dance
Morgan Hayes, Professor of Composition, Royal Academy of Music
Benjamin Hebbert, Director, Benjamin Hebbert Violins Limited
Piers Hellawell, composer and Professor of Composition, Queen’s University of Belfast, Northern Ireland
Andrew Henderson, singer, keyboard player, secondary school Director of Music, primary school governor, committee member, MMA – Music Teaching Professionals
Áine Heneghan, Assistant Professor of Music Theory, University of Michigan
James Heron, violinist and violist
Ken Hesketh, composer, Lecturer, Royal College of Music
Helen Heslop, piano student, concert promoter
Anne-Marie Hetherington, Music Director and Head of Creative Arts in a successful secondary school, singing teacher, conductor
Gavin Higgins, composer
Rolf Hind, pianist, composer and teacher (Guildhall School of Music and Trinity Laban)
Maggie Hinder, GRSM ARCM ARCO, freelance music teacher and chorister
Alistair Hinton, composer, curator, The Sorabji Archive
James Hockey, musician, teacher, conductor
Jason Hodgson BMus (composer, disabled, and now studying MMus)
Ros Hoffler ABRSM examiner
Alison Holford, cellist and lover of sight-reading
Klaas ten Holt, composer, writer, composition teacher at Prins Claus Conservatorium, Groningen, the Netherlands
Michael Hooper, Lecturer in Music, University of New South Wales, Australia
Julian Horton, Professor of Music, Durham University
Tim Horton, pianist
Janet Hoskyns, Professor Emerita, Birmingham City University
Stephen Hough, pianist
Yvonne Howard, Opera/ Concert Singer & Professor of Singing
Dr Jocelyn Howell
George Huber, singer and mathematician
Dr David Russell Hulme, Director of Music and Reader, Aberystwyth University, musicologist and conductor
Alexander Hunter, composer and performer, Australian National University
Derek Hurst, Associate Professor of Composition, Berklee College of Music and Boston Conservatory
David Hutchings, conductor
Anne Margaret Hyland, Lecturer in Music Analysis and Admissions tutor at the University of Manchester
Miika Hyytiäinen, composer, doctoral student, University of the Arts Helsinki
Michael Ibsen, Classical Guitarist Mmus, British Columbia Conservatory of Music
Grahame Gordon Innes, composer
Professor John Irving, Trinity Laban Conservatoire of Music and Dance, London
Steven Isserlis, cellist
Dr Jenny Jackson, composer & private piano teacher
Stephen Jackson, conductor, choral director, composer and arranger
Julian Jacobson, musician
Alison James, Head of Music, Kelvin Hall School, professional musician, performance moderator
Lara James, tutor of saxophone, Royal Welsh College of Music and Drama, Senior Associate teacher, Bristol University
Willem Jansen, performer and teacher, The Netherlands
Joel Jarventausta, composer and conductor, masters student at the Royal College of Music
Kate Johnson, Promotion & Communications Director, Music Sales Limited
Stephen Johnson, writer, broadcaster & composer
Fergus Johnston, Composer
Allan Herbie Jones, composer, musician, teacher.
David Jones, Head of Accompaniment, Royal Northern College of Music; Deputy Head, Junior RNCM
Gordon Jones, singer, former member of The Hilliard Ensemble
Jeremy Peyton Jones, composer, Reader in music, Goldsmiths University of London
Julia Jones Teacher of Music, City of London School
Georgina Jordan, pianist and teacher
Susanna Jordan, tutti 1st violin, Royal Liverpool Philharmonic Orchestra
Frauke Jurgensen, musician, Lecturer, University of Aberdeen
Jari Kallio, music journalist
Matthew Kaner, Professor of Composition Guildhall School of Music and Drama
Rob Keeley, composer and pianist, King’s College
Susan Keeling, music graduate, arts administrator, amateur musician, parent
N W Kenyon, retired teacher
Dorothy Ker, Composer, Senior Lecturer, University of Sheffield
Dr Steve Kershaw, jazz musician, Oxford University Department for Continuing Education
Isla Keys MA (Hons) ATCL PGCE, music teacher, singing & piano teacher, committee member MMA-Music Teaching Professionals
Christopher Kimbell, Visiting Tutor in Historical Musicology, Royal Holloway, University of London; peripatetic teacher in music theory
Owen Kilfeather, composer and writer
Andrew King, Professor of English Literature – and avid reader of music
George King, Head and Senior Lecturer (retired), Department of Art History, Visual Arts and Musicology, University of South Africa
Helen Kingstone, Postdoctoral Researcher in History, Leeds Trinity University (and pianist and choral singer)
Professor Andrew Kirkman, Peyton and Barber Professor of Music, University of Birmingham
Patricia Kleinman, Musicóloga
Grahame Klippel, Guitarist, Kingston University
Ruth Knell,  violinist, English National Ballet. Learnt to read music initially at the age of 6/7 in recorder lessons at an infant school on a council estate in the 60s
Annabel Knight, head of recorder, Birmingham Conservatoire
Kathryn Knight, CEO Tido Music and a director/founder of Sing Up
Matthew Lee Knowles, composer + piano teacher
Allan Kolsky, Orchestra Musician, Syracuse, NY
Kevin Korsyn, Professor of Music Theory, University of Michigan, Ann Arbor
Toni J. Krein, President of the Association of Swiss Professional Orchestras
Uday Krishnakumar, Composer
Prof. Dennis Kuhn, Head of the percussion and timpani dept, University of Music and Performing Arts Mannheim, Germany
Henny Kupferstein, piano teacher
Yannis Kyriakides, Composer, teacher Royal Conservatory, The Hague
Dr David Lancaster, Director of Music at York St John University
Vanessa Lann, composer, teacher
Jerry Lanning, conductor and arranger
Thomas Larcher, musician
David Lawrence, conductor
Andrew C Leach, organist, choirman in four cathedral occasional choirs
Elizabeth Eva Leach, Professor of Music, University of Oxford
Yekaterina Lebedeva, concert pianist, professor of piano Trinity Laban Conservatoire, visiting lecturer City, University of London
Norman Lebrecht, writer and broadcaster
Kelvin Lee, PhD Candidate in Musicology at Durham University, Conductor
Christian Leitmeir, Magdalen College, University of Oxford
Erik Levi, Visiting Professor in Music, Royal Holloway University of London
Sally Lewis, pianist and teacher
Rebecca Leyton-Smith, Cellist and Cello Teacher at Uppingham School
Mu-Xuan Lin, Composer, and Lecturer at California State University Long Beach
PerMagnus Lindborg, composer, Assistant Professor, School of Art, Design, and Media, Singapore
Dr Alexander Lingas, Reader in Music, City, University of London; Fellow, European Humanities Research Centre, University of Oxford; Music Director, Cappella Romana
Tomasz Lis, concert pianist, teacher
Maureen Lister, Euphonium player
Rodney Lister, faculty department of composition and theory, Boston University School of Music, faculty The New England Conservatory Preparatory School
Lore Lixenberg, Experimental voice artist, Mezzo, Composer
Daniel Lloyd, Musician and author of No Notes piano music (tablature) designed to help beginners make a start with learning how to read and to play piano music.
Rick Longden, Lecturer in Music, Musician etc
Dave Longman, drummer, percussionist, teacher and author of “Skins Drum Performance Method”
Nick Loveland, COO, Birmingham Town Hall and Symphony Hall
Sonia Lovett, television director of opera and classical music concerts
Shay Loya, Lecturer in Music, City, University of London
Neil Luck, composer, performer, music educator
Karl Lutchmayer, Senior Lecturer, Trinity Laban Conservatoire of Music and Dance
Frances M Lynch, singer, director, composer, teacher
Graham Lynch, composer
Tracey Mair, freelance piano and vocal tutor
Joshua Banks Mailman, Instructor of Music Theory, University of Alabama
Charles MacDougall, founding member of VOCES8, currently Choral Specialist for The Voices Foundation
Nigel McBride, Composer, BMus (Hons), MSt. in Composition (Oxon.), DPhil in Music (Oxon.)
Rachel McCarthy, doctoral candidate and visiting tutor, Royal Holloway, University of London
Paul McCreesh, conductor, founder and artistic director, Gabrieli
Maggie McCoy, Choral Arts administrator and choral musician
Elizabeth Macdonald, violist and arts administratorGeraldine McElearney, GSM,singing and piano teacher
Simon McEnery, singer, musical director (Salisbury Chamber Chorus), Associate Lecturer at the University of Chichester
Neil McGowan, Production Staff, Stanislavsky-Muzykalny Opera/Ballet Theatre, Moscow
Andrew McGregor, Broadcaster, BBC Radio 3
Jennifer Mackerras, recorder player; Alexander Technique tutor at Royal Welsh College of Music and Drama
John McLeod, composer
Sir James MacMillan, composer, conductor
Peter McMullin, Printed Music Specialist, Blackwell’s Music Shop
Stuart McRae, Composer, Lecturer, Royal Conservatoire of Scotland
Jason Matthew Malli, composer, sound designer, performer, producer, educator, arts advocate
Martin Malmgren, pianist
Kevin Malone, Reader in Composition, University of Manchester
Julien Malaussena Composer
Jane Manning, singer
Marshall Marcus, CEO European Union Youth Orchestra, President Sistema Europe
Daniel Margolin QC, lawyer, amateur musician and parent
Kypros Markou, Professor of Music, Wayne State University, Detroit, MI (graduate from Royal College of Music, London and New England Conservatory, Boston)
Katherine Marriott, mezzo-soprano
Daniela Mars, Flutist
Les Marsden, Founding Music Director/Conductor: The Mariposa (CA) Symphony Orchestra, Composer, Lecturer, University of California and Instrumental Musician
Andy Marshall, Senior Lay Clerk, Bristol Cathedral
Chris Marshall, Head of Professional Development, Birmingham Conservatoire
Barnaby Martin, composer
Domingos de Mascarenhas (DPhil) musicologist
Sandy Matheson, Nordoff Robbins music therapist
Alison Mathews MMus BMus(hons)RCM ARCM, composer, private teacher, pianist
Colin Matthews, composer
David Matthews, composer
James Mayhew, artist and narrator
Gijs van der Meijden (The Netherlands). Microbiologist by profession, not a musician in any practical sense, but a deep lover thereof
Cecília Melo, Magistrate
Virgílio Melo, composer
Miguel Mera, head of Music, City, University of London
Chris Mercer, composer, Lecturer, Northwestern University
Nathan Mercieca, Teaching Associate, Gonville and Caius College, Cambridge University
Jonathan Midgley, lay clerk, Ely Cathedral
Max Midroit, pianist
Chloe Millar, violinist, freelance musician and teacher
Richard Miller, Composer, Arranger/Orchestrator, Royal Liverpool Philharmonic’s Christopher Brooks Composition Prizewinner, Director of Music, St Michael’s Church, Camden
Sasha Valeri Millwood, MA (Cantab.) MMus (GSMD), musician, musicologist, & doctoral researcher, University of Glasgow
David Milsom, Head of Performance, University of Huddersfield
Ruth Milsom, freelance teacher of piano and music theory, and accompanist
William Alberto Penafiel Miranda, 
Composer/Pianist at Queens College (Aaron Copland School of Music
Madeleine Mitchell, state-school educated violinist, professor, Royal College of Music
Cara Ellen Modisett, pianist, Episcopal music director and essayist
Kerry A. Moffit, Master Sergeant (Retired), United States Air Force Bands and Music Career Field, Royal Caribbean Cruise Lines Orchestra Musician (lead and jazz trumpet), Grammy winner, and professional musician for 40+ years.
Alison Moncrieff-Kelly, cellist, music educator, and examiner
Josephine Montgomery, violinist, early years string teacher
Ivan Moody, composer, CESEM – Universidade Nova, Lisbon
Adrian Moore, composer, Reader in Music, University of Sheffield
Gillian Moore, Director of Music, South Bank Centre
Eva Moreda Rodriguez, Lecturer in Music, University of Glasgow
Dittany Morgan, former Sub principal Viola BBC symphony and teacher of Violin/ Viola
Huw Morgan, freelance choral director and organist
Kate Morgan, Director of Music, Harrogate Ladies’ College
Katie Morgan, flautist, music writer, and flute and music theory teacher
Michael Morse, composer, educator
Tim Motion, Photographer and musician
Catherine Motuz, trombonist
Thomas Mowrey, former producer for Deutsche Grammophon and Decca
Theresa Muir, Ph.D. Musicology, conductor and singer
John Mulroy chorister at the Royal Opera House, Covent Garden
Gordon Munro, Director of Music, Royal Conservatoire of Scotland
Tommy Murtagh, cellist and educator
Rachel Musgrove, director, daytime choirs for retirees
Rachel Neiger, Pianist and teacher
Lisa Nelsen, Flute player, artist for Yamaha International, Tutor for Junior Guildhall School and former Specialist Flute Tutor at Wells Cathedral School, UK
Thi Nguyen , GSMD, IoE (MA in Music Education), violinist and teacher
Mike Nichols, Bassist. ACM lecturer, ABRSM consultant. Regularly work in orchestras and non reading bands
George Nicholson, composer, Professor in Composition, University of Sheffield
Marten Noorduin, Postdoctoral research assistant, University of Oxford
Kirk Noreen, Founder/Director, Ensemble Sospeso, New York, Composer
Mariko North, pianist
Dr Patrick Nunn, Lecturer in composition, Royal Academy of Music, London
Chi-chi Nwanoku MBE, double bassist, Founder, Artistic Director Chineke!
Richard Nye, BA (Hons) FLCM PGCE, teacher and composer
Michael Nyman, composer
Lady Anita O’Brien, Violinist/ Music Teacher
Dolors Olivé Vernet, music teacher, Headmaster, Teresa Miquel i Pàmies Elementary School
Des Oliver, composer
Philip Olleson, Emeritus Professor of Historical Musicology, University of Nottingham, and Immediate Past President, The Royal Musical Association
Nicholas Olsen, composer
Clare Orrell, primary school headteacher and music graduate
Jill Osborn BMus, private piano teacher
Richard Osmond, Director of Music, Haberdashers’ Aske’s Boys’ School
Ursula O’Sullivan, music teacher and musician, CSN College of Further Education, Cork, Ireland
Rebecca Oswald, composer, pianist, former faculty at the University of Oregon School of Music
Luke Ottevanger, Director of Music, composer
Martijn Padding, head of composition department, Royal Conservatory, Den Haag
Ian Pace, pianist, Lecturer, Head of Performance, City, University of London
Professor Carrie Paechter, Head of .Educational Studies, Goldsmiths, University of London
Christopher Painter, composer, brass bandsman, lecturer, music publisher, trumpet player. Barry, South Wales
Joan Arnau Pàmies, composer, Aural Skills Instructor, Northwestern University
Dr Tom Pankhurst, Music Teacher and Author
Tom Parkinson, composer and sound designer, Royal Holloway, University of London
Ben Pateman, Flautist and retired music producer
Anthony Payne, composer
Jenny Pearson, freelance cellist, teacher at Severn Arts Worcester
Michael Pearson, professional violinist
Jane Peckham BMus, MA, School Governor, Double Bassist
Tim Pells, Head of Guitar and Lecturer, Colchester Institute and Centre for Young Musicians
Chris Pelly, Concerts Series Administrator, University of Leeds
Damian Penfold, conductor and primary school governor
Ian Penwarden-Allen, choral conductor and teacher of music
Selah Perez-Villar, pianist and music educator
Lola Perrin, piano teacher, composer
Dr. Jeffrey Peterson, Associate Professor of Vocal Coaching/ Opera Conductor
Baylor University, Waco, TX
Theodore R Peterson, Composer
Joe Pettitt BMus(hons), bassist, bandleader and teacher of jazz bass and electric guitar at Westminster School and Trinity School, Croydon
Stephen Pettitt, writer and critic
James Philips, Classical Guitarist and self taught music reader
John Pickard, composer and Head of Music, University of Bristol
David Pickett, Former Prof., Indiana University School of Music, conductor, musicologist, tonmeister
Oliver Pickup, composer
David Pickvance, film and TV composer, composer-in-residence to the BBC
Jenni Pinnock, composer and instrumental tutor
David Pinto, performer with the Jaye Consort and musicologist, contributing editor to two volumes of Musica Britannica
John Pitts, composer and music teacher
Stephen Plaice, librettist, Writer in Residence Guildhall School of Music and Drama
Tamasine Plowman MA
Lara Poe, composer and pianist, graduate student at RCM
Irini Urania Politi, artist, teacher, amateur musician
Rosie Pollock, BMus MA (learned notation aged 6/7)
Benjamin Pope, Conductor working with the Royal Philharmonic Orchestra and Orchestras
Francis Pott, Professor of Composition & Head of Research, London College of Music, University of West London
Caroline Potter, Reader in Music, Kingston University
Eleri Angharad Pound, freelance harpist and composer, amateur choir singer
Jonathan Powell, pianist
Mark Powell, Conducting Scholar / ALP Faculty, Eastman School of Music
Steph Power, composer, critic, writer on music
Gillian Poznansky, flute player and examiner
Scott Price, Director of Music, The Cardinal Vaughan Memorial School
Dr Nicholas Stefano Prozzillo
Toby Purser, conductor
Peter Puskás, promoter and artist manager
Irene Quirmbach, violin instructor at the Francis W. Parker School in Chicago, IL (USA), active freelance violinist
Giovanni Radivo, concertmaster, Orchestre national de Lyon (France)
Caroline Rae, Reader in Music and pianist, Cardiff University
Lorenda Ramou, pianist, musicologist
Sanna Raninen, Research Associate, University of Sheffield
Torsten Rasch, composer
Nadia Ratsimandresy, ondist and Professor of onde Martenot and ondéa, Conservatoire à Rayonnement Régional de Boulogne-Billancourt
Manvinder Rattan, CEO and Head of Conductor Training, Sing for Pleasure
Sir Simon Rattle, conductor, principal conductor, Berlin Philharmonic Orchestra, conductor-elect, London Symphony Orchestra
Robert Rawson, Reader in Music, School of Music and Performing Arts, Canterbury Christ Church University
Steven Reale, Associate Professor of Music Theory, Youngstown State University, Youngstown, OH
Carla Rees, Music Programme Leader, Open College of the Arts
Camden Reeves, Professor and Head of Music, University of Manchester
John Reid, pianist and teacher
Chris Rice, Director, Altarus Records
Sally Richardson, Artist Manager; owner of Tashmina Artists
Christiaan Richter, composer
Dr Tim Ridley, Director of Music, Glenalmond Gollege
Judith Robinson, Creative Project Leader for Education, Sound and Music
Heather Roche, clarinettist, co-editor of TEMPO
Dr Marc Rochester, lecturer in music history and criticism, Yong Siew Toh Conservatory of Music, National University of Singapore
Paul Rodmell, Head of Music, University of Birmingham
Carlos Rodriguez, pianist, conductor and MBA from ChileJames Roe, President & Executive Director, Orchestra of St. Luke’s, New York City
Martin Roscoe, pianist, Professor, Guildhall School of Music and Drama
Pamela Rose, ABRSM Theory Examiner, Music Educator
Daniele Rosina, Director of Orchestral Studies University of Birmingham, Conducting Tutor, Birmingham Conservatoire
Luke Roskams, retired violinist
Tish Roskams, B.Mus retired music teacher
Toby Roundell, composer and educationist
Rebecca Rowe, composer and music educator
Cyrilla Rowsell, Kodály specialist, teacher at GSMD and for the British Kodály Academy, co-author of Jolly Music
Edward Rushton, composer and pianist
Julian Rushton, Emeritus Professor of Music, University of Leeds
Isabelle Ryder, private piano teacher
Leo Samama, composer, musicologist, educator and author (The Netherlands)
Abel Sanchez-Aguilera, pianist and biochemist, Madrid
Helen Sanderson, Winston Churchill Fellowship in guitar education, Artistic Director of National Youth Guitar Ensemble, CEO of Guitar Circus, guitar professor at RWCMD
Anthony Sandle, opera singer
James Savage-Hanford, freelance singer and Visiting Tutor in Theory & Analysis at Royal Holloway, University of London
Melinda Sawers, Director of Music, Wadhurst, Melbourne Grammar School (Australia)
Paul Scanling, Music Director, Marietta Symphony Orchestra
Brian Schembri, Artistic Director and Principal Conductor, Malta Philharmonic Orchestra
Jonathan Schranz, Choral Conductor, London
Thomas Schmidt, Professor of Music, University of Manchester
William James Schmidt, pianist & composer, MMusPerf (University of Melbourne), MA (MUK Vienna)
Christian Schruff, Journalist – Musikvermittler, Berlin
Annelies Scott ARAM, cello and music theory teacher
Fred Scott, founder, Soundpractice Music
Matthew Scott, Professor of Composition, University of Southampton; Head Of Music, National Theatre (retired)
Peter J D Scott, Teaching Fellow, University of Bristol
Robert Secret ARAM, conductor & viola player
Florian Scheding, University of Bristol
Jeffrey Siegfried, saxophonist, doctoral candidate, University of Michigan, Ann Arbor
Linda Shaver-Gleason, PhD Musicology, University of California, Santa Barbara
Susan Sheppard, teacher of cello at RNCM and Trinity Laban and teacher of Latin
Daniel Sherer, professor of architecture, Columbia University and lifelong pianist and music lover
Rachel Shirley, Music teacher; PhD researcher in Music Education, Lancaster University
Andre Shlimon, musician and teacher
Robert Sholl, University of West London and The Royal Academy of Music
Martin Shorthose, Cantor and Choir Director, Antiochian Orthodox Church in the UK. Ex Layclerk at Coventry and Liverpool Cathedrals
Alexander Sigman, composer, researcher and educator
Angela Elizabeth Slater, Composer
Jeremy Silver, conductor, pianist, vocal coach
Nigel Simeone, music teacher, English Martyrs’ Catholic School
Mark Simpson, BBC Philharmonic Composer in Association and former BBC Young Musician of the year 2006
Wendy Skeen, BMus(Hons), Guildhall School of Music & Drama; Freelance pianist and piano teacher
M I Skinner, M.St. (Mus)(Oxon), PG Dip MTPP, ALCM, Dip ABCD. Musician, teacher, conductor, and musicologist
Shirley Smart, jazz cellist, musicianship and improvisation teacher, City, University of London, and Royal College of Music Junior Department
Ben Smith, pianist and composer, postgraduate student, Guildhall School of Music and Drama
Charles J. Smith, Slee Chair of Music Theory, University at Buffalo
David J. Smith, Professor of Music, University of Aberdeen
George Smith, composer and freelance piano/voice teacher, University of Southampton graduate
Harriet Smith, music journalist
Steve Smith, guitarist, multi-instrumentalist
Tim Smith, Director of Music, St. Mary Harrow on the Hill/Arts Faculty Leader, Heathland School
John Snijders, pianist and Associate Professor of Music Performance, Durham University
Ernest So, concert pianist
Peter A. Soave, Concert Accordionist, Founder Peter Soave Music Academy, in Sauris Italy
Stephen Soderberg, Senior Specialist for Contemporary Music (retired), Music Division, Library of Congress
Zoë South, (state-educated) professional opera singer, singing teacher
Clare Southworth, Professor of Flute RAM
Shauna Spargo, amateur violinist, soprano in the local church choir (learned to read music at 6 when I had free violin lessons at a state primary school)
Jeroen Speak, freelance composer and teacher
Simon Speare, Head of Composition and Contemporary Music, Royal College of Music Junior Department
Mic Spencer, Associate Professor of Music, University of Leeds
Jane Spencer-Davis. Accountant specialising in musicians and violist
Mary Stagg, Primary Music specialist
Sarah Steinhardt, piano teacher, Greenwich Academy, CT USA
James Michael Stergiopoulos, retired electronics engineer
Adam Stern, conductor (Seattle Philharmonic, Sammamish Symphony), Seattle WA, USA
Clare Stevens, music journalist
Susanne Stanzeleit, violinist, tutor, Birmingham Conservatoire
Peter Stoller, songwriter, music writer, popular music archivist and historian at Leiber/Stoller Productions
Danny Stone, brass teacher, former classroom teacher (state sector U.K.)
Denise Stout, Choral Director
George Strickland, freelance oboist, postgrad at Royal Northern College of Music
Ashley Sutherland, music librarian, freelance clarinettist
Owain Sutton, private instrumental teacher
Professor Bill Sweeney, composer
Aleks Szram, Academic Lecturer and Piano Professorial Staff, Trinity Laban Conservatoire of Music and Dance
Caitriona Talbot BA Mod, freelance music tutor, Sefton
Diego Jiménez Tamame, composer
Gábor Tarján, composer, percussionist, Musical Director Het Filiaal
Christopher Tarrant, Lecturer in Music, Anglia Ruskin University
Mark Tatlow, conductor, educator, researcher Department of Culture & Aesthetics, University of Stockholm
Michelle Taylor-Cohen, Violinist, educator & arranger
Alun Thomas, professional violinist /Alexander Technique Coordinator Trinty Laban
Marisa Thornton-Wood, professor of piano, Royal Academy of Music
Paul Timms, music teacher, pianist, violinist & conductor
Phillip Tolley, Choral Music Advocate, British Choirs on the Net
Mikel Toms, conductor
Daniel Tong, pianist. Founder, Wye Valley Chamber Music. Head of Piano in Chamber Music, Birmingham Conservatoire
Julian Tovey, singer and lecturer, Royal Conservatoire of Scotland
Simon Toyne, Executive Director of Music, David Ross Education Trust
Peter Tregear, Professor, Royal Holloway, University of London
John Traill, Director of Music, St. Anne’s College, Oxford University; Director, Oxford Conducting Institute
Natalie Tsaldarikis, pianist, teacher, PhD student, City, University of London
Kathleen Tynan, Head of Vocal Studies and Opera, Royal Irish Academy of Music, Dublin
Fredrik Ullén, pianist, professor of cognitive neuroscience
Luk Vaes, pianist, reseacher, teacher
Maura Valenti BM, The Juilliard School; MM, Yale School of Music; current MPhil student in musicology, University of Oxford
John Van der Slice, composer
Dr Edward Venn, Associate Professor of Music, University of Leeds
Massimiliano Viel, Composer and Professor at Conservatory of Milan, Italy
Simon Vincent, composer, performer, and former Visiting Lecturer at City University London, University of Bayreuth, University of Potsdam and University of Applied Sciences Potsdam
Matthew Vine, volunteer music teacher (Kampala, Uganda)
Andrea Vogle, Percussion Tutor RNCM, JRNCM, Chetham’s School of Music
Zerlina Vulliamy, prospective university music student and DfE Music Scholar RCMJD
Alison Wahl, soprano, singer-songwriter, and music teacher
Charlie Wakely, Physics teacher and amateur musician
Helen Wallace, Kings Place Music Foundation, Soundsense Music
Neil Wallace, Programme Director, Doelen Concert Hall, Rotterdam
Richard Wallace, violist Royal Liverpool Philharmonic Orchestra, viola tutor Bangor University
David Warburton MP, Chair of the All Party Parliamentary Select Committee on Music Education
John Warburton BMus Hons Tonmeister, Associate Lecturer, University of Surrey Department of Music and Media
Dr Michael Ward, concert pianist, conductor and composer
Philippa Ward, pianist, teacher, Wellington, New Zealand
Jenny Warren, maths teacher and classical soprano who learned to sight read at state school
Celia Waterhouse, Piano Teacher, Music Educator, Lead Editor for British Kodaly Academy Songbook
Ashley Wass, pianist
Huw Watkins, composer and pianist
Hannah Watson, secondary school music teacher, violinist
Rachel Watson, cellist, cello teacher with experience of secondary school teaching
Trevor Watt, former music student, now lawyer
Dr Richard Wattenbarger, musicologist, Adjunct Instructor, Music Studies, Temple University, Philadelphia, Pennsylvania
Sarah Watts, Associate in Music Performance at Sheffield University, bass clarinet tutor RNCM, Clarinet tutor at Nottingham University
David Way, violinist/violist/teacher
Philip Wayne, Headmaster, Royal Grammar School, High Wycombe, also Musician
James Webb, Director of Music, Hull Collegiate School
Gillian Webster , Opera Singer and teacher
James Weeks, composer, Associate Head of Composition, Guildhall School of Music & Drama
Marcus Weeks, composer and jazz and reggae trombonist
Richard Whalley,  Senior Lecturer in Composition, University of Manchester
Mike Wheeler, music writer and adult education tutor, WEA
Simon Whiteley, BMus, Lay Clerk at St George’s Chapel, Windsor Castle, and founder member of The Queen’s Six, a cappella ensemble
Adam Whittaker, Post-doctoral researcher (Music and Music Education), Birmingham City University
Dr Anthony Whittaker, composer, piano teacher and examiner
Sally Whitwell, composer, pianist. BMus(Hons) ANU, Australia
Joanna Wicherek, pianist and teacher
Judith Wiemers, PhD student at Queen’s University Belfast
Charles Wiffen, Assistant Dean, College of Liberal Arts, Bath Spa University
Louise Wiggins, PhD student, University of Bristol; harpist; and peripatetic music teacher
Emma Wild, Freelance Violist
Christopher Wiley, National Teaching Fellow and Senior Lecturer in Music, University of Surrey
John Willan, former EMI producer and Managing Director London Philharmonic
Ceri Williams, music teacher
David Carlston Williams, Organist and Music Teacher
Victoria Williams AmusTCL BA music theory teacher
James Williamson. Composer, PhD candidate at the University of York
Chesterton K. Whiteman, adjunct professor of composition, Oral Roberts University
Dr Alexandra Wilson, Reader in Music, Oxford Brookes University
Andrew Wilson, Freelance musician, and Head Teacher, Teesside High School
Jay Wilkinson, flute and theory teacher
Katherine Williams, Lecturer in Music and Head of Performance, Plymouth University
Frances Wilson LTCL (AKA The Cross-Eyed Pianist); pianist, writer, and teacher
Jayne Lee Wilson, Music Lover & Reviewer, FoR3 Forum
Natalie Windsor, BaHons PgCert (Birmingham Conservatoire), Mezzo soprano, jazz singer and music teacher
Lorraine Womack-Banning, pianist, piano teacher, adjudicator
Jaye Wood, BA Hons, freelance classical piano and voice teacher
Toby Wood, Music recording engineer and producer
Liz Woodhouse, piano teacher
Ronald Woodley, Professor of Music, Birmingham Conservatoire, Birmingham City University
Catherine Woodman. Head of Keyboard Studies at Redmaids High School and examiner
Kenneth Woods, Artistic Director, English Symphony Orchestra
Christopher Woolmer, Organist, teacher, Director of Music, Oakwood School, Purley
David Wordsworth, conductor and agent
Dr Emily Worthington, freelance clarinettist/Lecturer, University of Huddersfield
Andrew Wright, School of Education, University of Buckingham
Elspeth Wyllie, Pianist, Teacher, member of the ISM
Catherine Wyn-Rogers, opera singer and teacher
Anna Wyse, B.Eng. M.Sc.(Eng), AIEMA
Joshua D. Xerri, Sub-Organist (St Alphege, Solihull), singer, composer
Amit Yahav, pianist, doctoral student, Royal College of Music
Paul Yarish, pianist, Registered Piano Technician, organ student
Marc Yeats, composer and visual artist
Nina C. Young, Assistant Professor of Music Composition & Multimedia Performance, Rensselaer Polytechnic Institute
Toby Young, composer, Junior Research Fellow, University of Oxford
Jay Alan Yim, composer, Associate Professor of Music, Northwestern University
Alistair Zaldua, composer and conductor, visiting lecturer in Music, Canterbury Christ Church University
Mirjam Zegers, music consultant, teacher, amateur pianist
Nicolas Zekulin, Chief Executive & Artistic Director, National Youth Orchestras of Scotland
Patrick Zuk, Associate Professor in Music, Durham University
Julio Zúñiga, composer, graduate student, Harvard University
Rasmus Zwicki, composer

[ADDENDUM: Since first placing this letter online, I have been alerted to two relevant phenomena: the Department of Music at Harvard University have now removed a requirement to study theory, or Western art music history, from their core curriculum . Worse, Texan musicologist Kendra Leonard has created a ‘Privilege Walk’ for musicians, a way of publicly shaming those who, for example, were taught music theory (no. 12), care about notated music (no. 19), can read more than one clef (no. 36), or had advanced instruction in a foreign language (no. 39). It is not clear from Leonard’s biography if she teaches regularly at an institution, but certainly such ‘privilege walks’ exist elsewhere in the US; I will blog more about this on another occasion. In case anyone is unclear, as stated above this addendum does not form part of the letter to which signatories put their name and represents a personal view.]

 


Those 300-word statements on Practice-as-Research for the RAE/REF – origins and stipulations – ‘academic butt-covering’ or more problematic?

I wrote that my last blog post on the issue of composition and performance as research constituted final thoughts on the subject, at least for now, but one issue has been on my mind which I wanted to clarify for myself and others. This was to do with the ubiquitous 300-word statements included with many submissions to the RAE or REF. In the public debate on the subject, Camden Reeves (1h 38’14”) spoke of an ‘artificial privileging of certain types of composition over others’ and described (1h 40’55”) the 300-word statements as ‘ridiculous’, going on to say that ‘at a lot of universities, the 300 [word] statement was seen as the kind of research report’. Alexander Lingas (1h 43’12”) asked the panel whether ‘by having the 300-word statement, that it privileges certain type of things, so that by doing that, you end up encouraging particular types of things which actually, I have to say, are very congenial to the type of musicologically-informed performance, because that’s precisely the type of thing that 300-word statements is good for to say – why do you make those wacky decisions when you perform this music? – well, it’s because, in 300 words, and so it’s a type of academic butt-covering’.

Miguel Mera (1h 45’35”) claimed that ‘there was no requirement to complete 300 words with any submission . . . you didn’t have to’. But this was far from clear from the REF 2014 report, which contained the following comments:

In brief, the additional 300 words to make further evident the research imperatives and/or research process of an output (paragraph 71(b) of the ‘Panel criteria’) were used inconsistently and the question of the research imperative was not always well-articulated. (p. 16)

As in 2008 the best outputs in PaR were distinguished by clearly articulated research objectives. In a number of instances, the presentation of practice needed no more than a well-turned 300 word statement to point up the research inquiry and its findings, since the concerns outlined were then amply apparent within the practice itself (which was made available for assessment by a variety of means including DVD or CD recordings, photographic materials, scripts and scores, databases, etc.). (p. 99)

More generally, the 300 word statements too often displayed a misunderstanding of what was being asked for and provided evidence of impact from the research, or a descriptive account akin to a programme note, rather than making the case for practice as research. (p. 100)

Scott McLaughlin, in his report on the debate, noted Mera’s comments but added that ‘I get the sense that many Universities insisted on them’. In Paul Allain and Jen Harvie, The Routledge Companion to Theatre and Performance (London and New York: Routledge, 2014), we find the claim that

all submitted PaR has to be accompanied by a 300-word statement outlining the research imperatives and context, further supported by other forms of evidence. (p.234)

Similarly, in Michael Biggs and Henrik Karlsson, ‘Evaluating Quality in Artistic Research’, in Biggs and Karlsson (eds), The Routledge Companion to Research in the Arts (London and New York: Routledge, 2011), in the context of submissions in art and design for RAE 2008, the authors write of ‘the additional requirement of a 300-word statement arguing for the significance and impact of each submission’ (p. 414). Robin Nelson, in his Practice as Research in the Arts: Principles, Protocols, Pedagogies, Resistances (Basingstoke: Palgrave Macmillan, 2013), refers to ‘a simple verbal articulation of the research inquiry – such as might be achieved in as few as 300 words’, which ‘proves useful in almost all cases’ (p. 11), not specifically mentioning the RAE/REF or a requirement, but likely written with this in mind.

So where did the idea come from that 300 words was a requirement? It was first presented in Section 3 of the RAE 2001 report on Publications, entitled ‘Panels’ Criteria and Working Methods’, and said specifically that:

3.58.8 Those submitting practice as research may include (in the ‘other relevant details’ field of form RA2) a succinct statement of not more than 300 words for each item in this category listed under RA2; for this purpose practice is defined as all outputs listed in paragraph 3.58.12 b) to e) below. These statements should make clear how the practice embodies research as defined in the RAE. They may, where appropriate, include an indication of the aims, methods, procedures, innovation, significance, and context of the practice. It should be noted that the submission of such statements is not a requirement; the Panel will not expect them when the status of the practice as research is self-evident.

The RAE 2008 guidelines on submissions contained the following text:

94. Brief, additional information may also be given in RA2 ‘other relevant details’ to identify relevant, factual circumstances concerning any output. It need not be supplied in every case. It may be, for example:

• to identify a keynote address to a conference
• to identify an invited conference paper especially where the perceived status of the conference is high
• to indicate the significance or impact of an applied research outcome
• to identify the research content or author’s contribution in edited works, translations, or co-authored works.

In the case of a non-text output, it may be used to give further information on the whereabouts of a work or to note that a photographic, electronic or other record exists. It may not be used to volunteer opinions about the relative quality of an output. See panel criteria statements for further guidance, including the word limit for this text, which, unless otherwise stated, will be 300 words.

The panel criteria for music within Panel O for RAE 2008 included the following:

Researchers should accordingly submit such evidence as they deem necessary to enable subpanel members to assess it within the following guidelines:
a. Research output: this may be submitted alone where it is deemed to constitute
sufficient evidence of the research in itself.
b. Statement: it is recommended that a statement of up to 300 words is submitted in the ‘Other relevant details’ field of RA2, in cases where the research imperatives and the research significance of an output (such as: an artefact, curation, digital format, installation, performance or event, screening, tape, textbook, translation or video) might further be made evident by a descriptive complement. The statement might include: a brief description of the project and its stage of development; a rationale outlining questions addressed; a summary of approaches/strategies undertaken in the work; a digest of further evidence (if any) to be found in sub-paragraph 13c below. As previously indicated, the 300-word statement should also be used to clarify the relative contributions of researchers working on a collaborative research project. The sub-panel will ignore any evaluative commentary on the perceived quality of the research.

Then for REF 2014, the statement of panel criteria and working methods included the following statement:

49. For non-text or practice-based outputs (including patents, software and standards documents), all subpanels welcome the submission of a description in
REF2 of the research process and research content, where this is not evident within the output (maximum 300 words), as described in ‘guidance on submissions’ (paragraph 127a).
(p. 25)

Then for Panel D, with included music submissions, the following:

b. Information about the research process and/or content: Submitting units may include a statement of up to 300 words in cases where the research imperatives and research process of an output (such as an artefact, curation, database, digital format, installation, composition, performance or event, screening, tape, creative writing, database, textbook, translation or video) might further be made evident by descriptive and contextualising information. Where the location or medium of the output is essential to a proper understanding of the research being presented this should be explained in the 300 words. The sub-panels will ignore any additional material that includes evaluative commentary on the perceived quality of a research output (p. 87)

The 300-word limit was further reinforced on p. 99.

It is clear then that whilst the 300 words was not strictly a requirement, there was a very strong incentive to include them with most submissions. How many, reading the words from 2001, are going to view their submissions, or those of their department’s faculty members as having a ‘self-evident’ status as practice-as-research? How many reading the 2008 guidelines are going to go against what is ‘recommended’?

Nicholas Cook, who was on the Music Panel which worked towards producing the 2001 definitions, wrote about the process in his article ‘Performing Research: Some Institutional Perspectives’, in Mine Doğantan-Dack (ed), Artistic Practice as Research in Music: Theory, Criticism, Practice (Farnham: Ashgate, 2015) pp. 11-32. In the RAE 1996, the first such accepting performance submission, according to Cook:

Detailed criteria for the assessment of performance as research were not in place, and when the outcomes were announced there was a widespread perception that the assessment of performance submissions had been surprisingly generous. Given some unease on the part of 1996 panel members, and the expectation that this outcome would prompt a significant increase in performance submissions for the following exercise, a major priority for the 2001 Music Panel (which was convened well in advance of the submission date) was to set the assessment of performance as research on a more principled basis: this was necessary to provide the panel with clear and transparent procedures for its evaluation, to guide institutions’ decisions about what work to submit to the RAE, and to inform their future planning. This panel, which I chaired, for the first time included professional performers, though they were based in the academic sector. (p. 22)

The panel realised that simply mapping criteria from composition-as-research over to performance would be insufficient, not least because the former rested on nebulously defined notions of quality and there were new difficulties entailed in the acceptance of submissions of film and commercial music (the research qualities of the latter of which, I have argued elsewhere, appear to me more tenuous). Whether market success, recognition by peers, or ideals of originality were to be primary criteria all proved difficult in discussion, as Cook points out (pp. 22-3). This now quite notorious definition of research was adopted:

2.12. ‘Research’ for the purpose of the RAE is to be understood as original investigation undertaken in order to gain knowledge and understanding. It includes work of direct relevance to the needs of commerce, industry, and to the public and voluntary sectors; scholarship; the invention and generation of ideas, images, performances, artefacts including design, where these lead to new or substantially improved insights; and the use of existing knowledge in experimental development to produce new or substantially improved materials, devices, products and processes, including design and construction. It excludes routine testing and routine analysis of materials, components and processes such as for the maintenance of national standards, as distinct from the development of new analytical techniques. It also excludes the development of teaching materials that do not embody original research.

As for performance, the following definition was adopted:

3.58.12 d. Performances: in accordance with the RAE definition of research, performance will be accepted as research where it applies or embodies new or substantially improved knowledge or insights, for instance in terms of interpretation, historical performance practice, or technical innovation. Performance is understood to include conducting and direction as well as instrumental or vocal execution; all forms of public output are eligible for submission, including publicly disseminated live or studio recordings, broadcasts, and public performances. In the case of broadcasts and public performances, institutions must be able to supply a recording (which need not be in the public domain). Reference may be made to such factors as the venue of the performance, the standing of broadcasting organizations or record companies involved in its dissemination, and prizes or other marks of recognition); relevant information should be provided in the ‘Other relevant details’ field of form RA2.

This is, I believe, a basically good definition, though it is difficult to define when interpretation does or does not embody ‘new or substantially improved knowledge or insights’ (I would say most good performances do), and I worry about ‘the standing of broadcasting organizations or record companies’ acting as a proxy for judging work in terms of its standing in economies of prestige or market utility. But this is not strictly relevant to the 2001 stipulation about 300-word statements given above, about which Cook says:

That last remark was aimed at composers working in established styles: we did not wish to inflict a burden of pointless documentation on institutions – or on ourselves, for that matter. (The perhaps intellectually shabby idea of ‘self evidence’ reflects the pragmatic approach to composition I described.) Nevertheless the invitation to submit succinct statements excited considerable opposition from the subject community, not all of it reasonable in our view. In the formal processes of consultation that preceded the finalisation of the criteria, certain respondents rejected our assumption that the content of performances or other forms of practice as research could be reduced to words, and accused us of intending to assess the succinct statements rather than the performances. Of course we never made any such assumptions or held any such intentions. The point is very simple, and I have already referred to it. Academic writings are self-documenting. That is the source of the conventions of good academic writing to which Candlin referred. But this is obviously not the case of performances: as Susan Hellauer (1997) says, ‘You can’t sing a footnote’. It follows that you can’t expect an assessor to be able to reconstruct from a performance the research process that has given rise to it. (Think of David Milson submitting a performance arising out of his AHRC Creative and Performing Arts Fellowship.) Once more, this is the point on which the other members of the UKCGE [UK Council for Graduate Education] study group were insisting, except that they were talking about a 40,000 word dissertation whereas we on the panel were talking about a 300 word statement. By inviting those submitting practice as research to provide such a statement, then, we were giving them the opportunity to ensure the assessor understood the research component. We were empowering them to set the terms on which they were to be assessed, and to present their work in the best possible light. (p. 25)

I disagree with Cook; a sensitive listener with some familiarity with the work in question and performance practice might very well be able at least to assess, if not necessarily reconstruct in every detail, the research process which has given rise to one of David Milsom’s performances. A 40 000 word dissertation would certainly elaborate the process to a high degree, if done well, but I am not really sure that a 300 word statement could – or rather, if some point can be elucidated in 300 words but not clearly heard from the performance without such guidance, I would question the extent to which it is embodied in that performance.

An article from 2003 by Peter Thompson (‘Practice as Research’, Studies in Theatre and Performance 22/3, pp. 159-180) gave further details on how this debate was conducted amongst those involved in drama and related disciplines, reproducing correspondence. Drama Professor Franc Chamberlain made the following observation:

To argue that the work itself is best disseminated by performing it seems reasonable to me (although I can imagine a number of counter-arguments), but I’m not convinced that this necessarily follows for research outcomes. Yet I’m not sure that anyone is really suggesting that we shouldn’t document the research outcomes in order to disseminate them – we’re only discussing which mode is most effective for evaluation. Perhaps the A4 (300 words) sheet, though no one would argue that it, in itself, is the dissemination of the research: that can happen in any way which the researchers consider appropriate for the community they wish to reach – if that’s a DVD or a book or a painting or a website, I have no problem.
[….] I don’t have to have been in Nigel Slater’s kitchen in order to follow a recipe – something which may well be an outcome of his PaR – I just use the recipe to make the food: and then I eat it!
(p. 166)

I would be very concerned at the implications for musical or other performance if scores, or scripts were seen simply as ‘recipes’ which are to be followed, thus removing most creative input from the performer (or chef).

Performance Arts Professor Susan Melrose wrote the following:

On the broader question, there is significant history, elements of which can be chased up on the website of the UK Council for Graduate Education. The Performing Arts sector’s advice to the Quality Assurance Agency was quite specific, and ran along the lines of the appropriateness of a mixed-mode higher-degree submission, which might include the submission of an ‘artefact or performance’, together with an appropriately-weighted written component (the weighting to be determined by individual universities). The QAA itself concluded that mixed-mode submissions (in, for example, creative and performing arts) were appropriate, and published that view in the documents (available for inspection) which emerged after the consultation process.

From this perspective, then, ‘just the “doing” itself ’ has not been entertained in the sector with regard to higher-degree submissions, any more than it was entertained by the 2001 RAE Panel. That Panel brought judgement to bear upon practice (and its ‘succinct statement’ of 300 words) as research. (pp. 177-8)

It is clear from this that – at least to some involved in the process in 2001 – the written component was certainly seen as something necessary.

So the debate on the 300 words, which to all intents and purposes I think should be seen as a requirement, even if the letter of the guidelines does not strictly say this, continues. Whilst in agreement with McLaughlin’s response to Reeves’ point about how the requirement put at a disadvantage those musicians less verbally articulate amounts to ‘a particularly hollow form of special-pleading’ – as I myself have said, 300 words is not in itself that much of an imposition – otherwise I have a lot of sympathy with the positions outlined by Reeves and Lingas, and worry about two points in particular. One is whether reading 300-word statements becomes a substitute for listening carefully to work; I have been in a situation where I have been forced to ask which if any of those passing judgement on my 5-CD recording of Michael Finnissy’s five-and-a-half-hour The History of Photography in Sound – for which I also produced a near-300 page accompanying monograph – had actually spent the five-and-a-half hours listening to it just once. But also, as Reeves says, whether this essential stipulation ends up disproportionately favouring work which can be summed up in a snappy 300 words, perhaps peppered with plenty of vogueish buzzwords, and detailing aspects of obvious novelty, whereas work irreducible to such things (I would struggle to do such a thing with Arnold Schoenberg’s Fünf Orchesterstücke, op. 16, Pascal Dusapin’s Third String Quartet, or Reinhard Goebel’s recording of Ignaz Biber’s Rosenkranz-Sonaten, to give just a few examples) will end up being marginalised as a result. This outcome is worse than simply a few musicians having to do some ‘academic butt-covering’.


Video of Research Seminar on Composition and Performance as Research, and some wider responses to John Croft and others

Here is the video of the research seminar which took place on November 25th, 2015, on the subject of ‘Can Composition and Performance be Research?’, which featured a panel made up of Christopher Fox (Professor of Composition at Brunel University and editor of Tempo), myself (pianist and Head of Performance at City University), Miguel Mera (composer and Head of the Department of Music at City University), Annie Yim (pianist and DMA student at City University), and Camden Reeves (composer and Head of Music, University of Manchester). Christine Dysers (PhD student in Music at City University) was unable to be present due to illness, but a statement by here was read out by Sam MacKay (PhD student in Music at City University and organiser of the seminar). The session was chaired by Alexander Lingas (Undergraduate Programme Director and Reader in Music, City University). Greatest of thanks are also due to Bruno Mathez for making and editing the video.

A short article in response to the occasion has been posted at the City University Music Department has been posted by PhD student in music Roya Arab.

The panellists were responding to two key articles: John Croft’s ‘Composition is Not Research’, Tempo 69/272 (April 2015), pp. 6-11, and my own ‘Composition and Performance can be, and often have been, Research’Tempo 70/275 (January 2016), pp. 60-70. As of this week, Camden Reeves’ article ‘Composition, Research and Pseudo-Science: A Response to John Croft’, Tempo 70/275 (January 2016), pp. 50-59, and Croft’s reply to Reeves and myself, ‘Composition, Research and Ways of Talking’, Tempo 70/275 (January 2016), pp. 71-77, have been published – these are not yet available via open access, but can be downloaded from Tempo for those with access to this.

Here I wanted to summarise the arguments I presented at the forum, and also respond to some of Croft’s response. Some of my thinking has moved on a little from the positions I outlined in my Tempo article (which I acknowledge may contain some inner contradictions or inconsistencies), but the majority of positions presented there are ones I continue to uphold.

The debate has been dominated by the issue of whether composition can be research, with much less attention given to performance; I would like to redress that balance. I believe that it is tacitly accepted that a musical composition is likely to qualify as some type of research much more than is the case for musical performances and recordings. This is reflected in the relative numbers of composers and performers employed in academic positions in universities. I have compiled some approximate figures for the situation as it exists in autumn 2015, in large measure using data derived from departments’ own websites. These figures are slightly modified and checked from those given at the seminar – if anyone notices any other omissions or major errors, do let me know and I will make the appropriate corrections.

There are 53 departments offering various types of music or music-related degree [Edit: Some other departments could also be included, which I will add when editing this post at some point in the near future], excluding the ten UK conservatoires, in which the status of composition and performance is of a different nature. These are as follows:

Russell Group (19): King’s College and Queen Mary, University of London; Birmingham; Bristol; Cambridge; Durham; Leeds; Liverpool; Manchester; Newcastle; Nottingham; Oxford; Sheffield; Southampton; York; Cardiff; Edinburgh; Glasgow; Queen’s University, Belfast.
Mid-ranking Institutions (‘Other’) (13): Royal Holloway and Goldsmiths Colleges, and School of Oriental and African Studies, University of London; City University; Brunel; Hull; Keele; Open University; Salford; Surrey; Sussex; Bangor; Aberdeen
Post-1992 Institutions (received university status after 1992) (21): West London; East London; London Metropolitan; Westminster; Middlesex; Kingston; Anglia Ruskin; Bath Spa; Brighton; Canterbury Christ Church; Chichester; De Montfort; Falmouth; Hertfordshire; Huddersfield; Liverpool Hope; Oxford Brookes; Winchester; Wolverhampton; Edinburgh Napier; Ulster

I have looked only at composers and performers employed in academic positions (i.e. integrated into the academic career structure from Lecturer to Professor) at these institutions. On the basis of research outputs, I have counted those composers and/or performers who have also produced a fair number of written outputs as being ‘0.5’s for the purposes of counting. I have counted only university (not college) appointments at Oxford and Cambridge. By this method, I arrive at the following figures:

All Universities
Total Staff: 691
Composers: 198 (28.7%)
Performers: 76 (11%)
Practitioners: 274 (39.7%)

Russell Group
Total Staff: 318
Composers: 89.5 (28.1%)
Performers: 21 (6.6%)
Practitioners: 110.5 (34.7%)

Mid-Ranking Institutions
Total Staff: 160
Composers: 45.5 (28.4%)
Performers: 13 (8.1%)
Practitioners: 58.5 (36.5%)

Post-1992 Institutions
Total Staff: 213
Composers: 63 (29.6%)
Performers: 42 (19.7%)
Practitioners: 105 (49.3%)

Thus there is a ratio of around 4.3:1 of composers to performers at Russell Group institutions, 3.5:1 at mid-ranking institutions, but 3:2 for post-1992 institutions. Performance is clearly less regularly valued as an academic field of study in the more prestige institutions, compared to composition (where the representation is very similar across the sector).

There is a highly sophisticated debate (and concomitant outputs) on practice-as-research in fields such as theatre and dance (my own former institution, Dartington College of Arts, was at the forefront of this). The apparently clear distinction between ‘creative’ and ‘professional’ practice mentioned by Mera in the seminar is however far from clear-cut; it is widely debated and problematized in critical literature, rarely defined clearly, and some departments elide the distinction by using concepts such as ‘Creative Professional Practice’. In comparison to all of this, the debate in music has been rather elementary. Composition has been an accepted academic field for a long time, like fine art and drama; but changes in the RAE/REF in the mid-1990s, allowing the submission of practice-based outputs, forced a re-thinking of this. It is in this context that more fundamental questions about the status of composition and performance in academia have come to the fore, as they have had to consider the types of issues and paradigms developed in other practice-centered disciplines.

I believe that practically all composition and performance are research in some sense; in the case of musical performance the following would be some of the types of research questions that any performer has to answer in order to play a piece of music:

  • Which tempi should be used for various large-scale sections of the score in question?
  • How much flexibility should be employed within these broad tempi?
  • On a smaller scale, what forms of stylisation and elasticity would be most appropriate for playing various types of rhythms?
  • Through various combinations of accentuation, articulation and rhythm, to what extent, and where, should one tend towards continuity of line, or more angular approaches?
  • In polyphonic or contrapuntal textures, to what extent should one be aiming to project a singular voice which is foregrounded above others, or a greater degree of dynamic equilibrium between parts
  • Should one aim for a singular prominent climactic point within a movement, or can there be several of roughly equal prominence?

I could continue with many more; what is important is that by articulating them in this fashion I am not simply making explicit what might as well remain implicit in the acts of musical preparation and performance, but also underlining the fact of their being choices in various respects, not necessarily something which all performers acknowledge (inwardly or outwardly) or act upon. ‘Gigging’ performers, or those who value primarily ‘intuitive’ approaches, might be amongst those less likely to be concerned about the possibilities of rational choices in the process of preparing a performance or recording.

But even if most practice is a type of research, there remain different levels of which such research is conducted – though this is equally true of written work. The question of ‘is X research?’ is banal and inconsequential; what matters is how we determine equivalence of quality between different manifestations of research. We should be wary of over-rating either practice-based or written work which entails a fraction of the thought, prior skills, time and rigour of the most intensive types of research, and ensure a critical research culture exists amongst practitioners if musical institutions are to be more than dressed-up low level conservatoires.

The possibilities for peer review of work whose output is in the form of practice have not been sufficiently explored, and I propose we need a ‘space’, equivalent to a journal, for reviewing and then either publishing (where outputs can be placed online), or simply detailing and drawing attention to (where outputs are copyrighted elsewhere) creative work. I would welcome any communications from others who might be interested in trying to set such a thing up.

Various participants in the seminar appeared to assume that I did not believe that practice could be research unless accompanied by a written component. This is by no means my belief; rather I have questioned whether some relatively unreflective practice should be considered equivalent to more traditional forms of research, but would again emphasise that these questions also apply to some types of written output. Mera pointed out my comments on popular and cultural studies, in which fields I find great variety of quality, and suggested this is true of much work on contemporary music too: I would wholeheartedly agree, and have argued as much on this blog, as well as in various book reviews and review-articles which have appeared recently (as in my extended study of critical reception of Brian Ferneyhough, in which I have given a harsh view of hagiographical writing).

I wish to add a few comments on some points made by Croft in his response to my article. There are many problems with this response and ways in which I believe he misrepresents various of the figures he critiques, but I will limit myself here to his responses to my article. Croft writes the following:

The distinction at work here, loosely put, is between discovery and invention. Before my critics leap on this statement with accusations of essentialism or definition-mania, let me repeat that an attempt to characterise something is not an essentialising move – it is, however, an attempt to get at a fundamental difference between two types of activity: describing and presenting; making and finding out; or, in Aristotelian terms, poiēsis and epistēmē. It’s hardly a new idea, and deserves more than the breezy dismissal it receives, both from Reeves and from Ian Pace in his response. Einstein was not just ‘making something’. He was describing the world. A composer, on the other hand, is making an addition to the world that is not primarily descriptive. (And no, not like a smartphone or a blancmange.)

Smartphones and blancmanges aside (why are they so fundamentally different to musical composition in terms of their relationship to description?), I do not accept that either Reeves’ response or my own entail a ‘breezy dismissal’; in my own case I dispute how clear-cut is the dichotomy presented by Croft. He goes on to locate cases within literature on practice-as-research which themselves frame the concept of research so as to include creative practice, with which I would agree. The following is the definition of research supplied by the REF:

1. For the purposes of the REF, research is defined as a process of investigation leading to new insights, effectively shared.
2. It includes work of direct relevance to the needs of commerce, industry, and to the public and voluntary sectors; scholarship; the invention and generation of ideas, images, performances, artefacts including design, where these lead to new or substantially improved insights; and the use of existing knowledge in experimental development to produce new or substantially improved materials, devices, products and processes, including design and construction. It excludes routine testing and routine analysis of materials, components and processes such as for the maintenance of national standards, as distinct from the development of new analytical techniques. It also excludes the development of teaching materials that do not embody original research.
3. It includes research that is published, disseminated or made publicly available in the form of assessable research outputs, and confidential reports (as defined at paragraph 115 in Part 3, Section 2). (p. 48)

I do not know why Croft is resistant to this type of highly inclusive definition, though suspect (as indicated in my Tempo article) that this reflects an analytical/positivist philosophical bent rather than the more synthetic and idealistic attitude which I find more enlightening. Research does not merely describe the world, but can create new forms of perception and experience, such as are fundamental to artistic creation. One does not have to be a postmodern relativist (I am certainly not) to see that research can shape rather than merely identify reality. Composition does not come from nowhere, and all music is produced and heard in relation to other music and sonic phenomena; to treat musical creation independently of reference (whether or not willed by the composer) is in my view simplistic. Croft goes on to conclude:

This is not the place to launch a critique of STS [Science and Technology Studies], but I do think practice-as-research is in trouble if it depends on a view of science that confuses ideas and things so profoundly. However, Pace seems to espouse a version of this view in his suggestion that, if Einstein had not come up with relativity, someone else might have come up with an ‘entirely different paradigm’ instead. Most physicists would find this idea absurd.  (p. 75)

The above relies on a flagrant misquotation; in my Tempo article I wrote the following:

It is by no means necessarily true that, as Croft says ‘if Einstein had not existed, someone else would have come up with Relativity’; someone might have come up with a quite different, but equally influential paradigm. (p. 68)

Nowhere here or elsewhere in the article do I use the phrase ‘entirely different paradigm’. The point is that ‘Relativity’ is not itself the phenomena being identified, but a scientific model use to give shape to external phenomena. I will leave it to others to debate whether this was the only possible model which could have been used, or for that matter whether this model will always remain undisputed in the future.

Croft also writes:

Pace, at one point, agrees that composition is ‘not intrinsically research’, but that it might entail various activities that are research. If this is his view, we do not disagree; this is exactly what I said in my original article. But at another point he states that ‘research’ is just a word for what composers have always been doing, except for the additional requirement of supporting text. One interpretation of this might be that composition is research, and the text simply points out how – but this would contradict the earlier statement that composition is not intrinsically research. Another would be that composition is not research until turned into research by the text. This certainly doesn’t square with our usual use of the word ‘research’. You could, in principle, do scientific, literary or historical research without writing anything down. Moreover, if documentation can turn non-research into research, this undermines the ‘material thinking’ justification for practice-as-research: if we take this line seriously, then compositional knowledge-how would not be amenable to translation into knowledge-that. This is a far cry from Pace’s insistence on ‘explicit articulation to facilitate integration into academic structures’. (p. 76)

And furthermore:

Pace seems to think that without such an accompanying text, composing becomes merely a matter of composers composing ‘in the way they always have done’. This points, perhaps, to a tendency to dismiss any idea of a domain of irreducible non-conceptual thought as some kind of romantic fantasy of ineffability. I have no problem with ‘opening a window’ on the compositional process, but when this is anything but superficial, it is often poetic and rarely in the language of aims and objectives; nor is it a matter of ‘making explicit’ for the purposes of ‘integration’, as Pace puts it. Amenability to such language does not turn something into research, as we have seen; but in any case, much of what makes music meaningful is generally resistant to such ‘integration’. (p. 77)

Here is what I wrote:

Croft’s basic formulation that composition is not intrinsically research is one I accept in this naked form, and I would say the same about performance. But both are outputs, which can entail a good deal of research. A new type of blancmange or smartphone may not themselves be intrinsically research either (nor, as Lauren Redhead vitally points out, is writing), but few would have a problem seeing them as valid research-based outputs. (p. 64)

All I am arguing there is that an output is not itself research but the product of research. Croft could as easily read the above as saying that writing is not research, and dismiss all attempts to produce written articles and books, as he uses it to suggest that I am supporting his position. Another passage to which he refers is:

Unlike Croft, I believe that composition-as-research, and performance-as-research (and performance-based research) are real activities; the terms themselves are just new ways to describe what has gone on earlier, with the addition of a demand for explicit articulation to facilitate integration into academic structures. (p. 70)

This needs to be read in the context of these previous statements:

Ultimately his [Croft’s] model of research seems to require a particular type of conceptually based knowledge which can be communicated verbally, which I find too narrow. (p. 64)

What is being asked, not unfairly, of a composer employed in a research-intensive university is that at the least they verbally articulate the questions, issues, aims and objectives, and stages of compositional activity, to open a window onto the process and offer the potential of use to others. As a performer I am happy to do this (and wish more performers would do so) and I do not see why it should be a problem for composers too (the argument that this is unnecessary, as all of this can be communicated solely through the work itself, is one I find too utopian). (p. 67)

Nor does musical practice become research simply by virtue of being accompanied by a programme note, which funding and other committees can look at while ignoring the practical work. (p. 69)

I am a bit more reticent about the second of these statements now than when I wrote the article. The point here was a pragmatic one, which might be somewhat at odds with the sentiments elsewhere. Documenting process can surely do no harm, and indeed do a lot of good in terms of clarifying and facilitating the dissemination of research, but on the other hand one should not necessarily privilege written outputs in this respect, as I said in the talk. But this does not contradict my basic view that practice can be research independently of any written element, in strong distinction to the position Croft (and at first Mera) appear to attribute to me. Documentation does not make something research, it just helps a little with making research more accessible. 300-word statements hardly seem a huge price to pay, though I remain somewhat in two minds about this point. [Addendum: see my later post about the 300-word statements and their history]

I also wrote:

Composers may wish to be paid a salary to compose or perform in the way they always have done, but perhaps they would then be better employed on a teaching contract for composition with the recognition and remuneration for their composition or performance coming from elsewhere. (p. 67)

All I am saying here is that composers should not automatically assume they are high-level academics, any more than should those who write articles and book chapters. It hardly seems so unfair that they are held to research standards just like other types of academics.

Croft takes further exception to my arguments here:

Pace’s suggestion that composition is somehow a less demanding activity for an academic to undertake, and that it needs the words to make up the difference, hardly warrants a response and has no bearing on the question at hand. (pp. 76-7)

I wrote:

I have some doubts as to whether some composition- and performance- based PhDs, especially those not even requiring a written component, are really equivalent in terms of effort, depth and rigour with the more conventional types. (p. 69)

This is the same point as I made about composers expecting to have to put in no extra effort when working in universities. But Croft neglects my qualifier ‘some’. I have certainly seen some other PhDs which are absolutely on a par with more conventional types, just believe these are not always typical.

I end with my fundamental point: trying to provide very exclusive definitions of ‘research’ is fruitless; what is needed is to find equitable ways of assessing composition, performance, written and other types of outputs in ways which do not put any work at a disadvantage simply because of the form of the output.


Research Forum, ‘Can Composition and Performance be Research? Critical Perspectives’, City University, November 25th, 2015, 17:30

On November 25th, 2015, at 17:30, a special Research Forum will take place at City University’s Department of Music, Performance Space, College Building. For further details and booking enquiries, please contact: Sam.MacKay.1@city.ac.uk . The City University event page for this is here.

In this special form a group of panellists will lead a discussion on current debates about the relationship between practice and research. The discussion will centre on two articles in particular: John Croft’s recent and significant article ‘Composition is not Research’ (Tempo, 69/272 (April 2015), pp. 6-11) and Ian Pace’s reply ‘Composition and Performance can be, and often have been, Research’ (forthcoming in Tempo, 70/275 (January 2016)). Both of these can be downloaded here.

John Croft, ‘Composition is not Research’.
Ian Pace, ‘Composition and Performance can be, and often have been, Research’.

Composers and performers in UK university music departments are often employed in full academic positions and are expected to produce research, participate in the Research Excellence Framework, apply for research funding, and demonstrate all these things in order to qualify for career advancement. This situation creates imperatives often distinct from, and sometimes conflicting with, those informing their practical work outside of an academic context. Different institutions can have hugely differing perspectives on the research credentials of practice-based work, and the experiences and fortunes of such practitioners working in academia have varied correspondingly.

John Croft’s article ‘Composition is not Research’ threw down a gauntlet in its rejection of the possibility that compositional outputs can be measured as research in the same manner as more conventional outputs. Croft called for an end to the integration of composers into existing research structures of universities, and a return to the idea of ‘research equivalence’ instead.

This article has generated a good deal of discussion on blogs and social media since its appearance, some of which has been markedly hostile. The January 2016 issue of Tempo will feature two articles in response, one by composer Camden Reeves, the other by City Head of Performance Ian Pace, entitled ‘Composition and Performance can be, and often have been, Research’.

In this article, Pace provides an extended critique of Croft’s arguments, drawing upon wider debates on practice-as-research from beyond the musical field, arguing that Croft’s definitions of research are too narrow, that composition and performance frequently constitute research as much as any other types of outputs, and that the real issue is deriving equitable criteria for judging very different types of research outputs, though this is equally a problem between divergent types of written work.


Panellists

Christopher Fox (Professor of Composition at Brunel University and editor of Tempo)
Ian Pace (pianist and Head of Performance at City University)
Miguel Mera (composer and Head of the Department of Music at City University)
Annie Yim (pianist and DMA student at City University)
Christine Dysers (PhD student in Music at City University)
Camden Reeves (composer and Head of Music, University of Manchester)

Chair: Alexander Lingas (Reader in Music, City University)


Further Weblinks

Piers Hellawell, ‘Treating Composers as Researchers is Bonkers.’
Luk Vaes, ‘When Composition is not Research.’
Lawrence Dunn, ‘Squaring the damn composition-research circle.’
Martin Parker Dixon, ‘Composition can be research (some comments on John Croft’s recent article).’
David Pocknee, ‘Composition Is Not A Jaffa Cake, Research Is Not A Biscuit: A Riposte to John Croft.’
Lauren Redhead, ‘Is Composition Research?’
Nicholas Till, ‘Opus versus Output’
Huib Schippers, ‘The Marriage of Art and Academia: Challenges and Opportunities for Music Research in Practice-based Environments.’
Christopher Fox, ‘Music for a Dis-Uniting Kingdom?’ (Including some reflections on composition as research).
Ian Pace, ‘Musicological Observations 4: Can Commercial Music be Research?’ (distinct from the forthcoming Tempo article mentioned above)

And some earlier relevant articles more widely on practice and research:

Christopher Frayling, ‘Research in Art and Design.’
Linda Candy, ‘Practice Based Research: A Guide.’
Joanne ‘Bob’ Whalley and Lee Miller, ‘Partly Cloudy, Chance of Rain: A Case Study’, in John Freeman (ed) Blood, Sweat and Theory: Research through Practice in Performance. (Middlesex University Press, London, 2010), pp. 218-232.

[ADDENDUM: A link to a response to this by Luk Vaes, and then my own response, can be found here]